Ofad 209
Ofad 209
MAJOR ARTICLE
Background. The purpose of this study was to evaluate whether a bivalent coronavirus disease 2019 (COVID-19) vaccine
protects against COVID-19.
When the original messenger RNA (mRNA) coronavirus response among the human population, led to the emergence
disease 2019 (COVID-19) vaccines first became available in and spread of SARS-CoV-2 variants. Despite this, for almost 2
2020, there was ample evidence of efficacy from randomized years since the onset of the pandemic, those previously infected
clinical trials [1, 2].Vaccine effectiveness was subsequently con or vaccinated continued to have substantial protection against re
firmed by clinical effectiveness data in the real world outside of infection by virtue of natural or vaccine-induced immunity [6].
clinical trials [3, 4], including an effectiveness estimate of 97% The arrival of the Omicron variant in December 2021 brought
among employees within our own healthcare system [5]. This a significant change to the immune protection landscape.
was when the human population had just encountered the Previously infected or vaccinated individuals were no longer pro
novel severe acute respiratory syndrome coronavirus 2 tected from COVID-19 [6]. Vaccine boosting provided some
(SARS-CoV-2) virus, and the pathogen had exacted a high protection against the Omicron variant [7, 8], but the degree of
morbidity and mortality burden across the world. The vaccines protection was not near that of the original vaccine against the
were amazingly effective in preventing COVID-19, saved a pre-Omicron variants of SARS-CoV-2 [8]. After the emergence
large number of lives, and changed the impact of the pandemic. of the Omicron variant, prior infection with an earlier lineage
Continued acquisition of mutations in the virus, from natu of the Omicron variant protected against subsequent infection
ral evolution in response to interaction with the immune with a subsequent lineage [9], but such protection appeared to
wear off within a few months [10]. During the Omicron phase
Received 21 December 2022; editorial decision 12 April 2023; accepted 17 April 2023; pub of the pandemic, protection from vaccine-induced immunity de
lished online 19 April 2023 creased within a few months after vaccine boosting [8].
Correspondence: Nabin K. Shrestha, MD, MPH, Department of Infectious Diseases,
Cleveland Clinic, 9500 Euclid Ave/G-21, Cleveland, OH 44195 ([email protected]); Steven
Recognition that the original COVID-19 vaccines provided
M. Gordon, MD, Department of Infectious Diseases, Cleveland Clinic, 9500 Euclid Ave/G-21, much less protection after the emergence of the Omicron var
Cleveland, OH 44195 ([email protected]).
iant spurred efforts to produce newer vaccines that were more
Open Forum Infectious Diseases®
© Crown copyright 2023. This Open Access article contains public sector information licensed effective. These efforts culminated in the approval by the US
under the Open Government Licence v3.0 (http://www.nationalarchives.gov.uk/doc/open-
Food and Drug Administration, on 31 August 2022, of bivalent
government-licence/version/3/).
https://doi.org/10.1093/ofid/ofad209 COVID-19 mRNA vaccines, which encoded antigens
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The primary model included all study participants. The sec Table 1. Baseline Characteristics of 51 017 Employees of Cleveland
ondary model included only those with prior exposure to Clinic in Ohio
the Pfizer vaccine in 11 397 (87%) and the Moderna vaccine Omicron 13 717 (26.9)
Time since most recent infection, mean (SD), d 287 (220)
in the remaining 1700. In all, 4424 employees (8.7%) acquired
No. of prior vaccine doses
COVID-19 during the 26 weeks of the study. 0 5953 (11.7)
1 2514 (4.9)
Baseline Characteristics 2 14 985 (29.4)
Table 1 shows the characteristics of participants included in the 3 23 607 (46.3)
study. Notably, this was a relatively young population, with a 4 3850 (7.5)
5 91 (<1)
mean age of 42 years. Among these individuals, 20 686 (41%)
6 17 (<1)
had previously had a documented episode of COVID-19, and
Time since most recent vaccine, mean (SD), 3 319 (135)
13 717 (27%) had previously had an Omicron variant infection; Time since proximate SARS-CoV-2 exposure, mean 263 (142)
45 064 (88%) had previously received ≥1 dose of vaccine, 42 550 (SD)b
(83%) had received ≥2 doses, and 46 761 (92%) had been previ Abbreviations: SARS-Cov-2, severe acute respiratory syndrome; SD, standard deviation.
a
Data represented no. (%) of employees unless otherwise indicated.
ously exposed to SARS-CoV-2 by infection or vaccination. b
Exposure by infection or vaccination.
last prior COVID-19 episode was the lower the risk of afforded by bivalent vaccination while the BA.4/5 lineages
COVID-19, and the greater the number of vaccine doses previ were dominant was similar to that estimated in another study
ously received the higher the risk of COVID-19. using data from the Increasing Community Access to Testing
national SARS-CoV-2 testing program [16].
Bivalent Vaccine Effectiveness Among Those With Prior SARS-CoV-2 The strengths of our study include its large sample size and
Infection or Vaccination
its conduct in a healthcare system where very early recognition
Among persons with prior exposure to SARS-CoV-2 by infec
of the critical importance of maintaining an effective workforce
tion or vaccination, HRs for bivalent vaccination for individu
during the pandemic led to devotion of resources to provide an
als, after adjusting for time since proximate SARS-CoV-2
accurate accounting of who had COVID-19, when COVID-19
exposure, are shown in Table 3. Bivalent vaccination protected
was diagnosed, who received a COVID-19 vaccine, and when.
against COVID-19 during the BA.4/5-dominant phase (HR,
The study method, treating bivalent vaccination as a time-
0.78 [95% CI, .70–.88; P <.001), but a significant protective ef
dependent covariate, allowed vaccine effectiveness to be deter
fect could not be demonstrated during the BQ-dominant phase
mined in real time.
(0.91 [.78–.1.07]; P = .25) or the XBB-dominant phase (1.05
The study has several limitations. Individuals with unrecog
[.85–.1.29]; P= .66).
nized prior infection would have been misclassified as previ
ously uninfected. Since prior infection protects against
DISCUSSION
subsequent infection, such misclassification would have result
This study found that the current bivalent vaccines were about ed in underestimating the protective effect of the vaccine.
29% effective overall in protecting against infection with However, there is little reason to suppose that prior infections
SARS-CoV-2 when the Omicron BA.4/5 lineages were the pre would have been missing in the bivalent-vaccinated and non
dominant circulating strains, and effectiveness was lower when vaccinated states at disproportionate rates. There might be con
the circulating strains were no longer represented in the vac cern that those who chose to receive the bivalent vaccine may
cine. A protective effect could not be demonstrated when the have been more worried about infection and more likely to
XBB lineages were dominant. The magnitude of protection be tested when they had symptoms, thereby disproportionately
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Figure 2. Cumulative incidence of coronavirus disease 2019 (COVID-19) for study participants stratified by the number of COVID-19 vaccine doses previously received. Day
0 was 12 September 2022, the date the bivalent vaccine was first offered to employees. Point estimates and 95% confidence intervals are jittered along the x-axis to improve
visibility.
detecting more incident infections among those who received We were unable to distinguish between symptomatic and
the bivalent vaccine. We did not find an association between asymptomatic infections and had to limit our analyses to all de
the number of COVID-19 tests done and the number of prior tected infections. Variables that were not considered might
vaccine doses, however, suggesting that this was not a con have influenced the findings substantially. Time since last prior
founding factor. Those who chose to get the bivalent vaccine exposure to SARS-CoV-2 could not be included in the primary
could have been those who were more likely to have lower risk- model owing to multicollinearity. It is possible that the associ
taking behavior with respect to COVID-19. This would have ation of number of prior vaccine doses with increased risk of
the effect of finding a higher risk of COVID-19 in the nonvac infection may have been confounded by time since last prior
cinated state, thereby potentially overestimating vaccine effec exposure to SARS-CoV-2. There were too few severe illnesses
tiveness, because the lower risk of COVID-19 in the for the study to determine whether the vaccine decreased se
bivalent-vaccinated state could have been due to lower risk- verity of illness. Finally, our study was done in a healthcare
taking behavior rather than the vaccine. population, and included no children and few elderly persons,
The widespread availability of home testing kits might and the majority of study participants would not have been
have reduced detection of incident infections. This potential immunocompromised.
effect should be somewhat mitigated in our healthcare cohort A possible explanation for a lower-than-expected vaccine ef
because one needs a NAAT to get paid time off, providing a fectiveness is that a substantial proportion of the population
strong incentive to get a NAAT if one tests positive at home. may have had prior asymptomatic Omicron variant infection.
Even if one assumes that some individuals chose not to follow About a third of SARS-CoV-2 infections have been estimated
up on a positive home test result with a NAAT, it is very un to be asymptomatic in studies performed in different places
likely that individuals would have chosen to pursue NAAT at different times [17–19]. If so, protection from the bivalent
after receiving the bivalent vaccine more than before receiv vaccine may have been masked because those with prior
ing it, at rates disproportionate enough to affect the study’s Omicron variant infection may have already been somewhat
findings. protected against COVID-19 by virtue of natural immunity.
Table 2. Unadjusted and Adjusted Associations With Time to Coronavirus Disease 2019
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Table 3. Associations With Time to Coronavirus Disease 2019 Among behavior. Despite this, their risk of acquiring COVID-19 was
Study Participants With Prior Severe Acute Respiratory Syndrome lower than that that of participants those who received more
(SARS-CoV-2) Exposure, Adjusted for Time Since Proximate SARS-CoV-2
Exposure by Prior Infection or Vaccination prior vaccine doses.
Ours is not the only study to find a possible association with
Variablea Adjusted HR (95% CI) P Value more prior vaccine doses and higher risk of COVID-19. During
Bivalent-vaccinated state b an Omicron wave in Iceland, individuals who had previously
BA.4/5-dominant phase .78 (.69–.87) <.001 received ≥2 doses were found to have a higher odds of reinfec
BQ-dominant phase .90 (.78–1.05) .19 tion than those who had received <2 doses, in an unadjusted
XBB-dominant phase 1.06 (.91–1.24) .43
analysis [21]. A large study found, in an adjusted analysis,
Age 1.004 (1.001–1.006) .005
Male sexc .78 (.73–.84) <.001
that those who had an Omicron variant infection after previ
Pandemic hired 1.07 (.99–1.15) .08 ously receiving 3 doses of vaccine had a higher risk of reinfec
Clinical jobe 1.11 (1.05–1.18) <.001 tion than those who had an Omicron variant infection after
Time since proximate SARS-CoV-2 previously receiving 2 doses [22]. Another study found, in mul
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