Abstract
Federalism has not been able to stabilize Iraq or bring peace to the country. Instead, a flawed federal system has further increased ethnic and religious divisions and weakened the Iraqi state. It has also set an example for other Middle Eastern states, most notably Syria, where federalism is discussed as a potential solution to the ongoing civil war. While the Kurdish Question unites both countries, attitudes toward federalism are mainly hostile among the Arab majority populations. Instead, demands for centralization and colonial legacies of the need for strong nation-states have had devastating consequences for both countries—and have fundamentally affected inter-ethnic relations. But what can Syria learn from Iraq if anything? And why was Iraq’s federal system so flawed? This chapter looks at the role of constitutional engineering, the positions of external actors and the need to find inter-ethnic compromise and consensus on the future design of the state as key issues in both countries.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Similar content being viewed by others
Notes
- 1.
We follow the use of a federal political system as suggested by the editors in the Introduction, which may refer to a fully functional federation or to any other decentralised system, with several key federal elements as highlighted by Ronald Watts (2008).
- 2.
See also Soeren Keil’s contribution on the Balkans in this volume.
- 3.
Both authors have worked as advisors to the Syrian opposition and contributed to and commented on the Draft Constitution discussed here.
References
Abboud, S. (2018). Syria (2nd ed.). Polity.
Aboultaif, E. W. (2021). The federal question in Lebanon—Myths and illusions. 50 Shades of Federalism. Retrieved June 7, 2021, from http://50shadesoffederalism.com/case-studies/the-federal-question-in-lebanon-myths-and-illusions/
Allsopp, H., & van Wilgenburg, W. (2019). The Kurds of Northern Syria—Governance, diversity and conflicts. I.B. Tauris.
Al-Mawlawi, A. (2018). ‘Functioning federalism’ in Iraq: A critical perspective. LSE Blog, 11 March. Retrieved June 7, 2021, from https://blogs.lse.ac.uk/mec/2018/03/11/functioning-federalism-in-iraq-a-critical-perspective/
Al-Qarawee, H. (2010). Redefining a nation: The conflict of identity and federalism in Iraq. Perspectives on Federalism, 2(1), 32–41. Retrieved June 7, 2021, from http://www.on-federalism.eu/attachments/061_download.pdf
Anderson, L. (2013). Federal solutions to ethnic problems—Accommodating diversity. Routledge.
Anderson, S. (2018). Zerbrochene Länder—Wie die Arabsiische Welt aus den Fugen geriet. Bundeszentrale für Politische Bildung.
ARA News. (2016). Kurdish National Council announces plan for setting up “Syrian Kurdistan Region”. Retrieved June 7, 2021, from http://aranews.net/files/2016/08/kurdish-national-council-announces-plan-setting-syrian-kurdistan-region/
Bakvis, H. (1985). Structure and process in federal and consociational arrangements. Publius—The Journal of Federalism, 15(2), 57–69.
Belser, E. M. (2020). A failure of state transformation rather than a failure of federalism? The case of Iraq. Ethnopolitics, 19(4), 383–401.
Bormann, N.-C. (2017). Ethnic power-sharing coalitions and democratization. In A. McCulloch & J. McGarry (Eds.), Power-sharing—Empirical and normative challenges (pp. 124–147). Routledge.
Brancati, D. (2009). Peace by design: Managing intrastate conflict through decentralization. Oxford University Press.
Brancati, D. (2004). Can federalism stabilize Iraq? The Washington Quarterly, 27(2), 5–21.
Burgess, M. (2006). Comparative federalism—Theory and practice. Routledge.
Burgess, M. (2012). In search of the federal spirit—New theoretical and empirical perspectives on comparative federalism. Oxford University Press.
Cordesman, A. (2019). Iraq as a failed state. Working Paper, Center for Strategic & International Studies.
Danilovich, A. (2014). Iraqi federalism and the Kurds—Learning to live together. Ashgate.
Danilovich, A., & Pineda, P. (2019). Kurdish interests and US foreign policy in the Middle East. In A. Danilovich (Ed.), Federalism, secession, and international recognition regime—Iraqi Kurdistan (pp. 201–215). Routledge.
Dimond, L. (2019). Ill winds—Saving democracy from Russia rage, Chinese ambition, and American complacency. Penguin Books.
Dingley, J. (2011). Kudistan zwischen Autonomie und Selbstverantwortung. Aus Politik und Zeitgeschichte, 61(9), 31–36.
Dodge, T. (2006). The British Mandate in Iraq, 1920–1932. The Middle East Online Series 2: Iraq 1914–1974, Cengage Learning EMEA Ltd, Reading. Retrieved July 15, 2021, from https://www.gale.com/binaries/content/assets/au-resources-in-product/iraqessay_dodge.pdf
Dodge, T. (2013). State and society in Iraq ten years after regime change: The rise of a new authoritarianism. International Affairs, 89(2), 241–257.
Dodge, T. (2020). Iraq’s informal consociationalism and its problems. Studies in Ethnicity and Nationalism, 20(3), 145–152.
Du Toit, P. (2003). Why post-settlement settlements? Journal of Democracy, 14(3), 104–118.
Eklund, K., O’Leary, B., & Williams, P. (2005). Negotiating a federation in Iraq. In B. O’Leary, J. McGarry, & K. Salih (Eds.), The future of Kurdistan in Iraq (pp. 116–142). University of Pennsylvania Press.
European Center for Kurdish Studies (EZKS). (2020). Draft constitution for Syria—Commented version. Retrieved June 7, 2021, from https://power-sharing-syria.ezks.org/wp-content/uploads/2020/10/Syrian-Constitution-Draft_EN.pdf
Freedom House. (2020a). Freedom in the World 2021—Iraq. Retrieved June 7, 2021, from https://freedomhouse.org/country/iraq/freedom-world/2021
Freedom House. (2020b). Freedom in the World 2021—Syria. Retrieved June 7, 2021, from https://freedomhouse.org/country/syria
Friedrich, C. (1968). Trends of federalism in theory and practice. Frederich A. Praeger Publishers.
Fund for Peace. (2020). The Fragile States Index 2020. Retrieved June 7, 2021, from https://fragilestatesindex.org/data/
Fürtig, H. (2011). Der Irak als demokratischer “Musterstaaat” in Nahost? Aus Politik und Zeitgeschichte, 61(9), 3–10.
Georges, N. (2020). Minorities in the Syrian legal system and the principle of state neutrality. European Center for Kurdish Studies. Retrieved June 7, 2021, from https://power-sharing-syria.ezks.org/wp-content/uploads/2020/11/Study_Nael-Georges_Minorities-and-State-Neutrality_En.pdf
Gerlach, D. (2015). Herrschaft über Syrien—Macht und Manipulation unter Assad. Bundeszentrale für Politische Bildung.
Gluck, J., & Bisarya, S. (2020). Federal constitution-making processes and the stable cessation of conflict. In A. Griffiths, R. Chattopadhyay, J. Light, & C. Stieren (Eds.), The forum of federations handbook of federal countries 2020 (pp. 385–404). Palgrave Macmillan.
Gunter, M. (2011). The Kurd ascending—The evolving solution to the Kurdish problem in Iraq and Turkey (2nd ed.). Palgrave Macmillan.
Hetou, G. (2019). The Syrian conflict—The role of Russia, Iran and the US in a global crisis. Routledge.
Heydemann, S. (2020). The Syrian conflict: Proxy war, pyrrhic victory, and power-sharing agreements. Studies in Ethnicity and Nationalism, 20(2), 153–160.
Iraq Constitution. (2005). Retrieved June 7, 2021, from https://www.constituteproject.org/constitution/Iraq_2005.pdf?lang=en
Jaeger, K., & Tophoven, R. (2013). Internationale Akteure, Interessen, Konfliktlinien. Aus Politik und Zeitgeschichte, 63(8), 23–30.
Kahf, A. (2021). Decentralization as an entry point to peacebuilding in Syria. In D. Khatib (Ed.), The Syrian crisis—Effects on the regional and international relations (pp. 213–233). Springer.
Kane, S., Hilterman, J., & Alkadiri, R. (2012). Iraq’s federalism quandary. The National Interest, 118, 20–30.
Keil, S. (2013). Multinational federalism in Bosnia and Herzegovina. Ashgate.
Keil, S., & Alber, E. (2020). Introduction. Federalism as a tool of conflict resolution. Ethnopolitics, 19(4), 329–341.
Keil, S., & Anderson, P. (2018). Decentralization as a tool for conflict resolution. In K. Detterbeck & E. Hepburn (Eds.), Handbook of territorial politics (pp. 89–106). Edward Elgar.
Keil, S., & McCulloch, A. (2021a). Conclusion: The past, present and future of power-sharing in Europe. In S. Keil & A. McCulloch (Eds.), Power-sharing in Europe—Past practice, present cases and future directions (pp. 257–274). Palgrave Macmillan.
Keil, S., & McCulloch, A. (2021b). From plural democracy to conflict resolution…and back again: Revisiting the consociationalism-federalism debate. Unpublished Manuscript, pp. 1–19.
Khalilzad, Z. (2010). Lessons from Afghanistan and Iraq. Journal of Democracy, 21(3), 41–49.
Kirmanj, S. (2013). Identity and nation in Iraq. Lynne Rienner Publishers.
Lange, K. (2013). Syrien: Ein historischer Überblick. Aus Politik und Zeitgeschichte, 63(8), 37–43.
Lesch, D. (2019). Syria. Polity.
Martin, P. (2013). Coming together: Power-sharing and the durability of negotiated peace settlements. Civil Wars, 15(3), 332–358.
McCulloch, A. (2014). Power-sharing and political stability in deeply divided societies. Routledge.
McCulloch, A. (2021). Introduction: Power-sharing in Europe—Form adoptability to end-ability. In S. Keil & A. McCulloch (Eds.), Power-sharing in Europe—Past practice, present cases and future directions (pp. 1–18). Palgrave Macmillan.
McEvoy, J. (2014). The role of external actors in incentivizing post-conflict power-sharing. Government and Opposition, 49(1), 47–69.
McEvoy, J., & Aboultaif, E. (2020). Power-sharing challenges: From weak adoptability to dysfunction in Iraq. Ethnopolitics. Retrieved June 7, 2021, from https://www.tandfonline.com/doi/pdf/10.1080/17449057.2020.1739363?casa_token=HHo5MsR8cjkAAAAA:PPGqiskNBbGhujcEmSkN1qqCFJwD9BaTTrcpnOiRB6LuihH1VuxOzVaFS7fTYqaYW_oGZUth7PLD
O’Leary, B. (2001). An iron law of nationalism and federation?: A (neo-Diceyian) theory of the necessity of a federal Staatsvolk, and of consociational rescue. Nations and Nationalism, 7(3), 273–296.
Popelier, P. (2021). Dynamic federalism—A new theory for cohesion and regional autonomy. Routledge.
Riker, W. (1964). Federalism—Origin, operation, significance. Little Brown and Company.
Romano, D., & Gurses, M. (2014). Introduction: The Kurds as barrier or key to democratization. In D. Romano & M. Gurses (Eds.), Conflict, democratization and the Kurds in the Middle East—Turkey, Iran, Iraq and Syria (pp. 1–16). Palgrave Macmillan.
Sabio, O. (2015). Rojava—An alternative to imperialism, nationalism and Islamism in the Middle East. Lulu Press.
Savelsberg, E. (2021). Die Entstehung des Kurdischen Nationalismus in Syrien zur Zeit des französischen Mandats: Die Autonomiebewegung Hajo Aghas von den Haverkan. Unpublished PhD Thesis, University of Erfurt.
Schneckener, U. (2015). Auswege aus dem Bürgerkrieg—Modelle zur Regulierung ethno-nationalistischer Konflikte in Europa (2nd ed.). Suhrkamp.
Shakir, F. (2017). The Iraqi federation—Origin, operation and significance. Routledge.
Steiner, J., & Dorff, R. (1985). Structure and process in consociationalism and federalism. Publius—The Journal of Federalism, 15(2), 49–55.
Stepan, A. (1999). Federalism and democracy—Beyond the US model. Journal of Democracy, 10(4), 19–34.
Syrian Observatory for Human Rights. (2021). Over 606,000 people killed across Syria since the beginning of the “Syrian Revolution”, including 495,000 documented by SOHR. Retrieved June 7, 2021, from https://www.syriahr.com/en/217360/
Tejel, J. (2009). Syria’s Kurds—History, politics and society. Routledge.
The Day After Project. (2016). Syria—Opinions and attitudes on federalism, decentralization, and the experience of the democratic self-administration. Survey results. Retrieved June 7, 2021, from https://tda-sy.org/wp-content/uploads/2020/03/Syrian-Opinions-and-Attitudes-on-Decentralization.pdf
Vissar, R., & Stansfield, G. (Eds.). (2008). An Iraq of its regions. Cornerstones of the federal democracy? C. Hurst and Co.
Watts, R. (2008). Comparing federal systems (3rd ed.). McGill-Queen’s University Press.
Wieland, C. (2013). Das politisch-ideologische System Syriens und dessen Zerfall. Aus Politik und Zeitgeschichte, 63(8), 55–62.
Yazidi, J. (2016). No going back: Why decentralisation is the future for Syria. European Council on Foreign Relations Policy Brief. Retrieved June 7, 2021, from https://ecfr.eu/wp-content/uploads/ECFR185_-_NO_GOING_BACK_-_WHY_DECENTRALISATION_IS_THE_FUTURE_FOR_SYRIA.pdf
Ziblatt, D. (2008). Structuring the state—The formation of Italy and Germany and the puzzle of federalism. Princeton University Press.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2022 The Author(s), under exclusive license to Springer Nature Switzerland AG
About this chapter
Cite this chapter
Belser, E.M., Keil, S. (2022). Learning from Iraq? Debates on Federalism and Decentralization for Post-War Syria. In: Keil, S., Kropp, S. (eds) Emerging Federal Structures in the Post-Cold War Era. Federalism and Internal Conflicts. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-93669-3_9
Download citation
DOI: https://doi.org/10.1007/978-3-030-93669-3_9
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-030-93668-6
Online ISBN: 978-3-030-93669-3
eBook Packages: Political Science and International StudiesPolitical Science and International Studies (R0)