Abstract
Urban health inequities often reflect and follow the geographic patterns of inequality in the social, economic and environmental conditions within a city—the so-called determinants of health. Evidence of patterns within these conditions can support decision-making by identifying where action is urgent and which policies and interventions are needed to mitigate negative impacts and enhance positive impacts. Within the scope of the EU-funded project EURO-HEALTHY (Shaping EUROpean policies to promote HEALTH equitY), the City of Lisbon was selected as a case study to apply a multidimensional and participatory assessment approach of urban health whose purpose was to inform the evaluation of policies and interventions with potential to address local health gaps. In this paper, we present the set of indicators identified as drivers of urban health inequities within the City of Lisbon, exploring the added value of using a spatial indicator framework together with a participation process to orient a place-based assessment and to inform policies aimed at reducing health inequities. Two workshops with a panel of local stakeholders from health and social care services, municipal departments (e.g. urban planning, environment, social rights and education) and non-governmental and community-based organizations were organized. The aim was to engage local stakeholders to identify locally critical situations and select indicators of health determinants from a spatial equity perspective. To support the analysis, a matrix of 46 indicators of health determinants, with data disaggregated at the city neighbourhood scale, was constructed and was complemented with maps. The panel identified critical situations for urban health equity in 28 indicators across eight intervention axes: economic conditions, social protection and security; education; demographic change; lifestyles and behaviours; physical environment; built environment; road safety and healthcare resources and performance. The geographical distribution of identified critical situations showed that all 24 city neighbourhoods presented one or more problems. A group of neighbourhoods systematically perform worse in most indicators from different intervention axes, requiring not only priority action but mainly a multi- and intersectoral policy response. The indicator matrices and maps have provided a snapshot of urban inequities across different intervention axes, making a compelling argument for boosting intersectoral work across municipal departments and local stakeholders in the City of Lisbon. This study, by integrating local evidence in combination with social elements, pinpoints the importance of a place-based approach for assessing urban health equity.
Similar content being viewed by others
References
WHO and UN-Habitat. Hidden Cities: Unmasking and Overcoming Health Inequities in Urban Settings. Kobe, Japan; 2010. http://www.who.int/kobe_centre/%0Apublications/hidden_cities2010/en/. Accessed 15 Dec 2019
WHO and UN-Habitat. Global Report on Urban Health: Equitable, Healthier Cities for Sustainable Development. Kobe, Japan; 2016.
Santana P, Costa C, Freitas Â, et al. Atlas of Population Health in European Union Regions. In: Santana P, editor. . Coimbra: Imprensa da Universidade de Coimbra; 2017. https://doi.org/10.14195/978-989-26-1463-2.
Costa C, Santana P, Dimitroulopoulou S, Burstrom B, Borrell C, Schweikart J, et al. Population health inequalities across and within European metropolitan areas through the Lens of the EURO-HEALTHY Population Health Index. Int J Environ Res Public Health. 2019;16(5):836. https://doi.org/10.3390/ijerph16050836.
Corburn J Healthy city planning: from neighbourhood to national health equity. 2013. https://doi.org/10.4324/9780203772249.
WHO and UN-Habitat. Global Report on Urban Health: equitable, healthier cities for sustainable development. Geneva; 2016. http://www.who.int/iris/handle/10665/204715. Accessed 15 Dec 2019.
CSDH. Closing the gap in a generation: health equity through action on the social determinants of health. Final report of the commission on social determinants of health. Geneva: World Health Organization 2008. https://doi.org/10.1080/17441692.2010.514617.
Friel S. Inequities in the freedom to lead a flourishing and healthy life: issues for healthy public policy. Int J Health Policy Manag. 2014;3(4):161–3. https://doi.org/10.15171/ijhpm.2014.82.
Corburn J. Urban place and health equity: Critical issues and practices. Int J Environ Res Public Health. 2017;14(2) https://doi.org/10.3390/ijerph14020117.
National Academy of Medicine. In: Bogard K, Murry VM, Alexander C, editors. Perspectives on health equity and social determinants of health. Washington, DC: National Academy of Medicine; 2017.
Braveman P. What are health disparities and health equity? We need to be clear. Public Health Rep. 2014;129(1_suppl2):5–8. https://doi.org/10.1177/00333549141291S203.
Sen A. Why health equity? Health Econ. 2002;11(8):659–66. https://doi.org/10.1002/hec.762.
Braveman P. Defining equity in health. J Epidemiol Community Health. 2003;57(4):254–8. https://doi.org/10.1136/jech.57.4.254.
Rudolph L, Caplan J, Ben-Moshe K, Dillon L. Health in all policies. A guide for state and local governments. Washington, DC and Oakland, CA; 2013.
WHO. Addressing the social determinants of health: the urban dimension and the role of local government. Copenhagen; 2012. http://www.euro.who.int/en/publications/abstracts/addressing-the-social-determinants-of-health-the-urban-dimension-and-the-role-of-local-government. Accessed 15 Dec 2019.
Vlahov D, Freudenberg N, Proietti F, Ompad D, Quinn A, Nandi V, et al. Urban as a determinant of health. J Urban Health. 2007;84(3 Suppl):i16–26. https://doi.org/10.1007/s11524-007-9169-3. Accessed 15 Dec 2019.
WHO. Healthy, prosperous lives for all: the European Health Equity Status Report. Copenhagen; 2019. http://www.euro.who.int/en/publications/abstracts/health-equity-status-report-2019. Accessed 15 Dec 2019.
Tsouros A. City leadership for health and well-being: back to the future. J Urban Health. 2013;90(Suppl 1):4–13. https://doi.org/10.1007/s11524-013-9825-8.
Corburn J, Curl S, Arredondo G, Malagon J. Health in all urban policy: city services through the prism of health. J Urban Health. 2014;91(4):623–36. https://doi.org/10.1007/s11524-014-9886-3.
Galea S, Freudenberg N, Vlahov D. Cities and population health. Soc Sci Med. 2005;60(5):1017–33. https://doi.org/10.1016/j.socscimed.2004.06.036.
Brown C, Harrison D, Burns H, Ziglio E. Governance for health equity. Copenhagen: WHO Regional Office for Europe; 2013. http://www.euro.who.int/__data/assets/pdf_file/0020/235712/e96954.pdf. Accessed 15 Dec 2019.
United Nations (Habitat III). New Urban Agenda. Quito; 2017. www.habitat3.org. Accessed 15 Dec 2019.
United Nations. Transforming our world: the 2030 Agenda for Sustainable Development.
Sutcliffe S, Court J. A toolkit for progressive policymakers in developing countries. London; 2006. https://www.who.int/hiv/pub/toolkits/rapid-progressive-policy-makers-developing-countries.pdf. Accessed 15 Dec 2019.
Elsey H, Thomson DR, Lin RY, Maharjan U, Agarwal S, Newell J. Addressing inequities in urban health: do decision-makers have the data they need? Report from the urban health data special session at international conference on urban health Dhaka 2015. J Urban Health. 2016;93(3):526–37. https://doi.org/10.1007/s11524-016-0046-9.
Flacke J, Köckler H. Spatial urban health equity indicators – a framework-based approach supporting spatial decision making. Sustain Dev Plan VII. 2015;1:365–76. https://doi.org/10.2495/sdp150311.
Corburn J, Cohen AK. Why we need urban health equity indicators: integrating science, policy, and community. PLoS Med. 2012;9:e1001285. https://doi.org/10.1371/journal.pmed.1001285.
Kumaresan J, Prasad A, Alwan A, Ishikawa N. Promoting health equity in cities through evidence-based action. J Urban Health. 2010;87(5):727–32. https://doi.org/10.1007/s11524-010-9500-2.
WHO. Urban Health Equity Assessment and Response Tool (Urban HEART). http://www.who.int/kobe_centre/measuring/urbanheart/en/. Published 2010. Accessed Jul 25, 2018.
Prasad A, Kano M, Dagg KA-M, Mori H, Senkoro HH, Ardakani MA, et al. Prioritizing action on health inequities in cities: an evaluation of urban health equity assessment and response tool (urban HEART) in 15 cities from Asia and Africa. Soc Sci Med. 2015;145:237–42. https://doi.org/10.1016/j.socscimed.2015.09.031.
Rothenberg R, Stauber C, Weaver S, Dai D, Prasad A, Kano M. Urban health indicators and indices--current status. BMC Public Health. 2015;15:494. https://doi.org/10.1186/s12889-015-1827-x.
Prasad A, Gray CB, Ross A, Kano M. Metrics in urban health: current developments and future prospects. Annu Rev Public Health. 2016;37(1):113–33. https://doi.org/10.1146/annurev-publhealth-032315-021749.
Pineo H, Glonti K, Rutter H, Zimmermann N, Wilkinson P, Davies M. Urban health indicator tools of the physical environment: a systematic review. J Urban Health. 2018;95(5):613–46. https://doi.org/10.1007/s11524-018-0228-8.
Prasad A, Borrell C, Mehdipanah R, Chatterji S. Tackling health inequalities using urban HEART in the sustainable development goals era. J Urban Health. 2018;95(5):610–2. https://doi.org/10.1007/s11524-017-0165-y.
Thomson DR, Linard C, Vanhuysse S, Steele JE, Shimoni M, Siri J, et al. Extending data for urban health decision-making: a menu of new and potential neighborhood-level health determinants datasets in LMICs. J Urban Health. 2019;96(4):514–36. https://doi.org/10.1007/s11524-019-00363-3.
Newman L, Baum F, Javanparast S, O’Rourke K, Carlon L. Addressing social determinants of health inequities through settings: a rapid review. Health Promot Int. 2015;30(suppl 2):ii126–43. https://doi.org/10.1093/heapro/dav054.
Cummins S, Curtis S, Diez-Roux AV, Macintyre S. Understanding and representing “place” in health research: a relational approach. Soc Sci Med. 2007;65(9):1825–38. https://doi.org/10.1016/J.SOCSCIMED.2007.05.036.
Curtis S, Rees JI. Is there a place for geography in the analysis of health inequality? Sociol Health Illn. 1998;20(5):645–72. https://doi.org/10.1111/1467-9566.00123.
Dankwa-Mullan I, Pérez-Stable EJ. Addressing health disparities is a place-based issue. Am J Public Health. 2016;106(4):637–9. https://doi.org/10.2105/AJPH.2016.303077.
National Academies of Sciences Engineering and Medicine. Communities in action: pathways to health equity. Washington, DC: The National Academies Press; 2017. https://doi.org/10.17226/24624.
Phillips LD, Bana E, Costa CA. Transparent prioritisation, budgeting and resource allocation with multi-criteria decision analysis and decision conferencing. Ann Oper Res. 2007;154(1):51–68. https://doi.org/10.1007/s10479-007-0183-3.
The Health Foundation. Learning report: looking for value in hard times. London; 2012. https://www.health.org.uk/sites/default/files/LookingForValueInHardTimes.pdf. Accessed 15 Dec 2019.
WHO. Multisectoral and Intersectoral Action for Improved Health and Well-Being for All: Mapping of the WHO European Region Governance for a Sustainable Future: Improving Health and Well-Being for All. Copenhagen; 2018. https://www.euro.who.int/__data/assets/pdf_file/0005/371435/multisectoral-report-h1720-eng.pdf?ua=1. Accessed 15 Dec 2019.
Katz AS, Cheff RM, O’Campo P. Bringing stakeholders together for urban health equity: hallmarks of a compromised process. Int J Equity Health. 2015;14(1) https://doi.org/10.1186/s12939-015-0252-1.
den Broeder L, Chung KY, Geelen L, Scholtes M, Schuit AJ, Wagemakers A. We are all experts! Does stakeholder engagement in health impact scoping lead to consensus? A Dutch case study. Impact Assess Proj Apprais. 2016;34(4):294–305. https://doi.org/10.1080/14615517.2016.1176413.
Ferretti V. From stakeholders analysis to cognitive mapping and multi-attribute value theory: an integrated approach for policy support. Eur J Oper Res. 2016;253(2):524–41. https://doi.org/10.1016/j.ejor.2016.02.054.
Baltussen R, Paul Maria Jansen M, Bijlmakers L, et al. Value assessment frameworks for HTA agencies: the organization of evidence-informed deliberative processes. Value Health. 2017;20(2):256–60. https://doi.org/10.1016/j.jval.2016.11.019.
Glicken J. Getting stakeholder participation “right”: a discussion of participatory processes and possible pitfalls. Environ Sci Pol. 2000;3(6):305–10. https://doi.org/10.1016/S1462-9011(00)00105-2.
Santana P (coord. Promoting population health and equity in europe: from evidence to policy. (Santana P, ed.). Imprensa da Universidade de Coimbra; 2017. 978–989–20-8021-5.
Santana P, Freitas Â, Stefanik I, et al. Advancing tools to promote health equity across European Union regions: the EURO-HEALTHY project. Heal Res Policy Syst. 2020;18(1):18. https://doi.org/10.1186/s12961-020-0526-y.
Santana P, Freitas A, Costa C, Stefanik I, Ferreira PL, Quintal C. Population health index. In: Santana P, editor. Promoting population health and equity in Europe: from evidence to policy. Coimbra: Coimbra University Press; 2017. p. 22–5.
Bana e Costa C, Freitas L, Oliveira M, Rodrigues T, Vieira A. Using the MACBETH socio-technical methodological approach to build the EURO-HEALTHY PHI. In: Santana P, ed. Promoting population health and equity in europe: from evidence to policy. Coimbra, Portugal: Imprensa da Universidade de Coimbra; 2017:71–77.
Freitas A, Santana P, Oliveira MD, Almendra R, Bana Costa JC, Bana Costa CA. Indicators for evaluating European population health: a Delphi selection process. BMC Public Health. 2018;18:557. https://doi.org/10.1186/s12889-018-5463-0.
Bana e Costa CA, Lourenço JC, Oliveira MD, Bana e Costa JC. A socio-technical approach for group decision support in public strategic planning: the Pernambuco PPA case. Gr Decis Negot. 2014;23(1):5–29. https://doi.org/10.1007/s10726-012-9326-2.
Alvarenga A, Bana e Costa CA, Borrell C, et al. Scenarios for population health inequalities in 2030 in Europe: the EURO-HEALTHY project experience. Int J Equity Health. 2019;18(1):100. https://doi.org/10.1186/s12939-019-1000-8.
Bana e Costa C, Correia P, Freitas L, Oliveira M, Rodrigues T, Vieira A. Devising and testing a novel methodology for the evaluation of policies under European population health scenarios. In: Santana P (Coord), ed. Promoting Population Health and Equity in Europe: From Evidence to Policy. University. Coimbra; 2017:85–87. https://doi.org/10.14195/978-989-26-1500-4.
WHO. Closing the Gap in a Generation. 2008. https://doi.org/10.1080/17441692.2010.514617.
Pope J Selecting health indicators in population health: notes on choosing health indicators for the National Biomedical Risk Factor Survey. Adelaide; 2003. http://phidu.torrens.edu.au/pdf/1999-2004/working-papers-ahms-2003/ahms_paper2_health_indicators.pdf. Accessed 15 Dec 2019.
Pan American Health Organization. Health indicators: conceptual and operational considerations. Washington, D.C.; 2018. https://www.paho.org/hq/index.php?option=com_docman&view=download&category_slug=health-analysis-metrics-evidence-9907&alias=45249-health-indicators-conceptual-operational-considerations-249&Itemid=270&lang=en. Accessed 15 Dec 2019.
Novoa AM, Pérez G, Espelt A, et al. The experience of implementing urban HEART Barcelona: a tool for action. J Urban Health. 2018;95(5):647–61. https://doi.org/10.1007/s11524-017-0194-6.
Vieira ACL, Oliveira MD. Bana e Costa CA. Enhancing knowledge construction processes within multicriteria decision analysis: the collaborative value modelling framework. Omega. March 2019;102047:102047. https://doi.org/10.1016/J.OMEGA.2019.03.005.
Holden RR. Face Validity. In:The Corsini Encyclopedia of Psychology. Hoboken: Wiley; 2010. p. 1–2. https://doi.org/10.1002/9780470479216.corpsy0341.
Wright MT. Quality Criteria of the International Collaboration for Participatory Health Research. In: Wallerstein N, Duran B, Oetzel J, Minckler M, eds. Community-based participatory research in health. Advancing social and health equity. Wiley; 2018:351–356. https://books.google.pt/books?id=GLg4DwAAQBAJ&pg=PA70&lpg=PA70&dq=validity+in+participatory+processes+urban+health&source=bl&ots=lFAvpsvyAK&sig=ACfU3U0w_-0vHvvk9t0M7bmKwStPsn7oWA&hl=pt-PT&sa=X&ved=2ahUKEwj_z_bdiZ3qAhWTTsAKHQsvAZkQ6AEwAXoECAsQAQ#v=onepage &. Accessed Jun 25, 2020.
Pineo H, Glonti K, Rutter H, Zimmermann N, Wilkinson P, Davies M. Use of urban health indicator tools by built environment policy- and decision-makers: a systematic review and narrative synthesis. J Urban Health. 2019;97:418–35. https://doi.org/10.1007/s11524-019-00378-w.
Ollila E. Health in All Policies: From rhetoric to action. Scand J Public Health. 2011;39(6_suppl):11–8. https://doi.org/10.1177/1403494810379895.
Ollila E, Baum F, Peña S. Introduction to health in all policies and the analytical framework of the book. In: Cook S, Leppo K, Ollila E, Peña S, Wismar M, editors. Health in all policies: seizing opportunities, implementing policies. Helsinki: Ministry of Social Affairs and Health; 2013. p. 3–24.
Novoa AM, Pérez G, Espelt A, et al. The experience of implementing urban HEART Barcelona: a tool for action. J Urban Health. 2017;95:1–15. https://doi.org/10.1007/s11524-017-0194-6.
Flacke J, Schüle SA, Köckler H, Bolte G. Mapping environmental inequalities relevant for health for informing urban planning interventions—a case study in the city of Dortmund, Germany. Int J Environ Res Public Health. 2016;13(7) https://doi.org/10.3390/ijerph13070711.
Shadmi E, Chen Y, Dourado I, Faran-Perach I, Furler J, Hangoma P, et al. Health equity and COVID-19: global perspectives. Int J Equity Health. 2020;19(1):104. https://doi.org/10.1186/s12939-020-01218-z.
Bambra C, Riordan R, Ford J, Matthews F. The COVID-19 pandemic and health inequalities. J Epidemiol Community Health. 2020:jech-2020-214401; https://doi.org/10.1136/jech-2020-214401.
Acknowledgements
The authors would like both to acknowledge the support received from the Municipality of Lisbon (CML) and to express gratitude for the opportunity to work with the City of Lisbon in a case study. Namely, the authors sincerely thank João Afonso (City Councillor for Social Rights between 2013 and 2017—CML/PDS), Teresa Craveiro and her team (Municipal Health and Wellbeing Plan of Lisbon—CML/EP-PLHDS) for the active involvement and support provided throughout the case study, namely in the preparation of workshops and support given on data collection. The authors are also grateful to the investigators involved in the preparation of the consultation materials that informed the workshops (indicator’s identity card, tables and maps), namely Adriana Loureiro, Claudia Costa, Ricardo Almendra and Joaquim Patriarca from the University of Coimbra and investigators involved in the design of the overall methodological approach of the EURO-HEALHY project, namely Paulo Correia, Carlos Bana e Costa and Mónica Oliveira from the Instituto Superior Técnico, University of Lisbon.
Then, we would like to gratefully acknowledge the participation of all local stakeholders involved in the participatory process (see list of institutions/participants below).
City of Lisbon (CML): Ana Cristina Correia, Ana Gouveia, Ana Sofia Rocha, Célia Campos, Gonçalo Belo, Graça Silva, Isabel Castanho, Luísa Araújo, Maria Alexandra Costa, Maria João Frias, Marta Santos, Pedro Homem Gouveia and Teresa Craveiro; Civil Parish Council: Maria Capitolina Marques; Regional Coordination and Development Commission (CCDR-LVT): Cristiano Amaro; Santa Casa da Misericórdia de Lisboa (SCML): Filomena Gerardo, Maria Luís Calinas and Noémia Silveiro; Médicos do Mundo (Doctors of the World): Fernando Vasco Marques; Diabetes Portugal (Portuguese Diabetes Association—APDP): Rogério Ribeiro; Alzheimer Portugal (Portuguese Alzheimer’s Association): Ana Sofia Gomes and Filipa Gomes; Observatório - Luta Contra a Pobreza na cidade de Lisboa (Lisbon Observatory for the European Anti-Poverty Network—EAPN): Catarina Cruz; The Directorate-General of Health (DGS/National Health Plan): Rui Portugal; Regional Health Administration of Lisbon (ARS LVT): Joaquim Fonseca and Manuel Cruz; Faculty of Medicine of the University of Lisbon (FMUL): Paulo Nicola; Primary Health Care Center Group of Northern Lisbon (ACES Lisboa Norte): Guilherme Quinaz Romana and Rita Azevedo; Primary Health Care Center Group of Central Lisbon (ACES Lisboa Central): Fátima Quitério; Primary Health Care Center Group of Western Lisbon and Oeiras (ACES Lisboa Ocidental e Oeiras): Fátima Nogueira and Rafic Nordin.
Finally, we would like to thank our English language reviewer, Scott Pulp (University of Coimbra) for the English editing work.
Funding
This research was conducted under the EURO-HEALTHY project, which was funded by the European Union’s Horizon 2020 research and innovation programme, Grant Agreement No 643398, and received support from the Centre of Studies in Geography and Spatial Planning (CEGOT), funded by national funds through the Foundation for Science and Technology (FCT) under the reference UID/GEO/04084/2019. Angela Freitas is a recipient of an Individual Doctoral Fellowship funded by national funds through the Foundation for Science and Technology (FCT), under the reference SFRH/BD/123091/2016.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Disclosure Statement
The authors declare that they have no conflict of interest.
Additional information
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Freitas, Â., Rodrigues, T.C. & Santana, P. Assessing Urban Health Inequities through a Multidimensional and Participatory Framework: Evidence from the EURO-HEALTHY Project. J Urban Health 97, 857–875 (2020). https://doi.org/10.1007/s11524-020-00471-5
Published:
Issue date:
DOI: https://doi.org/10.1007/s11524-020-00471-5