NORDIC GUIDELINES

FOR
REINFORCED SOILS AND FILLS

Nordic Geosynthetic Group

A section of Nordic Geotechnical Societies
Nordic Industrial Fund
Yvonne Rogbeck, Claes Aln, Gunilla Franzn, Anders Kjeld,
Karin Odn, Hans Rathmayer, Arnstein Watn, Even iseth
 NORDIC GUIDELINES

FOR

REINFORCED SOILS AND FILLS

Nordic Geosynthetic Group

May 2003

Revision A February 2004

 Published by The Nordic Geotechnical Societies
Nordic Industrial Fund

Date May 2003

Revision A February 2004

Distribution paper SGI

version Phone: +46-31-201804
FAX: +46-31-201909
e-post: [email protected]

Digital version Down-load digital version at www.sgf.net

Photo on the front page Reinforced wall Anders Kjeld

Reinforced slope Anders Kjeld
Soil Nailing wall Gunilla Franzn
Embankment on improved soil Hartmut Hangen
 Preface

PREFACE
These Nordic guidelines for strenghtened/reinforced soils and fills is published by the
Geotechnical Societies in the Nordic countries and the Nordic Industrial Fund.

The Nordic Geosynthetic Group (NGG) has initiated these guidelines. The group is
organised by the Nordic Geotechnical Societies. NGG has been the project management
group. The guidelines have been prepared by a project group. It has been financed by 29
organisations including the companies for the project group. The other organisations have
been engaged in the reference group. The large reference group has been valuable to gain
approval to the content in the guidelines.

The book is only gives guidelines and the designers have full responsibility. . Engineering
judgement should be applied to determine when the recommendations are relevant to every
specific object. The guideline is intended for engineers with experience of geotechnical
works.

The purpose of these guidelines is to increase the knowledge of reinforced soil and to make
it easier to use these types of structures. The reinforced soil structures are often more
economical than conventional structures. The applications included in these guidelines are:
Vertical walls and slopes
Embankment on soft soil
Embankment on improved soil
Soil-nailing (excavated walls and natural slopes)

The guidelines include chapters on:

Materials and testing
Design
Execution
Quality control
Procurement

The use of soil reinforcement technique has been increasing during the past decade in the
Nordic countries. In Norway the use of reinforced walls started earlier and is more
common than in the other Nordic countries. In Sweden piled embankment is a common
soil improvement method and during the last years it has been commonly combined with
reinforcement in the fill. Some guidelines already exist in some of the Nordic countries but
the purpose with these guidelines is to use partial factors in the design according to
Eurocode.

The guidelines concerning design of reinforced fill are mainly for the use of polymeric
reinforcement but some guidelines are also given for stiffer reinforcements.

The work with Eurocodes is still in progress. ENV 1991-1, Basis of Design and Actions of
Structures is going to be a norm soon. The difference between existing ENV 1997-1,
Geotechnical Design and prEN 1997-1 is considerable. For these guidelines existing ENVs
have been chosen as the base. When the Eurocodes have been approved as ENs these
guidelines might need a revision depending on the outcome of the ENs. National

Nordic Guideline for Reinforced Soils and Fills I

Preface

Application Documents (NAD) are made as a complement to the ENVs and are different in
the Nordic countries. Concerning these guidelines there are only NAD ruling in Sweden
and Norway and figures from these are refereed in Annex B.

The intention with the guidelines is that all design work should be able to calculate by
hand. For more complex objects or a faster procedure there are computer programs on the
market, but in these guidelines there are no recommendations made to existing programs.
They have to be evaluated by the designers.

To get a better understanding of the consequences of using partial factors it would be

useful to make consequence analyses. However, this is not included in this project.

These guidelines is written in English to be able to get feed back also for persons outside
the Nordic countries. The guidelines are translated to Norwegian and Swedish during 2003
and published by the Geotechnical societies in Denmark, Norway, Sweden and Finland in
corporation with the Nordic Industrial Fund.

The project organisation is presented below.

Project Management Group (NGG excluding delegates from project group)

Ingrid Sdergren, The National Railroad Administration, Sweden, Chair person
Torbjrn Eng, Engtex AB, Sweden
Per Kristian Hoel, Nordisk Kartro AS/Viacon, Norway
Lovisa Moritz, The National Road Administration, Sweden
Oddur Sigurdsson, VSO Consulting, Iceland
Alexander Smekal, The National Railroad Administration, Sweden
Erik Ramberg Steen, Fibertex A/S, Denmark

Project Group
Yvonne Rogbeck, Swedish Geotechnical Institute, Project leader
Claes Aln, Swedish Geotechnical Institute, Sweden
Gunilla Franzn, Rambll, Sweden
Anders Kjeld, Byggros, Denmark
Karin Odn, Swedish Geotechnical Institute, Sweden
Hans Rathmayer, VTT Technical Research Centre of Finland
Arnstein Watn, Sintef, Norway
Even iseth, Sintef, Norway

Reference Group

DENMARK
Bjarne Landgrebe, A/S Skandinavisk Spndbeton
Jrgen Larsen, GEO-Geoteknisk institut
Nils Krebs Ovesen, GEO-Geoteknisk institut
Jrgen S. Steenfelt, COWI Consulting Engineers and Planners AS

FINLAND
Jouko Lehtonen/Hannu Jokiniemi, Rautaruukki Oyj
Pasi Leimi, RHK Finnish Rail Administration
Tim Lnsivaara, SCC Viatek Ab

II Nordic Guideline for Reinforced Soils and Fills

 Preface

Penti Salo, Finnish Road Administration

Marcus Sjholm, Oy ViaPipe Ab /Gvle Vgtrummor AB

NORWAY
Roald Aabe, Vegdirektoratet
Hans Bugge, Teletextiles
Hasse Ekegren, Nordic Industrial Fund
Steinar Herrmann, Norwegian Geotechnical Institute
Jan Vaslestad, VIACON
Terje Rykhus, SR/BR avd GeoPro

SWEDEN
Torbjrn Allenius/Markus Kappling, Golder Associates AB
Bo Berggren/Torbjrn Edstam, WSP Samhllsbyggnad
Onni Henriksson, FLA Utveckling AB
Erik Knudsen, Hedareds Sand & Betong
Sten-Eric Lager, VIACON
Philip Landkvist, PEAB Grundlggning AB
Per Lfling/Peter Zakrisson, Vgverket konsult
Rolf Mattsson, De Neef Scandinavia

Tord Sjdahl/Ulf Alenius, Tyrns

GERMANY
Hartmut Hangen, Huesker

ITALY
Marco Vicari, Macca Ferri S.P.A.

Nordic Guideline for Reinforced Soils and Fills III

 Table of Content

Table of Content

PREFACE ..................................................................................................................................................I

1 INTRODUCTION............................................................................................................................ 1
1.1 SCOPE ....................................................................................................................................... 1
1.2 INTRODUCTION OF THE METHODS ............................................................................................... 3
1.2.1 Reinforced steep slopes and walls ......................................................................................... 3
1.2.2 Embankment on soft subsoil.................................................................................................. 3
1.2.3 Embankment on improved soil .............................................................................................. 4
1.2.4 Soil-nailing........................................................................................................................... 4
1.3 NOTATIONS AND SYMBOLS ......................................................................................................... 5
1.3.1 Definitions............................................................................................................................ 5
1.3.2 Units recommended for geotechnical calculations................................................................. 8
1.3.3 Symbols................................................................................................................................ 8
1.4 TRANSLATION OF TEXT IN FIGURES ........................................................................................... 11

2 MATERIALS AND TESTING OF MATERIAL .......................................................................... 13

2.1 FILL REINFORCEMENT .............................................................................................................. 13
2.1.1 Reinforcement products ...................................................................................................... 13
2.1.2 Fill materials...................................................................................................................... 20
2.1.3 Drainage............................................................................................................................ 22
2.1.4 Facing................................................................................................................................ 22
2.1.5 Testing of material.............................................................................................................. 24
2.2 SOIL-NAILING .......................................................................................................................... 25
2.2.1 Main parts.......................................................................................................................... 25
2.2.2 Reinforcing element............................................................................................................ 25
2.2.3 Soil..................................................................................................................................... 27
2.2.4 Interface between soil and nail............................................................................................ 28
2.2.5 Drainage............................................................................................................................ 31
2.2.6 Corrosion protection system ............................................................................................... 31
2.2.7 Facing................................................................................................................................ 32
3 PRINCIPLES OF DESIGN ........................................................................................................... 35
3.1 INTRODUCTION ........................................................................................................................ 35
3.2 LIMIT STATE DESIGN ................................................................................................................ 35
3.3 PARTIAL FACTORS ................................................................................................................... 36
3.4 APPLICATION OF PARTIAL FACTORS .......................................................................................... 37
3.5 REINFORCED SLOPE/SOIL-NAIL REINFORCED SLOPE ................................................................... 38
3.5.1 Traditional factor of safety.................................................................................................. 38
3.5.2 Partial factor Factor Format .............................................................................................. 39
3.5.3 Application of partial factor format in stability calculations ................................................ 40
3.6 DESIGN REQUIREMENTS ........................................................................................................... 41
3.6.1 Design working life............................................................................................................. 41
3.6.2 Class of safety .................................................................................................................... 41
3.6.3 Geotechnical category ........................................................................................................ 42
3.6.4 Design method.................................................................................................................... 42
3.6.5 Actions ............................................................................................................................... 43
3.6.6 Design values of actions ..................................................................................................... 43
3.6.7 Combinations of actions ..................................................................................................... 44
3.7 GEOMETRICAL PROPERTIES ...................................................................................................... 45
3.8 MATERIAL PROPERTIES ............................................................................................................ 45
3.8.1 Characteristic values.......................................................................................................... 45
3.8.2 Design values..................................................................................................................... 45

Nordic Guideline for Reinforced Soils and Fills V

Table of Content

4 REINFORCED STEEP SLOPES AND WALLS........................................................................... 49

4.1 INTRODUCTION ........................................................................................................................ 49
4.1.1 Function of the reinforcement ............................................................................................. 49
4.2 SPECIFIC INFORMATION NEEDED FOR DESIGN ............................................................................. 50
4.2.1 Geometry and foundation properties ................................................................................... 50
4.3 ULITIMATE LIMIT STATE DESIGN .............................................................................................. 51
4.3.1 Design values and design loads........................................................................................... 52
4.3.2 Design step by step ............................................................................................................. 54
4.4 SERVICEABILITY LIMIT STATE DESIGN ...................................................................................... 59
4.4.1 Settlements and displacements............................................................................................. 60
4.5 DRAINAGE AND WATER PRESSURE ............................................................................................ 60
4.6 FACINGS .................................................................................................................................. 62
4.7 DURABILITY ............................................................................................................................ 62
4.8 EXECUTION, QUALITY CONTROL AND PROCUREMENT ................................................................. 63
5 EMBANKMENTS ON SOFT SUBSOIL ....................................................................................... 65
5.1 INTRODUCTION ........................................................................................................................ 65
5.1.1 Function of the reinforcement ............................................................................................. 65
5.1.2 Calculation principles......................................................................................................... 65
5.2 SPECIFIC INFORMATION NEEDED FOR DESIGN ............................................................................. 65
5.2.1 Design life time................................................................................................................... 66
5.2.2 Geometry and foundation properties ................................................................................... 66
5.3 ULTIMATE LIMIT STATE DESIGN ............................................................................................... 66
5.3.1 Failure modes..................................................................................................................... 66
5.3.2 Design values and design loads........................................................................................... 67
5.3.3 Design step by step ............................................................................................................. 67
5.4 SERVICEABILITY LIMIT STATE DESIGN ...................................................................................... 74
5.4.1 Foundation settlements ....................................................................................................... 74
5.4.2 Reinforcement strains ......................................................................................................... 74
5.5 DURABILITY ............................................................................................................................ 75
5.6 EXECUTION, QUALITY CONTROL AND PROCUREMENT ................................................................. 75
6 EMBANKMENT ON IMPROVED SOIL (REINFORCED PILED EMBANKMENTS)............. 77
6.1 INTRODUCTION ........................................................................................................................ 77
6.1.1 Function of the reinforcement ............................................................................................. 77
6.1.2 Calculation principles......................................................................................................... 77
6.2 SPECIFIC INFORMATION NEEDED FOR DESIGN ............................................................................. 78
6.3 ULTIMAT E LIMIT STATES DESIGN ............................................................................................. 78
6.3.1 Failure modes..................................................................................................................... 78
6.3.2 Design values and design loads........................................................................................... 79
6.3.3 Partial factors of safety....................................................................................................... 79
6.3.4 Restrictions of the model ..................................................................................................... 80
6.3.5 Design step by step ............................................................................................................. 81
6.4 SERVICEABILITY LIMIT STATES DESIGN .................................................................................... 85
6.5 DURABILITY ............................................................................................................................ 85
6.6 EXECUTION, QUALITY CONTROL AND PROCUREMENT ................................................................. 86
7 SOIL NAILING.............................................................................................................................. 87
7.1 EXCAVATED SOIL NAILED SLOPE .............................................................................................. 87
7.1.1 Specific information needed for design ................................................................................ 87
7.1.2 Ultimate limit state design................................................................................................... 88
7.1.3 Serviceability limit state design ........................................................................................... 93
7.1.4 Drainage ............................................................................................................................ 95
7.1.5 Facing ................................................................................................................................ 95
7.1.6 Durability........................................................................................................................... 95
7.2 NATURAL SLOPES................................................................................................................... 100
7.2.1 Specific information needed for design .............................................................................. 100
7.2.2 Ultimate limit state design................................................................................................. 101
7.2.3 Serviceability limit state design ......................................................................................... 101
7.2.4 Drainage .......................................................................................................................... 101

VI Nordic Guideline for Reinforced Soils and Fills

 Table of Content

7.2.5 Facing.............................................................................................................................. 102

7.2.6 Durability......................................................................................................................... 102
7.3 EXECUTION, QUALITY CONTROL AND PROCUREMENT .............................................................. 102
8 EXECUTION ............................................................................................................................... 103
8.1 REINFORCED FILL .................................................................................................................. 103
8.1.1 Selection of Materials....................................................................................................... 103
8.1.2 Reinforcing element material ............................................................................................ 104
8.1.3 Materials for Facings and Connections............................................................................. 104
8.1.4 Site Conditions and Site Investigations.............................................................................. 104
8.1.5 Foundations ..................................................................................................................... 105
8.1.6 Drainage.......................................................................................................................... 105
8.1.7 Facings ............................................................................................................................ 105
8.1.8 Selection, Placement and Construction of Fill Material..................................................... 106
8.1.9 Installation of Reinforcing Elements and Connections....................................................... 106
8.2 SOIL NAILING ........................................................................................................................ 106
8.2.1 Preliminary work.............................................................................................................. 107
8.2.2 Excavation and face preparation ...................................................................................... 107
8.2.3 Nail installation................................................................................................................ 108
8.2.4 Drainage installation........................................................................................................ 110
8.2.5 Facing installation............................................................................................................ 111
9 QUALITY CONTROL - SUPERVISION, TESTING, MONITORING..................................... 113
9.1 SUPERVISION ......................................................................................................................... 113
9.1.1 Reinforced fill................................................................................................................... 113
9.1.2 Soil Nailing ...................................................................................................................... 114
9.2 TESTING ................................................................................................................................ 114
9.2.1 Reinforced fill................................................................................................................... 114
9.2.2 Soil Nailing ...................................................................................................................... 115
9.3 MONITORING ......................................................................................................................... 118
9.3.1 General - Reinforced Fill and Soil Nailing ........................................................................ 118
9.3.2 Reinforced fill................................................................................................................... 120
9.3.3 Soil Nailing ...................................................................................................................... 120
10 PROCUREMENT........................................................................................................................ 123
10.1 THE OBJECTIVE OF THIS CHAPTER........................................................................................... 123
10.1.1 Construction contract................................................................................................... 123
10.1.2 Design and construct contract...................................................................................... 123
10.2 CONTENTS OF THE TENDER DOCUMENT ................................................................................... 124
10.2.1 Information which needs to be considered .................................................................... 124
10.2.2 Tender document for Construction contract.................................................................. 124
10.2.3 Tender document for Design and construct contract ..................................................... 124
10.3 RESPONSIBILITY FOR ACTIVITIES ............................................................................................ 130
10.4 DEFINITION OF REPORTING PROCEDURE .................................................................................. 133
11 REFERENCES............................................................................................................................. 135

Nordic Guideline for Reinforced Soils and Fills VII

Table of Content

ANNEX

VIII Nordic Guideline for Reinforced Soils and Fills

 Introduction

1 INTRODUCTION

1.1 SCOPE
The Nordic Guidelines for strengthened/reinforced soils and other fills are guidelines with
recommendations for different applications. The guidelines are based on a limit state
approach using partial factors of safety in the design. The base of the design is existing
Eurocodes, ENV 1991-1 Basis of Design and Actions of Structures and ENV 1997-1
Geotechnical Design. As a complement to these pre-standards National Application
Documents (NAD) are made in countries where other opinions are ruling than what is
given in the ENVs. As to these guidelines there are NAD for Sweden and Norway with
other instructions concerning the different designs, see Annex B.

The applications in the guidelines, illustrated in Figure 1.1 are:

1. Vertical walls and slopes
2. Embankment on soft soil
3. Embankment on improved soil
4. Soil-nailing (excavated vertical wall and natural slope)

1.

2.

3.

1+4
Figure 1.1 Applications described in the guidelines.

Nordic Guideline for Reinforced Soils and Fills 1

Introduction

The guidelines deal with materials and testing, design, execution, quality control and
procurement.

Chapter 1 contains introduction with the scope, notations and symbols.

Chapter 2 gives an introduction to the materials used in reinforced soil applications:

natural soil, fill and reinforcement. Test methods for different materials are shortly
described and references are made to different standards. Values from testing procedures
according to standards are preferable, but there are tables presented giving general values
depending on type of polymer and fill.

Design procedures are given in Chapter 3-6. For all applications the following procedure
is used: introduction, function of reinforcement, specific information needed for design,
limit state design with failure modes, restrictions of the model and design step by step.

Principle of design is described in Chapter 3 and it is recommended that the designer read
this chapter before starting the design. Chapter 3 is the base of the design of the different
applications. This chapter contains partial factors of safety for actions and combinations of
actions as well as for different material properties according to ENV 1991-1, ENV 1997-1
and different NAD, conversion factors for material properties and interaction coefficients.
No back analyses have been made to decide the size of the partial factors of safety, this has
to be made by the authorities in the different Nordic countries.

Chapter 4 deals with horizontal reinforcement in walls and slopes. It includes retaining
walls, bridge abutments and sound barriers.

In Chapter 5 the design method for reinforced embankments on soft soil is given. For
reinforced embankments on improved soil Chapter 6 describes a method for piled
embankments and some recommendations are also given for deep stabilisation.

Design methods for soil-nailing are divided into excavated vertical slope and natural slope
in Chapter 7.

Execution is divided into reinforced fill and soil-nailing in Chapter 8. This chapter as well
as quality control in Chapter 9 are based on pre standards for the CEN work done by TC
288, named execution of work.

A recommendation on requirements to be included in the tender documents and advise on

procurements are given in Chapter 10.

References from all chapters are listed in Chapter 11.

For the different applications design examples are given in respective Annex.

2 Nordic Guideline for Reinforced Soils and Fills

 Introduction

1.2 INTRODUCTION OF THE METHODS

1.2.1 Reinforced steep slopes and walls

1.2.1.1 Principal
By introducing horizontal layers of reinforcement into a structure it is possible to stabilise
and reinforce the fill.

Since the early eighties a number of projects have been constructed using reinforced fill.

Retaining Walls and Bridge Abutments Sound Barriers/ Embankments

Steep Slopes
Figure 1.2 Typical applications of reinforced fill
Walls and Abutments normally cover applications of Reinforced Soil with a slope angle
between 70 - 90 degrees, while Steep slopes cover slopes less than 70 degrees.
1.2.1.2 Main application
Reinforced fill very often appears to be an economically attractive way of constructing
walls, abutments, embankments, sound barriers, steep slopes etc.

1.2.2 Embankment on soft subsoil

1.2.2.1 Principal
Soil reinforcement may be used to increase the bearing capacity of embankments on soft
subsoil. The purpose of the reinforcement is to resist the shear stresses from the
embankment (lateral sliding of embankment) and possibly also shear stresses from the
subsoil (extrusion/squeezing).
Reinforced Force acting on Unreinforced
the subsoil and
reinforcement

Force resultant

Figure 1.3 The effect of the reinforcement in an embankment on soft soil

1.2.2.2 Main application

The main application is construction of road and railway embankments on soft subsoil.

Nordic Guideline for Reinforced Soils and Fills 3

Introduction

1.2.3 Embankment on improved soil

1.2.3.1 Principal
For embankments on improved soil reinforcement may be used in the fill in the lower part
of the embankment.

Reinforcement above lime cement columns may have two functions. For soft columns the
function is to prevent sliding. For stiff columns the function can be both to prevent
settlements of the embankment and to prevent sliding, the same was as it works for
reinforced piles.

Figure 1.4 Embankment on improved soil

1.2.3.2 Main application

The main application is in this case reinforcement of piled embankment.

1.2.4 Soil-nailing

1.2.4.1 Principal
Soil-nailing is a technique to increase the stability of existing or newly excavated soil
structures, by installation of relatively slender passive reinforcing bars in the soil. At a
small movement of the active zone of the slope the reinforcement will experience both
axial and lateral displacement with respect to the soil. This displacement will generate
forces in the nail
Tensile forces will be generated due to the axial displacement. Either the maximum
tensile capacity of the reinforcement or the maximum soil friction that may be
mobilised between nail and soil limits the maximum tensile force.
The lateral displacement will result in lateral stresses against the reinforcement and is
limited by the soil bearing capacity. This lateral displacement may result in shear
forces and a bending moment in the nail, the magnitude depending on the nail stiffness
and the inclination of the nail.

The soil-nailed slope can be divided into two zones;

The active zone where the friction forces along the nail are directed towards the facing
and therefore have a tendency of pulling out the reinforcement.
The resisting zone, where the frictional forces are directed inwards into the slope,
hence preventing outward movement of the nail and, as a consequence, also of the
active zone.
At a small movement of the active zone the reinforcement in the resisting zone will be
activated, hence preventing the movement of the active zone. Due to the interaction
between the soil and the nail, a reinforced body is created, which essentially works as
a gravity wall stabilising the unreinforced soil behind. Figure 1.5.

4 Nordic Guideline for Reinforced Soils and Fills

 Introduction

To retain the soil between the nails at the very front, some sort of facing is necessary.
Often a shotcrete facing or a geotextile is applied.

Figure 1.5 Principle of Soil-nailng

To visualise how the soil-nails affect the slope, the method is sometimes compared to a
tree on a slope. The roots of a tree will retain the soil, creating a reinforced body consisting
of roots and soil. Hence the interaction between the soil and roots results in a stable slope.
1.2.4.2 Definition
There is not one single definition of soil-nailing in the literature; instead a number of
different proposals exist. However, to limit the scope of these guidelines the following
definition of soil-nailing, based on suggestions from several authors, is used.
A soil-nail is a small diameter reinforcing element, passively installed in a slope, with a
typical installation angle of 10 - 45 to the normal of the potential failure surface, and
therefore working mainly in tension, with shearing/bending forces as a possible but
negligible secondary effect.
Other definitions include both dowels and rigid nails installed more or less perpendicular
to the failure surface and hence consider the shearing resistance as a significant
contribution to the reinforcing effect of the soil-nails.
1.2.4.3 Main application
The method has two main applications:
Increasing the safety of failure of natural slopes
Construction of steep slopes by stepwise excavation and installation of nails

1.3 NOTATIONS AND SYMBOLS

Definitions and symbols used in these guidelines are taken from the ruling Eurocode ENV
1991-1 and 1997-1 as well as drafts of prEN 14475 for reinforced fill and prEN 14490 for
soil-nailing.

1.3.1 Definitions

1.3.1.1 General
Action:
a) Force (load) applied to the structure (direct action).
b) An imposed or constrained deformation or an imposed acceleration caused for
example, by temperature changes, uneven settlement.

Permanent Action (g): Action which is likely to act throughout a given design situation
and for the variation in magnitude with time is negligible in relation to the mean value.

Variable Action (q): Action which is unlikely to act throughout a given design situation
or for the variation in magnitude with time is neither negligible in relation to the mean
value nor monotonic.

Nordic Guideline for Reinforced Soils and Fills 5

Introduction

Representative value of an Action: Value used for the verification of a limit state.

Characteristic value of an Action: The principal representative value of an action.

Design value of an Action Fd: The value obtained by multiplying the representative
value by the partial factor of safety F.

Action effect: The effect of actions on stuctural members, e.g. internal force , moment,
stress, strain.

Construction works: Everything that is constructed or results from construction

operations.

Type of Construction: Indication of principal structural material, e.g. reinforced concrete

construction, steel construction.

Construction material: Material used in construction work, e.g. concrete, steel,

geosynthetics.

Execution: The activity of creating a building or civil engineering works.

Design criteria: The quantitative formulations which describe for each limit state the
conditions to be fulfilled.

Design situations: Those sets of physical conditions representing a certain time interval
for which the design will demonstrate that relevant limit states are not exceeded.

Transient Design situations: Design situation which is relevant during a period much
shorter than the design working life of the structure and which has a high probability of
occurrence.

Persistent Design situations: Design situation which is relevant during a period of the
same order as the design working life of the structure.

Accidental Design situation: Design situation involving exceptional conditions of the

structure or its exposure, e.g. fire, explosion, impact or local failure.

Design working life: The assumed period for which a structure is to be used for its
intended purpose with anticipated maintenance but without substantial repair being
necessary.

Load case: Compatible load arrangements, sets of deformations and imperfections

considered simultaneously with fixed variable actions and permanent actions for a
particular verification.

Limit states: States beyond which the structure no longer satisfies the design performance
requirements.

6 Nordic Guideline for Reinforced Soils and Fills

 Introduction

Ultimate Limit states (uls): States associated with collapse, or with other similar forms
of structural failure.

Serviceability Limit states (sls): States which correspond to conditions beyond which
specified service requirements for a structure or structural element are no longer met.

Maintenance: The total set of activities performed during the working life of the structure
to preserve its function.

Characteristic value of a Material property Xk: The principal representative value of a

material property.

Reliability: Reliability covers safety, serviceability and durability of a structure.

Resistance: Mechanical property of a component, a cross-section, or a member of a

structure, e.g. bending resistance.

Strength: Mechanical property of a material, usually given in units of stress.

1.3.1.2 Reinforced soils and fills (definitions specific to these guidelines)

Bearing plate: a plate connected to the head of the soil-nail to transfer a component of
load from the facing or directly from the ground surface to the soil-nail.

Drainage system: a series of drains, to control surface and ground water.

Facing: a covering to the exposed face of reinforced fill. The facings are divided into three
groups depending on their characteristics.

Hard Facing: a rigid covering, generally in the form of precast concrete sections, which
may be structurally connected to the reinforcement. A facing with no capacity to
accommodate differential settlement between fill and facing.

Flexible Facing: a flexible covering which prevents breaking out and sliding off of soil
and rock material from between the nails or reinforcement layers, which has to fulfil a
static function and depends substantially on the ground conditions and the arrangement
of the reinforcement/nails. A facing with capacity to accommodate differential
settlement.

Soft Facing: a very flexible facing that may be formed by extending a full width
reinforcement sufficiently to encapsulate the face of the fill. This is often called a
wrapped facing. Such facings are often used seeded to establish vegetative cover. A
facing with capacity to accommodate differential settlement.

Fill: A natural or man made particulate medium, including certain rocks, used to construct
engineered fill.

Reinforced Fill: Engineered fill incorporating discrete layers of soil reinforcement,

generally placed horizontally, which are arranged between successive layers of fill
during construction.

Nordic Guideline for Reinforced Soils and Fills 7

Introduction

Randomly Reinforced Fill: Engineered fill incorporating randomly oriented soil

reinforcement in the form of continuous polymeric filaments or discontinuous elements
which are placed simultaneously with the fill during construction.

Ground: Soil, rock and fill existing in place prior to the execution of the construction
works.

Reinforcement or reinforcing element: Generic term for reinforcing inclusions inserted

into ground or incorporated into fill.

Fill Reinforcement: A reinforcement, typically in the form of a strip, sheet, rod, grid,
mesh or filament, usually placed in discrete layers, which enhances stability of the
reinforced fill mass by mobilising the axial tensile strenght of the fill reinforcement.

Soil-nail: A reinforcing element, installed into the ground, usually at a sub-horizontal

angle, that mobilises friction along its entire length with the soil.

Sacrificial nail: a soil-nail installed using the same procedures as production nails
solely to establish pull-out capacity and is not to be used in final design

Test nail: a nail installed by the identical method as the production nails, for the
purpose of testing to establish/verify pull-out capacity.

Production nail: a soil-nail which forms part of the completed soil-nail structure.

Soil-nail system: consists of a reinforcing element and may include the following main
parts, joints and couplings, centralizers, spacers, grouts and corrosion protection.

Soil-nail installation procedure: the process of inserting soil-nails into the ground
typically by one of following methods; driven, ballistic, percussive or vibratory, drilled,
grouted and placed or simultaneously drilled and grouted.

1.3.2 Units recommended for geotechnical calculations

forces kN, MN
moments kNm
mass density kg/m, Mg/m, (t/m)
unit weight kN/m
stresses, pressures and strengths kN/m, kPa

1.3.3 Symbols

LATIN UPPER CASE LETTERS

A Accidental action
A Characteristic cross-sectional area of a soil-nail
B Width
C Characteristic circumference of the hole for the Soil-Nail
Cu Coefficient of uniformity
D Diameter

8 Nordic Guideline for Reinforced Soils and Fills

 Introduction

E Action effect, general term

F Action, Axial or transverse loads on pile/soil-nail
G Permanent action
H Horizontal action or force
H Effective retained height or height of embankment
K Earth pressure coefficient
L Length
M Safety margin
N Bearing resistance factor
P Resulting earth pressure
Q Variable action
R Resistance
RN Shear strength of reinforcement/soil-nail
Ru Coefficient of pore water pressure
S Stiffness of reinforcement
S Spacing of the nail
T Action effect when reinforced soil
T Tensile strength
T Pull-out capacity of a soil-nail
V Vertical action or force
V Coefficient of variation
W Weight
X Material property

LATIN LOWER CASE LETTERS

a Adhesion
b Pile cap width
c Shear strength
c Centre distance between pile caps
cu Undrained shear strength
c Cohesion intercept in terms of effective stress
d Deformation
d Displacement
k Permeability
n 1/n slope inclination
p Vertical pressure
q Overburden or surcharge pressure
qs Pull-out resistance of a soil-nail
ru Coefficient of pore water pressure
s Settlement
u Pore water pressure (lateral stresses)

GREEK LOWER CASE LETTERS

i Coefficient of interaction
i Sensitivity factor
Reliability index
Angle of shearing resistance between ground and structure
Angle of shearing resistance = friction angle
Angle of shearing resistance in terms of effective stress
Unit weight

Nordic Guideline for Reinforced Soils and Fills 9

Introduction

Partial factor
shearing
A Partial factor for accidental actions
f Partial factor for actions
F Partial factor for actions, also accounting for model uncertainties and
dimension variations
G Partial factor for permanent actions, also accounting for model uncertainties
and dimension variations
m Partial factor for a material property
M Partial factor for a material property, also accounting for model uncertainties
and dimension variations
Q Partial factor for variable actions
rd Partial factor associated with the uncertainty of the resistance model and the
dimensional variations
R Partial factor for the resistance, including uncertainty of the resistance model
and the dimensional variations
Rd Partial factor associated with the uncertainty of the resistance model
Sd Partial factor associated with the uncertainty of the action and/or action effect
model
Strain
Conversion factor
Coefficient of friction
Perimeter
Total normal stress
Effective normal stress
Shear stress
Reduction factor
Increase in shear strength per meter depth
0 Coefficient for combination value of a variable action
1 Coefficient for frequent value of a variable action
2 Coefficient for a quasi-permanent value of a variable action

SUBSCRIPTS
G Permanent action
Q Variable action

a Active earth pressure

ax Axial
cr Creep rupture
cs Creep strain
d Design value
e Effective
ext Extrusion
h Horizontal
k Characteristic value
o At rest
o Initial condition
p Passive earth pressure
p Pull-out

10 Nordic Guideline for Reinforced Soils and Fills

 Introduction

s Side slope
s Sliding
t Tensile
t Total
v Vertical
w Water

ABBREVIATIONS
GWT Ground water level
CWT Capillarity

1.4 TRANSLATION OF TEXT IN FIGURES

Figure 2.2
Tjning Strain
Sekunder Seconds
Dag Day (24 hours)
r Year

Nordic Guideline for Reinforced Soils and Fills 11

 Materials and Testing of Materials

2 MATERIALS AND TESTING OF MATERIAL

This chapter is based on the information in the drafts of the European Execution Standards
for Reinforced Fill (prEN 14475) and Soil-Nailing (prEN 14490). Additional information
from other standards and handbooks has been incorporated. (e.g. British Standard,
Clouterre, FHWA). A paragraph that is indented marks text that is a quotation.

2.1 FILL REINFORCEMENT

Fill reinforcement in the broad sense encompasses a wide range of construction principles,
which have the following major components:
Fill reinforcement
Fill material
If required a facing system
The reinforcing, man-made elements are incorporated in the fill to improve its behaviour
and thus to control the stability of the reinforced fill structure.

All material components shall be specified in the design, their material parameters
determined according to the relevant European Standards and they shall meet the
requirements of the E.U. Construction Products Directive 89/106/EEC. Several reinforced
fill construction systems are commercially available and marketed in packages that contain
design, specifications and all man-made materials necessary for the execution of the
complete structure.

2.1.1 Reinforcement products

2.1.1.1 General
Reinforcing elements shall provide tensile strength to the fill material and are generally
made of the following materials or combinations of these:
Steel
Polymeric materials and
Fibre glass.

Other reinforcement materials may also be used. The reinforcing elements control the
long-term stability of the structure, therefore their suitability and durability has to be
assessed based on trials, experience or test data. It has to be proved that the specified
properties of the reinforcing elements are valid for the whole design life of the reinforced
structure.
2.1.1.2 Steel reinforcement
For steel reinforcement the life of the structure will depend on the corrosion resistance of
the reinforcing elements, which in turn depend on their geometrical layout, the type of steel
and mode of corrosion protection. Widely used types of steel reinforcement are linear
elements like rods, strips, corrugated bars and ladders, or planar sheets as grids, woven
wire mesh and welded steel mesh.

Nearly all steel reinforcing elements are made of durable grades of steel, which ensure a
relatively uniform mode of corrosion at a predictable rate in moderately aggressive
environment. Steel reinforcing elements may be provided with a protective coating (e.g. hot

Nordic Guideline for Reinforced Soils and Fills 13

Materials and Testing of Materials

dip galvanising according to EN ISO 1461, with a local coating thickness of 70m minimum)
to mitigate the effects of electrochemical corrosion. Zinc-aluminium thermal spray coating
may be applied to steel reinforcing strips for use in specific aggressive environments (type:
Zn85Al15/70, 70m local coating thickness according to requirements of ISO 22063).
Polymeric coatings provide some corrosion protection but are susceptible to construction
damage, which may reduce their effectiveness.

Strips Ladders

Rods

Meshes Bars

Figure 2.1 Steel Reinforcements (from prEN 14475)

Other metals, like stainless steel or aluminium alloys should not be used for permanent
reinforced fill structures, unless their long-term corrosion resistance can be warranted.

Steel grades according to EN 10025 (Hot-Rolled Products of Non-Alloy Structural Steel), or

EN 10013 (Hot Rolled Products in Weldable Fine Grained Structural Steels - Technical
delivery conditions (part 1 - 3)) and suitable for galvanising (e.g. S235, S275, S355, S420 or
S460) are recommended for steel strip reinforcement.

Cold drawn steel wire conforming to EN 10080 or hot rolled steel conforming to EN 10025
and EN 10113, welded into the finished reinforcing product in accordance with EN 10080 is
recommended for welded steel wire mesh, grids or ladders. Rods and bars made of cold
drawn steel wire shall conform to EN 10138, rods and bars made of hot rolled steel to EN
10025 and EN 10113. Nuts and bolts used to join steel reinforcements should comply with
ISO 898-1.

For woven steel wire meshes made of cold drawn steel EN 10218 and accordingly EN 10223/
3 apply. Hot dip galvanised coatings on wires for woven meshes should comply with EN
10244 and EN 10245 for extruded organic coating.

14 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

2.1.1.3 Geosynthetic reinforcement

The most commonly used polymers are polyester and polyolefins. Geosynthetic
reinforcement is manufactured in the form of strips (one-dimensional), grids, meshes or
sheets (two-dimensional), cell / honeycomb structures (three-dimensional) or fibres and
filaments, see Figure 2.2. Polymeric strips are installed at predetermined vertical and
horizontal spacing, grids or sheets are usually installed as full width reinforcement in
which case only a vertical spacing is specified.
Strips Fibres, filaments and combined geometry

Grids Sheets

Cells Meshes

Figure 2.2 Polymeric Reinforcements (from prEN14475)

The force/strainrelation of the material in a geosynthetic reinforcement is a very important
issue to take into account, see Figure 2.3.

Force

aramid
carbon fibre

stainless steel
glass fibre
polyester

polypropylene

extruded polyethylene
Strain
5 10 15

Figure 2.3 Typical strain-force behaviour of reinforcement (Carlsson, 1987)

Nordic Guideline for Reinforced Soils and Fills 15

Materials and Testing of Materials

The creep effect of the material is important as well as the great differences in creep
behaviour between the different polymers, Figure 2.4. The figure shows that either
polyethylene, polypropylene or polyester could be used at a 20 percent loading if the
strains in the reinforcement are acceptable to the specific structure. The characteristics
change dramatically to polyethylene and polypropylene at a 60 percent of the failure load
and at those levels they are not suitable to use as they would brake. These polymeres could
be used at smaller loads or if creep tests for the specific product are performed to show the
maximum loadlevel at which the strain still is acceptable. The important issues when
choosing the reinforcing material is the creep behaviour over time and load capacity.

a) creep at 20 % loading b) creep at 60 % loading

Figure 2.4 Creep behaviour for different types of reinforcement (den Hoedt, 1986) PE-
Polyethylene, PP-Polypropylene, PET-Polyester, PA-Polyamide (translation
of text in figure in chapter 1.4 Translation of text in figures)
The required parameters to be determined for geosynthetic reinforcing elements are assessed
in EN 13251 for the purpose of CE-marking. The CE-mark and its accompanying documents
provide certified values (95 percent confidence limit) of e.g. tensile strength and load-strain
characteristics. According to this standard certified values pertaining to the specified design
life and environmental conditions of the reinforced fill structure shall be based on tensile
creep (and creep rupture) as EN ISO 13431, construction induced damage as ISO 10722-1
and fill-reinforcement interaction as EN ISO 12957-1.

Aspects of durability (biological and chemical attack) shall be determined according to EN

12224, EN 12225, EN 14030, EN 12447 and EN 13438, resistance to weathering according to
ENV 12224, see further below.

DURABILITY CHARACTERISTIC OF GEOSYNTHETIC

Geosynthetics may serve for temporary structures or may be needed temporarily until
consolidation of foundation soils or fill material. Long-term application is the majority of
applications, therefore durability is an important requirement and certified test values have
to be given for the properties listed below:

Resistance to weathering (EN 12224: 2000)

Products exposed uncovered to light and products placed without cover-soil for some
time are tested by artificial weathering. Exposure to UV-light of defined emission
spectrum and rain at elevated temperature accelerates the test. After exposure the loss
in tensile strength (in percent) when compared to reference specimen is determined.
C
h

16 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

Resistance to microbiological degradation (EN 12225: 2000)

Fungi and bacteria living in soils may attack the polymeric materials used as
geosynthetics. In the test the product is buried in biologically active soil and after the
soil burial test residual strength is measured.

Resistance to acid and alkaline liquids (screening test) (EN 14030: 2001)
From all chemical attacks two were selected for an accelerated screening test to
evaluate resistance to hydrolysis for polyester and resistance to thermal oxidation for
polyolefines. The results of this test give an indication of behaviour in acid and alkaline
environments, but are not suitable to evaluate long term performance of the products.

Resistance to hydrolysis (EN 12447: 2001)

Hydrolysis of polyester is the reverse action of the crystallisation process and means
connecting water molecules or parts of it to the polyester molecules. External
hydrolysis by alcaline attack occurs also at low temperatures, internal hydrolysis in E
neutral environments is relevant at elevated temperatures. In the test products are
immersed in liquids for times up to 90 days and residual strength and strain are tested.

Resistance to thermal oxidation (ENV ISO 13438: 2002)

To the molecules of polyethylene or polypropylene oxygen may be connected creating
increased brittleness of the polymers. Stabilising additives and the reduced availability
of oxygen in soil delay this oxidation. For the test the products are subjected to
accelerated thermal oxidation and after the test the residual strength is determined. The
retained strength should exceed 50 percent of the tensile strength of the reference
samples.
2.1.1.4 Tensile creep tests
Tensile creep tests give information on time-dependent strain at a constant load. Loads for
creep testing are most often dead weights.

Creep rupture tests give time until failure at a constant load. A strain measurement is not
necessary for creep rupture curves. The EN-ISO creep tests require 1000 hours testing, for
creep rupture extrapolation to long-term (30, 60, 120 years) a test duration greater than
10000 hours is necessary. Results are plotted for creep as linear deformation versus log-
time, for creep rupture linear or log-stress level versus log-time. From creep curves at
different stress levels isochronous stress strain curves may be derived for calculation of the
structures deformation at a given time. Typical curves for a polyester product are shown
in Figure 2.5.

The creep behaviour of geosynthetics depends mainly on the polymer used and how the
base materials (yarns, tapes) are treated thermomechanically.

Nordic Guideline for Reinforced Soils and Fills 17

Materials and Testing of Materials

100
Nominal strength ultimate tensile strength

(percentage of ultimate tensile strength)

35 kN/m
80
1 hrs 100 hrs
Stress ratio

10 000 hrs
60

extrapolation
40

20

0
0 2 4 6 8 10 12 14

Strain in %

Figure 2.5 Isochronous curves of tensile creep tests. Examle for a polyester type.

2.1.1.5 Conversion factors applied to short term mechanical parameters

The allowable tensile force per unit width of the reinforcement usually depends upon the
type and safety requirements of the reinforced structure, the stresses the geosynthetic
reinforcement is exposed to, the work execution and on environmental factors. Because of
these factors ultimate strength parameters determined from short term index tests are
divided by several conversion factors to account for potential creep, installation damage
and ageing.

According to discussions in Chapter 3 the following conversion factors, Table 2.1-Table

2.3 should be used. However, it should be noted that it is always preferable if long time
performance of the material is available from tests, which means that higher values can be
used.
Table 2.1 Conversion factors of geosynthetic reinforcements
Conversion parameter material aspect Conversion factor
Factor of creep (depending on lifetime), 1
Installation damage 2
Biological and chemical degradation 3

18 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

Table 2.2 Example on conversion factors, 11, which account for long term properties
based on short term test results2.
Raw material Conversion factor, 1
Steel 0.8
Polyester (PETP) 0.4
Polypropylene (PP) 0.2
Polyamide (PA) 0.35
Polyethylene 0.2
Table 2.3 Example on material factors and following conversion factors, 21, for
damage during installation depending on the fill material in contact with the
reinforcement2.
Clay /silt 3 Sand Gravel Gravel Crushed
(Natural) (Broken) Rockfill
Material factor: F 1.1 1.2 1.3 1.4 1.5
Conversion factor: 0.91 0.83 0.77 0.72 0.67
2=1/F

Experience shows that higher values of the material factor sometimes needs to be chosen
than given in Table 2.3. According to FHWA publication NHI-00-043 the value of the
material factor varies between 1.2-3.0 for fill with maximum grain size 100 mm and d50 =
30 mm. For fills with maximum grain size 20 mm and d50 less than 0.7 mm the value is
1.1-2.0. For critical structures it is advisable to perform tests.

The material factor for biological and chemical degradation, Fenv, may according to the
Swedish Road administration publication 1992:10 be assumed to 1.1 as long as the pH-
value ranges between 4 and 9, which gives a conversion factor of 3 = 0.91.
2.1.1.6 Interaction factors for soil/reinforcement friction
For the interaction factor for soil/reinforcement friction the following values may be used
according to the publication by the Swedish road administration, 1992:10 and the
publication from the Norwegian road administration, publication 016. In the Norwegian
publication the values for clay/silt is not mentioned.
Table 2.4 Interaction factors for soil/reinforcement friction values, , depending on
soil conditions
Type of reinforcement Soil type4
Clay, silt Sand Gravel Gravel Crushed
(Natural) (Broken) Rockfill
Mesh, grid 0.8 0.9 0.95 1.0 1.0
Sheet 0.7 0.7 0.7 0.8 0.8
2.1.1.7 Values of the partial factors for pull-out and sliding
The partial factor for pull-out resistance, p, is according to British standard 1.3. However
British standard is based on a total safety approach and consequently a lower value might

1
i is 1/Fi when comparing with Vgverket rapport 1992:10, Statens Vegvesen rapport 016
2
If possible it is preferable to do tests instead of using the table
3
Values for clay/silt is taken from Vgverket rapport 1992:10
4
Fill with d50 < 1.5 times the width of geo grid should be used

Nordic Guideline for Reinforced Soils and Fills 19

Materials and Testing of Materials

be used when in this case partial factors are applied not only to the pull-out but also to the
friction angle.

The partial factor for sliding resistance, s, is also 1.3 according to British standard. With
the same reasoning as for the partial factor for pull-out resistance the value might be taken
lower than 1.3.

2.1.2 Fill materials

Selected fill material consists usually of naturally occurring or processed material, which is
compactible. Reinforced fill structures allow the possibility of using also substandard soils
or recycling products. This may lead to significant savings in hauling and construction
costs. Purely cohesive soils are not generally accepted in the construction of reinforced soil
structures for permanent works, due to low stress transfer between the soil and the
reinforcement and due to their frost susceptibility.

Demands on the quality of the fill material are guided by the requirements set to the
reinforced fill structure, such as bearing capacity, type and intensity of loads, allowable
deformations, frost susceptibility and drainage efficiency. If seepage or infiltrating water
cannot be drained by other means, the fill material has to be free draining, resist suffusion
and degradation.
2.1.2.1 Fill internal friction and cohesion
The mechanical properties of the selected fill material are usually described in terms of
internal friction and cohesion. These soil parameters shall be representative under the
conditions in which the fill is used (e.g. density, moisture content, stress level) and
determined from the weakest materials. For free draining or granular fill materials the
relevant parameters may be derived from previous experience or determined on the basis
of the fill gradation.
2.1.2.2 Fill reinforcement interaction
The reinforcing materials interact with the fill according to two different principles,
friction and interlocking. Linear elements like rods, strips and corrugated bars, and also
planar sheets function on the basis of intermaterial friction. Grids, meshes and honeycomb
structures act also by interlocking with the frictional fill.

Parameters describing fill reinforcement interaction can be based on relevant testing

procedures, e.g. shear box or pull-out test, but can also be assessed on the basis of previous
experience.
2.1.2.3 Suitability (factors of influence for the selection of fill materials)
The suitability of a fill material for a reinforced fill structure depends on factors like
constructability, environmental conditions, fill layer thickness, facing technology,
vegetation cover, drainage arrangements, aggressivity, fill reinforcement stress transfer,
internal friction and cohesion and frost susceptibility.
2.1.2.4 Constructability
Selected fill material shall be suitable for the climatic conditions under which the fill will
be placed, as well as for the compaction equipment and procedure, the local practice and
experience. Fill materials are usually described with parameters obtained from index
testing, as moisture content, modified (or normal) Proctor density, compressive strength
and grain size distribution.

20 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

The fill constructability shall be such that it can be placed and compacted to produce the
properties required by the design, usually 95 percent of modified Proctor density at
optimum water content. The fill material shall be free from snow and ice. Frost susceptible
materials shall not be placed during construction at winter conditions.

If the material is processed any additives used to improve its workability, e.g. lime,
cement, shall be considered with regard to their compatibility with reinforcement layers
within the fill, chemical durability and environmental limitations.
2.1.2.5 Facing technology
Facing systems for reinforced fill structures have specific tolerances in respect to
compaction induced post construction settlement and wall deformation. Proper selection of
the fill material and its adequate compaction is essential for keeping the movements within
tolerance values.

Durability of both the facing and the reinforcing elements is important in the context of the
typical 50 to 100 years service life expected of reinforced fill structures. The required
durability in respect to freeze-thaw and wet-dry behaviour of e.g. block facings is obtained
by using the proper cement and additives in the manufacturing process.
2.1.2.6 Vegetative cover
Vegetation covering the facing requires fill material suitable for plants near the front of the
construction.
2.1.2.7 Environmental conditions and aesthetics
Reinforced fill structures can tolerate deformation and settlements to a certain extent.
Excess deformation or settlements will not be tolerated at e.g. bridge abutments, walls
supporting infrastructure and buildings, which have hard, flexible or block facings. If post
construction settlement is critical from environmental or aesthetic aspects, easily
compactable fill material with low compressibility should be selected.

Fine grained soils and degradable fill materials should not be used without assessing their
strength and long-term properties from laboratory tests or trials to validate their use.
In zones of the reinforced fill structure prone to frost penetration fine grained, frost
susceptible fill material shall not be used unless frost insulation is installed.

Free draining fill material should be used in such cases, where possible floods, fluctuating
groundwater level and occasional access of run-off water to the structure may occur. The
effective particle size (D10) can be used to estimate the permeability of cohesionless fill
material.
2.1.2.8 Layer thickness and maximum particle size
A uniform layer thickness of the loose fill material should not exceed 300 mm and the
maximum particle size should be less than 2/3 of the compacted layer thickness. Factors
restrictive to the maximum particle size are possible construction damage of the
reinforcing elements and the demand for light-weight compaction equipment and thinner
compacted layers close to the facing units. Both layer thickness and maximum particle size
are also depending on the spacing of the layers of the reinforcement, and on type and size
of the facing units.

Nordic Guideline for Reinforced Soils and Fills 21

Materials and Testing of Materials

2.1.2.9 Aggressivity of the fill

Relevant properties, which indicate a potential aggressiveness of the fill material or of the
natural soil adjacent to the reinforced fill zone are: pH-value, Redox potential, electrical
resistivity, salt content including sulphate, sulfides and chlorides. Data on the
electrochemical, chemical or biological suitability of the selected fill material will help in
the selection of durable reinforcing elements and necessary protective measures. Long-
term properties may be assessed based on previous experience, which establishes
correlation between relevant soil characteristics and the long-term mechanical parameters
of the reinforcement.

Crushed, angular shaped fill material can be considered mechanically aggressive with
regard to the reinforcement or facing. The risk for mechanical damage of the
reinforcements, or of their protective coatings, caused by the selected fill material during
construction may be assessed based on previous experience or on specific site testing. For
steel reinforcement with polymeric coating against corrosion a reduced maximum particle
size of the fill (e.g. < 20 mm, round shaped particles) is recommended.
2.1.2.10 Frost susceptibility
Frost susceptible material shall not be used in sections, where frost penetration and
consequent frost heave might cause damage to the reinforced structure, e.g. behind the
facing and at the foundation level. The fill material may be protected with frost insulation
layers.

2.1.3 Drainage

2.1.3.1 Drainage properties

When using geosynthetics as drainage material the drainage and filtration properties of the
geosynthetic should be compatible with the selected fill. If fines (silt, clay) are allowed in
the reinforced zone or as backfill soil, any possible water in front, behind or beneath the
reinforced zone must be carefully drained off. Proper filtration and drainage control is
critical and any infiltration of surface water into the reinforced fill has to be prevented.

2.1.4 Facing

2.1.4.1 General
Facings are the visible part of completed reinforced fill structures and thus control their
aesthetics. They protect the structure against loss of fill material and erosion and may
provide a lining or drainage pathway and enable connection of reinforcing elements. A
wide range of materials, configurations with a variety of reinforcement connections, joint
fillers and bearing devices is available on the market. The type of facing strongly
influences the deformation characteristics of the completed structure.

Facings systems, which include connections between facings and reinforcement and
possible jointing materials, have to be designed such, that they can be constructed within
specified tolerances of vertical and horizontal alignment and perform within specified
deformation tolerances and without structural damage over the design life. The
serviceability of the system should be verified by comparable experience.

Performance and service life of a vegetated facing system depend in addition to technical
aspects on climatic and biological conditions of the reinforced fill site. Green plants have

22 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

special demands to the backfill material at the facing, like moisture conditions and content
of organic matter. Roots of plants may have detrimental effects on the reinforced soil
structure.
2.1.4.2 Prefabricated concrete units
Prefabricated facing panels of concrete have usually a minimum thickness of 140 mm,
tensile reinforcement and system for connecting the reinforcing elements to the panel and
shear pins to adjacent panels. To achieve the required construction tolerances and
durability the concrete panels should comply with ENV 206 and ENV 1992 and be free of
cracks or defects at any stage of the construction. Both the materials used and the
manufacturing tolerances are of great importance to the achievable construction tolerances
and thus durability of the facing system.

Segmental block wall units of concrete are smaller in size and especially manufactured for
reinforced fill applications. The concrete used for manufacturing such segmental blocks
should comply with ENV 206. Like the facing panels the blocks are equipped with a
system for connecting to the reinforcing elements and to adjacent blocks. Usually no
mortar or other filler is used between the block wall units.
2.1.4.3 Steel facings
Materials for metallic facings and connections must be such that accelerated corrosion will
not occur due to electrolytic action from contact between dissimilar metals.

Facing units manufactured of carbon steel meshes or grids may be hot-dip galvanized with
a minimum average zinc coating of 70m, unless stated by the producer, that less thickness
of zinc coating combined with polymer coating will provide equivalent long term
resistance. Facing units, if without coating, should be designed for a sacrificial thickness.
Full sacrificial steel thickness shall be applied and access of soil moisture to the surface of
the steel components shall be prevented at the connections. The facing and connections
should be so designed that the stability of the reinforced fill structure will considered for
the event of fire.
2.1.4.4 Geosynthetics facing units
Various types of geosynthetic reinforcement are wrapped around as a facing of reinforced
fill layers or used as baskets to form a reinforced fill structure. Geosynthetic materials are
susceptible to damage during installation, to degradation by ultraviolet radiation, to
vandalism and to damage due to fire unless they are protected by shotcreting, concrete or
wooden facing panels or vegetation. All geosynthetics materials used for the construction
of wrapped facing units or gabion baskets, shall comply with pr EN 13251. In applications
where the fire risk is high geosynthetic facing units shall only be used protected.

Nordic Guideline for Reinforced Soils and Fills 23

Materials and Testing of Materials

2.1.4.5 Normative references summary

Facing systems shall comply with requirements of relevant European Standards, Table 2.5.
Table 2.5 Relevant Standards for Requirements on Facing Systems (from prEN 14475)
REQUIREMENTS Facing systemsS
Concrete Segmental Welded Woven Steel Mesh Semi Ellip- Wrap
Panel Block Wall Steel Mesh and Gabions tical Steel Around
Concrete quality ENV 206 ENV 206
Steel ENV1008/ EN 10223 part 3
reinforcement ENV1992-1-
(in panel) 1
Dimension X5 X5
tolerances
Compressive X5 X5
strength at
installation
Surface quality X5 X5 X5
Steel quality EN 10079/ EN10218 part 1&2 EN10025 X5
EN10080
Galvanising EN EN10244 part 1&2 ISO1461
quality ISO1461 EN10245 part 1&2

2.1.5 Testing of material

GEOSYNTHETIC REINFORCEMENT
Table 2.6 Characteristics needed for the use of geosynthetic reinforcements. Testing
should be done according to relevant standards
Parameter Explanation Standard
Stress/strain parametersNormally based on the short term strength EN ISO 10319
Creep parameters Related to the design lifetime of the structure EN ISO 13431 6
Manufacture Related to the production and experience CE market
with the product
Mechanical damage Related to grain size and form in connection ENV ISO 10722-1 7
during construction with the construction
Chemical and biological Related to environmental effect, which might EN 12224, EN 12225,
resistance influence the characteristics of the product EN 140030, EN 12447,
ENV ISO 134388

5
Requirements are needed but no relevant standard is available
6
For creep rupture extrapolation to long term (> 25 years) a test duration greater than 10 000 hours is
necessary
7
There are also other field tests that can be performed and can give values suitable for design
8
The test methods are shortly described in Chapter 2.1.5

24 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

STEEL REINFORCEMENT
The following characteristics are needed for use of steel reinforcement:
Stress/strain parameters
Chemical and biological resistance (related to environmental effect, which might
influence the characteristics of the product)
Corrosion
Coefficient of interaction (Defined as coefficient of interaction between the fill/soil and
the reinforcement, see table 5.3.4.1)

Testing should be done according to relevant standards.

2.2 SOIL-NAILING

2.2.1 Main parts

A soil-nailed structure consists of the following main parts:
Reinforcing element soil-nail
Natural soil
Facing
Drainage

In the following chapters material properties and testing of material properties for the
main parts are discussed.

2.2.2 Reinforcing element

2.2.2.1 Different types of reinforcement

The reinforcement (the soil-nail) may be divided into two different groups: driven nail
and grouted nail. The main difference is the installation technique (direct installed or
drilled) and whether or not grout is included as a part of the reinforcement. The difference
in installation technique is described in Chapter 7.

Driven nails are directly driven into the soil and consist commonly of a steel reinforcing
element with different types of cross sections e.g. solid bar, hollow bar, or angle bar.
Joints and coupling may be used for a long driven nail.

As the name indicates grouted nails consist of the reinforcing element and grout. As for
driven nails joints and couplings may be used for longer nails.
2.2.2.2 Material properties for the reinforcing element
In these guidelines only material properties for steel members used as reinforcing
elements are considered. Other materials may be used and relevant requirements should in
such case be applied.

Depending on type of steel member the requirements in the following standards should be
fulfilled, according to prEN 14490.
EN 10080 for solid steel bars
EN 10210 or EN 10219 for hollow steel bars
EN 10025 or EN 10113 for hot rolled steel product
EN 10138 for pre-stressed steel products

Nordic Guideline for Reinforced Soils and Fills 25

Materials and Testing of Materials

If a re-used reinforcing element or product is used it shall comply, with the

requirements concerning type, size, tolerances, quality and steel grade specified in the
design and be free from damage, deleterious matter and corrosion that would affect
strength and durability. (Quotation from prEN 14490)

The required properties of the reinforcing element should be guaranteed during its entire
design life. Consequently a complementary protection system could be necessary. A
number of different types of protection systems exist. The simplest system is to use
sacrificial thickness and for more severe conditions double protection system could be
used. According to the future European execution standard hot dip galvanised coating and
thermal-sprayed zink-aluminium alloy could e.g. be used and should then comply with
the following standards.
EN ISO 1461 galvanised, hot dip galvanised coating
EN 22063 thermal-sprayed zinc-aluminium alloy

Section 2.2.6 gives a suggestion of how to choose the necessary corrosion protection
based on known soil parameters and consequences of failure.

The characteristic value of the tensile strength for the reinforcing element is determined
according European standard as the 2 percent fractal for the steel. According to the same
standard partial factors are applied to determine the design tensile strength of the
reinforcing element. The partial factor m =1.0 1.1 could be applied for steel in tension.
The shearing resistance is determined in a similar manner.

As a rule of thumb the following aspects could be considered when choosing the
reinforcing element:
Steel with ductile failure is preferable
A high strength steel usually has a higher tendency for corrosion and commonly gives
a brittle failure
If the nail is grouted a ribbed or profiled cross section is preferred since this increases
the bond between the steel member and the grout

For design the following parameters of the reinforcing element should be known:
Cross sectional area (m2)
Diameter (m)
Tensile strength, yield strength (kPa)
Ultimate strain (%)
2.2.2.3 Material properties for joints and couplings
As a general rule the joints and couplings should fulfil the same requirements as the
reinforcing element, consequently have the same tensile strength, mechanical properties
and durability. The protection system of the reinforcing element and the coupler should
be compatible. The joints and couplings could from the point of durability be a weak
point and should be considered during the design.
2.2.2.4 Material properties for grout
According to prEN 14490 the grout should comply with the following standards:
prEN 445, prEN 446 and prEN 447. Below some of the main points from these standards
are summarised.

26 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

The water-cement ratio in the grout should be less than 0.44.

The content of chlorides in the grout should be less then 0.1 percent of the weight of
the cement.
The flow rate of the grout should be enough to guarantee that the hole is completely
filled with grout and no water or air is encapsulated in the hole.
The grout should have properties so that separation and settling of the grout is
avoided. Grout with low tendency for bleeding should be used.
Inert filler (sand) may be added to the grout.

It is not always possible to fulfil all of these requirements and in some cases it might be
preferable to use grout with other properties.

2.2.3 Soil
One of the main differences between reinforced fill and soil-nailing is that for soil-nailing
the natural in situ soil is used, which means that the existing soils properties has to be
determined and the soil-nail structure adjusted to the existing condition. The extents of
the geotechnical field investigation test depend on the complexity of the geology. The
sequence of soil strata in the area from the wall face to a distance of 1.5 times the wall
height should be determined with sufficient accuracy for a wall with a flat surface above
the wall. For a wall with a slope above the wall the distance is 3 times the wall height
(Clouterre, 1991). The investigation should also cover the material below the wall base.
Similar recommendations may be given for natural slopes where soil-nailing should be
used for increasing the factor of safety.

In necessary soil information for different parts of the soil-nailed structure is listed. Some
of the parameters have to be determined in the field by field testing others may be
estimated based on experience.

The amount of field tests should be sufficient to determine the soil parameters and their
variation in the area. The field tests should be performed according to applicable European
standards and national practice.

It has been discussed whether the peak or the residual value of the angle of shearing
resistance should be used for design of a soil-nailed structure. The concept of soil-nailing
is based on the theory that the soil-nails are activated after a small deformation of the soil.
Consequently the soil has experienced some movement when the nails are activated and it
is not unreasonable to believe that, for some parts of the failure surface, the soil
deformation is greater than the deformation corresponding to the peak-value and a residual
value is therefore more reasonable. A recommendation is therefore that the peak angle of
shearing resistance should be used with caution for soil-nailing.

The resistivity depends on the water content of the soil. Hence it is recommended that the
tests are performed for the most severe condition, i.e. the soil is fully saturated. For a field
test it is impossible to choose the conditions but the water content should be accounted for
when evaluating the test. There are a number of different methods to determine the
resitivity both in the laboratory and the field e.g. Wenners 4 electrode or a CPT test with
restivity sounding.

Nordic Guideline for Reinforced Soils and Fills 27

Materials and Testing of Materials

Groundwater and high porepressure are the most common reasons for difficulties when
constructing a soil-nailed structure as well as with the function of the soil-nailed structure.
Consequently it is of great importance to estimate the actual groundwater conditions at site.
Table 2.7 Soil parameters necessary for design for different parts of the soil-nailed
structure.

Durability
Soil-nail9

Drainage

Facing
Soil parameter Determined by
Soil type Field samples Yes Yes Yes Yes
Density Estimated from CPT or Yes Yes
undisturbed sampling
Angle of shearing resistance Estimated or shearbox test Yes Yes
Porewater pressure /groundwater Measurement in field Yes Yes Yes Yes
Cohesion intercept Estimated Yes
pH Test Yes
Resistivity Field or laboratory test Yes
Permeability Grading curve Yes Yes
Degree of compaction e.g. CPT Yes Yes Yes
Chloride and sulphite content or other ion Soil samples, chemical analyses Yes
Suitability of the soil to stand unsupported Test pit Yes

2.2.4 Interface between soil and nail

2.2.4.1 Factors influencing the pull-out capacity, TL

The total pull-out capacity that may be mobilised along the nail will depend on three main
parameters: coefficient of friction at the nail interface, normal stress and the perimeter of
the nail, see Figure 2.6. Additional information on how different factors influence the pull-
out capacity is found in annex A.

TL = ' N
Normal stress

Coefficient of friction
Surface Area
coefficient of friction
effective normal stress acting on the nail
nail perimeter
Figure 2.6 Factors influencing the pull-out capacity

2.2.4.2 Guidelines for a preliminary estimate of the pull-out resistance, qs

A preliminary estimate needs to be done for the first preliminary design. The final design
should however always be confirmed with pull-out tests to verify the estimated value used
for design.

In the literature the following guidelines for an estimate of the pull-out resistance may be
found.

9
Including local and global stability of soil-nail and soil-nailed structure

28 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

CLOUTERRE (SCHLOSSER ET AL, 1991)

Based on 450-pull-out tests the French national research project Clouterre has established
charts for estimating the pull-out resistance, qs, based on the pressuremeter limit. The tests
were performed in the south of France at 87 different sites. The soil has been classified into
five different types of soils and both grouted and driven nails have been tested. The chart is
presented in Figure 2.7 but the original charts in Clouterre should be used for design.

a) Sand 10 b) Clay

c) Gravel 11 d) Marl/Chalk

e) Weathered rock

Figure 2.7 Charts for esitmating the pull-out resistance from Clouterre (Schlosser et al.
1991)

10
S1 gravity grouted, S3 driven
11
G1 gravity grouted, G2 low pressure grouted, G3 driven

Nordic Guideline for Reinforced Soils and Fills 29

Materials and Testing of Materials

FEDERAL HIGHWAY ADMINISTRATION

In Table 2.8 a suggestion for the mobilised pull-out capacity along the nail depending on
the installation method and the soil type, by Mitchell et al, 1987, is presented.
Table 2.8 Preliminary Estimate of the Mobilised Pull-out Capacity at the Soil-Nail
Interface according to Mitchell et al., 1987
Method of installation Soil Pull-out capacity kN/m
Rotary drilled silty sand 30-60
silt 18-24
Driven casing sand 80
dense sand/gravel 115
dense moraine 115 - 175
sandy colluvium 30 - 60
clayey colluvium 15 - 30
Jetgrouted sand 115
sand/gravel 290
Augured clay 6 -9
stiff clay 12 - 17
clayey silt 15 - 30
limey sandy clay 60 - 90
silty sand - fill 6-9
2.2.4.3 Verification of pull-out capacity
The pull-out capacity should always be verified by pull-out tests at the site. In Chapter 9 a
short description of different tests, test equipment, test performances, suggested number of
tests and interpretation of tests can be found.

The tests might be performed on a sacrificial nail, i.e. a nail that is loaded to failure and
consequently it can not be included as a working nail in the final structure. A production
nail may also be used, this nail is loaded to its design strength and will continue to be a
working nail in the structure after the test.
2.2.4.4 Characteristic and design values
The pull-out capacity is based on a number of load tests. According to the draft of the
European execution standard for soil-nailing, the characteristic value is obtained as an
average or minimum value from the test multiplied by a factor, , depending on the
number of tests, see Table 2.9. The design value of the pull-out capacity is calculated as:
Tk
Td = ( 2.1 )
T
T factor that accounts for the natural variation in pull-out capacity due to the soil
characteristic and the nail characteristic. In the European standard no
recommendation for this can be found. Therefore the following values are
suggested to be applied for the pull-out capacity
T = ( or C ) m ( 2.2 )
The partial factor for the soil strength is multiplied with a factor that accounts
for the natural variation in the nail properties (surface area, normal stress and
surface roughness). The value of m is suggested to be in the range of 1.2 to 1.4

30 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

depending on type of nail. A driven nail with a fixed surface area has a lower
value than a grouted nail where the surface area can be expected to vary.
this factor accounts for the uncertainty in the test method. Recommended
values according to the draft of prEN 14490 are given in Table 2.9.
Table 2.9 Reduction Factor, 12 depending on the Number of Tests.
Number of test
1 2 >2
Based on the average value from the tests 0.67 0.74 0.77
Based on the lowest test result 0.67 0.80 0.91

2.2.5 Drainage
There are mainly three different types of drainage:
1. Surface drainage (e.g. sheeting, channel, trench)
2. Facing drainage (e.g. geotextile filter, weep holes)
3. Sub surface drainage (e.g. drainage pipe)

Figure 2.8 Different types of drainage systems

As drainage PVC pipes or metal pipes might be used. The drainage slots could vary
between 5 to 20 mm. If metal pipes are used corrosion needs to be considered. Geotextile
filter should be designed to have the desired drainage capacity throughout the entire design
life.

2.2.6 Corrosion protection system

There are a number of different possible solutions to obtain a soil-nail with satisfactory
performance during its entire design life. Below a number of different systems are
described, according to prEN 14490. How to choose the necessary system depending on
ground condition, type of nail and consequences of failure is further described in Chapter
7.
2.2.6.1 Sacrificial thickness
In the case of sacrificial thickness the decrease in steel area with time is accounted for in
the design instead of trying to avoid the corrosion. Depending on the environment at the
site where the nails are going to be installed a corrosion rate can be estimated and the cross

12
is equivalent to 1/, where is the reduction factor according to ENV 1991:1

Nordic Guideline for Reinforced Soils and Fills 31

Materials and Testing of Materials

sectional area of the nail sufficiently increased. It is difficult to predict the corrosion rate
correctly and it might differ throughout the construction site. Consequently the method is
most commonly used in those cases where failure of one nail will not have severe
consequences and for short design lives.
2.2.6.2 Surface coating
The steel might be coated both with zink and epoxy. A coating that is not damaged will
usually prevent corrosion of the nail according to the design. The difficulty is to avoid
damage of the coating during handling, storage and installation.
2.2.6.3 Grout
Encapsulation of the steel in grout will reduce the corrosion. If the grout is evenly
distributed along the nail with a thickness of the cover corresponding to the environment
and it can be guaranteed that no cracks larger than 0.1 mm will occur, then the grout cover
itself might be considered as a satisfactory corrosion protection. However, usually there
will be cracks and therefore the grout is usually combined with some other type of
corrosion protection system.
2.2.6.4 Impermeable ducts
Encapsulation of the steel in a impermeable duct prevents the corrosion in an efficient way
and is commonly used for more severe conditions.

Figure 2.9 Single and double corrosion protection for a nail using impermeable ducts
and grout

2.2.7 Facing
A soil-nailed structure may be constructed with or without facing. The inclination of the
wall and the consideration of adoption to the surrounding area will determine the choice of
facing. Below the different types of facing is divided into four different types according to
prEN 14490.

In Section 2.1.4 facing systems for reinforced fill are described. Most of the information in
that section can be applied for Soil-nailing as well.
2.2.7.1 No modification of surface / no facing
For a flat slope where soil-nailing has been used to increase the safety it might in some
cases be possible to neglect facing. However, it is then necessary to make sure that the
natural vegetation is preserved to avoid erosion of the slope.

32 Nordic Guideline for Reinforced Soils and Fills

 Materials and Testing of Materials

2.2.7.2 Hard facing

For a steep slope and wall hard facing is usually necessary. The purpose of the facing is to
prevent failure of the soil between the nails. The hard facing might be a single layer
sprayed concrete, steel mesh combined with sprayed concrete, cast in place concrete or
prefabricated concrete blocks.
2.2.7.3 Flexible facing
The flexible facing has a static function and should prevent the soil between the nails to
slide out. The facing layout depends on the ground conditions and the layout of the nails.
Flexible
facings can be used for relatively steep slopes but not for walls. Usually a steel mesh or a
grid is used that is capable of transferring axial and shear forces. It is necessary to connect
the flexible facing to the nail head with a suitable head plate to guarantee that the load is
transferred. It might be necessary to pre-tension the soil-nail to hold the flexible facing. A
vegetation cover as for the soft facing may be used if not the preserved vegetation is
enough to guarantee an effective erosion control.
2.2.7.4 Soft facing
Soft facing is another possible solution for a soil-nailed flat slope. The main purpose of this
very flexible covering of the slope is erosion control. The soft facing is usually seeded to
give a vegetation cover. Climate, altitude and water should be considered when choosing
the seed mix.

A light metal mesh or grid combined with a geosynthetic is a possible example of a soft
facing. The geosynthetic might be a biodegradable geotextile with seeding. Another
solution is geo-grids, geonets or woven open fabrics. The facing should be connected to the
nails according to recommendations for the specific system.

Nordic Guideline for Reinforced Soils and Fills 33

 Principles of Design

3 PRINCIPLES OF DESIGN

3.1 INTRODUCTION
The Commission of the European Communities (CEC) has initiated the work of
establishing a set of harmonised technical rules for the design of building and civil engine-
ering works which should in the future replace the different rules in force in the various
member states. These rules are known as the Structural Eurocodes. As to these guidelines,
it is Eurocode 1, version ENV 1991-1, Basis of Design and Actions on Structures and
Eurocode 7, version ENV 1997-1, Geotechnical Design that give the guide-lines for
design. In each country the Eurocodes might be supplemented with national appli-cation
documents, NAD, which together with the ENVs, rule the design in the actual country.

The ENV versions of the Eurocodes are optional to any existing national standards and
they are meant to be replaced by EN versions of the Eurocodes, in which case the national
standards have to be withdrawn. The work with the EN-versions of the standards is well in
progress. From a practical point of view it would be preferable to refer to the latest version
of each Eurocode. However, for these guidelines this has been impossible since there exist
only provisional versions, prENs, which have no legal validity. Furthermore, the prENs are
revised rather frequently.

A formal complication, which can occur in applying ENV 1997-1 for reinforced fill is the
definition of fill in the ENV. Fill is defined as a part of the ground, together with soil and
rock, when existing in place prior to the execution. On the other hand, the fill is defined as
a part of the structure if placed during the execution of the construction works. (ENV
1997-1, 1.5.1(1).) The reason for this separation is not clear and hence, in these guidelines,
fills are treated as soil material, regardless whether placed prior to or during the
construction work.

3.2 LIMIT STATE DESIGN

In recent decades it has become mandatory in the design to verify structures in two
different Limit States, Ultimate Limit State (ULS) and Serviceability Limit State (SLS).
These two states give different types of design criteria for determining the calculation
model. Verifying Ultimate Limit State corresponds to verifying an inequality, e.g. the
resistance (R) must be larger than the action effect (E), thus the criterion is R-E 0. As it is
not necessary to know exactly when the equality is valid, simplified assumptions of the
calculation model can be introduced as long as these assumptions do not lead to an
overestimation of the capacity or an underestimation of the action effect. The analysis is
said to be on the safe side. In the Serviceability Limit State it is desirable to describe the
expected behaviour. In this case, design on the safe side will often lead to uneconomic
solutions. In principle this means that the calculation models used in the Serviceability
Limit State should be more sophisticated than those used in the Ultimate Limit State.
However, a design on the unsafe side will normally not result in a catastrophe. Thus, from
a practical point of view, simplified models can also in this case often be used.

Of special interest when using the technique of reinforced soil is that different materials
have to work together. For example, the peak strength of the soil and the reinforcement
respectively can not normally be combined without any further consideration. If any of the

Nordic Guideline for Reinforced Soils and Fills 35

Principles of Design

materials has a brittle behaviour, see Figure 3.2, such a practice could result in severe
consequences. Especially, mobilisation of geosynthetic reinforcement requires a certain
amount of deformation, while steel reinforcement can be regarded as a stiffer material. The
basic principle should be to combine strength values of the materials at compatible
deformation levels. However, even if justified from a principle point of view, such
calculation models are far from day-to-day practice in geotechnical engineering. A
simplified way to treat the problem is to introduce model partial factors for simplified
calculation models, see also Section 3.5.2 below.

Figure 3.1 Example of compatible deformation levels. Geosynthetic material (top figure)
compared to a quick clay (bottom figure). In the figure e is the strain of the
reinforcement and ? is the shear of the clay

3.3 PARTIAL FACTORS

Analyses, based upon Limit State design, are in daily practice often combined by a format
in which partial factors are used. This format can be seen as a quasi-probabilistic one. The
difference between the resistance and the action effect is often called the safety margin,
thus the design criterion becomes M=R-E 0. The corresponding design criterion in
traditional design with a global factor of safety is R E F . By separating the global
factor of safety in an action part and a resistance part, called partial factors, the latter
design criterion can be rewritten as
R
F = R S ( 3.1 )
E
which again can be rewritten as

36 Nordic Guideline for Reinforced Soils and Fills

 Principles of Design

R
S E 0 ( 3.2 )
R
Thus
R
M = S E 0 ( 3.3 )
R
is the simplest way to describe the design criterion in the partial factor format. By
introducing more than two partial factors, more complex relations can be obtained.

To determine a design value of a variable, the actual value to be used as input to the design
criterion in the partial factor format, is a process in two steps. First a typical value of the
variable is determined formally named a characteristic value, e.g. Rk or Sk respectively.
This value can be seen as a given fractile of the variable when regarded as a random
variable. Secondly, design value of the variable is obtained from the characteristic value by
multiplying or dividing it with a partial factor. If the partial factor unity, a safe design
value normally is obtained by multiplying an action variable and dividing a resisting
variable, i.e. Rd = Rk R and E d = S Ek .

Formally, traditional design with a global factor of safety, (F), can be seen as a simplified
procedure with all partial factors except one taken as unity. However, philosophically the
two methods are quite different. In the traditional, deterministic method, the resistance and
the action are represented by fixed and known values. This means that the resistance is R
and the action effect is E. Hence F > 1 implies the inequality R>E. A sufficiently safe
design is obtained by prescribing the factor of safety sufficiently larger than unity.

In the partial factor format, a probabilistic approach means that both R and E can take a
wide range of values. This could be interpreted as the action and the resistance having
fixed but unknown values. The same is then valid for M also. The design values should
represent one possible combination with sufficiently low probability, i.e. the resistance is
Rd = Rk / ?R and the action is Ed = ?S Ek . The unlikeness is quantified by the values of the
partial factors. The equality M=0 is acceptable in the partial factor format but only together
with the rare combination Rd and Ed, where the probability of failure becomes sufficiently
low. This interpretation of the partial factor format means that the value of a partial factor
should be chosen in such a way that a physically impossible design value would not be
obtained.

3.4 APPLICATION OF PARTIAL FACTORS

From what is written above the magnitudes of partial factors depend on what design state
the calculations are carried out for.

ULTIMATE LIMIT STATE

In an Ultimate Limit State design a low probability of failure is demanded. This must be
reflected in the choice of partial factors. Below will be given some principles how partial
factors can be determined based upon the problem at hand.

Nordic Guideline for Reinforced Soils and Fills 37

Principles of Design

SERVICEABILITY LIMIT STATE

In a Serviceability Limit State design deformations are normally the concern. Partial
factors are normally set to unity, = 1.0, i.e. the calculation of the deformations are based
on the characteristic values.

However, there are no restrains in using partial factors larger than unity in Serviceability
Limit State design to achieve a more rigid structure. For example in a case where the client
puts up severe restrictions on deformations, this might be an appropriate option.

3.5 REINFORCED SLOPE/SOIL-NAIL REINFORCED SLOPE

Principally there is no difference when using partial factors in the design of a reinforced
slope of fill or a soil-nail reinforced slope, see Figure 3.2.

qQ=surcharge pressure of a variable action

qG= surcharge pressure of a permanent action

, c, tan

Figure 3.2 Reinforced slope/soil-nail reinforced slope

3.5.1 Traditional factor of safety

In traditional design the factor of safety becomes
ck
F= ( 3.4 )
k
with the shear strength, ck, at the slip surface
c k = c k "+" tan( k )"+"Tk
' '
( 3.5 )
and the shear stress, k at the slip surface
k = k "+" q Gk "+" qQ k ( 3.6 )

The expression + means here the combined effects of the different contributions (i.e. not
just pure addition). The term Tk= the shear strength of reinforcement/soil-nail including
both the effects of increased friction in the soil as well as possible shearing of the
reinforcement/soil-nail. Hence:
c "+" tan( k )"+" Tk
' '

F= k ( 3.7 )
k "+" q G k "+" qQ k

38 Nordic Guideline for Reinforced Soils and Fills

 Principles of Design

An alternative formulation is to include the effects of the reinforcement/soil-nail as a

decrease of the shear stress, i.e. in the denominator of F
c k "+" tan k
' '

F= ( 3.8 )
k "+ qG k "+" q Q k ""Tk

It should be noted that the choice of one of the two different formulations has a major
influence upon the nominal value of the global factor of safety. A reduction of the
denominator as in the latter case gives very high nominal values (or for large amount of
reinforcement even negative values). This circumstance can be a reason to avoid the latter
formulation.

3.5.2 Partial factor Factor Format

The design criterion becomes the safety margin
cd d 0 ( 3.9 )
or with characteristic values and partial factors any of the two alternatives
ck
? F k 0 ( 3.10 )
?M

1 ck
Sd f k 0 ( 3.11 )
Rd m
In the first case model uncertainty and parameter uncertainty are both included in the
partial factors, M and F respectively, while in the second case these two uncertainties are
separated, Rd: m and Sd: f respectively. With the same notations as in the previous
paragraph for the global factor of safety the latter equation can be rewritten as

1 c k
tan k
[ ]
' '
T S k "+" G qG k "+" Q qQ 0
"+" "+" k ( 3.12 )
Rd c ' ' T d k

Partial factors of materials
c partial factor for cohesion intercept, typical value is 1.5
partial factor for soil friction, typical value is 1.2
T partial factor for steel or geosynthetic reinforcement. For steel a typical value is
1.1, for geosynthetic reinforcements a likely value is 1.3. In the case of
geosynthetic reinforcement, an additional conversion factor is applied (c.f.
3.8.2.2). This factor might be built up of several factors 123, considering:
installation
creep behaviour
chemical degradation and biological degradation
For soil-nailing the conversion factor, , is depending on the number of test
performed in field and a partial factor is applied for the pull-out capacity.

Partial factors of actions

Typical values for the partial factors for the action effects, ??, ?g and ?q respectively,
are not so easy to prescribe. Values given in Eurocodes as ENV 1991-1 and ENV

Nordic Guideline for Reinforced Soils and Fills 39

Principles of Design

1997 1, 1.35 for permanent actions and 1.5 for variable actions, include model
uncertainty. At least the first value applied to soil density and density of water, give
raise to tricky situations in geotechnical engineering, (c.f. the discussion of
physically impossible design values in paragraph 3.1; i.e. the unit weight of water
becomes 1350 kN/m3).

Model factors
Rd partial factor for uncertainty in modelling of the resistance
Sd partial factor for uncertainty in modelling of the action effect (solicitation)
should be regarded as optional factors depending of the problem at hand, i.e. if
the model uncertainty has to be separated from other uncertainties

In design of soil reinforcement the strain compatibility of different materials has to be

considered. Any other partial factors in the Eurocodes are not aimed for uncertainties in
applied calculation models from this respect. Hence, the application of a model factor for
the action effect can be an appropriate way to handle such a problem.

3.5.3 Application of partial factor format in stability calculations

From what is said above, the safety margin concept is the common way to use partial
factors in design. To use a global factor of safety in conjunction with partial factors would
be, if not impossible, at least very confusing. However, a disadvantage in using the concept
of safety margin exists in traditional slope stability calculations. The factor of safety is
used to establish the critical slip surface. This is not as easy with the help of the safety
margin, which is strongly dependent on the volume of soil involved. A way to overcome
this difficulty is to use a dimensionless safety margin, where the normal safety margin is
scaled with the resistance/shear strength:
R E c 1
m= = = 1 ( 3.13 )
R c F
In Figure 3.3 the relationship between the global factor of safety and the dimensionless
safety margin is illustrated. There is a one-to-one relation between the dimensionless safety
margin and the global factor of safety. Hence, in the same way as with the factor of safety,
the safety margin can be used to find the critical slip surface. The dimensionless safety
margin, for R>E, takes values between 0 - 100 percent, which is a convenient property of a
safety margin. If the safety margin is given by the design values of R and E all values of
the safety margin larger or equal to zero denote a safe state. When working with existing
slope stability computer programs a practical way to use the dimensionless safety margin is
to use the approximation m ln(F ) . This latter formulation of m has not the advantage to
be restricted to 100 percent. In common practice, this is of minor importance, as can be
seen from Figure 3.3. To be noted is that this latter formulation does not exist when F,
calculated according to Eq. 3.8 is negative.

40 Nordic Guideline for Reinforced Soils and Fills

 Principles of Design

.
0.6

0.4

m 0.2

0
1 1.2 1.4
F
m
ln(F)

Figure 3.3 Relation between dimensionless safety margin, m and the factor of safety, F.
Summarising what is said above, when applying partial factors in slope stability
calculations a dimensionless safety margin is to be preferred. The natural logarithm of the
factor of safety, ln (F) calculated with design values of input variables, will serve this
purpose.

3.6 DESIGN REQUIREMENTS

3.6.1 Design working life

Table 3.1 Examples of different structures required design working life, 2.4 ENV 1991-
1
Class Required design Example
working life [years]
1 1-5/<2 Temporary structures: reinforced fill/soil-nail
2 25 Replaceable structural parts
3 50 Building structures and other common structures
4 100 Monumental building structures, bridges, and other civil
engineering structures

In structures reinforced with geosynthetics the creep strain and the allowed strain in the
reinforcement are crucial for the design and the necessary reinforcement strength. For most
geosynthetics the creep strains are increasing mostly during the first year after finished
construction. I.e. the main difference for the design strength is between temporary
structures less than 6 months and more permanent structures.

3.6.2 Class of safety

In the Eurocode ENV 1997-1 there is only one class of safety, but for example in Sweden
there are three different classes. Different classes of safety are defined to consider risks to
life and property, where class 1 is defined as little risk and class 3 as great risk to life and
property. The safety level used in Eurocodes corresponds to class of safety 3 according to
SS-ENV 1991-1. Partial factors corresponding to the different classes are given in Annex
B.

Nordic Guideline for Reinforced Soils and Fills 41

Principles of Design

3.6.3 Geotechnical category

There are three different geotechnical categories according to 2.1 (5) ENV 1997-1. The
various design aspects of a project may require treatment in different geotechnical
categories. The three categories have no effect on the values of the partial factors, but
imply different demands on the geotechnical investigations, 3.2 ENV 1997-1, as well as
the supervision of construction, monitoring and maintenance section 4. ENV 1997-1.

GEOTECHNICAL CATEGORY 1
Category 1 includes small and relatively simple structures.

GEOTECHNICAL CATEGORY 2
Category 2 includes conventional types of structures and foundations without abnormal
risks or exceptionally difficult ground or loading conditions.

GEOTECHNICAL CATEGORY 3
Category 3 includes structures that do not fall within the limits of Category 1 or 2. In many
cases ground improvement and reinforcement works should be classified in Geotechnical
Category 3, 5.5 (3) ENV 1997-1.

Further description of categories of different structures are given in 2.1 (5) ENV 1997-1.

3.6.4 Design method

In some cases, in particular for non-linear analysis, the effect of the uncertainties in the
models used in the calculations should be considered explicitly. A factor Sd may refer to
uncertainties in the action model and/or action effect model, 9.3.2 (2) ENV 1991-1, and a
factor Rd, covers uncertainties in the resistance model and in the geometrical properties
9.3.5 (2) ENV 1991-1.

To capture different governing conditions different design cases are described below:

CASE A
Static equilibrium

CASE B
Failure of structure or structural elements, including those of the footing, piles, basement
walls etc., governed by strength of structural material

CASE C
Failure in the ground

Further description of the different cases is given in Chapter 9.4.1 ENV 1991 -1. For these
guidelines case B and case C are relevant 13. Be aware of when using case B the partial
factor of a permanent action is 1.35 which in geotechnical design gives unreasonable
results and therefore should be used with care.

13
The separation of design into the three different design cases A-C, will probably be considerably revised in
the final EN:s.

42 Nordic Guideline for Reinforced Soils and Fills

 Principles of Design

3.6.5 Actions
An Action according to ENV 1991-1 could be either:
a) Direct Action: a force (load) applied to the structure
b) Indirect Action: a deformation or acceleration caused by temperature change, moisture
variation, uneven settlement or earthquakes and such

The actions are divided into different categories, among them, permanent action (G) and
variable action (Q) and accidental action (A), examples given in Table 3.2.
Table 3.2 Examples of different actions
Item Symbol Partial Examples:
(Char. action) factor
Permanent action qG G Buildings, containers, pallets etc.
Variable action qQ Q Trucks, cars, trains etc.
Linear or point load G, Q G, Q Abutments, standing trailers, containers,
Permanent, variable etc.
Horizontal action H H Handrails, bumpers, wind etc.
Accidental action A A Trucks, cars etc.
Construction action Gc Gc Temporary action, during construction,
live load and dead load.

Some forces and imposed displacements are actions in some calculations and not in other,
2.4.2 (2) ENV 1997-1. For any calculation the values of actions are known values,
2.4.2 (4) ENV 1997-1. Seismic actions should be considered in addition to the above-
mentioned in relevant situations according to EC-8.

3.6.6 Design values of actions

The design values of actions are derived by equation Eq. 3.14. The partial factors for
Ultimate Limit State design are tabled in Table 3.3.
Fd = F Frep ( 3.14 )

ULTIMATE LIMIT STATE

Table 3.3 Partial factors of actions, F Ultimate Limit State in persistent and transient
situations14, according to 2.4.2 (14)P ENV 1997-1,
Actions
Case Permanent Variable Accidental
Unfavourable Favourable Unfavourable
Case A [1.00] [0.95] [1.50] [1.00]
Case B [1.35] [1.00] [1.50] [1.00]
Case C [1.00] [1.00] [1.30] [1.00]

Comments: In calculation of the design earth pressure for Case B, the partial factors given
in table 3.1 are applied to the characteristic earth pressures. For Case C the partial factors

14 These partial factors should be used for conventional structures. In cases with abnormal risks, unusual or
exceptionally difficult ground conditions or loading conditions, higher values should be considered.

Nordic Guideline for Reinforced Soils and Fills 43

Principles of Design

are applied to the characteristic strength of the ground and to the characteristic surface
loads, see further 2.4.2 (17) ENV 1997-1. See further comments below in Section 3.6.7.

Water pressure
For Limit States with severe consequences (generally Ultimate Limit States), design values
for water pressures and seepage forces shall represent the most unfavourable values which
could occur in extreme circumstances, 2.4.2 (10)P ENV 1997-1.

SERVICEABILITY LIMIT STATE

Partial factors equal to unity (1.0) shall be used for actions in Serviceability Limit State if
not specified otherwise, 2.4.2 (10)P ENV 1997-1.

3.6.7 Combinations of actions

Design values of the effects of actions should be determined by combining the values of
actions, which can occur simultaneously. In Serviceability Limit States, the combination of
actions to be checked also depends of the effects of the actions being checked, e.g.
irreversible, reversible or long term effects.

In ENV 1991-1 a number of different combination rules are given. The basic principle is to
combine permanent actions, a dominant variable action and combination values for other
variable actions. Depending on the Limit State checked, different rules apply as indicated
below. The rules are based upon different representative values of actions.

The characteristic value of an action is its main representative value. The design values of
permanent actions are:
GGk or Gk
where the characteristic value for a permanent action is used in Ultimate Limit
States when the action is favourable and for both favourable and unfavourable
actions in the Serviceability Limit States.

For variable actions also reduced values exist to be used in combinations. Based upon the
representative values the design values for variable actions are
QQk, the design value of the dominant action in Ultimate Limit States
Q0Qk, the combination value for Ultimate Limit States
Q
0 k , the combination value for irreversible Serviceability Limit
States
1Qk, the frequent value for reversible Serviceability Limit States
Q
2 k, the quasi-permanent value in Serviceability Limit States for
long term effects and as combination value for reversible Limit
States
Qk, the characteristic value for the dominant action in rare
combinations in Serviceability Limit States

Combinations of actions are straightforward when the effect of actions is a linear

combination of the actions, although it can be cumbersome to check all possible
combinations in problems with many variable actions. However, in geotechnical
engineering, action effects are often depending on other material properties than the self-
weight of the soil, e.g. the undrained shear strength when calculating earth pressure. In
such cases it is fundamental to make a clear distinction between actions and the effect of

44 Nordic Guideline for Reinforced Soils and Fills

 Principles of Design

the actions. As mentioned above in Section 3.6.6, it is prescribed in ENV 1997-1, that
when calculating earth pressure according to case B, partial factors shall be applied to
characteristic earth pressure. In such cases with both permanent and combinations of
variable actions it is difficult, if not to say impossible, to apply the combination rules in
ENV 1997-1. In these guidelines, the procedure for case C is incorporated, that is partial
factors are applied to characteristic properties of the soil and surface loads. This procedure
makes the application of combination of actions simpler.

3.7 GEOMETRICAL PROPERTIES

In the Eurocode there are no partial factors for geometrical uncertainties, but in the designs
it is necessary to include relevant tolerances on all the geometrical input data.

3.8 MATERIAL PROPERTIES

3.8.1 Characteristic values

3.8.1.1 Characteristic values of geotechnical parameters

The selection of characteristic values for geotechnical parameters shall according to
2.4.3 ENV 1997-1 be based on the results of laboratory and field tests, by well-established
experience. The parameters shall be selected as a cautious estimate of the values in respect
to the following aspects: background information, the extent of the survey, the variation of
the results, the actual Limit State being considered, among others.
3.8.1.2 Characteristic material properties of reinforcement materials
The manufacturer gives characteristic material properties Xk, of the reinforcement material,
such as:
Short term tensile strength versus strain,
Results from creep rupture tests
Results from tests for durability
Test results of seam strength

What properties required for the different design methods are described further in the
different design chapters as well as in the material chapter.

3.8.2 Design values

3.8.2.1 Design values of geotechnical parameters

The design values of geotechnical parameters shall be derived from characteristic values,
using equation 3.15.

Xd = Xk ( 3.15 )
M

ULTIMATE LIMIT STATE

Tabled partial factors, M, Table 3.4, are in accordance with ENV 1997-1. For partial
factors according to ruling national document (NAD) see Annex B Chapter B.2.

Nordic Guideline for Reinforced Soils and Fills 45

Principles of Design

Table 3.4 Partial material factors15 M - Ultimate Limit State in persistent and transient
situations, according to ENV 1997-1
Ground Properties
Case
tan c cu qu16
Case A [1.10]17 [1.30] [1.20] [1.20]
Case B [1.00] [1.00] [1.00] [1.00]
Case C [1.25] [1.60] [1.40] [1.40]

SERVICEABILITY LIMIT STATE

In Serviceability Limit States all values of M are equal to 1.0, according to 2.4.3 (13) P
ENV 1997-1.
3.8.2.2 Design values of reinforcements

PHYSICAL PROPERTIES
The properties for the reinforcement should be documented according to relevant standards
see further information in Chapter 2.

CALCULATION OF DESIGN STRENGTH

The allowable tensile force per unit width of the reinforcement usually depends upon the
type and safety requirements of the reinforced structure, the stresses the geosynthetic
reinforcement is exposed to, on the work execution and on environmental factors. For that
reason the ultimate strength parameters determined from short term index tests are
multiplied by several conversion factors. Such are used to account for potential creep,
installation damage and ageing.

Allowable design strength of the geosynthetic reinforcement (partial factor format):

1 2 3 X k
Xd = ( 3.16 )
M

The factors i (Table 3.5) are here introduced as conversion factor to calibrate data from
test conditions, see further Figure 3.4 and Chapter 2, Materials. Different types of
structures give different demands on the geosynthetic reinforcement, which result in
different values of i. If the material properties are based on long-term tests the factor i
becomes 1.0 (see further Chapter 2.1.1.5).

15
In ENV 1991-1 M, resp m has different descriptions. In the first case the model uncertainty, Rd is
included in the partial factor and in the latter case the two uncertainties are separated. Observe that in ENV
1997- m is written, but in prEN this is corrected
16
Compressive strength of soil and rock
17
Values in brackets [ ] to be used unless different values are given in NAD.

46 Nordic Guideline for Reinforced Soils and Fills

 Principles of Design

Table 3.5 Conversion factors of geosynthetic reinforcements

Conversion parameter material aspect Conversion factor
Factor of creep (depending on lifetime) 1=1/Fcr
Installation damage 2=1/Fid
Biological and chemical degradation 3=1/Fenv

The Fi are taken from Guide to durability 19 (CEN-document) to be used in the absence of
sufficient test data on long term performance.
Fenv environmental
Fgeo=M overall material safety factor
Fcr creep reduction factor
Fid installation damage reduction factor

Determination of characteristic long-term strength should include an evaluation of

compatibility with surrounding material. For geosynthetic reinforcement in combination
with brittle material, (e.g. quick clay) the strain at failure should be limited. See reference
under relevant chapter.

Documentation regarding product related reduction factors in general should be available

by the supplier and independent institutes or similar.

19
STG Teknisk rapport 102 CEN CR ISO 134 34:1998 och ISO/TR 134 34:1998

Nordic Guideline for Reinforced Soils and Fills 47

Principles of Design

Characteristic Characteristic
Short term strenght Long term strength

Conversionfactor due
to creep, 1

Conversion factor due to

installation damage, 2

Conversion faktor due to

chemical and biological
degredation, 3

Evaluation of deformation at
failure due to sourronding
material

Material factor safety, M

Design strength

Figure 3.4 How to calculate the design strength for geosynthetic reinforcement Eq 3.16

PROPERTIES RELATED TO FIELD TESTING

When designing a soil-nailed structure the value of (Eq. 3.16) is dependent on the
amount of field tests carried out, see further Chapter 2, Materials. A material partial factor
T is here applied to the pull-out capacity (soil/soil-nail) to take the variation in test results
into account.

48 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

4 REINFORCED STEEP SLOPES AND WALLS

4.1 INTRODUCTION
Reinforced fill very often appears to be an economically attractive way of constructing
walls, abutments, embankments, sound barriers, steep slopes etc.

By introducing horizontal layers of reinforcement into a structure it is possible to stabilise

and reinforce the fill.

Since the early eighties a number of projects have been constructed using reinforced fill.

Retaining Walls and Bridge Abutments Sound Barriers/ Embankments

Steep Slopes
Figure 4.1 Typical applications based on reinforced fill
Walls and Abutments normally cover applications of Reinforced Soil with a slope angle
between 70 - 90 degrees,while Steep slopes cover slopes less than 70 degrees. In general,
designs based on reinforced soil, must include internal as well as external stability checks.

The design should be based upon well-known and generally accepted design methods,
which take the actual site conditions into account in a proper way.

4.1.1 Function of the reinforcement

Reinforced fill structures consist of horizontal layers of reinforcement placed at several
levels.

The function of the reinforcement is to provide tensile strength to the soil-reinforcement

matrix. In a reinforced steep slope or wall this will prevent the soil masses from falling
down by adding tension in the reinforcement at the most critical slip surface. At the same
time the anchoring zones in front and behind the failure figure create the necessary pull-out
resistance in the reinforcement. This is a simplified model and real behaviour might be a
bit more complex.

Tension in the reinforcement

Reinforcement

Critical slip surface

Nordic Guideline for Reinforced Soils and Fills 49

Reinforced Steep Slopes and Walls

Figure 4.2 Tension in the reinforcement

Depending on the type of structure the facing system is either free-standing or alternatively
the reinforcement is used to stabilise the facing. A common way is to wrap-around the
reinforcement at the face and re-embed the reinforcement sufficiently deep.

Some deformation of the structure is required to activate the required tension in the
reinforcement. Settlements in relation to this issue are discussed in Chapter 4.4.1.

Stress absorption in the

reinforced zone
Most critical slip surface

Reinforcement

Figure 4.3 Principle showing the function of the reinforcement and the stress absorption
in the reinforced zone. Here is the most critical slip surface shown as a
straight line, but other more sophisticated slip surfaces may be evaluated
depending on the calculation method used.

4.2 SPECIFIC INFORMATION NEEDED FOR DESIGN

For the design of a reinforced retaining structure it is necessary to have a reasonable level
of information available to get an accurate result.

The safety level of the structure is depending on the accuracy of the information regarding
soil, fill, groundwater conditions, water pressure, drainage, loads, reinforcement etc.
It is of great importance to check the external stability as well as the internal stability. For
retaining walls and abutments, where facing systems are included, the facing systems as
well should be properly checked.

Most failures seen in retaining structures and steep slopes are related to a underestimated
water pressure. Water and drainage should therefore be given high attention in the design
phase/stage.

For steep slopes, where the facing often is intended to be vegetated, special attention
should be given to the growing conditions at the surface.

4.2.1 Geometry and foundation properties

To evaluate a reinforced wall application, a detailed description of the geometry and the
actual foundation properties must be carried out. This description also contains information
about groundwater, pore water pressure, hydraulic flow etc. Considerations related to
cables, pipelines etc. in the ground should be included in case of future work near the
reinforced fill application.

50 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

In the Eurocode there are no partial factors for geometrical uncertainties, but in the designs
it is necessary to include relevant tolerances on all the geometrical input data. Irrespective
of using Eurocode or national standards, soil properties should be examined properly in a
way that any critical stability problem can be avoided. This also includes the design of
drainage.

Figure 4.4 Typical geometry for a reinforced fill including foundation properties

4.3 ULITIMATE LIMIT STATE DESIGN

Principles for the Limit State design are defined in ENV 1991-1, ENV 1997-1and other
national standards. The Limit State design is based on partial factors of safety applied on
loads, reinforcement properties and geotechnical parameters.

Design requirements are described in these guidelines in Chapter 3.63.4. For most common
reinforced walls and slopes load case C is relevant as described in Chapter 3.6.4.

According to some national standards structures are divided into different classes of safety
to which there are corresponding partial factors, see further in Annex B.Failure modes
During the last decades a great deal of energy has been given to develop new and more
accurate design methods for retaining walls especially. Some of the methods are based on
simplified models giving reasonable results. Others use advanced computer models either
based on iteration or finite element methods.Both simplified models and advanced
computer models are valid for the design of many different types of walls.
The main differences between the available design methods are related to the treatment of
water, settlement and displacement. The more sophisticated the models get the more
accurate the models may handle these items. As a result safer and more economic designs
can be expected.

Any design must take into account:

Internal stability
Global stability

Nordic Guideline for Reinforced Soils and Fills 51

Reinforced Steep Slopes and Walls

The following situations should be investigated:

1. Pull-out 2. Strength of the reinforcement 3. Internal/global stability

4. Sliding 5. Bearing capacity 6. Settlements - displacements

Figure 4.5 Typical failure modes, settlements and displacements to be investigated
Case 1, 2 and 4, above, will be demonstrated here as well as the internal stability check in
case 3, above. Global stability is to be treated according to traditional geotechnical
principles. Bearing capacity problems should be investigated unless the used design
model take into account the issue throughout the external stability analyses. Bearing
capacity problems are to be treated according to traditional geotechnical principles.

Many design guidelines are also including overturning as a potential failure mode. The
calculation and criterion are similar to what is known for classic gravity retaining
structures. The flexibility of the reinforced soil structure should make the potential for
overturning failure highly unlikely. However, the overturning criterion, giving a maximum
permissible excentricity, aid in controlling lateral deformation by limiting tilting, and may
be a good alternative to more advanced analyses such as FEM etc.

4.3.1 Design values and design loads

To get a reliable design but also to avoid overdimensioning, all materials should be
properly examined according to Chapter 2. Small projects might choose to use
conservative values due to economical reasons. In case of larger projects, testing of fill
materials should always be included to optimise the design.

52 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

4.3.1.1 Design values of parameters

Figure 4.6 Example of a geometry including foundation and load properties

Table 4.1 Typical design parameters for a structure is given by the characteristic
values reduced with partial factors given according to Chapter 2.
Characteristic parameters Partial factor Design parameters Unit
k unit weight of fill/soil = 1.0 d kN/m3
k - friction angle ? (tan k) d
cuk undrained shear strength cu cud kPa
ck cohesion intercept c cd kPa
qG , qQ surcharge load G , Q qG , qQ kPa

In case of pipelines etc. near or under the structure, these structures should always be
evaluated in order to demonstrate the resistance against future earth pressure etc.
4.3.1.2 Design strength of the geosynthetic reinforcement
Materials to be included in a retaining wall structure should be properly evaluated based on
the characteristics given from the supplier, independent research institutes or national
certificates, approvals etc.

The properties for the reinforcement should be documented according to relevant standards
cf. Chapter 2. Documentation regarding product related conversion factors should in
general be available by the supplier and independent institutes or similar.

Principally the design strength of the reinforcement (Td) should be calculated according to
procedures outlined in Chapter 3. The deformation of the reinforcement corresponding to
the allowed settlement and displacement, see Chapter 4.4.1. Note that use of some types of
facings, and/or in combination with fixed structures may imply even more restrictions on
the deformation.

Calculations based on FEM (finite element method) are including the E-modulus as a
stiffness parameter. The modulus is influenced by degree of strength, deformation and
time. The modulus in general should be defined properly and calibrated in the design and
documented for the specific product .

Nordic Guideline for Reinforced Soils and Fills 53

Reinforced Steep Slopes and Walls

Interaction coefficients between fill/soil and the reinforcement will normally vary
according to Table 4.2. The partial factors for sliding and pull-out are depending on the
certainty in which the coefficients of interaction are determined. If no documentation is
provided for a specific type of reinforcement, conservative values should be used.
Table 4.2 Interaction coefficients and partial factors
Interaction fill/soil reinforcement Value
Coefficient of interaction fill/reinforcement 1 0.5 - 1.0
Coefficient of interaction foundation soil/reinforcement 2 0.5 1.0
Partial factor for sliding across surface of reinforcement ?s 1.3
Partial factor for pull-out resistance of reinforcement ?p 1.3 1.5

Recommended coefficients of interaction are given in Chapter 2 and Annex A, but should
in general be based on tests on the actual reinforcement and soil. It is recommend choosing
partial factor for pull-out resistance between 1.3 and 1.5. The partial factor for sliding is
recommended to 1.3. However, this factor may be reduced if both fill material and
reinforcement product is given and site-specific results or relevant pull-out test etc. are
available.

Overlapping and sewing of geosynthetics in the prime strength direction in general should
not be allowed, unless testing, relevant certificates etc. are able to show the capability of
the connection.

4.3.2 Design step by step

The design method demonstrated in this chapter is based on a simplified model. Only the
internal stability calculation and the sliding calculation are shown. For complicated
structures more sophisticated methods are recommended to avoid limitation and confirm
the validity of the design method.

Internal failure can occur in two different ways:

Failure by elongation or breakage of the reinforcement.
The tensile forces (and, in case of rigid reinforcements, the shear forces) in the
reinforcement become so large that the reinforcement elongates excessively or breaks,
leading to large movements and possible collapse of the structure.
Failure by pull-out.
The tensile forces in the reinforcement become larger than the pull-out resistance, i.e.
the force required to pull the reinforcement out of the soil mass. This, in turn, increases
the shear stresses in the surrounding soil, leading to large movements and possible
collapse of the structure.

The design process to ensure the internal stability therefore consists of determining the
maximum developed tensile forces and their location along a locus of critical slip surfaces
and the resistance provided by the reinforcements both in pull-out capacity and tensile
strength.

54 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

Backslope Most critical slip surface

Passive/resistant zone

Soil reinforcement

45 + d/2 for vertical walls

Figure 4.7 Model for design

The most critical slip surface is for a vertical and near vertical wall assumed to be a
straight line passing through the toe with an angle of 45 + d/2 to the horizontal (assuming
no wall friction). For inextensible reinforcement, like steel strips and steel meshes, another
slip surface is normally used shown in Annex C. If the wall face batters the most critical
slip surface will shift to a smaller angle and also change to a curved line. It is
recommended to use a conventional slope stability calculation to find the most critical slip
surfaces when the wall face batters more than 10.

Different diagrams and formulas are available to find the active earth pressure coefficient,
Ka. Both the roughness between soil and facing, inclination of the front or possible back
slope above the structure may be taken into account. The formula below is valid for a
vertical wall assuming no wall friction and no backslope above the fill. For geosynthetic
reinforcements the active earth pressure coefficient is used for both internal and external
stability calculations. For steel reinforcements/inextensible reinforcements the active earth
pressure coefficient should be increased by a factor 1.2 2.5 for internal stability
calculations, see Annex C.

Definitions:
Active earth pressure coefficient:
d
K a = tan 2 (45 ) ( 4.1 )
2
where
tan k
d = arctan( ) ( 4.2 )

qG = characteristic load

Figure 4.8 Geometry and input parameters for a wall.

4.3.2.1 Stresses
Stresses can be calculated as follows, illustrated in Figure 4.9.

Nordic Guideline for Reinforced Soils and Fills 55

Reinforced Steep Slopes and Walls

Vertical effective stress:

v = v - u v =dh + qd u = whw
where:
qd = design action
d = design soil unit weight
w = design water unit weight

Figure 4.9 Stress diagram without water (left) and with water (right)
The horizontal pressure from soil and water is then calculated as follows:
pad = (Kad vd) + ud ( 4.3 )
Where
pad horizontal pressure at given level
vd the effective vertical stress level
ud the water pressure
4.3.2.2 Distance between reinforcement layers
When designing vertical walls and abutments it is possible to vary both the spacing
between the reinforcement layers and the strength of the reinforcement.

Normally the critical spacing for reinforcement layers can be calculated as follows:
Td
S vd = ( 4.4 )
pad,max
Where,
Svd distance between reinforcement layers
Td design strength of the reinforcement
pad, max maximum horizontal pressure from soil and water

The spacing between the reinforcement layers typically varies between 0.2 0.6 m and
should normally not exceed 1.0 m. Secondary reinforcement layers with lower design
strength and/or shorter length, can be implemented in between the primary reinforcementto
increase the internal stability (sliding) between the reinforcement layers and to reduce the
deformations at the front surface. The length of the secondary reinforcement should be in
the range of 2 m to increase the stability and to reduce the deformations of the front.

56 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

If a given spacing is required, e.g. by use of segmental block wall units, the same formula
can be used to calculate the required reinforcement strength.

The same formula may be used to calculate structures with varying spacing and
reinforcement strength, where pa, max is the maximum horizontal stress at the actual level (=
pa).
4.3.2.3 Calculation of the reinforcement length
The reinforcement length is normally ranging from approx. 60 to 80 percent of the height
of the wall. Both higher and lower values might appear. The length of the reinforcement is
often selected to an equal length for the whole structure and for non sophisticated design
methods an equal length should be used. Several parameters will influence on the
necessary reinforcement length such as soil shear strength, wall inclination, back slopes
and loads on top of the structure, water/ pore pressure in the fill, sliding along the
foundation soil and bearing capacity of the foundation soil.

The largest reinforcement length given from internal stability analysis (at the top), sliding
analysis (at the base) and overall stability analysis (at the base) is normally used for all
reinforcement layers.

The internal stability check (distance to the critical slip surface and the pull-out capacity)
will normally require the longest reinforcement at the top of the structure, while lateral
sliding and global stability check often require the longest reinforcement at the base. The
required reinforcement length for all layers is normally set to the largest of the
reinforcement lengths found from internal stability, sliding and overall stability.

INTERNAL STABILITY
The total length of the reinforcement is calculated as:
L = LR + LE ( 4.5 )
In the passive zone the anchor length of the reinforcement is calculated to achieve the
required pull-out capacity:
pad S Vd
LE = ( 4.6 )
21
(c' d + d h tan 'd )
p
where,
1 the coefficient of interaction between soil and reinforcement
pad horizontal desing pressure at given level (incl. water)
p partial factor for coefficient of interaction ( also related to the pull-out
resistance of reinforcement)
cd the design cohesion intercept of fill/soil in terms of effective stress
d design unit weight of the fill
h the depth (from the topof the wall) to the actual level

Le should, independently of the calculations have a length of 1.0 m expressed as LE Lmin

1.0 m. Traffic loads and other live loads should not be included in the calculations of the
pull-out capacity.

Nordic Guideline for Reinforced Soils and Fills 57

Reinforced Steep Slopes and Walls

In the active zone the length of the reinforcement is calculated as the distance from the
facing to the most critical slip surface (for the unreinforced structure). For a vertical wall
the critical slip surface is assumed to be a straight line through the toe of the slope and with
an angle of 45 + d/2 degrees to the horizontal, see Figure 4.7and the reinforcement length
may be calculated as:
d
LR = ( H h ) tan( 45 ), ( 4.7 )
2
If the wall face batters more than 10 the critical slip surface should be found using
classical slope stability analyses. The length of the reinforcement in the active zone is then
obtained from the geometry.

The total required reinforcement length due to internal stability check is:
L = LR + LE ( 4.8 )
Note: external stability considerations may require longer reinforcement.

LR should in general have a length of minimum 1.0 m to ensure proper anchoring. The
length will for the lower layers become less than 1.0 m, which means that either the
reinforcement should be properly fastened to the facing of the wall or alternatively be
wrapped around as shown in Figure 4.10.

L0

Sv

LR LE

45 +d/2 Reinforcement

Figure 4.10 Principle of wrap around, where L0 -should be min. 1.0 m.

For most practical purposes the minimum wrap-around length L0 = 1.0 m is sufficient.
When the reinforcement spacing is larger than 0.5 m, L0>2 Sv is recommendedas a rule of
thumb . For structures with a high groundwater table the anchoring should always be
controlled.

EXTERNAL STABILITY; LATERAL SLIDING

The horizontal thrust from the soil behind the reinforced zone may cause sliding above or
below the bottom layer of the reinforcement. A simplified method to calculate the
minimum reinforcement length Le is:

Le
( (
0.5 K ad H d H + 2 qQd + qG d s )) ( 4.9 )
d h '2 tan 'd
where H is average fill height over the reinforcement length.

58 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

Le is the minimum total reinforcement length at the base level to prevent sliding (the
subscript letter e is added to be consistent with other chapters where the same formula is
used). The sliding stability should by checked both above and beneath the bottom
reinforcement layer using the relevant internal angle of friction and interaction coefficient.
For more complex structures, e.g. if the reinforcement length or the fill material is varying,
more layers may be checked and calculated (i.e. varying H).

Note: global stability considerations may require longer reinforcement.

EXTERNAL STABILITY; GLOBAL STABILITY AND BEARING CAPACITY FAILURE

Global stability and bearing capacity should always be evaluated according to traditional
geotechnical principles e.g. Bishop, Janbu etc.

Global stability could be determined using force and/or moment equilibrium analyses
which could be performed using a classical slope stability analysis method. The reinforced
soil wall is first considered as a rigid body and only failure surfaces completely outside the
reinforced mass are considered. Then compound failures, passing both through the
reinforced and unreinforced zones are considered. For simple structures (near vertical face,
uniform reinforcement length and spacing, one reinforced soil type, no significant slopes at
the toe or above the wall) compound failures will generally not be critical.

If the minimum safety factor is less than the required minimum, increase the reinforcement
length or improve the foundation soil.

Generally two modes of bearing capacity failure exist, general shear failure and local
shear failure or squeezing.

To prevent bearing capacity failure of the mode general shear it is required that the
vertical stress at the base does not exceed the allowable bearing capacity of the foundation
soil. It is important not to underestimate the vertical stress at the base (remember that some
of the load from the soil pressure behind the reinforced structure will have both a vertical
and a horizontal component acting on the base). The ultimate bearing capacity could be
determined using any classical soil mechanics method.

Local shear or squeezing of the foundation soil could be a failure mode in weak cohesive
soils. To prevent large horizontal movements the maximum height is approximately given
by:
d H 4 c ud ( 4.10 )

4.4 SERVICEABILITY LIMIT STATE DESIGN

The different types of problems to be considered in the Serviceability Limit Stateare as
follows:
Settlement of the fill
Displacement of the front (creep strains in the reinforcement, acceptable deformations
of the facing system)

Nordic Guideline for Reinforced Soils and Fills 59

Reinforced Steep Slopes and Walls

4.4.1 Settlements and displacements

Vertical settlements can be calculated according to traditional methods based on the
effective stress level and modulus of consolidation.

Horizontal displacement in the range from 0.1 - 0.3 percent of the height can be expected
for geosynthetic reinforced walls and abutments. This, however, may depend on the
stiffness of the reinforcement used, type of material and the compaction of the fill.

The designed creep strains (post constructional) in the reinforcement should normally not
be allowed larger than 2 percent during the design lifetime, see Figure 4.11. For
constructions where it is important to minimise the post constructional deformations the
creep strains should be minimized.

(reinforcement elongation)

Creep strains
< 2%

Construction
strains
Time
Construction Service life time
period

Figure 4.11 Construction strains and creep strains

Vertical walls should, in order to avoid overhang walls, be designed in a way that
horizontal displacements can be accepted. A slight backward tilting 1-2 degrees is
recommended.

4.5 DRAINAGE AND WATER PRESSURE

The appearance of water in a reinforced fill structure might lead to unexpected failures if
not properly implemented in the design. This issue should therefore be given special
attention in any project. For any structure temporary or permanent, it is recommended to
evaluate the magnitude of water pressure on the structure.

Parameters that have an influence on the existence of water in the structure and include the
following:
Surface run off water entering the reinforced fill from above
Internal water table water entering the reinforced fill from behind/inside
The use ofcohesive fill

For vertical or near vertical walls and abutments with a facing it is normally recommended
only to use well-drained friction fill and further to ensure the implementation of an
effective drainage system in the structure.

60 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

By looking at the individual stress profiles for at typical soil profile based on traditional
theory, see Figure 4.12 it is well known that the effective stress level, , will be
influenced by the groundwater level (GWT) and the capillary level (CWT).
The effective vertical stress level is defined by vd as:
vd = vd - ud ( 4.11 )
In the capillary zone the effective stress is increased, while the effective stress is reduced
below GWT. The increased effective stress should only be used to calculate additional
active earth pressure and not to calculate an increased pull-out resistance or sliding
capacity.

When calculating the total horizontal pressure the water pressure has to be added to the
active earth pressure.
pad = (Kad vd) + ud ( 4.12 )
GWT CWT u = -wh1

h1
GWT

h2

u = wH =H+q u = wh2 =H+q

Figure 4.12 Two typical vertical stress profiles for fully saturated soils. Soil thatmobilises
a certain level of capillarity will have an increase in the effective stress level,
illustrated in the right hand picture (only cohesive soils as clay and silt).
Another way of handling pore water pressure is based on the Ru-coefficient defined as:

w hw
Rud = ( 4.13 )
d h
or h
u
Rud = d ( 4.14 ) hw
d h
Figure 4.13 Definition of Ru-coefficient
The Ru-value varies in the range from 0.0 (dry fill) till 0.5 (fully saturated fill). Quite a few
design methods include special diagrams given the relation between Ru and the active earth
pressure.

Water pressure should always be implemented for the worst case during construction and
serviceability of the reinforced slope/wall.

Nordic Guideline for Reinforced Soils and Fills 61

Reinforced Steep Slopes and Walls

4.6 FACINGS
In relation to aesthetic matters, facing is a very individual issue, which in practice is related
to the surface, way of integration, tolerances, planting etc.

Facings can be divided into the following groups:

Table 4.3 Definition of facings.
Soft e.g. wrap-around structures etc.
Flexible e.g. gabions, steelmesh based facing units etc.
Hard e.g. segmental block walls etc.

Facings are produced in a great number of varieties, which include lots of different
materials. Most facing systems include connections between the facing unit and the
reinforcement. Any joint should in general be properly evaluated for the specific facing
system.

Facing systems should only be used if their suitability as a facing has been proven by
comparable experience. Other facing units can be used provided that the serviceability of
the system and the durability of the materials used can be proven by tests, c.f. draft prEN
14475.

General information about facing systems is described in the draft prEN 14475 Execution
of Special Geotechnical Works Reinforced Fill.

Generally the facings should be properly implemented in the design and evaluated
according to Chapter 4.3.2. Many design method consider the facing units as an integrated
part of the structure. This leads to a simplified design geometry, based upon the geometry
of the reinforced fill and the facing. Not all facings allow this way of integration, and this
issue should always be properly examined.

4.7 DURABILITY
In general any design should be properly evaluated in such a way that the durability
complies with the design lifetime according to Chapter 2. The evaluation should focus on
all relevant issues, including reinforcement, facing units and other structural components in
the reinforced structure.

Depending on the type of structure the following aspects should be examined:

Durability of the reinforcement (biological and chemical degradation)
Durability of the facing unit based on frost, corrosion and UV-degradation
Durability in case of fire (whole structure)
Durability in case of mechanical damage or vandalism (primarily the facing units)
Vegetation (relevant to evaluate in connection to UV-degradation of synthetics
reinforcement and geotextiles exposed to direct sunlight etc.)

For steep slopes the vegetation is the most important issue in relation to durability. The
protecting effect of the vegetation minimises the UV-degradation of geotextiles and
synthetics reinforcement on the surface of the slope.

62 Nordic Guideline for Reinforced Soils and Fills

 Reinforced Steep Slopes and Walls

For walls, abutments etc. including the connection between the reinforcement and the
structural facing unit e.g. modular concrete block, gabions etc. the durability must be
evaluated as one unit.

4.8 EXECUTION, QUALITY CONTROL AND PROCUREMENT

These guidelines describe execution, quality control and procurement in the following
chapters:
Execution Chapter 8
Quality control: Chapter 9
Procurement: Chapter 10

Based on the specific design it is recommended to ensure that any open question regarding
project responsibility, execution and quality control is clearly defined in the contract..

Nordic Guideline for Reinforced Soils and Fills 63

 Embankment on Soft Subsoil

5 EMBANKMENTS ON SOFT SUBSOIL

5.1 INTRODUCTION

5.1.1 Function of the reinforcement

Soil reinforcement may be used to increase the bearing capacity of embankments on soft
subsoil. The purpose of the reinforcement is to resist the shear stresses from the
embankment (lateral sliding of embankment) and possibly also shear stresses from the
subsoil (extrusion/squeezing), illustrated in Figure 5.1.

Reinforced Force acting on Unreinforced

the subsoil and
reinforcement

Force resultant

Figure 5.1 The effect of the reinforcement

Limitation: Maximum bearing capacity: q = Nc*cu
Unreinforced: r = 1 Nc = 2.8
Reinforced: r = 0 Nc = 5.14
i.e. maximum theoretical improvement is 83 percent (The total horizontal force component
is taken as tensile force in the reinforcement).

5.1.2 Calculation principles

The calculation method described is similar to the method in British standard BS8006. The
formulas are given for the case of reinforcement between the embankment fill and the soft
foundation soil. This method controls the initial stability of the embankment, but the
settlements are not controlled.

In addition to the formulas given, it is important that the user defines the Limit States in
order to design the reinforced embankment. Permanent actions should always be included.
Traffic loads (variable actions) may not be included in the Ultimate Limit State on long
term basis, but short term stability and tensile strength should be checked for large variable
actions (e.g. railroads in the case of relatively low embankments).

5.2 SPECIFIC INFORMATION NEEDED FOR DESIGN

For the design of a reinforced embankment structure it is necessary to have a reasonable
level of information available to get an accurate design.

Nordic Guideline for Reinforced Soils and Fills 65

Embankment on Soft Subsoil

The safety level of the structure is depending on the accuracy of the information regarding
soil, fill, groundwater conditions, actions, reinforcement etc. It is of great importance to
check the external stability as well as the internal stability.

5.2.1 Design life time

The design lifetime should be considered when calculating the reinforcement design
strength. The use of reinforcement reduces the mobilisation of shear strength inthe subsoil
and hence increases the bearing capacity. The use of reinforcement may commonly
increase the bearing capacity in the range of 30-50 percent depending on the type of
subsoil. The most critical situation is generally at the completion or shortly after the
completion of the construction works. Consolidation will over time increase the subsoil
strength and therefore result in less required reinforcement strength as illustrated in Figure
5.2, but settlements will increase the tensile strain and hence the load, in the reinforcement.
therefore the reduction in reinforcement load due to consolidation and increase of the
stability of the embankment can not always be accounted for.

Tensile stress and

tensile strength
Reinforcement
strength

Reinforcement stress
/ required reinforcement strength
Time
Construction Service life time
period

Figure 5.2 Required reinforcement strength

5.2.2 Geometry and foundation properties

Low embankments, less than 2 metres, may be evaluated based on limited information
about geometry and foundation properties (however, some information is required). To
evaluate a high reinforced embankment application, a detailed description of the geometry
and the actual foundation properties must be carried out including information about
groundwater etc. Considerations related to e.g. pipelines in the ground should be included
to avoid damaging settlements.

In the Eurocode there are no partial factors for geometrical uncertainties, but in the designs
it is necessary to include relevant tolerances on all the geometrical input data.

Soil properties in general should be examined properly, in a way that any critical stability
problem can be avoided.

5.3 ULTIMATE LIMIT STATE DESIGN

5.3.1 Failure modes

The different types of problems to be considered in the Ultimate Limit State are as follows:
local stability of the embankment fill (see Figure 5.4)

66 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Soft Subsoil

lateral sliding stability of the embankment fill (see Figure 5.5)

rotational stability/overall stability of the embankment (see Figure 5.8)
foundation extrusion stability of the embankment fill (see Figure 5.6 and Figure 5.7)

5.3.2 Design values and design loads

Figure 5.3 Typical parameters for design

Typical parameters are shown in Figure 5.3 and Table 5.1. Typical design parameters for a
structure are given by the characteristic values reduced with partial factors given according
to Chapter 3.
Table 5.1 Typical geotechnical design parameters for a structure.
Characteristic values Partial factor Design Unit
parameters
k value for unit weight of fill/soil = 1.0 d kN/m3
k - value of friction angle ? (tan k) d
cuk undrained shear strength Cu cud kPa
ck cohesion intercept c cd kPa
qG , qQ surcharge load G , Q qG , qQ kPa

5.3.3 Design step by step

The formulas given do not include any risk factor as in ENV 1997-1 (Eurocode 7).
However, some national standards apply a risk factor on either the action or the
reinforcement and it is left to the user to include such factor according to the standard used,
see further Chapter 3 with Annex.
5.3.3.1 The design tensile force (the maximum Ultimate Limit State tensile force)
Tr:
The design force (maximum Ultimate Limit State tensile force) Tr to be resisted by the
basal reinforcement is the greater of:
a) the maximum tensile force needed to resist the Rotational Limit State Tro per metre
run (see section about Rotational stability); or
b) the sum of the maximal tensile force needed to resist lateral sliding Tds per metre run
(see section about Lateral sliding stability) and the maximum tensile force needed to

Nordic Guideline for Reinforced Soils and Fills 67

Embankment on Soft Subsoil

resist foundation extrusion Trf per metre run (see section about Foundation extrusion
stability). (i.e. Tds+Trf).

The design strength for the reinforcement Td , should not be smaller than the calculated
design force Tr (i.e. Td Tr).
5.3.3.2 Reinforcement bond length
Necessary bond length outside the embankment shoulder, Lb, is the greater of Lb due to
rotational stability, Le due to lateral sliding and Lext due to foundation extrusion. A good
practice is to install the reinforcement all the way out to the foot of the embankment and if
required also with a wrap around to provide side slope stability.
5.3.3.3 Calculation of the different failure modes

LOCAL STABILITY OF THE FILL

The local stability of the embankment sideslope should be checked according to
1 H
= tan d ( 5.1 )
n Ls
where
1/n is the slope inclination
H is the embankment height
Ls is the horizontal length of the sideslope of the embankment
d is the design value of internal friction angle for the fill masses

If this requirement is not fulfilled, either the slope inclination should be reduced (i.e.
increase n) or the slope should be reinforced, e.g. by wrap-around (see Chapter 4).
Embankment

Slope inclination: Fill: 1 , k H

n
1

Le

Reinforcement
Ls
Soft foundation

Figure 5.4 Local stability of embankment

LATERAL SLIDING STABILITY

The reinforcement should resist the horizontal force due to lateral sliding (active earth
pressure). The reinforcement tensile load Tds needed to resist the outward thrust of the
embankment is calculated according to Figure 5.5.

68 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Soft Subsoil

Figure 5.5 Lateral sliding stability

(
Tds = Pa = 0.5 K a 1d H + 2(qQ d + qG d ) H) ( 5.2 )

where
1d is the design unit weight of the embankment fill
qQd is the design surcharge intensity from variable load on top of the
embankment
qGd is the design surcharge intensity from permanent load on top of the
embankment
b is half the width of the embankment at the bottom line
=(top-width)/2+n*H
H is the embankment height
Ka is the active earth pressure coefficient defined as
'
K a = tan 2 45 d ( 5.3 )
2
where
tan k
d = arctan( ) ( 5.4 )

Necessary reinforcement bond length:
To generate the tensile load Tds in the reinforcement the embankment fill should not slide
outwards over the reinforcement. To prevent this horizontal sliding the minimum
reinforcement bond length Le should be:

Le
( ( ))
0.5 K a H d H + 2 qQ d + qG d s
( 5.5 )
d h 1 tan d1

where
h is average fill height over the reinforcement bond.
h = H / 2 is a conservative assumption and is recommended to find whether or
not a suggested slope inclination is ok (i.e. h = H 2 for Le = Ls).
Iteration on h is necessary to find the minimum required bond length.

Nordic Guideline for Reinforced Soils and Fills 69

Embankment on Soft Subsoil

If calculated Le > Ls , either the slope inclination should be reduced (i.e. increase n) or the
slope should be reinforced, e.g. by the use of wrap-around of the reinforcement. Note that
increasing the slope angle may result in increased mobilisation of the subsoil at the toe of
the embankment. In case of very soft subsoil the possibility for extrusion should be
considered.

FOUNDATION EXTRUSION STABILITY

The geometry of the embankment induces outward shear stresses within the soft
foundation soil, Figure 5.6-5.7. Where the foundation soil is very soft and of limited depth
the outward shear stresses may induce extrusion of the foundation. To prevent this
extrusion the sideslope length of the embankment Ls and reinforcement bond Lext have to
be long enough to mobilise enough force in the reinforcement (RR). In equation 5.6 assume
Lext=Ls is assumed. The user has to do iterations on the subsoil layer thickness zi to find the
maximum value. Because this is a failure mode assumed possibly close to the edge in the
upper subsoil layer, it is recommended to limit the subsoil layer thickness in the calculation
to maximum zi max = 1.5H for slope inclination in the range 1.5<n<3.0.

Figure 5.6 Forces in extrusion stability analyses

70 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Soft Subsoil

Figure 5.7 Stresses in foundation extrusion stability analyses

( )
H + q G d + q Q d (4cu 0 d + 2 d z i ) z i
Lext 0
d1
( 5.6 )
(1 + 2 )cu 0 d + d z i
where
zi is the depth to the lower slip surface
If the soft foundation is of limited depth, and has constant undrained
shear strength, i.e. = 0 , then set zi = t, where t is the total thickness
of the soft foundation layer.
For 0 the user has to calculate for different zi < t and find
maximum required sideslope length Lext
t is the thickness of the soft soil layer
cu0d is the design value of the undrained shear strength of the foundation
soil at the underside of the reinforcement
d is the increase in the design value of the undrained shear strength per
metre depth below the embankment
2 is the interaction coefficient relating the foundation soil/reinforcement
adherence to cu . NB! strain compatibility is necessary in order to
achieve a maximum interaction coefficient (sensitive foundation soil)
H is the embankment height
1d is the design unit weight of the embankment fill
qQd is the design surcharge intensity from variable load on top of the
embankment
qGd is the design surcharge intensity from permanent load on top of the
embankment

Nordic Guideline for Reinforced Soils and Fills 71

Embankment on Soft Subsoil

Necessary sideslope length Ls and bond length Lext is (when assuming Ls=Lext):
For constant undrained shear strength, cu, the maximum bond length is found for zi equal to
the total layer thickness, t, i.e. no iterations are necessary. Be aware that for constant shear
strength the extrusion force, and thereby the necessary bond length, is increasing with
increasing layer thickness. Note the recommendation given prior, limit the subsoil layer
thickness in the calculation to maximum zi max = 1.5H for slope inclination in the range
1.5<n<3.0, and do not use average shear strength over a thick soil layer. Especially not if
the shear strength in reality is increasing with depth.

If calculated Lext >Ls , the slope inclination should be reduced (i.e. increase n).

TENSILE FORCE IN REINFORCEMENT DUE TO EXTRUSION:

The maximum required reinforcement bond length, Lext (calculated for Lext=Ls), is used to
calculate the tensile force, Trf, generated in the basal reinforcement per metre run due to
outward foundation shear stress, even if Ls or Lext is chosen longer than the maximum
required value:
Trf = 2 cu 0d Lext ( 5.7 )
where
cu0d is the design value of the undrained shear strength of the foundation
soil below the reinforcement
Lext is the calculated necessary length of the reinforcement outside the
embankment crest
2 is the interaction coefficient relating the foundation soil/reinforcement
adherence to cu . NB! strain compatibility is necessary in order to
achieve a maximum interaction coefficient (sensitive foundation soil)

However, if the real, selected sideslope length is substantially longer than the required
value, equation 5.7 might be conservative. The safety level in the soft soil, Cu, is increased
with increased sideslope length, Ls. No simple calculation methods are available at the
moment, and a computer analysis (e.g.. FEM) is recommended for a more accurate
calculation.

ROTATIONAL STABILITY
The stability of the fill could be analysed by a conventional circular slip surface method,
e.g. as given by Janbu et. al. (1956). A conventional computer program could be used (and
is recommended). Janbu et. al. are giving the following formulas (adapted to the partial
factor calculations):
c + ( p u ) tan d
R d x
F+ = m ( 5.8 )
TRc aT + W x
in which
ma = cos (1 + tan tan R / F+ ) ( 5.9 )

and
R is the radius of the circular slip surface.

72 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Soft Subsoil

W is the weight of each slice including surcharge action, and including

the partial factors ? , G and Q
cd in fill material: cd = c / c is the design value of the cohesion
intercept in subsoil: cd = cu / Cu the design value of the average
undrained shear strength along slip surface
tand in fill material: tand = tan / is the design value of the internal
friction angle
in subsoil: tand = 0 (for short term stability)
p is average vertical pressure at shear surface (no load factors applied)
u is average pore pressure at shear surface (no load factors applied)
TRc is the tensile force in the reinforcement required for stability
aT is moment arm about circle centre
F+ is a strength reserve factor (not a lumped safety factor)
(X=0 , Y=0)

aT
x
R
x

TRc

Lp

Figure 5.8 Slip circle analysis

Iterations are first made with TRc = 0 in order to find the critical shear surface. The
calculated F+ is a strength reserve factor (not a lumped safety factor). If F+ 1 is found for
TRc = 0, the slope is stable and has the required safety.

For the case when F+ < 1, the required TRc to ensure stability, i.e. to make F+ = 1, has to be
calculated. The resulting TRc has to be lower than the design strength for the reinforcement.

Necessary reinforcement bond due to stabilising the shear surface; Figure 5.9:
The reinforcement should achieve an adequate bond with the adjacent soil to ensure that
the required TRc tensile loads can be generated. The necessary reinforcement bond length,
Lpj, is calculated according to equation 5.10.
p (TRc )
Lpj ( 5.10 )
tan 'd1 + k 2 cud 2
d h k1
h is average fill height over the reinforcement bond (Lpj)
1d is the design unit weight of the embankment fill

Nordic Guideline for Reinforced Soils and Fills 73

Embankment on Soft Subsoil

The bond length should also be calculated due to the friction angle for material below the
reinforcement (d2), equation 5.11. If both d2 and cu are determined, the larger value of
equation 5.10 and 5.11 should be used.

p (TRc )
Lpj ( 5.11 )
d h( k 1 tan ' d1 + k 2 tan 'd 2 )
To find the minimum necessary bond length, the user should calculate the necessary bond
length outside the embankment shoulder, Lb , for each slip circle with TRc > 0, see Figure
5.9. The shortest way to the embankment foot is to be used. Note! It is not necessarily the
slip circle that requires the largest Tds that gives the largest Lb..

TRc

Lpj
Lb

Figure 5.9 Required bond length, Lpj , and bond length outside the embankment
shoulder, Lb.

5.4 SERVICEABILITY LIMIT STATE DESIGN

The different types of problems to be considered in the Serviceability Limit State are as
follows:
settlement of the foundation soil
excessive strain in the reinforcement

5.4.1 Foundation settlements

The reinforcement alone does not significantly influence on the settlements of the
embankment. Settlements analyses could therefore be performed using conventional
procedures based on the effective stress level and modulus of consolidation.

Foundation settlements can induce strains and hence load, in the reinforcement.

5.4.2 Reinforcement strains

Strains in the reinforcement are determined from the applied loads, see Figure 5.10.
Foundation settlements and construction works may also induce strains in the
reinforcement, but these strains are difficult to quantify. Numerical analyses may be used
for a better estimate of the real behaviour of the embankment.

74 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Soft Subsoil

Embankment

Reinforcement

Figure 5.10 Reinforcement strain, Serviceability Limit State

The strains developed should not exceed values derived from Serviceability Limit State
considerations,Figure 5.11. Normally it is not critical if the total strains creep strains
included are up to 10 percent on long term basis. However, the total strains, post
constructional strains as creep strains and strains due to foundation settlement included,
should not during the design life time exceed 70 percent of the strain at failure for the
actual reinforcement.
(reinforcement elongation)

Creep strains
+ strains due
to settlements

Construction
strains
Time
Construction Service life time
period

Figure 5.11 Construction strains and creep strains

If the foundation soil is brittle (e.g. quick clay) the reinforcement strain at failure
(including the creep strains) should be limited to maximum 4 percent to ensure
compatibility with adjacent soil.

5.5 DURABILITY
In most cases the shear strength in the subsoil will increase during consolidation after the
construction period. The reinforcement may therefore not be necessary on long term basis.
However, it is normal to ensure that the required tensile strength is available during the
design life time.

5.6 EXECUTION, QUALITY CONTROL AND PROCUREMENT

These guidelines describe execution, quality control and procurement in the following
chapters:
Execution Chapter 8
Quality control: Chapter 9
Procurement: Chapter 10

Based on the specific design it is recommended to ensure that any open question regarding
project responsibility, execution and quality control is clearly defined in the contract.

Nordic Guideline for Reinforced Soils and Fills 75

Embankment on Soft Subsoil

76 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Improved Soil

6 EMBANKMENT ON IMPROVED SOIL (REINFORCED PILED

EMBANKMENTS)

6.1 INTRODUCTION
For embankments on improved soil reinforcement may be used in the fill in the lower part
of the embankment. It is important to decide the purpose with the reinforcement, prior to
the design.

6.1.1 Function of the reinforcement

Reinforcement above lime cement columns may have two functions. For soft columns the
function is to prevent sliding. Calculations could be done almost according to the previous
Chapter 5, but a complement is needed because of the lime cement columns resistance to
sliding. The load is carried both by the columns and the soil inbetween the columns, which
leads to a small difference between the displacement of the columns and settlements in the
soil., This results in a small strain in the reinforcement and therefore the vertical load
shedding effect will also be small. . In the design of lime cement columns both settlements
and sliding have to be considered. In the case where the settlements are dimensioning to
the spacing of the columns and this gives a safe construction from stability point of view,
then the reinforcement is unnecessary.

For stiff columns, see Figure 6.1, the function of the reinforcement may be both to prevent
settlements of the embankment and to prevent sliding. In this case the function is the same
as for reinforced piled embankments and calculations could be made according to this
chapter. The rest of the chapter are only showing the method with reinforced piled
embankments but can be used in the same manner for stiff columns.

REINFORCED PILED EMBANKMENTS

The arching effect between the pile caps reduces the incremental portion of load carried by
the reinforcement and transfers the embankment loading onto the piles. The main purpose
with the reinforcement above a piled embankment is to prevent settlements of the
embankment.

In the Nordic countries the piles are often installed inclined, for example 4:1 beneath the
embankment slopes to provide lateral support. The use of reinforcement is often an
economic solution to reduce the size of the pile caps and it may also make it possible to
avoid the inclined piles.

6.1.2 Calculation principles

There are different calculation models for reinforced piled embankments that can be used
for design. In Sweden a comparison has been made between the British Standard BS 8006
(1995) and the model in these guidelines. The results showed that the suggested model
gives a better agreement with finite element calculations for the degree of cap coverage
normally used in Sweden than BS 8006, Rogbeck et al (references from 1995-2000). In
Norway the foundation SINTEF also has a model for design, Svan et al (2000). The
results are comparable with the suggested model when the restrictions of the suggested
model are considered.

Nordic Guideline for Reinforced Soils and Fills 77

Embankment on Improved Soil

In this chapter the calculations are related to the function to prevent settlements and lateral
sliding. If the reinforcement also is used to control stability, calculation for this part should
be made according to Chapter 5. This chapter shows the design of the reinforcement, the
piles and pile caps should be designed according to national regulations. Load case C
according to ENV 1991-1, is used in the design, for further information see Chapter 3.

Det finns modeller som berknar armering i flera lager. Det r d viktigt att ta hnsyn till
att tjningarna skiljer sig t i de olika lagren.

The model in the guidelines has been used for design with geosynthetic reinforcement. It
may be applicable also for steel reinforcement, but there are no documented practical
experience on this matter.

Figure 6.1 Stiff columns and piled embankment with basal reinforcement.

6.2 SPECIFIC INFORMATION NEEDED FOR DESIGN

The safety level of the structure is depending on the accuracy of the information regarding
soil, fill, groundwater conditions, porewater pressure, loads, reinforcement, design life etc.

More information about the material properties is given in Chapter 2. The design formulas
are using a principle of partial factors of safety, which is described in general in Chapter 3.
Below the parameters needed for design of a reinforced piled embankment are given.

6.3 ULTIMATE LIMIT STATES DESIGN

Principles for the Limit Statedesign is defined in ENV 1991-1 and other national standards.
The Limit State design is based on partial factors of safety applied on loads and material
properties of the reinforcement and geotechnical parameters.

6.3.1 Failure modes

The Ultimate Limit States to be considered are pile group capacity, pile group extent,
overall stability of the piled embankment, vertical load shedding onto the pile caps and
lateral sliding stability of the embankment fill, see Figure 6.2. Pile group capacity, pile
group extent and the overall stability considerations should be dealt with according to
national regulations. Lateral sliding is only relevant if vertical piles are used beneath the
embankment slope. Calculations of lateral sliding and vertical load shedding are described
in this chapter.

78 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Improved Soil

Figure 6.2 Ultimate Limit States for reinforced piled embankments.

6.3.2 Design values and design loads

Typical design parameters are shown in Table 6.1. Design parameters for a structure are
given by the characteristic values reduced with partial factors given according to Chapter 2
and 3.
Table 6.1 Geotechnical design parameters for a structure.
Characteristic values Partial factor Design Unit
parameters
k value for unit weight of fill/soil = 1.0 d kN/m3
k - value of friction angle ? (tan k) d
qG , qQ surcharge load G , Q qG , qQ kPa

6.3.3 Partial factors of safety

The design formulas are using the principle of partial factors to give the structure a proper
safety against collapse. The principle is described in Chapter 3.

In this application the creep behaviour in the reinforcement is very important to prevent
settlements after the construction time. The reinforcement properties should therefore be
properly evaluated based on the characteristics given from the supplier, independent

Nordic Guideline for Reinforced Soils and Fills 79

Embankment on Improved Soil

research institutes or national certificates, approvals etc., see Chapter 2. The long-term
characteristic strength has to be evaluated by long-term creep test and therefore the
conversion factor for creep behaviour is equal to 1.0.
Partial factors for damage during construction could be determined by tests on
reinforcement and soil. Normally the tests are carried out on a certain reinforcement in
different test soil types. There are no European standards for this type of tests and the
designer has to evaluate if the methods used give reliably results for design. In complex
designs where this kind of tests have not been done before it could be of interest to perform
the tests on the material used in the specific project. If information from the relevant
reinforcement and soil is not available, typical values based on experience may be used,
see Chapter 2. .

6.3.4 Restrictions of the model

The calculation assumes an arch formation and that the reinforcement is deformed during
loading. The model is based on a reinforcement placed in one layer, but an approximation
is given for reinforcement in two layers. The function of the reinforcement is greatest if it
is placed onto the pile caps, but it should for practical reasons be about 0.1 m above the
pile caps. In order to ensure that the deformation of the road surface will not be too large,
the embankment height should be at least as large as 1.2 the distance between the pile caps.
Which also could be expressed as the maximum distance between the pile caps should not
be greater than 0.8H. The degree of cap coverage should be at least 10 percent.

The model pressumes a top angle of 30 of the arch and the strength in the reinforcement
has shown to be comparable with results from finite element calculations when the friction
angle of the fill is 35. For greater friction angles the needed strength in reinforcement is
lower than calculated in this model. Fill material with a smaller friction angle should not be
used in this type of construction

It is recommended that calculations should be carried out for an initial strain of a

maximum of 6 percent and with a remaining creep strain after the construction period and
during the lifetime of the construction of an additional 2 percent at the most. The same E-
modulus is used both in Ultimate Limit States and Serviceability Limit States. The strain
has to be checked for the specific product and compared with the design strength at the
chosen strain. The total strain should not during the design lifetime exceed more than 70
percent of the strain at failure for the actual reinforcement.

Tolerances for the centre distance between the piles should be considered and the design
distance should be chosen as the worst case according to accepted tolerances.

If more than one layer of reinforcement is considered or a lower embankment height than
the restriction of the model, it is recommended that finite element calculations are used.

The analytical calculation model proposed is judged reasonable if there is a risk of cavities
arising under the reinforcement, a future change of the load situation by e.g. groundwater
lowering. In design with the proposed analytical model, the foundation support of the soil
between the pile caps is not taken into account, but the effect can be considerable. If more
complex situations are considered more economical solutions can be achieved if finite
element calculations are used to model the complex interaction behaviour.

80 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Improved Soil

6.3.5 Design step by step

The calculations below are made for the design of the reinforcement considering horizontal
force and vertical load shedding. Lateral sliding due to the horzontal force is only relevant
if vertical piles are used beneath the embankment slopes. The local stability of the
embankment side slope outside the pile caps should be checked according to Chapter 5.
Figure 6.3 shows the symbols used in the calculation model.

Figure 6.3 Symbols used in the calculation model.

SYMBOLS SPECIFIC TO THIS CHAPTER:

H embankment height (m)
b pile cap width (m)
c centre distance between piles (m)
d displacement (m)
s arc length (m)
6.3.5.1 Design of horizontal force
If vertical piles are used beneath embankment slope instead of inclined piles, see Figure
6.4, the tensile force in the reinforcement can be calculated in the same way as described in
Chapter 5, Lateral sliding stability (active soil pressure):
( )
Tds = Pad = 0.5 K ad d H + 2(qQ d + qG d ) H ( 6.1 )

d
K ad = tan 2 (45 ) ( 6.2 )
2

Figure 6.4 Horizontal force in reinforcement using vertical piles beneath embankment
slope.

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Embankment on Improved Soil

6.3.5.2 Design of vertical load transfer

The method is based on the formation of an arch inbetween the pile caps., which spreads
the soil load onto the pile caps. The cross-sectional area of the soil under the arch, which is
the load carried by the reinforcement, is approximated using the soil wedge described in
Figure 6.5. This applies even if the embankment height is lower than (c-a)/2 tan 15, which
is the height of the soil wedge. The initial strain in the reinforcement should be maximum
6 percent or less if there is a risk of exceeding the maximum of 2 percent creep strain. The
total strain should not exceed 70 percent of the strain at failure for the actual
reinforcement.

Figure 6.5 The soil wedge carried by the reinforcement.

The weight of the soil wedge, W, according to Figure 6.5 is:
(c b ) 2
W2 Dd = d = 0,93(c b) 2 d kN per metre in length ( 6.3 )
4 tan 15
The three-dimensional effects are estimated through load distribution according to Figure
6.6. The reinforcement transfers the load to the pile caps. The weight of the soil in three
dimensions, W3D, is calculated as follows:
1 + cb
W3 Dd = W2 Dd ( 6.4 )
2
The arc length of the reinforcement when it is displaced by the load of the soil wedge, can
be calculated as follows:
8 d2
s = (1 + )(c b) c b + ( 6.5 )
3cb
where the displacement, d, is dependent on the chosen strain in the reinforcement, ,
according to:
3
d = ( c b) ( 6.6 )
8
The designer should decide if the calculated displacement is acceptable. Normally an
accepted strain gives an acceptable displacement. For the cases in Sweden where
reinforcement has been used for piled embankments, the displacement has been calculated
to be in the order of 0.1-0.2 m. If reinforcement is combined with stiff columns the

82 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Improved Soil

displacement might be larger than 0.1-0.2 m for acceptable strains. There are no practical
experiences in the Nordic countries that shows that a larger displacement can be tolerated.

The force, Trp 3D , in the reinforcement due to the vertical load in three dimensions
according to Figure 6.5 and Figure 6.6, is calculated using the equation:
W3 Dd 1
Trp 3D = 1+ ( 6.7 )
2 6

The load transferred

to the pile caps

Figure 6.6 Load distribution to estimate the forces in the three-dimensional case

6.3.5.3 Design of total force

The force due to lateral sliding is a plane case and the three dimensional behaviour is not
calculated. The total force, Ttot, in the reinforcement is:
Ttot = Tds + Trp 3 D ( 6.8 )

If the force, TRc from rotational stability calculation according to Chapter 5 has shown to
be greater than Tds the total force, Ttot , should be the sum of the force, TRc and Trp3D .

In the calculations the strength of the seam has to be considered. If overlapping is used
instead of seams the calculations for transverse sliding and pull-out in this chapter might be
used. In that case the friction between the reinforcement layers in the reinforcement
overlap has to be considered.
6.3.5.4 Design of reinforcement
Two principles apply to the design of the reinforcement:
during the life of the structure the reinforcement should not fail in tension
at the end of the design life of the structure strains in the reinforcement should not
exceed a prescribed value

The design strength of the reinforcement, Td, should be the lowest of the following:
Td = Tcr 1 2 3 ( 6.9 )
or
Td = Tcs 1 2 3 ( 6.10 )
where

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Embankment on Improved Soil

Tcr the peak tensile creep rupture strength at the appropriate temperature
Tcs the average tensile strength based on creep strain considerations at the
appropriate temperature
according to Chapter 2

The design strength of the reinforcement should be greater than total needed strength
according to the calculations, Td > Ttot. The calculation model is based on one layer of
reinforcement. If two layers of reinforcement are used, it is recommended that they are
placed close to each other, but not on top of each other due to loss of friction, a distance of
0.1 metres could be chosen. The additional design strength because of the second layer
may approximately be chosen as 40 percent of the first layer. If more economical solutions
should be achieved with two layers finite element calculations are recommended.

Depending on the embankment height the reinforcements frost durability has to be

considered.
6.3.5.5 Design of the bond length of the reinforcement
The reinforcement should achieve an adequate bond with the fill at the outer edge of the
piled area and all vertical sections should be verified. For the necessary reinforcement
length, illustrated in Figure 6.7, on account of transverse sliding and pull-out force across
the bank, the bond lengthb, of the reinforcement can be determined according to the
following calculations

Figure 6.7 The bond length according to transverse sliding across the bank and the pull-
out length of the reinforcement
Where:
Le bond length due to transverse sliding
Lb bond length due to pull-out force
Ls is the horizontal length of the sideslope of the embankment

REQUIRED BOND LENGHT DUE TO TRANSVERSE SLIDING

Necessary bond length, Le, due to transverse sliding across the bank can be calculated as:
Tds s
Le ( 6.11 )
d h tan d

0.5 K ad H ( d H + 2(qQd + qGd )) s

Le ( 6.12 )
d h tan d

84 Nordic Guideline for Reinforced Soils and Fills

 Embankment on Improved Soil

where:
h average height of fill above reinforcement
H/2 is a conservative assumption and is recommended used to find
whether or not a suggested slope inclination is ok (i.e. h=H/2 for Le =Ls).
Iteration on h is necessary to find the minimum required bond length
more exactly.

If calculated Le >Ls , either the slope inclination should be reduced or the slope should be
reinforced using for example wrap around.

REQUIRED BOND LENGTH DUE TO PULL-OUT FORCE

Necessary bond length, Lb, due to the pull-out force across the embankment, , is calculated
as:
(Trp 3D + Tds ) p
Lb ( 6.13 )
d h( 1 tan d 1 + 2 tan d 2 )
where
tand1 design friction angle above reinforcement
tand2 design friction angle beneath reinforcement 20
h average height of fill above reinforcement

The corresponding necessary bond length along the embankment could be calculated by
the same equation where Tds=0.

If it isnt possible to achieve the adequate bond length some solutions are suggested:
flatter slopes
wrap-around with reinforcement
use a row of gabions as a thrust block and wrap the reinforcement around the gabions

6.4 SERVICEABILITY LIMIT STATES DESIGN

In the Serviceability Limit States excessive strain in the reinforcement and settlement of
the piled embankment have to be considered. The Ultimate Limit States will be
dimensioning for the tensile strength in the reinforcement when restricting the strains in the
reinforcement in the calculations.

6.5 DURABILITY
The reinforcement has to be chosen to ensure that the required tensile strength is available
during the design life time. Polyester is more sensitive to pH-values greater than 9 than
other polymers and that has to be considered when placing the reinforcement above the
pile caps.

20
The possibility to take the friction angle below the reinforcement into account might be reduced and it
could be better to neglect this part or to use values for the foundation soil

Nordic Guideline for Reinforced Soils and Fills 85

Embankment on Improved Soil

6.6 EXECUTION, QUALITY CONTROL AND PROCUREMENT

These guidelines describe execution, quality control and procurement in the following
chapters:
Execution Chapter 8
Quality control: Chapter 9
Procurement: Chapter 10

Based on the specific design it is recommended to ensure that any open question regarding
project responsibilty, execution and quality control is clearly defined in the contract.

86 Nordic Guideline for Reinforced Soils and Fills

 Soil Nailing

7 SOIL NAILING
The main aspects of design are similar for an excavated wall with nails and a natural slope
reinforced with soil nails. However, there are some differences and therefore the two cases
have been treated separately in sub-sections.

7.1 EXCAVATED SOIL NAILED SLOPE

The design of a soil nailed excavated slope comprises the following
1. selection of length, type and spacing of soil nails, which most commonly are based on
an analysis of external and internal stability (ultimate limit state design)
2. comparison of acceptable displacement versus expected displacement (serviceability
state design)
3. design of facing
4. design of drainage
5. consideration of durability requirements for the nails and facing
6. consideration of the adaptation of the structures to the environment

The different steps are further discussed below.

7.1.1 Specific information needed for design

The design of the soil nailed structure is based on information about the soil, ground water
conditions, loads, wall geometry and soil nail system.

Information about the soil layering and properties of each layer is important for the design.
The extent of the geotechnical site investigation should be thorough enough to guarantee
that the site characteristics could be determined in accordance with the requirements in
ENV 1997-1. It is especially important to note layers with different soil characteristics.

One of the most important parameters for design is the groundwater and surface water
situation at the site. Neglecting the problematic with water may result in failure of the
structure.

As for all other structures a number of different loads and load combinations could be
applied to a soil nailed structure. The following loads should be considered, if they are
applicable:
Permanent action
Variable action
Seismic load (accidental load)

For excavated slopes, both the final geometry and the geometry of each excavation step is
a result of the design process. The input to the design is the clients request of height and
ex-tension of the wall.

Based on information about the design life, ground conditions and the wall geometry a
suitable soil nail system is proposed. To finalise the design information about the strenght
of the reinforcing element, the installation techniques, durability, geometry of the nail and
pullout capacity is needed.

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Soil Nailing

In Chapter 2 the different materials are further described and suitable requirement
discussed. In Table 7.1 necessary information for the different design steps is summarised.
Table 7.1 Information needed for design

Groundwater (gw, pp)

resistivity, chlorides)

(strength, installation
Soil electrochemical

and surface water

information (pH,

Soil Nail system

Soil information
(, , c, Cu, wl,)

Wall geometry

technique)
Loads
Design step
Ultimate limit state design X X X X X
Serviceability state design X X X
Facing X X X X
Drainage X X X X
Durability X X X X
Adoption to environment X

For construction in urban areas it is important to obtain information about foundation of

neighbouring structures and if there are any installations in the ground that might interfere
with the soil nailing.

7.1.2 Ultimate limit state design

7.1.2.1 Failure modes

The failure in a ultimate limit state analyses may occur due to failure in the soil (stability
of the slope, pullout of the nail or bearing capacity failure below the nail) or failure of the
nail (tension, shearing and bending failure). The final soil nailed wall will act as a gravity
wall and consequently the same failure modes that are relevant for a reinforced wall may
also be applicable for a soil nailed wall (bearing capacity below the wall, tilting, sliding
and overall stability). These failure modes have been discussed in previous chapters and
will not be discussed further here. However, they should not be neglected in the design.
7.1.2.2 Design values and design loads
Design values for the soil and the soil nails are chosen in accordance to the suggestions in
Chapter 2 and 3.
7.1.2.3 Design step by step
Ultimate limit stage design includes the following;
1. Preliminary layout of the soil nails and choice of soil nailing system
2. Stability analyses
3. Verification of the chosen soil nailing system
4. External failure modes and global stability
5. Stability analysis of each excavation phase

88 Nordic Guideline for Reinforced Soils and Fills

 Soil Nailing

1. PRELIMINARY LAYOUT
A preliminary choice of soil nailing system is made based on information about the site
and what type of construction that is requested. The answear to the following questions
give an indication of what system that should be chosen;
Permanent structure or temporary? For permanent structures grouted nails may have an
advantage considering the durability but a driven nail with sacrificial thickness may be
sufficient.
Self-supporting soil or not? This indicates what kind of flushing medium that should be
used and if casing should be applied or not.
Available systems.
Type of soil. In case of boulders it may be less suitable to use a driven nail.
Environmental aspects. Adaptation to the surroundings.
Corrosion potential in the area. The necessity of a corrosion protection system.
Could installation method cause increase of pore-pressure that would have a negative
effect on the stability during the execution?

Next step is to make a preliminary estimate of the nail length and nail density. In the paper
Ground Engineering (November, 1986) Bruce et al. present a number of empirical correla-
tions which may be used. Three different parameters are defined;
1. The ratio between the length and the height of the slope, L/H
2. Available area where friction may be mobilised, C L /Sh Sv
3. The strength of the nail compared to the area it will reinforce A /Sh Sv

Depending on which type of nail that has been chosen typical values are given in Table
7.2. For grouted nail there is additional empirical correlation based on type of soil that is
given in Table 7.3.
Table 7.2 Preliminary estimation of nail spacing, nail lenght and layout (Bruce et al,
1986)
Grouted nail Driven
(not simultaneously drilled and grouted)
1. L21/H 22 0.5 0.8 0.5 0.6
2. C23 L / Sv24 Sh 0.3 0.6 0.6 1.1
3. A25 / Sv Sh (0.4 0.8) 10 3 (1.3 1.9) 10 3
Table 7.3 Typical values for spacing, nail length and layout for grouted nail is different
soils according to Bruce (1986).
Granular soil Moraine and marl
1. L/H 0.5 0.8 0.5 1.0
2. CL / SvSh 0.3 0.6 0.15 - 2.0
3. A/ Sv Sh (0.4 0.8) 10 3 (0.1 - 0.25) 10 3

Results presented by Transportation Research Laboratory indicates that for soil nailing
walls performed for roads more conservative values than the values calculated by the

21
L is the nail length
22
H is the effective retained height
23
C is the characteristic circumference of the hole in which the nail and grout ( if any) is placed
24
Sv and Sh are the vertical and horizontal spacing of the nail
25
A is the characteristic cross-sectional area of the driven nail and the grouted nail diameter for grouted nails.

Nordic Guideline for Reinforced Soils and Fills 89

Soil Nailing

empirical correlation above are used (P. Johnsson et al, 1998). In France nails commonly
are divided into two different groups; Hurpoinise (closely spaced nails usually driven) and
drilled/grouted nails more widely spaced. For the first group the nail length is about 0.5 to
0.7 times the height of the slope (H) and in the second case 0.8 to 1.2 H.

2. STABILITY ANALYSES
To verify that the assumed nail layout is sufficient traditional slope stability methods are
used to analyse soil nail structures by incorporating the nail force at the intersection with
the failure surface in the equilibrium equations.

Due to a small movement of the active wedge of the slope a tension force in combination
with shearing/bending will be mobilised in the nail. This nail force will contribute to resist
further movement of the slope.
slope movement
resisting
a. zone

active b.
zone

e
nail

fac
posit

sur
ion a
t rest

ar
ax

she
shear nail L
posi
surface tion
after
mob
ilisa
tion

Figure 7.1 Principal behaviour of a soil nailed wall

a) active and resisting zone
b) assumed nail displacement at the shear surface

For most practical applications the available research information suggests that the
contribution from the shearing/bending mobilised in the nail might be neglected, resulting
in just a marginal conservatism. Consequently only the tension force is considered in this
document.

The mobilised tension force can be divided into two components; one that is normal to the
failure surface, PN and one parallel to the failure surface, PP.

Pmax = qs Li
Failure P nail force [kN]
surface qs pullout resistance [kPa]
P perimeter of the nail [m]
Nail
PN PP
Li

Figure 7.2 Definition of nail forces

90 Nordic Guideline for Reinforced Soils and Fills

 Soil Nailing

The factor of safety can be expressed as follows according notation in Chapter 3

c '
tan k
[ ]
'
1 RN
k "+" "+" k S d k "+" G qG k "+" Q qQ k 0 ( 7.1 )
Rd c ' ' RN
In the specific case of soil nailing traditional slope stability analyses is used. Partial factors
are applied to all parameters and the calculation is performed aiming for F = 1.0.
Symbolically the equation can be written as follows. (The actual equation depends on the
analysis method used; e.g. Bishop, Morgenstern and Price, Janbu)
tan k i
' '
ck i
c'
+ ( '
Ni + '
Ni ) '
+
Tk i
T
F =
i [
S d k i "+" G qG k i "+" Q qQ k
i
] ( 7.2 )

c cohesion of the soil

N effective normal stress
N increase in effective normal stress perpendicular to the failure surface
due to the nail force normal component PN
Tk increase in shear resistance due to the component Pp of the nail force
parallel to the shear surface.

partial factors
c partial factor for cohesion intercept, for typical values c.f. Chapter 3 and
Annex B
partial factor for soil friction, for typical values c.f. Chapter 3 and Annex
B
T partial factor related to the natural variation in pullout capacity of a soil
nail depending on the soil characteristics and nail characteristics. c.f.
Chapter 2
factor related to numb of pullout tests performed
partial factor for action, c.f. Chapter 3
Q partial factor for action, c.f. Chapter 3
G partial factor for action, c.f. Chapter 3
Sd model factor, c.f. Chapter 3

The above equation is solved using a classic method of slices incorporating the forces of
the nail in those slices where the nails intersect the failure surface. The maximum nail
force, which could be mobilised, is determined considering pullout failure due to lack of
friction between the nail and soil (both in active and resisting zone). The pullout capacity is
influenced not only of the soil but also by the type of nail and installation technique and an
initial estimate may be done, but should be used with care in the design. The influence on
the pullout capacity by different factors are further discussed in Annex A. Suggestion for
how to make the initial estimate is also found in Chapter 2. The value used in the design
should be equal to the minimum value of the capacity that may be mobilised in the active
or resisting zone. It is important to confirm the assumed value by pullout tests during
preliminary stage of the execution, see Chapter 9 for pullout tests.

The force mobilised in the nail also depends on the angle of installation. An angle of 10 -
20 downwards is commonly used since this will permit grout to flow into the hole with

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Soil Nailing

gravity pressure and at the same time ensure that tension is developed as quickly as the
active wedge starts to move.

In some literature different definitions of the factor of safety are suggested where the nail
forces are considered to decrease the disturbing forces. However this document only
considers the definition in Equation (7.2), since numerical analysis has shown that it gives
the most realistic value when the results should be compared to a global factor of safety for
a slope without nails.

The shape of the failure plane depends on the type of soil, installation angle for the nail,
load, time, number of nails, groundwater and the angle of the slope. Results from
investigation performed by Gssler et al. (1983) indicate that in clay the failure surface
tends to be circular and in frictional soil the bi-linear failure surface is more accurate. If the
slope angle is small if related to a vertical line (i.e. steep) the failure surface tends to be bi-
linear and a circular failure surface is more likely for a flat slope. Consequently, for a more
or less vertical wall in frictional soil with constant nail length, it might be adequate to use a
single wedge analysis instead of the circular failure surface. If this simplified approach is
used a force-polygon may be used to determine the necessary restoring force in the nails.
However, if a wedge-analysis is used it is recommended that different wedge angles are
analysed.

In the stability analysis it is important to consider the effect of pore-pressure, since it will
have severe influence on the stability of the slope.

The stability analysis is performed for a unit slice of the soil and from this the horizontal
distance between the nails may be determined. The horizontal distance is also related to the
facing. Greater distance between the nails requires a more rigid facing that may distribute
the force between the nails. As a rule of thumb the maximum distance should be minimised
to two meters. For greater distances the soil nail will have more resemblance to a ground
anchor than a soil nail.

3. VERIFICATION OF THE CHOSEN SOIL NAILING SYSTEM

Next step in the design is to verify that the nail capacity is sufficient. The internal failure
could appear due to;
Bearing failure in the soil because of movement of the nail
Breakage of the nail due to tension
Breakage of the nail due to shearing/bending in combination with tension

One possible way to analyse the internal failure of the nail is to use the French Multi-
Criteria method (Clouterre, 1991).

This method is based on four failure criteria:

1. Pullout failure due to failure between the nail and the soil (tension)
2. Bearing failure in the soil below the nail
3. Failure of the steel in the nail due to tension
4. Failure of the steel in the nail due to bending/shearing

The four failure criteria are combined in a shear force vs. tension force graph, see Figure
7.3. The hatched area indicates the limiting yield envelope. To avoid failure the nail force
should be inside the hatched area for all nails in the construction.

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RN Potential
failure
3. surface
RN_limit 1.

ax
2. Inclusion

RN 4. L

T Tlimit T
RN - shear force, RN_limit- limit shear force, RN- shear force nail angle
T - tension force, Tlimit - limit tension force T - tension force for nail angle
Figure 7.3 Yield envelope according to the Multi criteria method (Clouterre -
Schlosser et al., 1991)

4. EXTERNAL AND OVERALL STABILITY

After determining the appropriate nail layout to achieve stable gravity wall consisting of
soil and nails, additional checks have to be made. The following external failure modes
need to be considered.
Sliding due to the active pressure from the soil behind the block acting on the
reinforced block
Bearing failure (the weight of the reinforced block and the lateral earth pressure acting
on its back might cause a foundation bearing failure)
Overturning of the reinforced block
Overall failure (even though the nailed soil block itself is stable, an overall failure
might still occur)

5. STABILITY ANALYSIS OF EACH EXCAVATION PHASE

After determining the final layout and the soil nailing system additional stability analysis is
performed to verify that each excavation phase has sufficient stability. It might be
necessary to have restriction on maximum height and length of each section that may be
excavated.

7.1.3 Serviceability limit state design

The ultimate limit state approaches above only give a value of the total nail tension at
Limit State. It does not give any advice on how the force is distributed between different
nails and the actual movement of the slope. Consequently the movement of the slope has to
be analysed with a different approach.

In urban areas it is of utter importance to analyse if the soil nailing may affect adjacent
structures and installations. Is the sewer pipe installed 20 meters behind the wall influenced
by the movement of the soil nailed wall? It should be remembered that the technique is
based on that a small movement will occur to mobilise the force in the nails.

The method of construction of a soil nailed wall from the top and down, will lead to a
greater movement of the soil in the top of the slope and consequently greater mobilised

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Soil Nailing

forces in the nails. As a consequence the mobilised force in the resisting zone may be
greater in the top of the slope than in the bottom where the bond length is longer but the
movement less.

The movement of the crust of the soil nailed wall depends on a number of factors. Low
global factor of safety tends to give greater movement. If the ratio between nail length and
wall height (H/L) is great the wall tilts more outwards. Other factors that influence are the
rate of construction, height of excavation phases and spacing between nails, extensibility of
nails, inclination of nails and bearing capacity of the soil below the wall.

For structures where movement of the wall is acceptable it may be sufficient to estimate
the deformation based on empirical correlation such as the one found in Clouterre. For
more sensitive structures a more thorough study of the deformation might be necessary
which could be accomplished by application of Finite Element.

Table 7.4 gives an empirical estimate of the horizontal and vertical deformation of the
facing for different types of soils. The final structure tends to tilt outward, due to the
method of construction with greater movement at the top of the wall. To minimise the
effect of this movement the wall may be tilted backwards a couple of degrees from the
beginning.

The movement of the wall may lead to settlements behind the wall. The distance behind
the facing that may be influenced can be estimated according to the following expression
according to Clouterre,
= H (1 tan ) ( 7.3 )
where
H is wall height,
is initial inclination of the face relative to the vertical
is an empirical factor according to Table 7.4.
Table 7.4 Empirical estimate of deformation (Clouttere, 1991)
Intermediate soils (rocks) Sand Clay
v = h H/1000 2H/1000 4H/1000
0.8 1.25 1.5

Figure 7.4 Deformations for a soil nailed wall

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7.1.4 Drainage
Normally drainage should be incorporated in all soil nailing walls to avoid water pressure
on the facing and to limit the detrimental effect that surface water and groundwater may
have on the structure. The density and types of drains depend on the geometry of the wall,
surface- and groundwater situation and type of soil. Commonly a minimum is to install
weep holes though the facing (in case of shot-crete facing).

The drainage is designed so that its capacity is guaranteed throughout the entire design life
of the structure.

SURFACE DRAINAGE is designed so that it have a sufficient capacity to control the water
flow from the storm with the return period equivalent to the design life of the structure.
The purpose of the surface drainage is to minimise the risk that surface water enters the
soil behind the wall.

SUB SURFACE DRAINAGE should have a minimum internal diameter of 40 mm. The filter
has to be compatible with the soilgrade curve. A thumb of rule is that the minimum density
of the drains should be one for every 25 m2, unless the design indicates a higher density.
(Draft prEN 14490)

7.1.5 Facing
The purpose of the facing for a steep slope is to retain the material between the nails but
also to distribute the force between different nails when the nail distance is increased.

For steep slopes hard facing is commonly used and the aspects that should be considered
are;
The relation between facing thickness and nail distance. Increasing the number of
nails will result in less rigid facing (lower cost) but on the other hand the number of
nails cost more. The design should aim for the most economical and technically
best solution using an itterative procedure.
The connection between the nail and the facing. The weak point might be the
connection to the facing. If the nail head is assumed to take any force, it has to have
a sufficient bearing capacity behind the bearing plate.
Durability both for the facing itself and the connection between the nail and the
facing.
Drainage. To avoid water behind the facing that will give additional load on the
facing.
Esthetical aspects Adoption to the surroundings which is important especially in
urban areas.

In the literature there are a number of different approaches for how the facing should be
designed. Clouterre e.g. assumes a uniform pressure corresponding to the maximum
tension that may be mobilised in the nail.

7.1.6 Durability
The requirements on corrosion protection system depend on the environment, type of nail
and consequences of failure. In this section a methodology for how to determine the
necessary level of protection is suggested.

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The environment is classified into three different environmental classes depending on the
soil nails potential for corrosion in the specific environment. First in step 1 a preliminary
classification of the environment is made based on known facts from the site. If this
preliminary classification indicates that the environment has low corrosion potential, a not
too rigorous corrosion protection system can be chosen. On the other hand if the
preliminary classification shows a normal to major corrosion potential, additional
investigations should be made in step 2. Finally in step 3 additional factors effecting the
environment are evaluated and the final environmental class determined. In step 4 factors
depending on the chosen soil nail system and consequences of failure are combined with
the known environmental class to determine the necessary corrosion protection system.
The proposed system is based on similar systems in Clouterre, 1991 and in an article
presented by U. Bergdahl (1986). Below is each step described in more detail.
7.1.6.1 Step 1 preliminary estimate of the corrosion potential of the environment
The preliminary estimate is based on knowledge from traditional geotechnical
investigations and geological maps. It is a system where the site gets a certain amount of
points depending on a number of factors. According to Table 7.5 the site gets certain points
depending on type of soil which is one of the major factors that influences the corrosion
potential. In addition to these points the site will get additional plus or minus point
depending on a number of factors according to
Based on the total amount of points the site is classified to have a low, medium or high
potential for corrosion. If the total amount of points from this preliminary estimate is less
than 5, no further information is needed to determine the necessary corrosion protection.
Environmental class 1 is used in step 4 to determine the necessary corrosion protection.

Table 7.6.
Table 7.5 Classification of the environment corrosion potential depending on soil type
Corrosion potential points Type of soil
very high 10 Clay with salt content, organic soil (e.g. gyttja), fibrous peat,
fill, industrial waste (cinders, ashes, coal)
high 6 Other clay and peat
Construction waste (plasters, brick)
low 2 Silt, dry crust clay, moraine
very low 0 Rock, sand, gravel, sandy and gravely moraine

Based on the total amount of points the site is classified to have a low, medium or high
potential for corrosion. If the total amount of points from this preliminary estimate is less
than 5, no further information is needed to determine the necessary corrosion protection.
Environmental class 1 is used in step 4 to determine the necessary corrosion protection.

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Table 7.6 Classification of the environment corrosion potential additional points

depending on a number of different factors
Factor Additional
points
The groundwater level is lower than 2.5 m below the ground surface 0
Groundwater26 is periodically higher than 2.5 m below the ground surface +3
Dry and well drained material -2
Fill with both cohesion and frictional soil +2
Organic clay (gyttja) or clay with sulphide +3
Distance to road that is salted during the winter period is less than 25 m +4
Meadows 0
Agriculture area where fertiliser is used +2
Wood area - pine +2
Wood area mixed forest (spruce, leaf) 0
Wood area deciduous forest (birch, alder) -2
Waste water from industry, polluted soil +2
Material that has been compacted and rearranged +3
Varved soil where the soil nail crosses different types of soil +2
Free ion from e.g. weathering (points depend on type of ion) +(1 3)

7.1.6.2 Step 2 Determination of environmental class based on more detailed soil

investigation
It is not always enough to make a preliminary estimate of the environment but a more
detailed investigation is sometimes necessary, including field investigation. Based on
knowledge of the pH and resitvity of the soil, Table 7.7 can be used to determine a
corrosion index, which gives the environmental class according to Table 7.8. The system is
based on similar systems in Clouterre, 1991 and literature from AFNOR. The difference in
soil between Sweden and France (the rock mass in Sweden is somewhat more acidic) is
assumed to be taken into account by the pH-criteria.

26
The groundwater level

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Table 7.7 Corrosion index used to determine the environmental class

Criteria Explanation Index
Type of Clay (impermeable, plastic) 2
soil Clay, silt, moraine (normal) 1
Sand, gravel, (porous, permeable) 0
Gravelly /sandy moraine 0
Peat 8
Rock 0
Resistivety p < 10 m 5
10 < p < 20 m 3
20 < p < 50 m 2
50 < p 0
Moisture - Sample of soil with content of salt below the groundwater table 8
salt (permanent or periodical)
Sample of soil without content of salt below the groundwater table 4
Moist sample of soil above groundwater table (w > 20 %) 2
Dry sample of soil above groundwater table (w < 20 %) 0
pH Very acid environment pH < 4 4
Acid environment 4 < pH < 5 3
Neutral environment 5< pH <6 2
Basic environment pH > 6 0
Vertical Soil profile with different layers 1
layering Homogenous soil 0
Rearranged soil - compacted 2
Other Industrial waste; cinders, ashes, coal 8
factors Construction waste; plasters, brick 4
Waste water from industry 6
Water with salt from road 8

Table 7.8 Determine the environmental class based on the sum of points from Table
7.7.
Environmental class Explanation Sum of points
I Low potential for corrosion 0-4
II Normal potential for corrosion 5-9
III High potential for corrosion 10 -
7.1.6.3 Step 3 Determination of environmental class considering other aspects
If one or more of the following statements are true, it might be advisable to choose a higher
environmental class than the one obtained in step 2 (e.g. class III instead of II).
The temperature is higher than normal
Flowing water
Stress level in the steel - high stress level or cyclic loads
Contaminated soil special investigation needs to be performed
Leak current
Chemical analysis of the soil and comparison with the values in Table 7.9 indicate that
the soil has high aggressiveness or extremely high aggressiveness.

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Table 7.9 Chemical analysis limit values according to DIN 4030

Degree of aggressiveness
Parameter Low High Extremely high
CO2 (mg/l) 15 - 40 40 100 >100
Ammonium NH4+ (mg/l) 15 - 30 30 60 >60
Magnesium Mg2+ (mg/l) 300 1000 1000 3000 > 3000
Sulphate SO42- (mg/l) 200 600 600 3000 > 3000
7.1.6.4 Step 4 Choice of corrosion protection system
Two other parameters need to be considered in addition to the environmental class; type of
soil nail and consequences of failure.

TYPE OF SOIL NAIL

All steel has a potential of corrosion and consequently it is always necessary to consider
corrosion protection. No single parameter can be used to determine the potential of
corrossion for a specific type of steel. Instead each steel quality needs to be tested for the
proposed application. However, if any of these statements below are true, a higher
requirement on the corrosion protection is needed. One way to account for this is to choose
a higher environmental class than the one obtained in step 3, (e.g. class III instead of II).
Steel with brittle failure is used
Results from the FIP-test27 give short time to failure
The alloy content of the steel increases the corrosion potential of the steel or makes the
steel failure more brittle

CONSEQUENCES OF FAILURE
A subjective opinion about the consequences of failure needs to be considered before the
requirements of the corrosion protection are finally decided. In some cases it might be
necessary with quite rigorous corrosion protection system in class I environment, since the
consequenses of a failure are severe. In other cases the requirements could be quite low
even in a class III environment since it is a temporary structure with minor consequences if
a failure would occur.

CHOICE OF REQUIREMENTS FOR THE CORROSION PROTECTION

In Table 7.10 a suggestion for requirements for different design life and environmental
class is given.

27
Se FIP-report, Corrosion and corrosion protection of prestressed ground anchors, State of the art report,
ISBN 0 7277 0265 3, 1986 for explanation of this test

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Soil Nailing

Table 7.10 Suggested requirements for the corrosion protection depending on

environmental class and design life
Design life
Environmental class Temporary 2-40 years 40-80 years >80 years
I no low normal extremely high
II no normal high special investigation
III low high extremely high special investigation

No no corrosion protection is necessary

Low low degree of corrosion protection, e.g. 2 mm of sacrificial
thickness or grout
Normal normal degree of corrosion protection, e.g. 4 mm of
sacrificial thickness or grout at least 20 mm thick combined
with plastic barrier or sacrificial thickness.
High high degree of corrosion protection, e.g. 8 mm of sacrificial
thickness or grout at least 40 mm thick combined with plastic
barrier or sacrificial thickness
Extremely high plastic barrier is necessary

In Chapter 2.2.6 the different corrosion protection system is described further.

When determining the requirements for the corrosion protection of the soil nailed system it
is important to not only look at the soil nail itself. Weak points such as the connection to
the facing, couplings need to be considered, so that the whole construction has a sufficient
protection.

7.2 NATURAL SLOPES

The main difference between a steep excavated soil nailing wall and a natural slope
strengthening by soil nails is the loading of the nail. For the wall the nails are more or less
loaded as soon as next excavation phase is performed. A soil nail installed in the natural
slope will be non-tensioned as long as no further movement of the active wedge of the
slope occurs. Additional load or changes in effective stress may result in movement of the
soil, which in turn will mobilise friction along the nail. The mobilised friction in the
resisting zone will prevent movement of the active wedge. The force induced by the
movement of the unstable active wedge is redistributed through tension in the nails to the
resisting zone. If instability increases and larger movements occur bending resistance
might contribute with a small part to the resisting force. However, normally the movement,
when the bending resistance is activated, is so large that the slope is more or less in Failure
State.

7.2.1 Specific information needed for design

For a natural slope it is important to know the extent and form of the potential failure
surface. An incorrect design of the soil nailing might actually destabilise the unstable slope
further and consequently result in failure of the slope.

Geometry - It is important to determine the exact geometry of a natural slope before design
of the soil nail system, both to be able to design a proper installation scheme (location of
nails) and to determine how to access the slope for installation.

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7.2.2 Ultimate limit state design

7.2.2.1 Failure modes

The failure modes for the slope reinforced with nails are similar to those for the soil nailed
wall. The failure might occur, either as an internal failure of the nail or an external failure
outside the reinforced block. For flatter slopes the resemblance with a gravity wall might
be less obvious than for a vertical nailed slope. Nevertheless, a reinforced block is created
due to the small movement of the active zone. This reinforced block will limit the
movement of the soil behind it. Bearing capacity below the wall, tilting, sliding and overall
stability are failure modes that might occur even for a nailed slope and should
consequently be considered.
7.2.2.2 Design values and design loads
Design values for the soil and the soil nails are chosen in accordance with suggestions in
Chapter 2 and 3.
7.2.2.3 Design step by step
The design of the natural slope is based on the same principal as the steep walL.
The following three steps are included in the design.
1. Stability analyses
2. Verification of the chosen soil nailing system
3. External failure modes and global stability

Theses will not be further discussed here since they previously have been discussed in
Section 7.1.2.

For the preliminary estimate of nail layout the recommendations in Section 7.1.2.3 may be
used but as a complement the critical failure surface of the unreinforced slope should be
studied. The nail length behind the failure surface should be sufficiently long to make it
reasonable to believe that the restoring moment due to the nails will be great enough to
obtain a reasonable safety factor.

7.2.3 Serviceability limit state design

For the excavated slope it is evident that movement will occur as the excavation is
performed from the top to the bottom. It might not be so obvious that the movement
required to mobilise the nails in the natural slope is in the same order of magnitude. The
outwards tilting might not occur but there will be a downward movement resulting in
settlement. As for the excavated slope some movement has to occur to mobilise the nail
force. Consideration to whether this will affect nearby houses or other structures has to be
done.

7.2.4 Drainage
As for excavated soil nailed slopes it is important to control the water, since it might have
severe consequences for the structure. As a general rule water should be avoided in a soil
nailed structure. Surface drainage above the slope can be used to prevent runoff water to
enter the construction. The facing system can be chosen so it minimises the effect of minor
water flow. Additional drainage system could be installed to avoid the water in the
structure. All drainage system installed should be robust and capable of maintenance
during the design life of the structure.

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7.2.5 Facing
There might be a number of different reasons for application of facing;
1. Redistributing the force between different nails
2. Work as a reaction frame so that tensile forces may be mobilised in the nail
3. Prevent local failure between the nails

Depending on the slope angle the suitability of different facings varies. For a steep slope a
shot create facing might be the only alternative to achieve a local stability between the
nails and work as a force redistributing beam. For slopes with a slope angle less than 30 it
might not be necessary with any facing unless it is required due to erosion. For natural
slopes it might be sufficient to use flexible facing such as geotextile.

The following factors should be considered:

In case of a rather shallow slope and only vegetation is used as facing, it needs to be
considered that it takes some time to establish the vegetation. Short term protection
against erosion might be necessary
In case of flexible facing it should be remembered that deformations are necessary to
obtain forces in the geosynthetic. Consider if these deformations are acceptable for the
facing (esthetical).
In case of flexible facing the degradation of the geosynthetic needs to be considered.
The long-term behaviour of the facing needs to be guaranteed.

7.2.6 Durability
The discussion about durability in Chapter 7.1.6 is valid for soil nailed slopes as well as
soil nailed excavations.

7.3 EXECUTION, QUALITY CONTROL AND PROCUREMENT

These guidelines describe execution, quality control and procurement in the following
chapters:
Execution Chapter 8
Quality control: Chapter 9
Procurement: Chapter 10

Based on the specific design it is recommended to ensure that any open question regarding
project responsibilty, execution and quality control is clearly defined in the contract.

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8 EXECUTION
This chapter is based on the information in the drafts of the European Execution Standards
for Reinforced Fill (prEN 14475) and Soil Nailing (prEN 14490). Additional information
from other standards and handbooks has been incorporated. (e.g. British Standard,
Clouterre, FHWA). A paragraph that is indented marks text that is a quotation.

8.1 REINFORCED FILL

The construction procedure for a reinforced fill structure is comparable to any earthworks
project, except that reinforced fill structures require additional considerations for supply,
storage and installation of the prefabricated components. The construction method should
not cause damage to the reinforcing materials, nor to the temporary or permanent supports
and facing elements. Further it should not affect the free draining characteristics of the
frictional fill material or of the drainage material placed in contact with the reinforced fill
structure.

Construction of a reinforced fill structure may involve the following stages:

Excavation, levelling
Footings for facing elements or units
Selection and haulage of materials:
fill material
drainage material
reinforcing elements
facing elements or units
Erection of facing elements or units incl. placement of reinforcement and joint
fillers
Backfilling and compaction of fill and drainage material
Construction of cladding or other surface structure on top of reinforced fill structure

8.1.1 Selection of Materials

8.1.1.1 Fill Material

Special attention has to be given to locating a source of suitable fill material. The following
index parameters of the fill material shall be determined and checked against the demands
given in the design for the work.
Particle size distribution
Liquid limit and plasticity index
Moisture content
pH-value
Compaction values
Shear strength
Coefficient of friction between fill material and reinforcing elements
And if metallic reinforcing or facing elements are used
Resistivity
Redox potential
Chloride-ion content
Total sulphate content

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Sulphate ion content

Total sulfide content

8.1.2 Reinforcing element material

8.1.2.1 Steel
Grade of steel elements and their quality are specified according to EN 10080 or EN 10025
(tensile strength, yield stress, strain at failure).

Galvanization is specified according to EN ISO 1461.

For woven steel wire meshes made of cold drawn steel EN 10218 and accordingly EN 10223/
3 apply. Hot dip galvanised coatings on wires for woven meshes should comply with EN
10244 and EN 10245 for extruded organic coating.

Sacrificial steel thickness allowance has to be in accordance with the requirements of the
design.
8.1.2.2 Geosynthetics
On site control of delivered reinforcing material may be done according to draft prEN
14475, which also allows a judgement for suitability of the material for the specific
purpose.

8.1.3 Materials for Facings and Connections

All materials and products shall be in accordance with the relevant European standards.
Where such are not available, the use of materials shall comply with national standards or
guidelines and with local environmental regulations. The materials shall comply with the
design specifications and appropriate test results shall be provided. Special instructions
provided by the manufacturer concerning transport, handling, storage and placement of
materials and products shall be observed.

8.1.4 Site Conditions and Site Investigations

8.1.4.1 General
Prior to the execution of the work all necessary information regarding the site conditions,
any legal restrictions and conditions of adjacent infrastructure shall be given. This
information shall cover access, the existing underground structures, any environmental
restrictions etc.
8.1.4.2 Work Sites
Based on results from ground investigations of the work site the following information
should be determined, the suitability of the site for a reinforced earth structure, the overall
stability of the site for the execution of the work, the suitability of the material on the site
for fill including both geotechnical and geochemical parameters.
Index parameters: plasticity, soil classification, density, grain size distribution, water
content, organic content
Mechanical characteristics: shear strength, compressibility
Hydraulic parameters: permeability
Environmental data: contamination

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Specific information is required concerning groundwater and surface water including the
potential for inundation.
8.1.4.3 Sources of Fill Material
The geotechnical investigations of the borrow area shall provide the characteristic soil
parameters specified in the design of the work. If geological mapping and visual inspection
of the borrow area indicate high variation of the engineering properties of the fill material,
ground investigations have to be adequately intensified.

8.1.5 Foundations
The reinforced fill block is generally founded on natural ground, excavated to a nominal
level. The facing units are usually founded on a concrete strip footing, which in turn
require additional excavation. The width of the strip footing has to allow for adjustment of
the facing to the required alignment.

8.1.6 Drainage
Drainage is important in a reinforced fill structure, which must not be allowed to become
water-logged. A possible increase of pore pressure and thus a reduction in shear strength
may reduce its stability, and cause additional loads on the facings and increase tension in
the reinforcing elements.

Where cohesive fill material is used a continuous drainage layer at least 0.3 m thick has to
be placed at the rear of the facing and connected to the bottom drainage system. All
reinforced fill structures shall be protected against infiltration of surface water.

On an impervious foundation layer provision shall be made for a horizontal drainage layer
at foundation level. If necessary, suitable sealing and drainage measures should be taken
on top and at the rear of the reinforced fill block to prevent aggressive substances from
entering the reinforced structure.

Drainage layers in reinforced fill structures must be of sufficient thickness to cope with the
anticipated water flow and in filter-relationship with the fill material.

The drainage material shall be spread in seperat layers along with the fill material and
compacted, thus avoiding contamination of the drainage material. Their compaction may
have to be done by using hand-held vibratory equipment.

A system of drainage pipes at the level of the strip footing shall be installed close to the
rear of the facing. Provisions shall be taken to enable maintenance of the drainage pipe
system, e.g. inspection manholes. Additional drainage holes may be required in the facing
units above ground level may be required.

8.1.7 Facings
Facing units shall not be cracked or broken and have to be handled carefully using properly
designed lifting devices connected to their upper edges.

Compaction of the fill or drainage material behind the facing units may change their
alignment and require some realignment to meet the tolerances given in the design.
Depending on the type of the facing unit special clamps or temporary support elements
may be necessary to produce the desired finished face of the reinforced fill structure. E.g.

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joint fillers may be necessary as a provisional measure to adjust the gaps between facing
elements for possible differential settlements as well as for tolerances in the dimensions of
the facing elements.

The joints of facing units shall be sealed, above the ground water level to prevent leaching
out of the fill material. Joints below groundwater level should be left unsealed to allow for
drainage and groundwater flow through the reinforced fill structure.

8.1.8 Selection, Placement and Construction of Fill Material

Reinforced fill structures have the advantage to allow a great variety of fill materials to be
used. The surface on which the reinforcing material is placed must be compacted and
levelled. All elements that might damage the reinforcement at any stage must be removed.

Correct placement and adequate compaction of the fill material are key issues to guarantee
functioning of the structure as anticipated. The thickness placed or levelled must be such
that it is possible to compact to the degree required by the design, e.g. 95 % of Modified
Proctor density. Different compaction requirements or demands to follow a certain
sequence in the compaction work for the areas close to facing or junctions have to be
observed carefully.

The levelling requirements are unless otherwise specified, in the same order as for the
individual layers of normal embankments, e.g. +/- 50 mm. A levelling thickness
corresponding to the spacing of the reinforcement is preferable. Depending on the
maximum stone size in the fill material the layer thickness has to be chosen such that
optimum compaction efficiency can be achieved.

8.1.9 Installation of Reinforcing Elements and Connections

Due to the wide variety of possible processes only a few general rules are given. The
reinforcing elements are placed on the compacted fill and connected to the facing units, or
placed against a permanent or interim face (formwork support), folded back over the
compacted layer and pretensioned. In all cases the instructions given in the design,
guidelines of the material manufacturer or client have to be observed. Connections to the
facings shall be in accordance with the demands and tolerances given in the design
drawings. Special care shall be taken in checking the actual direction of the tensile
elements, position and extent of possible overlaps and the right level of the reinforcement.

8.2 SOIL NAILING

The construction of a soil nailed excavated steep slope may include the following main
processes.
Preliminary work
Excavation / face preparation
Nail installation
Drainage installation
Facing installation
The process is shown in Figure 8.1.

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 Execution

1. Excavation 2. Installation of nails

3. Facing 4. Excavaiton

Figure 8.1 Construction phases of a soil nailed wall

In those cases when soil nailing is used to strengthen existing slopes, excavation and the
facing may be excluded. In this section a brief description of each process is given in
accordance with the draft of prEN 14490. For further details on the requirements related to
execution the standard should be used.

Before the commencement of the execution of the work necessary information has to be
provided to the contractor. This is further discussed in Chapter 10.

8.2.1 Preliminary work

The preliminary work may include all of or some of the following items;
The position and geometri of the slope
Access system for site where the access is limited (e.g. access road, excavated
branches)
Control of surface water and groundwater by installation of drainage. This is done to
make it possible to execute the soil nailing work
Pullout test on trial nails to confirm the assumed pullout strength of the nail
Installation of monitoring system
Trial pits to investigate the stand up time of the facing whitout support

The testing, control and monitoring is further described in Chapter 9.

8.2.2 Excavation and face preparation

Commonly the excavation comprises of an initial excavation (bulk excavation) followed
by trimming of the face. Before commencement of the excavation the following should be
agreed on;
Who is responsible for the overall stability of the slope, and adjacent properties. It may
be necessary with restrictions, e.g. such as excavation in section
Excavation limits such as final slope, extension of the working area, temporary bench
levels
The tolerances of the excavation, such as how many degree divergences may be
tolerated for the slope angle or the tolerance for the height of the temporary bench
levels
Monitoring system to ensure control of the tolerances

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Execution

What actions should be taken if the tolerances are exceeded

How to handle unforeseen circumstances such as boulders and low face stability

Filling material is sometimes observed close to the surface and this material may be of
poor quality and consequently have a short stand-up time. Special measures may be
necessary to prevent their collapse.

The period of time between trimming of the face, installation of nail and facing
construction should be limited. Trial pits during the preliminary work could achieve
guidelines on maximum stand-up time. Based on this information the maximum length of
the face that could be trimmed in advance is determined.

During the excavation the actual ground and water condition should be compared to the
initial site investigation report. If differences are observed it should be reported according
to the tender document. Based on the information changes in the design or action such as
local back filling may be necessary.

8.2.3 Nail installation

The following should be agreed upon before the commencement of the execution of soil
nailing
Type of nail and installation method
Tolerances for the nail layout according to Chapter 9

Two principal methods for installing soil nails exist; direct installation and drilled
installation. The direct installation may be performed by percussive, vibratory or ballistic
methods. Drilled installation methods with grouting may involve either gravity or pressure
grouting.

The installation method should be chosen considering the specific site conditions. A
different installation technique or relocation of the nail should be considered, if obstruction
such as boulders prevents the installation of the nail to full length or with the correct
alignment. Nails already fully or partially installed should not be removed.

During transportation and storage the nails should be handled with care to guarantee the
quality of the nail. All nail installation should be carried out in a controlled manner so that
the disturbance of the ground and the previously installed nail is limited. Before
installation the nails should be controlled so that they are in a condition fulfilling the
requirements in the design.

The control, which should be performed during the installation, is described in Chapter 9.
8.2.3.1 Direct installation methods
The direct installation methods install a driven nail utilising percussive, vibratory or
ballistic methods. For direct installed nails the reinforcing element usually is in direct
contact with the soil, without any grout. In those cases that the nail is not manufactured in
one piece it is important that the joint is performed in a way that it does not influence the
load transfer mechanism.

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The nail needs to have sufficient stiffness to be driven into the soil to avoid buckling. The
required stiffness needs to be determined considering the ground condition (degree of
compaction) and the installation-driving tool.

During the installation the driving time and the depth should be recorded. The driving time
gives an indication if layers of stiffer or weaker ground are found along the nail.
8.2.3.2 Drilled installation methods
Drilled installation methods include mainly two different installation techniques;
1. Regular nail - A hole is drilled and the reinforcing element is installed in the centre of
the hole. The hole is then filled with grout from the bottom of the hole to the top. The
reinforcing element may be installed after the hole has been filled with grout.
2. Simultaneously drilled and grouted - The nail itself is used as drill. During drilling the
hole is simultaneously grouted. After installation the drillbit is left in the hole as the
reinforcing element.

The drilling technique should be chosen so that the following is ensured;

The nominal nail diameter is achieved along the entire length of the nail.
The borehole should be drilled to a depth to ensure that the nail will have the required
design length. It may be necessary to use over-boring with some drilling techniques.

To ensure that a minimum required cover of grout is achieved along the entire length of the
nail spacers should be evenly spaced along the nail. It is recommended that the soil nail be
grouted as soon as possible after it has been drilled, at least the same day.

There are mainly three different types of drilling according to draft prEN 14490;
Open hole drilling
This type of drilling with augers may be used in self-supporting soils. Excessive
removal of soil during the drilling due to e.g. collapsing soil stratum should be avoided.
If there is a risk of borehole collapse the use of hollow stem augers may be useful to
allow for installation of the reinforcing element and grouting before withdrawal of the
auger.
Flushing techniques may be used in all types of soil as long as a suitable flushing
material considering the soil material is used. In self-supporting soil, air may be used
and denser fluid (e.g. grout) in less stable holes.
Cased hole drilling
This method is used in soil that will not stand open along it entire length until it has
been grouted. In soil that is not self-supporting the grouting should be done before the
removal of the casing.
Drilling with reinforcing element
A drillbit is applied to the reinforcing element. Grout is commonly used as flushing
medium. In some cases the simultaneous drilling and grouting will result in an enlarged
grouted body, consequently the rate of drilling, grout pressure and flow rate should be
adjusted to suite the soil conditions.

The second part of the drilling installation techniques is the grouting, which could be
performed either as gravity grouting or pressure grouting.
a) Gravity grouting
A tremie tube is advanced to the bottom of the borehole and grouting is performed
without interruption from the bottom of the borehole to the tube until a non-diluted,

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Execution

non-contaminated mix emerges from the top of the borehole. The withdrawal rate of
the tremie should guarantee that the end of the tremie pipe is below the grout surface
during the entire procedure.
b) Pressure grouting
A grout pipe is connected to the reinforcing element and grouting is performed during
driving or after completion of driving.
The system with rotary drilling and simultaneously flushing with grout is sometimes
described as dynamic pressure grouting.

The grouting mixture that is used should be used immediately after mixing and the entire
batch should fulfil the requirement in the design.

The appropriate grouting technique should be chosen to ensure that no features such as air
voids, that could reduce the capacity and durability of the nail, is introduced. During the
grouting volume of grout and grouting pressure for each nail should be recorded.

If hollow stem auger methods are used the auger rotation should not be reversed during the
extraction since this may cause soil to mix with the grout and reduce grout strength.

8.2.4 Drainage installation

An effective system for drainage is an important part of the soil nailing construction.
Surface water and groundwater may have detrimental influence on the wall. It is therefore
important with drainage both during construction and design life. If unexpected
groundwater conditions are observed during the execution it may be necessary to upgrade
the drainage system.

Surface water may be controlled by e.g. cut-off trenches or channels. These should
normally be installed before the execution of the soil nailing starts. Internal drainage or
drainage blanket immediately behind the facing may control groundwater. Water from the
drains should be collected at one point and discharged in accordance with the
environmental regulations.

There are mainly three different types of drainage;

1. Surface drainage (e.g. sheeting, channel, trench)
2. Facing drainage (e.g. geotextile filter, weep holes)
3. Sub surface drainage (e.g. drainage pipe)

In Chapter 2 the three different types of drainage are shown.

On the surface above the soil nailed face, sheeting maybe applied to control the surface
water. Special attention should be paid to the overlapping to the sheet to prevent water
from entering between sheet and ground. It may be necessary to pin the sheeting to the
ground to avoid that it will lift due to wind forces.

Drainage channels commonly constructed in concrete could be used to collect the surface
water. If used it is important that they are constructed so that they have a continuos fall to a
collection point and that all joints are watertight. The channel should be constructed with
expansion joints to allow for differential settlement and thermal movement. The
construction should also ensure that there is no ponding and prevent water to pass into the
soil below the channel.

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 Execution

A trenched drain is another possibility for collecting the surface water. The excavation of
the trench should be performed in a controlled manner, minimising the time the trench is
left open. Before back filling the trench it maybe lined with a geotextile to prevent fines
from clogging the drain in the long term. The drain (perforated pipe or well screen) should
be inspected for damage, so it can be ensured that it will work as a continuoes drain. The
drain should fall continuously to the collection point.

To control the water behind the facing geotextile drainage filters may be applied. Com-
monly the geotextile drainage filter is placed vertically at specified intervals. In some cases
it may be suitable with additional horizontal strips at each shotcrete joint or in areas with
much water. To avoid that the quality of the concrete facing is affected, it is recommended
that not more than 15 percent of the facing area be covered with filter. The drain must be
continuoes from the top of the wall to the bottom, and connected with sufficient overlap to
ensure continuity of the hydraulic flow. The filter must be securely fixed to the ground to
avoid voids behind the facing. Necessary actions should be taken to prevent damage to the
filter during subsequent excavation and facing phases.

If shotcrete facing or other low permeability facing is applied weep holes should be used.
The weep holes with a minimum diameter of 25 mm allow the free flow of water from the
back of the facing. If it is possible the facing drainage system should be tested prior to
application of facing.

In some cases it may be necessary to use sub-surface drainage and if applied the drainage
should have a minimal fall of 5 percent towards the facing. A method of installation should
be chosen that ensures that the pipe is not damaged and that soil is not smeared over the
filter. The connection between the drain and the facing should be performed in such a way
that the water passes through the drain and not erodes the soil around the connection point.

De-watering systems are not normally used since soil nailing usually is performed above
the groundwater level.

8.2.5 Facing installation

The facing should be installed as soon as possible after excavation and installation of the
nail to avoid local failure of the surface. In some cases it might be necessary to perform the
installation of the nails through a protective berm in front of the slope/wall. Another
possibility is to apply a thin layer of shotcrete on the slope directly after excavation.

The maximum height of each excavation stage should be determined based on calculation
and experience from projects with similar soil conditions. It can be necessary to perform
the excavation in slots to avoid failure of the slope before installation of the nails.
Between two excavation stages a minimum time of 24 hours is recommended, to allow the
grout to obtain certain strength.

It is important to consider the drainage of the slope during the execution, an unexpected
waterbearing soil layer may have severe effect on the surface stability. If geosynthetics are
used as facing for a natural slope it is important that the geosynthetic is firmly attached to
the slope so that it will mobilise force at a small movement.

Nordic Guideline for Reinforced Soils and Fills 111

 Quality Control Supervison, Testing, Monitoring

9 QUALITY CONTROL - SUPERVISION, TESTING, MONITORING

This chapter is based on the information in the drafts of the European Execution Standards
for Reinforced Fill (prEN 14475) and Soil Nailing (prEN 14490). Additional information
from other standards and handbooks has been incorporated (e.g. British Standard,
Clouterre, FHWA).

Problems relating to movements in the structure during construction are most common for
reinforced fill structures, especially with facings composed of large single panels. When a
vertical reinforced fill structure is built up in height, the lower layers of soil will
consolidate, causing settlements and outward movements. It is therefore most essential to
ensure the qua-lity of the work and of its material components. Supervision, monitoring
and testing of such structures is undertaken by qualified and experienced specialists in
compliance with the design and the contract documents, c.f. Chapter 10. The contract
documents should define the level and amount of monitoring and testing to be performed
and also define type and accuracy of monitoring required.

Problems relating to movements of reinforced fill structures incorporating wrapped around

or semi-rigid facings during construction are usually not so important. Performance of the
work is comparable to normal earthwork conditions. Supervision, testing and monitoring
of this type of reinforced fill structures have some special features related to the quality of
the rein-forcing materials, their proper storage, protection against damage, pre-tensioning
and e.g. maintenance of vegetation.

For a Soil Nailed structure it is always important that the supervision, testing and
monitoring should be performed to ensure the quality of the work and comply with the
requirements in the tender document, c.f Chapter 10.

9.1 SUPERVISION

9.1.1 Reinforced fill

Supervision should be performed in accordance with the tender document. Supervision
includes records, testing and monitoring and is required during all stages of work: storage
and handling of facing units and reinforcing elements, excavation of foundations,
compaction of fill material and of the drainage material. For reinforced fill structures
incorporating steel and/or geosynthetic reinforcing materials supervision should be
performed according to prEN 14475 (Chapter. 9.1).

The execution of the work needs to be supervised at the different construction stages in
respect to the following details:
site preparation (on site soil conditions for preparation of foundations, groundwater
level, drainage conditions)
Fill material (moisture content, density, grain size distribution, shear parameters,
organic content)
Reinforcing elements (identification, weight/ unit area, cross area, width, thickness,
spacing of transverse members). For geosynthetic reinforcing material a standard
document on quality control on site is in preparation and will be issued as a EN
standard or CEN- Technical report (ref.: CEN TC 189 work item 70)

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Quality Control Supervison, Testing, Monitoring

Facing (storage conditions, overall dimensions, cracks or faults, connection devices)

Drainage (pipes, filter requirements, gradation, organic content)

9.1.2 Soil Nailing

Supervision should be performed in accordance with the tender document. Supervision
includes records, testing and monitoring during the construction.

A nail installation plan should be available at the site and contain the following
information according to the draft of prEN14490
Nail type
Number of nails
Location and orientation of each nail and tolerance in position to an agreed datum.
Required load carrying capacity of the nail (pullout capacity)
Installation technique
Known obstructions and any other constraints on nail activities
Date and time of installation of each nail
Method of corrosion protection
Nail testing undertaken.

As a complement to the installation plan each nail installation should be recorded, and the
following information may be included;
Nail type
Installation date and time
Nail type, diameter, length, and orientation.
Drilling method
Bore hole cased or not cased
Flush method
Underground condition (short description)
Water condition
Consumption of grout
Remarks
Special measures

The record is kept toghether with the other construction records.

9.2 TESTING

9.2.1 Reinforced fill

Testing of the material components for reinforced fill structures should be performed in
accordance with ENV 1977 and the specification of the design. The QA-inspector should
keep regular records covering information required in the projects monitoring plan. This
usually includes both test reports and certifications supplied by the manufacturers of the
reinforcing elements and reports on tests performed on site. The report gives test methods
with corresponding test results, and conclusions on compliance with specified
requirements.

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 Quality Control Supervison, Testing, Monitoring

9.2.1.1 Tests for fill material

Testing of the fill material should be performed for the materials used on the site in the
form of:
Field trials for checking dry density and compaction moisture content
Laboratory tests or field tests for shear strength of the soil

The following tests may also be performed

Laboratory tests to determine fill-reinforcement friction
Laboratory tests on electro-chemical properties of the fill
9.2.1.2 Reinforcing elements
For the reinforcing elements field trials could be performed with the actual fill material and
the compaction equipment used at the site to check the susceptibility of the reinforcement
against installation damage, if there is limited knowledge about the material. For the
reinforcing material delivered to the site the supplier should ensure that the materials fulfil
the requirements of the design. Test methods as outlined in prEN 14475 and in Annex A
should be applied.

9.2.2 Soil Nailing

9.2.2.1 Pullout test

The pullout capacity should always be verified by pullout tests at the site. Below is a short
description of different tests, test equipment, test performances, suggested number of tests
and interpretation of tests. This description is based on the draft of prEN 14490.

The tests might be performed either on a sacrificial nail, i.e. a nail that is loaded to failure
and consequently it can not be included as a working nail in the final structure. A
production nail may also be used. This nail is loaded to its design strength and will
continue to be a working nail in the structure after the test.

DIFFERENT TYPES OF TESTS

Depending on the purpose of the test there exist different types of principal soil nail load
tests.
A design investigation test is performed during the design of the soil nailing at the
actual location of the structure, to obtain a value of the pullout capacity for design.
Sacrificial nails are used and the obtained value of the pullout capacity should be used
with caution if a different nail or installation technique is used.
A suitability test is performed either before the construction or during the initial
construction stage to verify that assumed pullout capacity in the design is obtained in
the field. If the required pullout capacity is not obtained the design might need to be
changed. This test is commonly performed on a sacrificial nail.
An acceptance test is performed to verify an acceptable load-deformation behavior of
the nail at the working load. These tests are performed during the production. In this
case it is important not to overstress the nail so that the bond between the nail and soil
or the corrosion protection system is damaged.

TEST EQUIPMENT
The testing equipment consists of the following main items;
Stressing device

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Quality Control Supervison, Testing, Monitoring

The stressing device should be designed so that the load could be applied axially to the
test nail. It is also preferable if the length of the stroke of the hydraulic jack is enough
to avoid resetting during the test.
Load measurement
There are two different ways of measuring the load either indirectly by monitoring the
hydraulic pressure in the stressing device or directly by a load cell. The measuring
device should be calibrated to an accuracy of 1-2 percent of the maximum test load.
Reaction system
It is important to construct a reaction system that is stiff enough to provide a support to
the maximum test load and at the same time makes sure that it does not influence on
the measured pullout capacity.
Displacement measurement
Dial gauges with an accuracy of at least 0.1mm should be used with a accurracy of
0.02 mm. At least two dial gauges should be used to provide an average reading if the
set-up is not perfectly centric. It is important that they are separated from the stressing
device and attached to a free-standing frame that is rigid enough to ensure that it does
not move due to other effects such as vibration, climatic conditions and so on.

TEST PERFORMANCE
For a design investigation and suitability test of the nail the following steps are included;
Apply a small load (not exceeding 10 percent of the anticipated failure load of the nail)
to align the test equipment.
Apply the load in increments. Aim for at least 10 steps before failure and consequently
apply one tenth of the anticipated failure load in each increment. For each step the
displacement should be recorded at 1, 2, 4, 8 and 16 minutes. If the movement of the
nail between 8 and 16 minutes is greater than 0.1 mm additional measurement at 32
minutes should be performed.
The stepwise increase of the load is continued until failure.

For acceptance test the nail is only loaded to a load corresponding to the design load times
a proof factor. The factor may be taken equal to the partial factor applied during the design.
Since the only purpose of this test is to verify that the nail performance at the working load
is acceptable, the number of increments may be reduced compared to test performed on
sacrificial nail.

To ensure that the load transfer is only occurring in the bonded length of the nail a critrion
for a minimum displacement has been established. The displacement of the nail head
should be larger then the theoretical elongation of the unbounded length of the nail.
UL 106
L 0.8 P
AE
P is maximum applied load (kN)
UL is unbounded length (m)
A is cross-sectional area of the steel (m2)
E is young modulus of steel (200 GPa)

SUGGESTION OF NUMBER OF TESTS

Table 9.1 is taken from the draft of the European Execution Standard for Soil Nailing
prEn14490 and gives a suggestion for the number of load test, which should be performed.

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 Quality Control Supervison, Testing, Monitoring

The number of tests depends on whether the soil nailed structure could be classified as a
category 1, 2 or 3 structure.
Category 1 structure negligible risk to property or life
Category 2 structure no abnormal risk to property or life
Category 3 structure all other structures not included in category 1 or 2
Table 9.1 Suggested minimum frequency of load test according to draft of European
Execution standard for soil nailing
Suggested minimum Frequency of Load tests
Test type Investigation Suitability Acceptance
N > 1 per 1.5 m2 N< 1 per 1.5 m2
28

Category 1 Optional Optional Optional Optional

Category 2 Optional S2 A2a A2b
Category 3 Optional S3 A3a A3b

Below the abbreviations in Table 9.1 are explained;

S2 If no experience of the specific soil type then at least 1 test nail per soil type
(layer) should be performed and the total number of test nails should be at least 3.
If there is experience of the soil type at the site (tests or soil nailed structures have
been performed in similar conditions) the suitability tests are optional.
S3 As for S2 but the number of test nails should be a minimum of 2 test nails per soil
type and the total minimum of test nails should be 6.
A2a If the slope that should be nailed covers an area less than 1000 m2 the number of
tests should be 5.
If the slope is greater then 1000 m2 than at least 1 test per 400 m2 slope should be
performed.
A2b If the number of nails is less then 200 than 3 tests should be performed
If the number of nails is greater than 200 then 1.5% of the nails should be tested.
A3a If the slope that should be nailed covers an area less then 1000 m2 the number of
tests should be 5.
If the slope is greater than 1000 m2 then at least 1 test per 200 m2 slope should be
performed.
A3b If the number of nails is less than 200 then 5 tests should be performed
If the number of nails is greater then 200 than 2.5% of the nails should be tested.
For all acceptance tests the following criterion should also be fulfilled. At least one test
per type of soil and excavation stage.
It is also important to distribute the test nails evenly throughout the structure.

INTERPRETATION OF TEST RESULT

The results from the tests are plotted in a force vs. displacement graph. In those cases
where a distinct peak value is obtained it is quite easy to evaluate the maximum pullout
capacity. If no distinct peak is obtained another failure criterion has to be used. One
suggestion is to use the force the movement continues without application of any more
loads.

A distinct peak value indicates a brittle failure of the nail. However it is preferable to
obtain a ductile failure and consequently it might be better to use the residual value in the

28
Number of nails per m2 of slope

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Quality Control Supervison, Testing, Monitoring

design, c.f. discussion about which angle of internal friction that should be used in Section
2.2.3.
9.2.2.2 Material test
For material delivered to the site the supplier should ensure that the material fulfils the
requirements in the design. Grout and sprayed concrete is mixed at the site and
consequently it is necessary to perform tests to ensure that the material fulfil the
requirements. Grout should be sampled and tested to make sure it has the desired
characteristic strength. For the sprayed concrete tests should be made on both materials
from preliminary test panels and the completed work.
9.2.2.3 Face stability
In some cases it may be recommendable to perform face stability tests to ensure the
stability of the excavation of the soil nailed structure. This test is performed by excavating
a trial pit to a batter and depth equal to the slope angle and bench height in the design. The
width of the excavation should be at least twice the height and the time of observation
should be equal to the anticipated time between the installations of two successive rows of
soil nails.

If differences in soil variation is encountered during the execution of the soil nailing
construction, that were not forseen in the original design, it might be recommendable to
perform additional face stability tests during the execution.
9.2.2.4 Durability
The durability of the soil nail should be verified by ensuring that the characteristics of the
soil nail in the design are fulfilled. The grout quality, grout cover over the entire length of
the nail, quality of any other applied protection system, steel quality should be ensured.
Test nails could be installed at the site, if a soil nailed structure is executed in a particularly
severe environment where the failure of the soil nailed structure would result in major
consequences. A test nail in this case is an identical nails to the one installed as a
production nail but shorter (1-1.5 meters). If the production nail is grouted the test nail is
installed without grout to simulate the influence of cracks in the grout. The test nails are
excavated at regular intervals and the following tests performed;
Visual examination
Determine the comparative weight of the nail
Mechanical tension tests.
Further information about the use of test nails for verification of the long time behaviour of
the soil nail can be found in (Clouterre Schlosser et al., 1991).

9.3 MONITORING

9.3.1 General - Reinforced Fill and Soil Nailing

This general part is mainly based on information from FHWAs field inspectors manual
for Soil Nailing, but is applicable for reinforced fill as well.

The purpose of the monitoring during the construction is to verify that the execution is
performed according to the design and that the assumption made during the design is
relevant. If differences are observed the result from the monitoring enables modification of
the design to ensure a structure with high quality.

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Below is a short summary of monitoring for different parts of the construction that could
be relevant. Additional monitoring may be necessary dependant on the size and location of
the site. Before the commencement of the execution the following should be agreed on:
The responsibility for the monitoring. This person is referred to as QA-inspector in the
following text. Additional information can be found in FHWA field inspectors
manual
The frequency of the inspection
Predicted threshold values and what measure to be taken if the threshold is exceeded
9.3.1.1 Excavation and site preparation
During the preliminary work the QA-inspector should check for any variances between the
actual ground surface elevation and the one shown on the plans.

During the excavation the QA-inspector should control;

That the construction is performed according to the design
The tolerances are not exceeded
Any tendency to stability problems should be noted at the daily inspection of the slope
and adjacent area.
After each excavation step, control that no over-excavation is performed.
Ensure that sufficient time is allowed between successive excavation phases to ensure
that grout has time to cure and achieve necessary grout strength (for Soil Nailing).
Visual inspection of the excavated materials to verify that they comply with the
assumed ground conditions for the design (for Soil Nailing).
Identification of soil types, layers, fractured zones, seepage, sources of water and
verification that they are in accordance with the design assumptions.

If unforeseen circumstances such as changes in ground or hydraulic conditions are

encounter during the execution this should immediately be reported to the appropriate
person according to the tender document.
9.3.1.2 Reinforcement or Soil nail installation
Before installation of the reinfrocement/nail the following should be controlled;
That the reinforcing element and the grout fulfil the requirement of the design.
The delivered steel elements have the required sacrificial thickness and correct steel
quality.
That the corrosion protection system has not obtained any damage during
transportation or storage.

During the installation the following should be controlled;

The nail is installed according to the tolerances specified in the design
The connection to the face is in accordance with the design and is securely fastened.
Ground conditions, if differences with the anticipated ground conditions are observed
necessary action should be taken.
And for nails:
For drilled nails it should be verified that the hole is drilled within acceptable
tolerances of the specified alignment, length and diameter. It may also be relevant for
some soil conditions to inspect the holes for caving.
For grouted nails it should be verified that centralisers are installed with specified
intervals and that they do not prevent the flow of the grout. Minimum grout cover

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Quality Control Supervison, Testing, Monitoring

should be obtained. Verify that the reinforcing element is placed in the centre of the
hole.
Verify that the nails are installed to required length and with correct alignment. An
allowable inclination tolerance of 3 is common.
For longer nails couplers are commonly used to join sections of reinforcing elements.
In this case it is important to control equal thread penetration into the coupler. To avoid
uncoupling it is equally important to ensure that the thread is locked.

9.3.2 Reinforced fill

9.3.2.1 Facing
During the construction:
Check that the material properties of the facing are according to the design
Confirm that type and geometrical dimensions of the facing are correct
9.3.2.2 Drainage
If facing drainage and weep holes are used it should be verified that these have been
installed as specified and provide continuous drainage path
If a geosynthetic sheet drainage is used at the rare of the facings it should, during
construction, be regularly inspected against damage and repaired to maintain its
serviceability

9.3.3 Soil Nailing

This chapter is mainly based on FHWAs field inspectors manual for Soil Nailing.
9.3.3.1 Grouting
During the grouting the QA-inspector should control the following;
For gravity grouted nails verify that grouting is starting at the bottom of the hole and
the tremie pipe always remains below the level of grout as it is extracted.
Measure and record the volume of grout placed in the hole. Calculate the grout take as
the actual volume of grout placed in the hole divided by the estimated hole volume.
Verify that the auger is not reversed during withdrawal.
The grout should be mixed according to the approved mix design.
Confirm that the grout has the required strength. Tests on grout cubes.
Verify the bonded and unbounded length of the test nails.
9.3.3.2 Drainage
If sheeting drainage is used it should be regularly inspected and repaired to maintain its
serviceability.
If facing drainage and weep holes is used it should be verified that it has been installed
in as specified and provide continuos drainage path.
9.3.3.3 Facing
For the facing it is important to verify during the execution that the facing is performed
according to the design.
Check that the material properties of the facing are according to the design
Confirm that the layout of the facing is correct e.g.
number of welded wire mesh or geonet is correct and that they have the
prescribed overlap,
control the thickness of the sprayed concrete,

120 Nordic Guideline for Reinforced Soils and Fills

 Quality Control Supervison, Testing, Monitoring

the final grading of slope is according to the design

For excavated slopes it is also important to make sure that the facing (usually shot-
create) is applied in the specified time limit to avoid failure of the excavation step.
9.3.3.4 Corrosion protection system
During the installation of the soil nails it should be verified that the installation procedure
do not damage the corrosion protection system; e.g.
Control that the delivered steel core has the required sacrificial thickness and correct
steel quality
Control that centralisers are installed with the required distance along the nail to
guarantee the prescribed grout cover
Control that there is no damage (cracks) in the protective cover of the nail.

Nordic Guideline for Reinforced Soils and Fills 121

 Procurement

10 PROCUREMENT

10.1 THE OBJECTIVE OF THIS CHAPTER

There are, in principle, two distinct types of contract for civil engineering and building
work, construction contract and design and construct contract, in Swedish (utfrande
entreprenad, generalentreprenad) and (totalentreprenad) respectively. However, these
types are seldom used in their pure form; in reality much contract work contains a mixture
of both in one or more parts. In the following sections two different types of contracts are
described.

The objective of this chapter is to discuss the effect of the chosen type of contract on
procurement, the contents of the tender document and the responsibility for different
activities. In this guideline only the two main types of contracts in their original form are
considered design and construct and construction contract. However, a number of
other models of contract exist, such as perform operate transfer, etc, but they are not
discussed here.

The main objective of the chapter is to raise the questions that need to be considered for
execution of the work. The responsibility for different activities may vary between
different projects and the suggestions in this chapter should only be considered as
suggestions. However, it is recommended that the responsibility of different activities be
agreed upon before commencement of work.

10.1.1 Construction contract

The employer (bestllaren) provides the design documents to the contractor
(entreprenren) and the contractor executes the works in accordance with the employers
design. The design concept also includes the functioning of the project, which
subsequently falls under the employers responsibility.

The employer may contract the various trades companies (earthworks, building,
installations etc) and manage the whole of the works himself, or contract a main contractor
general contractor for carrying out the works under a single contract (general con-
tract, Swedish generalentreprenad). Trades that do not fall within the main contractor's
area of business would be sub-contracted by him.

10.1.2 Design and construct contract

The employer transfers the design work upon the contractor, who will undertake the full
responsibility for the whole of the execution of the project work, including its proper
functioning.

The employer defines the principal layout, the function and other requirements in a pro-
gramme, which will be the basis for the tendering and the contract with the successful
contractor.

The contractor usually assigns the design part to a consulting company, which carries out
the design calculations and prepares the drawings, specification etc, for the execution

Nordic Guideline for Reinforced Soils and Fills 123

Procurement

under a sub-consultancy contract. The contractor also sub-contracts works, if any do not
fall under his field of business.

10.2 CONTENTS OF THE TENDER DOCUMENT

10.2.1 Information which needs to be considered

The tender documents will consequently depend on the type of contract applied. However,
the same information requires to be considered for the execution but the responsibility of
providing or obtaining the information will fall upon either party depending on which
contract type is chosen.

The information that needs to be considered and the distribution between the parties with
respect to obtaining or providing the information, for respective type of contract, is
presented in Table 10.1 to Table 10.5.

The party who provides the information is responsible for its correctness.

The guideline presents the information as complete as possible, considering that the main
purpose of the contents is to encompass information required.

The actual type of contract or mixture of contracts should be taken into consideration when
reading the tables and therefore as said before the suggested responsibility should be
considered as indicative only.

10.2.2 Tender document for Construction contract

10.2.2.1 Information provided by the Employer

In the case of a construction contract it is the employers responsibility to provide the
contractor with documents with sufficient information to build the structure. This is
commonly done in the tender document. Example of the information that is important to
include in the documents, either in specifications and/or drawings, is suggested in Table
10.1 to Table 10.5. The structure should be shown both in plans, sections and details.
10.2.2.2 Information provided by the Contractor
The contractors responsibility is to make a programme for the execution based on the
information from the client. The execution could not take place untill for employer has
approved this programme.

10.2.3 Tender document for Design and construct contract

10.2.3.1 Information provided by the Employer

As mentioned previously the responsibility of the employer for this type of contract is to
provide the contractor with a list of requirements. This list is essentially covered in Table
10.1.
10.2.3.2 Information provided by the Contractor
The responsibility of the contractor is to suggest a design and construction programme and
provide documentation of the design to the employer, to prove that the structure will fulfil
the requirements.

124 Nordic Guideline for Reinforced Soils and Fills

 Procurement

The programme of design includes the following information:

Assumptions and the main calculation steps
The failure modes and the earth pressure for reinforced walls
The critical failure surface and the corresponding factor of safety for reinforced and
unreinforced slope for soil nailing
The critical failure surface and the corresponding factor of safety for reinforced and
unreinforced embankment for embankments on weak ground
The stability and deformation for embankments on improved soil
List of computer codes used for design including version number
If the design is performed as a hand calculation this should be shown in the
documentation

The programme includes the information relevant to a design and construct contract
according to Table 10.1 to Table 10.4. The construction could not take place untill the
Employer has approved the programme.

The contractor also establishes a programme for execution. This document includes the
information according to Table 10.5 and is to be approved by the employer before the
commencement of the work..

To verify that the structure is performing according to the requirements by the employer
the contractor establishes a programme for the control according to Table 10.5. The
programme of control should also include the extent of records/documentation during the
execution and is to be approved by the employer.

Nordic Guideline for Reinforced Soils and Fills 125

Procurement

Table 10.1 General information (ex.)

TYPE OF CONTRACT
C29 D AND C30

Contractor

Contractor
Employer

Employer
GENERAL INFORMATION

REQUIREMENTS:
On the final function of the structure (x)31 x32
Level of safety (x) x
On the geometry of the structure x x
Esthetical aspects of the construction x x
Permissible deformations of the structure during service life x x
Loading (permanent, temporary and dynamic) (x) x
Service life (temporary, permanent) (x) x
Requirements on measurement equipment, type and quantity x x
Regulations and standards applied x x
Type of structure if there are any requirements or wishes from the x x
employer

RESTRICTIONS:
Restriction of available time for construction or other limiting x x
factors such as for railways and roads on-going traffic during
construction
Restriction on the construction method due to environmental x x
consideration, noise, vibration and pollution or other aspects
Restriction due to tidal working or cold climate x x
Restriction due to archaeological constraints x x
Any legal restriction (e.g. lowering of groundwater not allowed) x x

GENERAL INFORMATION ABOUT THE SITE:

A Ground Investigation Report including the groundwater x x
conditions
Co-ordinate points for setting out x x
Information about adjacent structures and roads; this includes x x
underground structures such as services

29
Construction contract
30
Design and construct contract
31
(x) the employer has this information and may provide the contractor with it.
32
x party marked with x should provide the opposite party with information

126 Nordic Guideline for Reinforced Soils and Fills

 Procurement

Table 10.2 Information about the structure (ex.)

TYPE OF CONTRACT
C33 D AND C34

Contractor

Contractor
Employer

Employer
INFORMATION ABOUT THE STRUCTURE

DESIGN PARAMETERS OF FILLING AND GROUND (x)35 x36

(e.g. friction angle, cohesion, density, water)

THE STRUCTURES GEOMETRY AND LOAD (x) x

Sections of the structures geometry including the soil profile and x x
ground water level
Assumed load and load distribution of external loads and earth (x) x
pressure
Design model both for the reinforcement and the facing if (x) x
applicable
Definition of the factor of safety and chosen level of safety (x) x

THE LAYOUT OF THE STRUCTURE

The reinforcement extension in the longitudinal and transverse x x
direction of the structure including tolerances
For soil nails , their position, angle of installation, length and x x
tolerances

33
Construction contract
34
Design and construct contract
35
(x) the employer has this information and may provide the contractor with it.
36
x party marked with x should provide the opposite party with information

Nordic Guideline for Reinforced Soils and Fills 127

Procurement

Table 10.3 Information about material properties for Reinforced Fill (ex)
TYPE OF CONTRACT
C37 D AND C38

Contractor

Contractor
Employer

Employer
INFORMATION ABOUT PROPERTIES OF THE MATERIALS

GEOSYNTHETIC
Design life x39 x
Design temperature x
Type of geosynthetic (geogrid, geotextile) 40 x x
Tension strength in both direction x x
Requirements on tests that should be performed to verify the x x
strength and the strain characteristic
Type of joint and requirements on its strength x x
Distance between layers of reinforcement x x
Size of the mesh for geogrid related to surrounding soil x x
Type of polymer and its durability( mecahnical, chemical) x x
Durability to UV-radiation x x

FILLING MATERIAL
Design life (x) x
Grading, permeability x x
Thickness of layers, compaction x x
Durability (x) x

DRAINAGE
Type of drainage, drainage capacity x x
Design life (x) x
Durability (x) x

FACING
Design life (x) x
Type of facing x x

37
Construction contract
38
Design and construct contract
39
x party marked with x should provide the opposite party with information
40
do not mentioned specific product

128 Nordic Guideline for Reinforced Soils and Fills

 Procurement

Table 10.4 Information about material properties for Soil Nailing (ex)
TYPE OF CONTRACT
C41 D AND C42

Contractor

Contractor
Employer
Employer
INFORMATION ABOUT PROPERTIES OF THE MATERIALS

SOIL NAIL
Design life (x)43 x44
Strength of the soil nail (tension, shear and bending) (x) x
Pullout capacity (x) x
Type of soil nail (grouted, driven) 45 x x
Durability x x

SOIL PROPERTIES
Assumed design values (x) x
Assumed groundwater conditions (x) x

DRAINAGE
Type of drainage x x
Design life x x
Drainage capacity (x) x
Durability (x) x

FACING
Design life (x) x
Type of facing x x

41
Construction contract
42
Design and construct contract
43
(x) the employer has this information and may provide the contractor with it
44
x party marked with x should provide the opposite party with information
45
type but not specific product

Nordic Guideline for Reinforced Soils and Fills 129

Procurement

Table 10.5 Information related to execution and control (ex)

TYPE OF CONTRACT
C46 D AND C47

Contractor

Contractor
Employer

Employer
INFORMATION RELATED TO EXECUTION AND CONTROL

EXECUTION OF REINFORCED FILL

Orientation of the geosynthetic x48 x
Direction of the laying and compaction of filling x x
How to perform the joints x x
Whether or not the reinforcement should be pre-stretched x x
Restrictions such as: maximum time that the geosynthetic may be x x
exposed to sun, thickness of layer above the geosynthetic before
allowing traffic on it, temperature, equipment, environment

EXECUTION OF SOIL NAILING

Information about sequences of excavation x x
Any restriction for the execution x x

RECORDS
Specify the different records and their extent x x
How and when the records should be provided to who x x
Responsibility to file the records and for how long time x x

CONTROL
The required control (type of tests, number) x x
Extent of the control x x
Interval for control x x
Limit value x x
Action programme if the limiting values are exceeded x x

10.3 RESPONSIBILITY FOR ACTIVITIES

In Table 10.6 to Table 10.8 a number of activities are listed. The contract document should
clearly define who is responsible for each activity, employer or contractor. Either a
consultant or a technical representative may perform the responsibilities of the employer.
However, it is equally important to clearly define the responsibility of these two parties
before the com-mencement of the work.

It is important to define the supplier or source of materials before the commencement of

the work. After each table a list of activity is found that either the employer or the
contractor could make an agreement with the supplier to be responsible for, before the
commencement of the work. However, this does not change the responsibility between the
employer and the contractor.

46
Construction contract
47
Design and construct contract
48
x party marked with x should provide the opposite party with information

130 Nordic Guideline for Reinforced Soils and Fills

 Procurement

Table 10.6 to Table 10.8 should be used as a guideline for how the responsibility for
different activities can be divided between the parties. However, the actual responsibility in
any particular project should always be defined in the contract.
Table 10.6 Activities common for both application (ex.)
TYPE OF CONTRACT
C49 D AND C50

Contractor

Contractor
Employer

Employer
WHO IS RESPONSIBLE FOR DIFFERENT ACTIVITIES

1 Provision of site investigation for execution x x

2 Obtain all legal authorisations necessary for the execution x x
from authorities and third parties
3 Assessment of the site investigation data with respect to the x x
design assumptions
4 Definition of the service life (permanent/temporary) x x
5 Assessment of the construction feasibility of the design x x
6 Definition of the working sequence x x
7 Instruction to all parties involved of key items in the design x x
criteria to which special attention should be directed
8 Definition of level of safety and geotechnical class x x
9 Definition of tolerable limits of the effects of the execution x x
(deformations, settlements, noise, grouting loss etc.)
Especially considering the neighbouring structures
10 Specification for monitoring the effects of structure on x x
adjacent structures (type and accuracy of instrumentation,
frequency of monitoring and measurements) and for
interpreting the results
11 Monitoring of the effects of work on adjacent structures and x x
presenting the results.
12 Supervision of the works, including the definition of the x x
quality requirements
13 Definition of safety factors to be employed x x
14 Responsibility of records during execution x x

Activities that the supplier could be responsible for after agreement with the contractor or
employer.
If required - instructions regarding the working sequence
Definition of the working sequence
Instruction to all parties involved of key items in the design criteria to which special
attention should be directed

49
Construction contract
50
Design and construct contract

Nordic Guideline for Reinforced Soils and Fills 131

Procurement

Table 10.7 Activities related to Reinforced soil (ex.)

TYPE OF CONTRACT
C51 D AND C52

Contractor

Contractor
Employer

Employer
WHO IS RESPONSIBLE FOR DIFFERENT ACTIVITIES

1 Decision to use reinforced soil. Preliminary trials and testing x x

if required
2 Overall design of reinforced soil structure. Determination of x x
necessary properties of the geosynthetic
3 Requirement for corrosion protection x
4 Consideration of the relevant temporary phases of execution x x
5 Execution of material tests x x
6 Execution of tests at the site if required x x
7 Evaluation of the results of the preliminary tests x x
8 Selection of the reinforced soil system x x
9 Detailing of the corrosion protecting system x x x
10 Assessment of the reinforced soil system and definition of the x x
working procedures
11 Definition of the dimensions, location and orientation of x x
geosynthetic
12 Execution of works, including monitoring x x

Activities that the supplier could be responsible for after agreement with the contractor or
employer:
Overall design of reinforced soil structure. Determination of necessary properties of the
geosynthetic
Consideration of the relevant temporary phases of execution
Execution of material tests
Execution of tests if required
Detailing of the corrosion protecting system
Definition of the dimensions, location and orientation of geosynthetic
Execution of works, including monitoring of the structure

51
Construction contract
52
Design and construct contract

132 Nordic Guideline for Reinforced Soils and Fills

 Procurement

Table 10.8 Activities related to Soil Nailing (ex)

TYPE OF CONTRACT
C53 D AND C54

Contractor

Contractor
Employer

Employer
WHO IS RESPONSIBLE FOR DIFFERENT ACTIVITIES

1 Decision to use soil nailing x x

2 Perform preliminary trials and testing if required, provision x x
of specification
3 Overall design of soil nailing, calculation of the soil nailing x x
forces required and the overall stability requirements
4 Requirements for corrosion protection, consideration of the x x
relevant temporary phases of execution
5 Execution of trials if required x x
6 Selection of the soil nailing system, detailing of the corrosion x x
protecting system, specification of nailing spacing and
orientation and of nailing load
7 Assessment of the soil nailing system and definition of the x x
working procedures
8 Execution of soil nailing works, including monitoring of the x x
nailing parameters

10.4 DEFINITION OF REPORTING PROCEDURE

The following aspects should also be agreed upon before starting the work:
Reporting procedure for how to deal with unforeseen circumstances
Reporting procedure if the conditions at the site are not according to the assumptions in
the design. Relevant actions to be taken under different circumstances
Reporting procedure if observational method is applied

53
Construction contract
54
Design and construct contract

Nordic Guideline for Reinforced Soils and Fills 133

 References

11 REFERENCES

Carlsson, B. (1987) Armerad jord berkningsprinciper fr vertikala vggar, branta slnter,

bankar p ls undergrund, bankar p plar published by Terrateam AB
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investigation and evaluation methods, Proceedings 10th Scandinavian Corrosion
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British Standard (1995), Code of Practice for Strengthened/reinforced soils and other
fills, BS 8006:1995
Christopher, B.R. Gill, S.A. Giroud, J.P. Juran, I. Mitchell, J.K. Schlosser, F. Dunnicliff, J.
(1990) Reinforced soil structures, Volume 1. Design and construction guidelines,
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DenHoedt, G. (1986) Creep and Relaxation of Geotextile Fabrics, J. Geotextiles and
Geomembranes, Vol. 4, No. 2, 1986, pp. 83-92.
Elias, V. Juran, I. (1991), Soil-nailing for stabilization of highway slopes and
excavations, report No. FHWA-RD-89-198
Gssler, G. (1993b), The first two field tests in the history of soil-nailing on nailed walls
pushed to failure, Symposium Soil reinforcement: full scale experiments of the 80s,
Paris, pp. 7-33
Federal Highway Administration (1994), Soil-nailing Field Inspectors Manual, FHWA-
SA-93-068
FHWA publication NHI-00-043
Franzn, G. (1993), Soil-nailing - Jordspikning, en litteraturstudie, Department of
Geotechnical engineering, Chalmers University of technology, Sweden, Rapport B
93:1(in Swedish)
Franzn G. (1998), Soil-nailing A Laboratory and Field study of Pull-Out Capacity,
Doctoral Thesis, Department of Geotechnical Engineering, Chalmers University of
Technology, Gothenburg, Sweden
FIP-report (1986), Corrosion and corrosion protection of prestressed ground anchorages,
State of the art report, ISBN 0 7277 0265 3
Janbu N, Bjerrum L, Kjrnsli B: (1956) Veiledning ved lsning av
fundamenteringsoppgaver, NGI publication No 16, Oslo
Mitchell, J.K, Villet, W.C.B (1987) Reinforcement of earth walls and embankments,
NCHRP report 270
Rogbeck, Y, Eriksson, HL, Persson, J, Svahn, V (2000). Reinforced piled embankment -
2D and 3D numerical modelling compared with case studies, Proceedings
EUROGeo 2000, European geosynthetics conference, 2, Bologna, Italy, Oct. 15-18,
Rogbeck, Y, Gustavsson, S, Sdergren, I (1999) Reinforced piled embankment field
study in Mnsters Bygg&Teknik nr 1 (In Swedish).
Rogbeck, Y, Gustavsson, S, Sdergren, I, Lindquist, D Ed: Rowe, RK (1998) Reinforced
piled embankments in Sweden - Design aspects, Proceedings International
Conference on Geosynthetics, 6, Atlanta, GA, 25-29 March vol. 2. pp 755-762,.

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Rogbeck Y, Eriksson L, Bengtsson P-E, Eriksson M (1997). Reinforced soil as load

transfer layer, Part 2, basis for guidelines and Appendix with reasons for chosen
model, Reports to the National Road Administration established by Swedish
Geotechnical Institute, Object 1-9410-486. (In Swedish).
Rogbeck, Y, Eriksson, M (1995) Reinforced soil as load transfer layer, Part 1, pre study,
Report to the National Road Administration established by Swedish Geotechnical
Institute, Object 3-9506-309. (In Swedish).
Schlosser, F. (1991), Discussion: the multicriteria theory in soil-nailing, Ground
Engineering, November, pp. 30-33
Schlosser, F. Plumelle, C. Unterreiner, P. Salencon, J. Magnan, J.P. (1991)
Recommendations Clouterre 1991, French national research project Clouterre,
FHWA-AB-93-026
Statens Vegvesen, (1990), "Geoteknikk i vegbygging". Statens vegvesens Report 016
Svan, G, Ilstad, T, Eiksund, G, Watn, A, (2000) Alternative calculation principle for
design of piled embankments with base reinforcement, Proceedings 4th
International Conference on Ground Improvement Geosystems, Helsinki.
Swedish Road administration, (1992), Jordarmering dimensionerande draghllfasthet fr
syntetmaterial ATB publication 1992:10
Sdergren, I. Berglund, C. Franzn, G. Olsson, C. Rogbeck, Y. (1997) Utvrdering av
dimensioneringsmetoder armerad jord, Swedish Geotechnical Society -
Jordfrstrkningskommitt, Juni, Linkping (in Swedish)
Standards
ENV 1991-1: Basis of design and actions on structures - Part 1: Basis of design
SS-ENV 1991-1 NAD: Grundlggande dimensioneringsregler och laster del 1:
Grundlggande dimensioneringsregler
ENV 1997-1: Geotechnical design - Part 1: General rules
SS-ENV 1997-1 NAD: Allmnna regler fr dimensionering av geokonstruktioner
NS-ENV 1997-1 NAD: Geoteknisk prosjektering - Del 1: Generelle regler
Draft prEN14475 Execution of special geotechnical work reinforced fill
Draft prEN 14490 Execution of special geotechnical work Soil-nailing
Standards for Geotextiles
SS-EN 918 Geotextilier och liknande produkter - Provning av dynamisk penetrering
(fallande konmetoden) 1996
SS-EN 963 Geotextilier och liknande produkter - Uttagning och beredning av provkroppar
1995
SS-EN 964-1 Geotextilier och liknande produkter Bestmning av tjocklek vid
specificerade tryck - Del 1: Enkla skikt 1995
SS-EN 965 Geotextilier och liknande produkter - Bestmning av massa per area 1995
SS-ENV 1897 Geotextilier och liknande produkter. Bestmning av
kompressionskrypningsegenskaper 1996

136 Nordic Guideline for Reinforced Soils and Fills

 References

SS-EN ISO 9863-2 Geotextilier och liknande produkter Bestmning av tjocklek vid
specificerade tryck - Del 2: Frfarande fr bestmning av tjockleken av enskilda
skikt i flerskiktprodukter 1996
SS-EN ISO 10319 Geotextilier Draghllfasthetsprovning med breda provkroppar 1997
SS-EN ISO 10320 Geotextilier och liknande produkter Identifiering p byggnadsplatsen
1999
SS-EN ISO 10 321 Geotextilier Draghllfasthetsprovning av sammanfogningar/smmar
med breda provkroppar 1996
SS-ENV ISO 10722-1 Geotextilier och liknande produkter - Metod fr att simulera skada
vid installation - Del 1: Installation i granulra material 1998
SS-EN ISO 11058 Geotextilier och liknande produkter Bestmning av
vattengenomslpplighet vinkelrtt mot planet utan belastning 1999
SS-EN 12224 Geotextilier och liknande produkter Bestmning av hrdighet mot
vderexponering 2000
SS-EN 12225 Geotextilier och liknande produkter Metod fr att bestmma
mikrobiologisk hrdighet genom provning dr provet begravs i jord 2000
SS-EN 12226 Geotextilier och liknande produkter Allmnna provningar fr utvrdering
efter provning av bestndighet 2000
SS-EN ISO 12236 Geotextilier och liknande produkter Statisk punkteringsprovning
(CBR-provning) 1996
SS-ENV 12447 Geotextilier och liknande produkter Provningsfrfarande fr att
bestmma hrdighet mot hydrolys 1997
SS-EN ISO 12956 Geotextilier och liknande produkter Bestmning av karakteristisk
ppningsvidd 1999
SS-EN ISO 12958 Geotextilier och liknande produkter Bestmning av
vattengenomslpplighet i planet utan belastning 1999
SS-ENV ISO 12960 Geotextilier och liknande produkter Provningsfrfarande fr att
bestmma hrdighet mot Vtskor 1998
SS-EN 13249 Geotextilier och liknande produkter Egenskapskrav fr anvndning i
vgkonstruktioner och andra trafikerade ytor (ej jrnvgar och asfaltimplikation)
2001
SS-EN 13250 Geotextilier och liknande produkter Egenskapskrav fr anvndning i
jrnvgskonstruktioner 2001
SS-EN 13251 Geotextilier och liknande produkter Egenskapskrav fr anvndning i
markarbeten samt grund- och stdkonstruktioner 2001
SS-EN 13252 Geotextilier och liknande produkter Egenskapskrav fr anvndning i
drneringssystem 2001
SS-EN 13253 Geotextilier och liknande produkter Egenskapskrav fr anvndning som
erosionsskydd (kustskydd, strandskoningar) 2001
SS-EN 13254 Geotextilier och liknande produkter Egenskapskrav fr anvndning vid
konstruktion av reservoarer och dammar 2001

Nordic Guideline for Reinforced Soils and Fills 137

References

SS-EN 13255 Geotextilier och liknande produkter Egenskapskrav fr anvndning vid

konstruktion av kanaler 2001
SS-EN 13256 Geotextilier och liknande produkter Egenskapskrav fr anvndning vid
konstruktion av tunnlar och anlggningar under mark 2001
SS-EN 13257 Geotextilier och liknande produkter Egenskapskrav fr anvndning i
deper fr fast avfall 2001
SS-EN 13265 Geotextilier och liknande produkter Egenskapskrav fr anvndning vid
deponering av flytande avfall 2001
SS-EN ISO 13427 Geotextilier och liknande produkter Metod fr simulerad
ntningsskada (glidblocksprovning) 1998
SS-EN ISO 13431 Geotextilier och liknande produkter Bestmning av
spnningskrypning och krypningsbrottets beteende 1999
SS-EN ISO 13437 Geotextilier och liknande produkter Metod fr att installera och ta upp
prover frn jord, samt provning av provkroppar p laboratoriet 1998
SS-ENV ISO 13438 Geotextilier och liknande produkter Provningsfrfarande fr att
bestmma hrdighet mot Oxidation 1999
SS-EN ISO 13562 Geotextilier och liknande produkter Bestmning av hrdighet mot
vattengenomslpplighet (hydrostatisk tryckmetod) 2000
STG Teknisk rapport 102 CEN CR ISO 13434 Geotextilier och liknande produkter
Riktlinjer fr bestndighet 1999

138 Nordic Guideline for Reinforced Soils and Fills

 NORDIC GUIDELINES

FOR

REINFORCED SOILS AND FILLS

ANNEX A TO F

Nordic Geosynthetic Group

May 2003

Revision A February 2004

 Table of Content

Table of Content

A MATERIAL PROPERTIES ............................................................................................................ 1

A.1 REINFORCED FILL ...................................................................................................................... 1
A.1.1 General................................................................................................................................ 1
A.1.2 Short Term Mechanical Properties for Geosynthetic Reinforcing Materials........................... 1
A.2 SOIL-NAILING ............................................................................................................................ 4
B PRINCIPLES OF DESIGN ............................................................................................................. 7
B.1 CALIBRATION OF PARTIAL FACTORS........................................................................................... 7
B.2 PARTIAL FACTORS FROM NAD AND NATIONAL STANDARDS ....................................................... 8
B.2.1 Partial Factors of Actions..................................................................................................... 8
B.2.2 Combinations of Actions....................................................................................................... 9
B.2.3 Partial Factors of Geotechnical Parameters ......................................................................... 9
C REINFORCED STEEP WALL ..................................................................................................... 11
C.1 EXAMPLE ................................................................................................................................ 11
C.2 POTENTIAL FAILURE SURFACES STRESS RATIO WITH DEPTH................................................... 14
D EMBANKMENT ON SOFT SOIL ................................................................................................ 17
D.1 EXAMPLE ................................................................................................................................ 17
D.1.1 Ultimate Limit State, Input Data: ........................................................................................ 17
D.1.2 Serviceability Limit State .................................................................................................... 21
E REINFORCED PILED EMBANKMENT..................................................................................... 23
E.1 EXAMPLE ................................................................................................................................ 23
E.1.1 Ultimate Limit State, Input Data: ........................................................................................ 23
F SOIL NAILING ............................................................................................................................. 31
F.1 EXAMPLE - DESIGN OF SOIL NAILING FOR STEEP SLOPES AND EXCAVATIONS............................... 31
F.1.1 Background........................................................................................................................ 31
F.1.2 Preliminary layout.............................................................................................................. 31
F.1.3 Stability analyses................................................................................................................ 32
F.1.4 Verification of chosen soil nailing system............................................................................ 34
F.1.5 Overall stability analyses.................................................................................................... 38
F.1.6 Stability analyses of each excavation stage.......................................................................... 39
F.1.7 Facing................................................................................................................................ 40
F.1.8 Drainage............................................................................................................................ 40
F.1.9 Serviceability state.............................................................................................................. 41
F.1.10 Acknowledgement .......................................................................................................... 41
F.2 EXAMPLE - DESIGN OF SOIL NAILING FOR NATURAL SLOPE ........................................................ 41
F.2.1 Background........................................................................................................................ 41
F.2.2 Preliminary layout.............................................................................................................. 42
F.2.3 Stability analysis ................................................................................................................ 43
F.2.4 Verification of chosen soil nailing system............................................................................ 45
F.2.5 Overall stability analysis .................................................................................................... 49
F.2.6 Stability analyses of each excavation stage.......................................................................... 49
F.2.7 Facing................................................................................................................................ 49
F.2.8 Drainage............................................................................................................................ 50
F.2.9 Serviceability state.............................................................................................................. 50
F.2.10 Acknowledgement .......................................................................................................... 50

Nordic Guideline for Reinforced Soils and Fills III

 A Material Properties

A MATERIAL PROPERTIES

A.1 Reinforced fill

A.1.1 General
Test values of material properties are generally determined by index test methods, ISO-,
CEN-, ASTM-standardised, which allow a direct comparison of different products. Many
of these index methods have shortcomings especially if such determined material
parameters are used for design purposes. The material properties relevant to reinforced fill
applications involve the following categories:
Short term mechanical properties
Long term mechanical properties and creep
Reinforcing material/ soil interaction
Resistance to damage during installation
Long term durability
For some of the material properties alternative standard test procedures will be listed, but
in all cases priority has to be given to EN ISO, ISO, EN or the transformed identical
national standards.

A.1.2 Short Term Mechanical Properties for Geosynthetic Reinforcing

Materials

A.1.2.1 Tensile Strength and Dependent Strain

Tensile strength is measured according to different standards on different specimens. Strain
rates have a remarkable influence for some polymers and for high strength grids of
polyesteryarns or aramide yarns different clamping problems arise.
Table A.1 Standard Test Procedures to Determine Characteristic Values of Strength
Standard Specimen size, mm1 Strain rate
EN ISO 10319 : 1996 200 x 100 20 %/min
ISO 5081 50 x 200 variable f (u)
ASTM D 4595 200 x 100 10 %/min
The tensile test is the basis of characteristic values of strength and strain for reinforcement
applications. Strain should be measured on the specimen by means of an extensometer.
A.1.2.2 Resistance Against Puncture
During installation mineral fill material is dropped on the geosynthetic reinforcement, then
spread and compacted by vibration and heavy static loads. Both the static and the dynamic
puncture test determine index parameters, which may be used as an indication on the
resistance of the reinforcement against puncture.

STATIC PUNCTURE TEST (CBR-TEST) (EN ISO 12236 : 1996)

This test is using elements of a soil mechanical test apparatus (California bearing ratio =
CBR) and also named CBR-test. In the test the geosynthetic material is fixed in rings of
inner diameter 150 mm and a plunger of 50 mm diameter is moved with a speed of 50 10
1
width free length

Nordic Guideline for Reinforced Soils and Fills 1

A Material Properties

mm/ min onto and through the fixed specimen recording force and strain. The test is
applicable to woven and nonwoven geotextiles , but it is not applicable to grids.

DYNAMIC PERFORATION TEST (ISO 13433, EN 918 : 1995) (CONE DROP TEST)
A steel cone of 1000 g mass with defined angle and sharpness is dropped from 500 mm
above the specimen onto the geotextile reinforcing material which is fixed in rings of inner
diameter 150 mm. The diameter of a created hole is measured by means of a measuring
cone of 600 g weight and a smaller angle than the drop cone with a metering scale in mm.

FRICTION PROPERTIES (EN ISO 12957 : 1998)

Tensile load is tranferred to the reinforcing geosynthetics from the soil via friction. The
friction ratio to normal stress is usually expressed as an angle of friction. Lower normal
stresses may be tested by inclined plane test and higher normal stresses by direct shear
(shear box test) or by pulling the geosynthetic out of the soil.

DIRECT SHEAR (prEN ISO 12957-1)

The friction partners to be tested (geosynthetic reinforcing material/ soil) are placed
separately, one in an upper box and the other in a lower box. The lower box is moved in
strain control (for index testing: 1 mm/min) while recording force and strain. The results
for the normal stresses of 50, 100, 150 kPa are plotted and the value of friction angle is
calculated.
Standard Sand
Normal Load

Horizontal Force
Geosynthetic 0.5 mm (max gap)

Specimen

Rigid Base

Figure A.1 Principal arrangement of direct shear test.

INCLINED PLANE TEST (prEN ISO 12957-2)

The friction partners to be tested (geosynthetic reinforcing material/ soil) are set up on a
inclinable table. Slip of materials and inclination are measured while lifting the table by 3
degrees/ min. A movement of 50 mm stops the test and gives the angle of friction for the
chosen material combination. The normal stress must be recalculated for the resulting
angle.
Normal load Displacement gauge
Upper box 300mm x
300mm on rollers or
with a 0.5mm air gap

Soil filled lower box

Specimen

Lifting device
Pivot point

Inclination gauge

Figure A.2. Inclined plane test set up

2 Nordic Guideline for Reinforced Soils and Fills

 A Material Properties

PULL-OUT RESISTANCE (prEN 13738)

A strip of the material (width depending on box width) is pulled out of a soil filled box,
where the soil is loaded normal to the geosynthetic reinforcement material. Force and
strain are recorded for several points of the material inside the box. Results may be
maximum force at rupture or slippage or plots of force versus strain. The corresponding
standardised index test for determining pull-out resistance in soil is prEN 13738.
500

Section 4
400
Section 3
Section 2
Resistance, kN

300
Section 1
200

100

0
0 1 2 3 4 5 6 7 8 9 10
Elongation of section (%)

Figure A.3 Pull-out resistance versus percent strain (%) for different sections of the pull-
out specimen

A.1.2.3 Long Term Mechanical Properties

TENSILE CREEP AND CREEP RUPTURE (EN ISO 13431 : 1996)

Tensile creep tests give information on time-dependent strain at a constant load. Loads for
creep testing are most often dead weights. Creep rupture tests give time until failure at a
constant load. A strain measurement is not necessary for creep rupture curves. The EN-ISO
creep tests require 1000 hours testing, for creep rupture extrapolation to long-term (30, 60,
120 years) a test duration greater than 10 000 hours is necessary. Results are plotted for
creep as linear deformation versus log-time, for creep rupture linear or log-stress level
versus log-time. From creep curves at different stress levels isochronous stress strain
curves may be derived for calculation of the structures deformation at a given time.
Typical curves are shown in Figure 2.5 The creep behaviour of geosynthetics depends
mainly on the polymer used and how the base materials (yarns, tapes) are treated
thermomechanically.
A.1.2.4 Damage During Installation (Index) (ENV ISO 10722-1 : 1997)

As the installation can be the most severe attack to geosynthetic reinforcing elements
during their service life, an estimation of the resistance is to be tested. The EN-
ISO standard applies a cyclic load on a platen (100 x 200) pressing via a layer of
aggregates onto the geosynthetic to be tested. After 200 cycles between 5 kPa and 900 kPa
maximum stress the specimen is exhumed and may be tested for residual strength. A
performance test requires the soil and fill of the site and proper equipment to spread and
compact the material.

Nordic Guideline for Reinforced Soils and Fills 3

A Material Properties

300 mm
Geosynthetic specimen

100 mm

300 mm
250 mm 200 mm

Loading plate
Steel container
in two parts

Figure A.4 Schematic plan of apparatus

A.1.2.5 Durability of Geosynthetic Reinforcement Products

The procedure for judging long-term stability of geosynthetic reinforcement materials is
outlined in the CEN report Guide to durability (document CR ISO 13434).
The requirements on the material properties of the geosynthetic reinforcement are covered
by EN 13251 (the CEN harmonised standard applicable for CE-marking), and
requirements on durability are given in the normative Annex B Durability aspects.

A.2 Soil-nailing

A.2.1.1 Factors influencing the pull-out capacity

The total pull-out capacity that may be mobilised along the nail will depend on three main
parameters; coefficient of friction at the nail interface, normal stress and the perimeter of
the nail, see Figure A.5.
TL = ' N
Normal stress

Coefficient of friction
Surface Area
coefficient of friction
effective normal stress acting on the nail
nail perimeter

Figure A.5 Factors influencing the pull-out capacity

The normal stress is influenced by factors such as:
Type of soil (relative density, angle of internal friction, stiffness, cohesion)
Water content, pore pressure
Type of nail
Installation method
Displaced sand volume
Grouting pressure, borehole geometry
Installation depth, overburden pressure
Time

4 Nordic Guideline for Reinforced Soils and Fills

 A Material Properties

The coefficient of friction is influenced by:

Angle of internal friction (which in turn depends on the mineral contents, grain shape,
grain roughness, stress level, density, and water content)
Cohesion, clay content
Water content
Type of nail (material, nail texture andsurface roughness)

The obtained nail surface area will be influenced by the following factors:
Type of nail
For grouted nails: coefficient of uniformity (grain size distribution), fissures and week
seems, water/cement ratio of grout, size of solids in grout, grouting pressure, shape of
borehole, density
For expansion bolts: degree of expansion, overburden pressure
For driven nails: ribs

Consequently the pull-out capacity depends on a number of factors which interact with
each other in a complex way. An attempt to systematise the influence of the different soil
and nail parameters is made in Table A.2. The influence of time is not considered in the
table. However, test results indicate that for driven nails without ribs the pull-out capacity
tends to increase with time.

Table A.2 Effect of an increase in the magnitude of different parameters on the

pull-out capacity a) soil parameters b) nail parameters
a) Increase of the following Driven nail Grouted nail
soil parameters:
N tan N tan
relative density -
angle of internal friction - -
cohesion - clay content - - -
water content - pore pressure 2 - -
coefficient of uniformity, CU - - -
overburden pressure - -
soil modules -
b) Increase of the following Driven nail Grouted nail
nail parameters:
N tan N tan
soil displacement - -
surface roughness - -
surface texture including any

irregularities (e.g. ribs, lumps of grout)
degree of expansion - n. a. n. a. n. a.
grouting pressure n. a. n. a. n. a. -
water/cement ratio grout n. a. n. a. n. a. - -
percentage of solids in grout n. a. n. a. n. a. - -
increase and decrease in pull-out capacity, n. a. not applicable, - effect not determined

2
for sand/steel interface marginal influence (Potyondy, 1961)

Nordic Guideline for Reinforced Soils and Fills 5

 B Principles of Design

B PRINCIPLES OF DESIGN

B.1 Calibration of Partial Factors

When calibrating partial factors there are a few optional methods:
Calibration with reliability analysis e.g. FORM (First Order Reliability Method)
Design Value Method
Adjustment of traditional calculation models
A combination of the above mentioned methods

A proper reliability analysis is to be preferred in many respects. It gives the opportunity to

include a relevant description of the physical problem at hand and to incorporate the
variable uncertainty in a systematic way. Furthermore, the solution of the problem can be
regarded as an objective solution. However, the mathematics of the problem becomes
easily troublesome and might not be worth the effort. In such cases it can be worthwhile to
use a more simple method, here denoted Design Value Method. Below will be given a
short description of one alternative of such a procedure

ILLUSTRATION OF A DESIGN VALUE METHOD

An important characteristic of reliability analysis, such as FORM, is the so called
sensitivity factors,1, 2,n. The sensitivity factors are measurements of the influence of
the different basic variables on the problem at hand and represent a very important result of
a reliability analysis, for a thorough understanding of a complex problem. In the reliability
analysis the values of the sensitivity factors are a result of the analysis. In the design value
method the sensitivity factors are input parameters. For the sensitivity factors the following
equation applies:
n

i =1
2
i =1 ( B.1 )

This means that the sensitivity factor squared serves as a weight factor for the variable at
hand (the sum of the squares is 100%). The procedure for the simplified Design Value
Method then becomes:
1. Identify different uncertain variables, i.e. variables to which partial factors are applied
2. Appraise a weight factor of the different variables, i. e. to consider both physical
influence of the variable and uncertainty of its value
3. Normalise the sum of the weight factors to 100%
4. Calculate sensitivity factors, i (= the root of the weight factor)
5. Appraise the uncertainty of each variable, e.g. by the coefficient of variation, V
6. Give the target safety level1, in form of the value of the reliability index
7. Calculate the partial factors as exp( i Vi ) 2

1 In Sweden there are 3 classes of safety whereas in the Eurocode there is 1 class.
Class of safety 1: =3,7
Class of safety 2: =4,3
Class of safety 3: =4,7
The class of safety is based on an evaluation of health and life.

Nordic Guideline for Reinforced Soils and Fills 7

B Principles of Design

EXAMPLE - REINFORCED SLOPE

Below is given an example of how to determine a set of the partial factors for a reinforced
slope. The problem is based upon the formulation of the problem given by equation 3.11 in
Chapter 3 Principles of design, with no respect to model uncertainty of the action effects,
i.e. Sd=1.0. The reliability index is set to =4.7, which corresponds to a nominal
probability of failure =10-5
Table B.1 Partial factors in Example
Factor Weight Standardised weight V = e V
[%] [%] [%]
c 20 13.8 0.37 30 1.68
15 10.3 0.32 10 1.16
RN 40 27.6 0.53 10 1.28
20 13.8 0.37 10 1.19
g 15 10.3 0.32 20 1.35
q 10 6.9 0.26 50 1.84
Rd 25 17.2 0.41 25 1.62
Sum 145 100
Comments
1. The example above is only meant as an illustration of how to determine partial factors. In this
simplified Design value method, in comparison to FORM, the appraise of the weight of each
parameter is made subjectively, while in FORM a calculation is made of correct values in
respect of :
physical influence on the problem and
uncertainty coefficient of variation
2. A number of different combinations of partial factors may give the same final solution. In
problems where some of the partial factors are given, in e.g. Eurocodes, it is advisable to use
these values and adjust others, which are not in the code, accordingly.
3. As mentioned before, in the partial factor 1.35 for permanent load in the Eurocode, the
contribution of model error is included.

B.2 Partial Factors from NAD and National Standards

B.2.1 Partial Factors of Actions

In the Eurocode ENV 1997-1 there is only one class of safety, but in for example Sweden
there are three different classes. Different classes of safety are defined to consider risks to
life and property, where class 1 is defined as little risk and class 3 as great risk to life and
property. The partial factors to use in Sweden according to 2.2 (1)P Swedish NAD SS-
ENV 1991-1 are as follows.

Class of safety 1: d=0.83

Class of safety 2: d=0.91
Class of safety 3: d=1.0

V
2 e is an approximate formula to determine partial factors based on log normal distributed parameters
with a moderate uncertainty. Furthermore it is based upon the assumption that the characteristic value is
chosen as the mean value. This should not be interpreted such that the log normal distribution is a
comprehensive distribution, which can replace other distributions in detailed analyses. Only that it might
work as a simple engineering tool for rapid assessments.

8 Nordic Guideline for Reinforced Soils and Fills

 B Principles of Design

The partial factor is applied to the action. The safety level used in Eurocodes corresponds
to class of safety 3 according to SS-ENV 1991-1.

B.2.2 Combinations of Actions

The main combination rule for Ultimate Limit States is in the Swedish NAD, replaced by
two alternative rules. These mean that the dominant variable action is combined with either
A reduced value of the permanent actions
or
The permanent actions are combined with the combination values of all variable
actions.

The reduction factor in the first case is 0.89. In the mentioned combination rules are also
incorporated the factors for the class of safety, see B.2.1.

B.2.3 Partial Factors of Geotechnical Parameters

Table B.2 Partial material factors m3 - ultimate Limit State in persistent and transient
situations, according to Norwegian standard NS-ENV 1997-1 NAD:1997
Ground Properties
Case
tan c cu qu
Case A 1.10 1.10 1.20 1.20
Case B 1.00 1.00 1.00 1.00
Case C 1.20 1.20 1.30 1.40

Table B.3 Partial material factors m3 - ultimate Limit State in persistent and transient
situations, according to Swedish standard SS-ENV 1997-1 NAD
Ground Properties
Case
tan c cu qu
ABC3 1.20 1.60 1.50 1.60

3 In Sweden there is only one case.

Nordic Guideline for Reinforced Soils and Fills 9

 C Reinforced Steep Wall

C REINFORCED STEEP WALL

C.1 Example

INPUT DATA
A 3 m high reinforced steep wall is to be built with an inclination of 90. The following
data is available with tolerances included in the geometrical parameters. Partial factors
according to prENV 1997-1.

qG=10 kN/m2
G=1.3
=20 kN/m3
=1.0
k1=35
=1.25
c=0
1=0.9

=20 kN/m3
=1.0
k2=30
=1.25
c=5 kN/m2
c=1.6
2=0.8

Figure C.1 Example Steep Wall

The partial factor for pull-out resistance and sliding is assumed to be P=1.3 and S=1.3
respectively.

Ground water table is assumed below foundation level.

The friction angle and active earth pressure is

tan k tan 35
tan d = = = 0.56 , i.e. d29 ( C.1 )
1.25

d
K ad = tan 2 (45 ) = 0.35 ( C.2 )
2

Nordic Guideline for Reinforced Soils and Fills 11

C Reinforced Steep Wall

Vertical stress at bottom of fill:

v d = H + qG G = 20 1 3 + 10 1.3 = 73 kN / m 2 ( C.3 )

u=0

= vd u = 73 kN / m 2
vd

Horizontal stress at bottom level (= maximum horizontal stress):

+ u = 0.35 73 0 = 25.6 kN / m 2
p ad ,max = K ad vd ( C.4 )

REINFORCEMENT SPACING (LAYER THICKNESS):

A layer thickness of 0.5 m is chosen, which requires the following design tensile strength
for the reinforcement at the bottom level.
Td
S vd = Td = S vd p ad ,max = 0.5m 25.6 = 12.8 kN / m 2 ( C.5 )
p ad ,max

LATERAL SLIDING:

( ( ))
0.5 K ad H ? H + 2 q Qd + qG d s
Le ( C.6 )
tan k
h 1

To find minimum length of reinforcement at the base, two cases is considered:

SLIDING ABOVE THE REINFORCEMENT:

0.5 K a H ( H + 2( Q qQ + G qG )) s 0.5 0.35 3(1 20 3 + 2(0 + 1.3 10 ))1.3
Le = = 1.94m
1 tan k1 0.9 tan 35
h 20 3
1.25

SLIDING BELOW REINFORCEMENT:

0.5 K a H ( H + 2( Q q Q + G q G )) s 0.5 0.35 3(1 20 3 + 2(0 + 1.3 10))1.3
Le = = 2.64 m
2 tan k2 0.8 tan 30
h 20 3
1.25
Minimum length of reinforcement at the base (between fill material and foundation soil):
L=2.64 m

TO FIND MINIMUM LENGTH OF REINFORCEMENT AT TOP:

L = LR + LE
( C.7 )
The active zone at the top level (0.5 m below surface):

12 Nordic Guideline for Reinforced Soils and Fills

 C Reinforced Steep Wall

d 29
LR = ( H hi ) tan( 45 ) = (3 0.5) tan( 45 ) = 1.47 m ( C.8 )
2 2
Anchoring in passive zone at level 0.5 m from the top:
= htoplevel + qG G u = 20 1 0.5 + 10 1.3 0 = 23 kN / m 2
vd
( C.9 )

+ u = 0.35 23 0 = 8.1 kN / m 2
p ad = K ad vd ( C.10 )

pad S Vd 8.1 0.5

LE = = = 0.53 m ( C.11 )
21 c 2 0.9 0
( + h tan d ) ( + 20 0.5 tan 29)
p c 1.3 c
Anchoring at top LE = min 1.0 m

Minimum length at top:

L = LR + LE=1.76+1.0=2.47 m

CONTROL OF ANCHORING AT BOTTOM LEVEL:

p ad ,max S Vd 25.6 0.5

LE = = = 0.28 m ( C.12 )
21 c 2 0.9 0
( + h tan d ) ( + 20 3 tan 29)
p c 1.3 c

i.e. LE = min. 1.0 m

CONCLUSION:
Required length of reinforcement:
Top level: 2.47 m
Bottom level: 2.64 m

Note: The reinforcement length is often chosen equal for all layers. For this example the
difference between the top layer and the bottom layer is small and we use equal length for
all layers.

L = 2.7 m for all layers

Tensile Strength:
Minimum long term design strength: 12.8 kN/m (which may correspond to a polyester
reinforcement with short term characteristic strength about 40 70 kN/m depending on
the conversion factors which are specific for each product, see Table C.1.
Table C.1. Conversion factors related to geosynthetic reinforcement
Conversion factors material Factor
Factor of creep - depending on lifetime and only relevant when using the short term ?1
tensile strength.
Installation damage factor ?2
Chemical and biological degradation ?3

Nordic Guideline for Reinforced Soils and Fills 13

C Reinforced Steep Wall

EXAMPLE POLYESTER GRID:

Tsts Td 12.8
Td = 1 2 3 Tsts = m = 1.3 = 52.8 kN / m
m (1 2 3 ) (0.5 0.7 0.9)

L = 2.7 m
Length: L = 2.7 m
cc = 0.5 m Spacing cc = 0.5 m
Long term design strength:
Td =12.8 kN/m
(Short term characteristic strength
Tsts 40-70 kN/m)

L = 2.7 m

Figure C.2 Final layout of the example

C.2 Potential Failure Surfaces Stress Ratio with Depth

When using inextensible reinforcement in the structure the potential failure surface is as
illustrated in Figure C.3. For design of such reinforcement calculations are not further
described here but could be done according to Publication No FHWA-NHI-00-043.

Figure C.3 Location of potential failure surface from internal stability design of MSE
walls6. Inextensible Reinforcement

6
Figure is from Publ. No.: FHWA-NHI-00-043 (Federal Highway Administration (USA))

14 Nordic Guideline for Reinforced Soils and Fills

 C Reinforced Steep Wall

Figure C.4 shows variation of stress ratio with depth. I.e. factor to multiply the active earth
pressure coefficient when using inextensible reinforcements.

Figure C.4 Variation of stress ratio with depth in a MSE wall. Figure is from Publ. No.:
FHWA-NHI-00-043 (Federal Highway Administration (USA)

Nordic Guideline for Reinforced Soils and Fills 15

 D Embankment on Soft Soil

D EMBANKMENT ON SOFT SOIL

D.1 Example
A 2.5 m high embankment with basal reinforcement is built on soft clay with constant
undrained shear strength with depth, cu=10 kN/m2. The soft layer thickness is 2.5 m. Partial
factors according to Eurocode 7 (prENV 1997-1) are applied. No surcharge load is applied.
A geotextile is used as reinforcement.

D.1.1 Ultimate Limit State, Input Data:

Geometry and material data:
Embankment height: H = 2.5 m
Unit weight, fill material = 20 kN/m3
Angle of friction = 38
Undrained shear strength at top of soft soil layer: Cu0 = 10 kN/m2
Factor for increased shear strength with depth: =0
Soft soil layer thickness: t = 2.5 m

Permanent load (dead load): qG = 0

Variable load (live load): qQ = 0

PARTIAL FACTORS ACCORDING TO EUROCODE 7 (ENV 1997-1) (TABLE 3.4, CASE C):
Load factors:
Applied to soil unit mass: = 1
Applied to permanent load: G = 1
Applied to variable load: Q = 1.3

Soil material factors:

Applied to tan : = 1.25
Applied to cohesion intercept: c = 1.6
Applied to undrained shear strength: Cu = 1.4

Reinforcement safety factors:

Reinforcement material factor: re = 1.3
Applied to sliding on reinforcement: s = 1.1
Applied to pull-out resistance: p = 1.3

PARTIAL FACTORS GIVEN FROM TESTS ON ACTUAL REINFORCEMENT USED IN COMBINATION

WITH ACTUAL FILL MATERIAL AND SOFT SUBSOIL (OR GIVEN BY MANUFACTURER/EMPIRICAL
VALUES):

Interaction coefficient geotextile/fill material: 1 = 0.7

Interaction coefficient geotextile/soft soil: 2 = 0.7

Installation damage effect: 2 = 0.77 (i = 1.3)

Environmental impact on durability: 3 = 0.91 (d = 1.1)
Creep factor: 1 = 0.5 (cr = 2.0)
(or the strength could be given as long term strength)

Nordic Guideline for Reinforced Soils and Fills 17

D Embankment on Soft Soil

As a start the slope inclination is assumed to be 1:2, i.e. slope length, Ls = 2*H = 2*2.5 =5
m.

LOCAL STABILITY:
The local stability of the embankment sideslope should be checked, see Equation 5.1:
1 H tan k
= ( D.1 )
n Ls

tan k tan 38 1 1
= = 0.62 = = 0.5 i.e. ok.
1.25 n 2

LATERAL SLIDING STABILITY:

The reinforcement tensile load Tds needed to resist the outward thrust of the embankment is
calculated, see equation 5.2.

To calculate the horizontal force in the embankment we need first to calculate the active
earth pressure coefficient, Ka , as given in equation 5.3:

K ad = tan 2 45 d ( D.2 )
2
where
tan k
d = arctan( ) K a = 0.31

The tensile load generated from lateral sliding, Tds:
(
Tds = 0.5K ad ? H + 2(qQd + q Gd ) H ) ( D.3 )

Tds = 0.5*0.31*(1.0*20*2.5+2(1.3*0+1.0*0))*2.5=19.4 kN (per metre run)

The minimum reinforcement bond length, Le , to prevent horizontal sliding, see Equation
5.4
( ( ))
0.5 K ad H ? H + 2 q Qd + q Gd s
Le ( D.4 )
tan k1
h 1

where h is average fill height over the reinforcement bond. Iteration on h is
necessary to find the minimum length required, but a conservative assumption
is to assume h = H/2 (i.e. assume Le = Ls). If calculated Le Ls the slope
inclination is OK in regard to lateral sliding: h = H/2 = 2.5/2 = 1.25 m

0.5 0.31 2.5 (1.0 20 2.5 + 2(1.3 0 + 1.0 0 )) 1.1 1.0

Le = 1.95 m ( D.5 )
0.7 tan 38
20 1.25
1.25

i.e. OK (Le < Ls).

18 Nordic Guideline for Reinforced Soils and Fills

 D Embankment on Soft Soil

FOUNDATION EXTRUSION STABILITY:

First the minimum side slope length and reinforcement length to prevent foundation
extrusion is calculated

To find minimum Ls = Lext equation 5.6 is used:

? 1 H + q G d + q Q d
(4C u0 + 2 z i )
Cu zi

Lext 0 ( D.6 )
(1 + 2 )c u0 + zi
Cu
Iteration on zi is necessary for the case with increasing undrained shear strength with depth.
The larger Lext is to be used. Here the undrained shear strength is constant with depth in the
soft soil layer, and the most unfavourable case is for zi = t (total layer thickness) < 1.5H.
(4 * 10 + 2 * 0 * 2.5) * 2.5
1.0 * 20 * 2.5 + 1.3 * 0 + 1.0 * 0

1.4
Lext = 4.41 m ( D.7 )
(1 0.7) *10 0 * 2.5
+ +
1.4

i.e. OK
Tensile load generated in the reinforcement due to extrusion is calculated for the case
Ls = Lext, see Equation 5.7. I.e. we assume that the tensile load will be reduced if Ls is
increased, and that our calculation therefore is conservative:
2 c u 0 Lext 0.7 * 10 * 4.41
Trf = = = 22.0 kN ( per metre ' run' ) ( D.8 )
Cu 1.4

GLOBAL STABILITY (ROTATIONAL STABILITY)

A computer program would be convenient to use for this calculation because a lot of
calculations/iteration have to be done. The embankment is here calculated using REmbank,
which uses the rotational stability calculation procedure shown in Chapter 5. The result
window is shown in Figure D.1.

Maximum tensile force is TRc=24.42 kN. The calculation also showed that the required
reinforcement bond length outside the shoulder Lb was shorter than the one calculated in
the foundation extrusion analysis (the result is not shown here).

Nordic Guideline for Reinforced Soils and Fills 19

D Embankment on Soft Soil

Figure D.1 Result window from REmbank; slip circle analyses.

REINFORCEMENT BOND LENGTH

Necessary bond length outside the embankment shoulder, Lb, is the greater of Lb due to
rotational stability, Le due to lateral sliding and Lext due to foundation extrusion.

This gives a minimum required bond length Lb = Lext =4.41 m

However, a good practice could be to install the reinforcement all the way out to the toe of
the embankment.

THE MAXIMUM ULTIMATE LIMIT STATE TENSILE FORCE Tr :

The maximum ultimate Limit State tensile force Tr to be resisted by the basal
reinforcement is the greater of
a) the maximum tensile force, Tro, needed to resist the Rotational Limit State per
metre run; or
b) the sum of the maximal tensile force, Tds, needed to resist lateral sliding per metre
run and the maximum tensile force, Trf, needed to resist foundation extrusion per
metre run. (i.e. Tds+Trf)
Tro = 24.4 kN

Tds+Trf=19.4+22.0=41.4 kN

I.e. Tr =41.4 kN per metre run

REQUIRED STRENGTH FOR THE REINFORCEMENT:

To ensure the ultimate Limit State governing reinforcement rupture is not attained over the
design life for the reinforcement the following condition should be used:
Td Tr ( D.9 )
Where
Td is the design strength of the actual reinforcement based on data given for
the reinforcement and the design life over which the reinforcement is
needed
Tr is the maximum tensile load in the reinforcement (from calculations
above)

20 Nordic Guideline for Reinforced Soils and Fills

 D Embankment on Soft Soil

Minimum required long term design strength Td = 41.4 kN/m (which may correspond to a
polyester reinforcement with short term characteristic strength about 120 200 kN/m
depending on the conversion factors which are specific for each product, see Table D.1).
Table D.1 Conversion factors related to geosynthetic reinforcement.
Conversion factors material Factor
Factor of creep depending on lifetime and only relevant when using the ?1
short term tensile strength
Installation damage factor ?2
Chemical and biological degradation ?3

Example polyester grid:

Tsts Td 41.4
Td = 1 2 3 Tsts = m = 1.3 = 153.6 kN / m
m (1 2 3 ) (0.5 0.77 0.91)

D.1.2 Serviceability Limit State

Settlement should be calculated using conventional analyses.
Using reinforcement having the calculated design strength (the required long term design
strength) normally ensures that excessive strain in the reinforcement will not occur.

Nordic Guideline for Reinforced Soils and Fills 21

 E Reinforced Piled Embankment

E REINFORCED PILED EMBANKMENT

E.1 Example
A 2.5 m high reinforced piled embankment, see Figure E.1 is designed according to
Chapter 6 for all parts except local stability that is designed according to Chapter 5.

Figure E.1. Reinforced piled embankment - design example with vertical piles or inclined
piles below the slope

E.1.1 Ultimate Limit State, Input Data:

Geometry and material data:
Embankment height: H = 2.5 m
Centre distance between piles (including tolerances) c = 2.2 m
Pile cap width b = 1.1 m
Distance between pile caps (including tolerances) c-b = 1.1 m
Unit weight, fill material = 20 kN/m3
Angle of friction = 38

According to national regulations:

Permanent load (dead load): qG = 0
Variable load (live load): qQ = 20 kN/m2

PARTIAL FACTORS ACCORDING TO EUROCODE 7 (ENV 1997-1) (TABLE 2.1, CASE C):
Load factors:
Applied to soil unit mass: = 1
Applied to permanent load: G = 1
Applied to variable load: Q = 1.3

Soil material factors:

Applied to tan : = 1.25

Nordic Guideline for Reinforced Soils and Fills 23

E Reinforced Piled Embankment

Reinforcement safety factors:

Applied to sliding of reinforcement: s = 1.1
Applied to pull-out resistance: p = 1.3

PARTIAL FACTORS GIVEN FROM TESTS ON ACTUAL REINFORCEMENT USED IN COMBINATION

WITH ACTUAL FILL MATERIAL AND SUBSOIL (OR GIVEN BY MANUFACTURER/EMPIRICAL
VALUES):

Interaction coefficient geotextile/fill material (crushed gravel): 1 = 1.0

Interaction coefficient geotextile/fill material or soil: 2 = 1.0 or 0.8

Installation damage effect: 2 = 0.72 (i = 1.4)

Environmental impact on durability: 3 = 0.91 (d = 1.1)
Creep factor: 1 = 1.0 (cr = 1.0)
(in this case the strength should be given as long term strength)

The slope inclination is assumed to be 1:3,

i.e. slope length, Ls = 3*H = 3*2.5 = 7.5 m.

E.1.1.1 Design of Horizontal Force

Figure E.2 Horizontal force in reinforcement using vertical piles beneath embankment
slope.
If vertical piles are used beneath embankment slope, the tensile force in the reinforcement
can be calculated as:
Tds = Pad = 0.5 K ad ( d H + 2( Q qQ + G qG ) )H ( E.1 )

tan k tan 38
d = arctan( ) = arctan( ) = 32 ( E.2 )
1.25

d 32
K ad = tan 2 (45 ) = tan 2 (45 ) = 0.31 ( E.3 )
2 2

Tds = 0.5 0.31(20 2.5 + 2(20 1.3 + 0) )2.5 = 39.5 kN / m ( E.4 )

24 Nordic Guideline for Reinforced Soils and Fills

 E Reinforced Piled Embankment

E.1.1.2 Design of Vertical Load Transfer

The initial strain in the reinforcement is in this case chosen to 6 %, maximal allowed strain
level to ensure creep strain < 2 %. The surcharge load will not have any influence on the
calculation model in this case for the restrictions of the height of the embankment given in
the model.

Figure E.3 The soil wedge which is carried by the reinforcement.

The weight of the soil wedge, W, according to Figure E.3 is:
(c b ) 2
W2 Dd = d = 0,93(c b) 2 d kN/m ( E.5 )
4 tan 15

(2.2 1.1) 2
W2 Dd = 20 = 22.6 kN/m ( E.6 )
4 tan 15
The weight of the soil in three dimensions, W3D, is calculated as follows:
2.2
1 + bc 1+
W3 Dd = W2 Dd = 1.1 22.6 = 34 kN/m ( E.7 )
2 2
The displacement, d, is:
3 3
d = ( c b) = 1.1 0.06 = 0.16m ( E.8 )
8 8
The force in the reinforcement due to the vertical load in three dimensions, Trp 3D is
calculated as:
W3 Dd 1 34 1
Trp 3D = 1+ = 1+ = 33 kN/m ( E.9 )
2 6 2 6 0.06

E.1.1.3 Design of Total Force

The total force, Ttot, in the reinforcement if vertical piles are chosen is:
Ttot = Tds + Trp 3 D = 39.5 + 33 = 72.5 kN/m ( E.10 )

The total force if inclined piles are chosen is 33 kN/m.

The strength of the seam has to be considered.

Nordic Guideline for Reinforced Soils and Fills 25

E Reinforced Piled Embankment

E.1.1.4 Design of the Bond Length of the Reinforcement

The reinforcement should achieve an adequate bond with the fill at the outer edge of the
piled area and all vertical sections should be verified. For the necessary reinforcement
length, illustrated in Figure E.5, on account of transverse sliding and pull-out force across
the bank, the bond lengthb, of the reinforcement can be determined according to the
following calculations

Figure E.4 The bond length according to transverse sliding across the bank and the pull-
out length of the reinforcement

TRANSVERSE SLIDING
If vertical piles are chosen the bond length across the bank due to transverse sliding
according to Figure E.4 can be calculated as:
Tds s
Le ( E.11 )
tan
d h

Le
( ( ))
0.5 K ad H d H + 2 qQd + qG d s
d h tan d

0.5 0.31 2.5(20 2.5 + 2(1.3 20 + 0 )) 1.1

Le = 2.1 m
1.0 tan 38
20 1.25
1.25

i.e. OK (Le < Ls).

PULL-OUT FORCE
If vertical piles are chosen the bond length due to pull-out force across the embankment is
calculated as:

26 Nordic Guideline for Reinforced Soils and Fills

 E Reinforced Piled Embankment

(Trp 3D + Tds ) p
Lb ( E.12 )
tan 1 2 tan 2
d h 1 +

(33 + 39.5)1.3
Lb = 6.0 m
1.0 tan 38
20 1.25 + 0
1.25
In this case the friction below the reinforcement has not been taken into account and this
will give a bond length on the safe side. If inclined piles are chosen Lb = 2.8 m.

Adjacent bond length along the length of the embankment could be calculated by the same
equation where Tds=0. Then the anchor length will be 2.8 m.

LOCAL STABILITY:
The local stability of the embankment side slope should be checked according to Chapter
5, (Equation 5.1):
1 H tan k
= ( E.13 )
n Ls

1 1 tan k tan 38
= = 0.33 = = = 0.62 i.e. ok.
n 3 1.25

E.1.1.5 Design of Reinforcement

The design strength of the reinforcement, Td, should be the lowest of the following:
Td = Tcr 1 2 3 ( E.14 )

or

Td = Tcs 1 2 3 ( E.15 )

where
Tcr the peak tensile creep rupture strength at the appropriate temperature
Tcs the average tensile strength based on creep strain considerations at the
appropriate temperature

In Figure E.5 an example of short-term tensile test for a polyester type of product is shown.
The short term breaking load is 226 kN/m. This value is not possible to use in the design.
In Figure E.6 and Figure E.7 results from tensile creep test are given for the same type of
product. Tcr the peak tensile creep rupture strength is the tensile failure of a specimen
subject to tensile load, which is less than the tensile strength. In this case this has not
occurred for the loads and times measured. Tcs the average tensile strength based on creep
strain considerations is 113 kN/m (50 percent of load at failure) for an allowable strain of 6

Nordic Guideline for Reinforced Soils and Fills 27

E Reinforced Piled Embankment

% according to Figure E.6. This value can be compared with the load at failure of 226
kN/m. The creep strain after construction will be less than 2 % according to Figure E.7.

Figure E.5 Example of short term tensile strength for a polyester type product

Figure E.6 Isochronous curve of tensile creep test for a polyester type product

28 Nordic Guideline for Reinforced Soils and Fills

 E Reinforced Piled Embankment

Figure E.7 Creep performance, tensile creep strain, for a polyester type product. Long
term design strength
The design strength of the reinforcement should be greater than total needed strength
according to the calculations, Td > Ttot.

For vertical piles, Tcs, needs to be:

Td 72.5
Td = Tcs 1 2 3 Tcs = = = 110 kN / m
(1 2 3 ) (1.0 0.72 0.91)
For inclined piles , Tcs, needs to be:

Td 33
Tcs = = = 50 kN / m ( E.16 )
(1 2 3 ) (1.0 0.72 0.91)

For the case with vertical piles it is enough with one layer of this geogrid if the seam
fulfills the same requirements or if it is placed with an overlap. In case of inclined piles
another product will give a more economical solution.

The pile group capacity, pile group extent and overall stability has to be checked according
to national regulations

Nordic Guideline for Reinforced Soils and Fills 29

 F Soil Nailing

F SOIL NAILING

F.1 Example - Design of soil nailing for steep slopes and excavations
This chapter gives an example of how a steep slope/excavation reinforced with soil nails
may be designed. All projects are different and therefore this example should only be used
as a guideline. Other aspects than the one mentioned below might need to be considered
for other projects.

F.1.1 Background
In this specific project a road needs to be broader to allow for increased traffic. Due to
neighbouring houses the space is limited, a steep slope or a retaining structure needs to be
constructed. It is decided that soil nailing should be used instead of a traditional retaining
wall. The site is located in one of the Nordic countries and the road is one of the main
roads in to the close by town.

The soil ranges from silty sand to sandy gravel. The groundwater is located below the
preliminary wall. The wall is 6 meters high and about 75 meters long.

Figure F.1 Principal sketch of the site

F.1.2 Preliminary layout

F.1.2.1 Definition of the type of system

Before design of the soil nailing system it is important to define the purpose of the soil
nailing. Identify specific problems that need to be considered.

This results in the following requirements for the soil nailing structure above.
It should be a permanent structure where the aesthetic aspects shall be considered so
that the structure becomes a natural part of the landscape.
The structure shall be designed for the Nordic climate.
The structure shall have a design life of 100 years.
The groundwater level and the type of soil do not indicate any special problems for the
execution of the project.

Nordic Guideline for Reinforced Soils and Fills 31

F Soil Nailing

F.1.2.2 Empirical correlation

Before the actual design of the Soil Nailing wall, it is advisable to do a preliminary
estimate of the layout of the final structure. Empirical correlation based on an article
published by Bruce et al. (1986) is useful.

Assume that grouted nails should be used and use the empirical correlation in chapter 7.

NAIL LENGTH
According to the article the nail is about 0.5 to 0.8 times the height of the slope. If the
height of the slope is 6 meter then the nail length is about 3 to 5 meters.

MOBILISED FRICTION
The size of the area there friction may be mobilised (nail length times the perimeter)
should be about 0,3 to 0.6 times the surface area it reinforce (nail distance in horizontal
direction times nails distance in vertical direction).

If a 4 meter long grouted nail with a diameter of 0.1 meter is used the distance between the
nail should then be between 0.3 0.1 4 = 1.1 to 0.6 0.1 4 = 0.87 meter.

NAIL STRENGTH
The strength of the nail (the cross-sectional area of the nail that resists tension) should be
about 0.0004 to 0.0008 times the surface area it reinforces.

Assume that the steel core have a diameter of 0.025 meter. Then the nail distance should be
0.025 2 0.025 2
between = 1.25 and = 0.88 .
0.0004 0.0008

ASSUMED NAIL LAYOUT

A preliminary assumption is that 4 meter long grouted nails should be used. The steel core
should have a diameter of 0.025 meters and the nails distance less then 1.2 meters.

F.1.3 Stability analyses

To determine the actual amount of nails that is necessary to obtain a structure with
satisfactory safety level a traditional stability analyses is performed.
F.1.3.1 Input values

GEOMETRY
The geometry used in the calculations should include the tolerances that are allowed during
the execution. E.g. if the nail distance is 1.0 0.1 meter then 1.1 meter should be used in
the calculation since this is a more critical case than nail distance 0.9 m.

The following initial estimates are assumed;

The nail distance is 1.2 meter, i.e. the actual nail distance is 1.1 meters, but there is a
tolerance of 0.1 meters
The nail length is 4 meters
For the grouted nail the nail diameter is assumed to be 0.1 meters

32 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

MATERIAL PROPERTIES OF SOIL AND PARTIAL FACTORS

According to the soil investigation results the soil ranges from a silty sand to a sandy
gravel, with fairly similar layering for the whole site. The following material properties are
assumed;

The angle of shearing should according to section 3.5 be based on a cautious estimate from
field and laboratory tests. An angle of shearing, , equal to 33 is therefore used. To obtain
the design value the partial factor m 1.25 is applied according to EC7 and case C.
tan k tan 33
d = = d = 27.5 ( F.1 )
m 1.25
The cohesion intercept is assumed to be 0.

The unit weight is assumed to be 20 kN/m3 and the partial factor 1.0 is used in this case.

GROUNDWATER CONDITIONS
According to the field investigation results the groundwater level is below the toe of the
slope. In the calculation a dry slope is therefore assumed. However, drainage system needs
to be included in the final design to take care of percolating surface water.

PULLOUT CAPACITY AND PARTIAL FACTORS

Based on the charts in Clouterre (c.f. chapter 2) the pullout-resistance, qs, for a grouted nail
in sand varies between 0.05 to 0.1 MPa. The pullout force mobilised per meter nail is then;
= D = 0.1 = 0.31 m 2 / m
( F.2 )
T = q s 15.7 kN / m to 31.4 kN / m
Assume that the characteristic average value based on field results is Tk = 35 kN/m. This
has to be verified in the initial part of the execution. To obtain the design value a partial
factor should be applied to account for the natural variation in the soil, T and the nail.
According to chapter 2 this values may be chosen as;
T = m = 1.25 1.4 = 1.75 ( F.3 )
To account for the number of test that have been performed a conversion factor is chosen
according to Chapter 2. In this case 4 tests were performed and the average value used,
consequently 1/1.3 is applied.
Tk 1 35
Td = = = 15.4 kN / m ( F.4 )
mqs 1.3 1.75

LOADS7
For this specific case no variable or seismic loading is applied. A permanent action, qG,
10 kPa from the close by houses should however be included. The load factor in this case
G is taken as 1.0 since it is a permanent action (c.f. chapter 3).

7
C.f. appendix B.2 for applications in Sweden.

Nordic Guideline for Reinforced Soils and Fills 33

F Soil Nailing

F.1.3.2 Stability analyses

The stability analyses may be performed with any program that can handle the extra force
introduced by the soil nail. However, before using the program for an actual case, the
program should be verified for a simple case that can be calculated by hand. Most
programs may be used but have their limitations that the user needs to be aware of.

In chapter 7 the equations for the stability analysis is shown. The design value of each
parameter is used and the aim is to find a layout of the nails that gives F=1.0. In a
traditional stability analysis there are requirements on both the drained, undrained and
combined safety. In this specific case only the drained parameters, the shearing angle
describe the soil frictional resistance, consequently a drained analyses is performed.

The following values are used as an initial estimate:

Table F.1 Input values for the stability analysis
d 27.5
20 kN/m3
Nail distance 1.2 meter
Nail length 4 meter
Td 15.4 kN/m divided by nail distance 1.2 gives 12.8 kN/m per meters of
the slope.

1.054 House

Figure F.2 Initial calculation

The initial estimate results in a factor of safety equal to 1.05. In this case it is not
considered necessary to do further calculations to optimise the layout.

F.1.4 Verification of chosen soil nailing system

Before the layout is finally chosen additional failure modes need to be considered: failure
of a single nail and long-term failure due to durability.

34 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

F.1.4.1 Failure of the nail

In the stability analysis only the frictional resistance that may be mobilised along the nail
limits the pullout capacity. However, additional failure modes need to be considered to
ensure that the nail will mobilise the necessary force.

The failure modes that need to be considered are;

1. Pullout failure due to failure between the nail and the soil (tension) in active and
passive zone.
2. Bearing failure in the soil below the nail
3. Failure of the steel in the nail due to tension
4. Failure of the steel in the nail due to bending/shearing

The French multi-criteria method handles this in a systematic way.

For each nail and possible failure surface the above criteria should be checked. In this
example the use of the multi-criteria method is shown only for the critical failure surface.

CRITERION 1 PULLOUT
For each nail determine the maximum design value of the pullout capacity that can be
mobilised in the active and resisting zone. In the specific case it is assumed that the nail
head do not contribute, consequently failure will occur when the smaller of the two values
are exceeded. The pullout capacity is determined as;
P = Td L ( F.5)
The design value for the pullout capacity has previously been determined to 15.4 kN/m.
(The calculation is performed for each nail and consequently the pullout force should not
be reduced with the nail distance, as in the slope stability calculation.). The results in Table
F.2 indicate that for nail 1, it is not possible to mobilise the full pullout capacity in the
active zone unless the nail plate is designed to take some force.
Table F.2 Maximum allowable pullout force in the nails for the critical failure surface
length (m) pullout force kN/m
Nail active resisting active resisting
5 4.0 0.0 61.6 0.0
4 4.0 0.0 61.6 0.0
3 3.7 0.3 57 4.6
2 3.0 1.0 46.2 15.4
1 1.8 2.2 27.7 33.8
___ = indicates the limiting values to be used in the calculation

CRITERION 2 BEARING FAILURE IN THE SOIL BELOW THE NAIL

The ultimate lateral pressure of the soil limits the pressure from the nail on the soil. The
maximum bearing capacity is obtained either in a single point (point of maximum moment)
or along a distance defined by the two points of maximum shearing (the transfer length, l0).
The following criterion should be fulfilled;

Nordic Guideline for Reinforced Soils and Fills 35

F Soil Nailing

D
RN l 0 pu
2
( F.6 )
4 EI
l0 = 4 = 0.24 m
kh D
kh is the horizontal modulus of subgrade reaction, in this case, 180-300 MNm3.
EI is the nail stiffness that for a circular steelcore with diamter 0.025 m is 4025
kNm2. (only calculated for the steel)
pu is the ultimate lateral pressure in the soil, in this case, 500 to 800 kPa,
depending on depth below the surface.
D nail diameter including grout
This gives that the maximum shearing force in the nail is less than;
0.025
RN 0.24 650kPa = 11 kN ( F.7 )
2

CRITERION 3 FAILURE IN THE STEEL DUE TO TENSION

The combined effect of shearing and tension in the nail give the following criterion.
2
RN
2
T
+ 1 ( F.8 )

Tlimit RN _ limit

CRITERIA 4 FAILURE IN THE STEEL DUE TO BENDING /SHEARING

The following criteria should be fulfilled
M T 2
R N b 0 1 ( ) + cDl 0 pu ( F.9 )
0
l Tlimit
b and c is constant with the values 1.62 and 0.24 respectively.
M0 is the plastic moment of the steel.

ALLOWABLE WORKING LIMITS FOR THE NAIL

The above criteria can be shown in a shear vs. tension graph for each nail. The allowable
nail force is then determined with respect to the angle between the nail and the failure
surface. In Figure F.3 the results from the analyses are presented. For all nails the tension
force is limited by the pullout capacity either in the active or passive zone. For the nails in
the bottom line the pullout capacity is smaller than the one used in the above stability
analyses (the pullout capacity in the passive zone is limiting). A re-analysis of the problem
allowing for a smaller value results in a factor of safety close to1.0.

The analysis indicate that no alteration of the layout is necessary.

36 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

80 80

70 70
Criteria 1 Criteria 1
60 60
Criteria 2 Criteria 2
50 Criteria 3 50 Criteria 3
Shear (kN)

Shear (kN)
Criteria 4 Criteria 4
40 alfa 40 alfa
max value max value
30 30

20 20

10 10

0 0
0,0 20,0 40,0 60,0 80,0 100,0 120,0 0,0 20,0 40,0 60,0 80,0 100,0 120,0
Tension (kN) Tension (kN)

Nail 1, 35 Nail 2, 47
Tension force limited by pullout to 27.7 kN Tension force limited by pullout to 15.4 kN
that gives 23 kN per length meters of the that gives 13 kN per length meters of the
slope. slope
80

70 It is not necessary to make multi-criteria

Criteria 1
60
Criteria 2 analyses for nail 4 and 5, since these nail do
Criteria 3
50 not mobilise any force for the critical failure
Shear (kN)

Criteria 4
40 alfa
max value
surface.
30

20
For anoher failure surface it might be
10
necessary to look also at nail 4 and 5. If
0
0,0 20,0 40,0 60,0 80,0 100,0 120,0
analyses should be performed for other failure
Tension (kN) surfaces than the critical is determined for
Nail3, 58 each caase.
Tension force limited by pullout to 4.6 kN
that gives 3.8 kN per length meter of the slope
Figure F.3 Results from Multi Criteria, nails numbered from bottom up.

F.1.4.2 Durability
The long term performance of the nail needs to be considered. In chapter 7 a system for
how to choose the necessary corrosion protection system is given.

STEP 1- PRELIMINARY ESTIMATE OF THE CORROSION POTENTIAL OF THE ENVIRONMENT

An initial estimate of the corrosion potential is made based on table 7.5 and 7.6. The soil is
a silty sand to a sandy gravel, and according to table 7.5 this gives a low to very low
corrosion potential. Assume 2 points. From Table 7.6 the following factors applies to the
site.

Factor Additional
points
The groundwater level is lower than 2.5 meters below the ground surface 0
Dry and well drained material -2
Distance to road that is salted during the winter period is less then 25 m +4
Agriculture area where fertiliser is used +2
4

A total of 6 points is obtained for the site. A more detailed classification of the soil is
necessary according to Chapter 7.

Nordic Guideline for Reinforced Soils and Fills 37

F Soil Nailing

STEP 2- DETERMINATION OF ENVIRONMENTAL CLASS BASED ON MORE DETAILED SOIL

INVESTIGATION
Table 7.7 in chapter 7 is used to make a more detailed classification

Criterion Explanation Index

Clay, silt, moraine (normal) 1
Soil Sand, gravel, (porous, permeable) 0
Resistivety 50 < p 0
Moisture - salt Moist sample of soil above groundwater table (w > 20 %) 2
pH Basic environment pH > 6 0
Vertical layering Homogenous soil 0
Other factors Water with salt from road 8
11

According to Chapter 7 that due to the contact with a road that during the wintertime is
salted the site need to be considered as environmental class III, with high potential of
corrosion.

STEP 3 - DETERMINATION OF ENVIRONMENTAL CLASS CONSIDERING OTHER ASPECTS

None of the aspects listed in step 3 is applicable for the site.

STEP 4 - CHOICE OF CORROSION PROTECTION SYSTEM

Table 7.10 indicates that a special investigation should be performed. In these case it seems
reasonable to determine if the influence of the road-salt is that severe as the preliminary
estimate indicate. However, as a minimum a nail with grout combined with either
sacrificial barrier or plastic barrier is chosen.

F.1.5 Overall stability analyses

The overall stability of the soil nailed structure need to be analysed. For comparison both a
traditional analysis using characteristic values and a partial factor analysis is performed.
The results indicate that the overall stability is satisfactory.

House House
1.263 1.575

Partial factor, F = 1.26 Global factor of safety, F = 1.58

Figure F.4 Overall stability of the soil nailed structure
In Chapter 7 three other failure mode is mentioned;

38 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

Sliding due to the active pressure from the soil behind the block acting on the
reinforced block
Bearing failure (the weight of the reinforced block and the lateral earth pressure acting
on its back might cause a foundation bearing failure)
Overturning of the reinforced block

In the specific case it was determined that these failure modes were not limiting for the
above structure.

F.1.6 Stability analyses of each excavation stage

Each excavation step during the execution needs to be checked to make sure that a
satisfactory safety is obtained.

Four excavation steps are performed, each with a height of 1.5 meters.

Stage 1 before installation of first nail. Stage 2 before installation of second nail.
F<1.0 F>1.0

0.484
House
House
1.144

Stage 3 before installation of third nail Stage 4 before installation of last row of
F > 1.0 nails. F < 1.0
0.848

House
1.478
House

Figure F.5 Stability analysies for each excavation stage

The safety of the unreinforced slope in stage 1 is low, and therefore the protective action
needs to be taken for the execution of the excavation. The protective actions could either
be by excavation in sections and applying the facing immediately after excavation or by

Nordic Guideline for Reinforced Soils and Fills 39

F Soil Nailing

installation of the nail through a protective beam. Stage 2 and 3 have satisfactory safety,
but for step 4 it could also be necessary to take protective action.

For each stage a multi-criteria analysis shall be performed to verify that the nails have
sufficient capacity. For the stages presented in Figure F.5 the multi-critera analysis gives
that the pullout capacity in the active zone is limiting for the maximum tension force that
the nails may mobilise for stage 1, 3 and 4. For stage 2 the pullout capacity in the resisting
zone is limiting.

F.1.7 Facing

F.1.7.1 Constructional aspects

For a steep slope facing is necessary. The purpose of the facing is to stabilise the soil
between the nails, to avoid local failure. In this case shotcrete facing has been chosen. The
facing should be designed in accordance with regular concrete design guidelines
considering the following aspects:
The facing should withstand the bending moment caused by the earth pressure between
the nails. For long-term facing both ultimate limit and serviceability limit state should
be considered. For serviceability limit state the cracking should be taken into account.
In the design it should also be accounted for punching mode at the nail head

The nail head needs to be designed to take the additional load without punching into the
soil. if the design of the nail length has been made in such a way that the mobilised pullout
capacity in the active zone is greater then the force that could be mobilised in the passive
zone. In this case the pullout force has been chosen as the smaller of the two values.

The climate influences the choice of facing. The soil nailing site is located in an area there
you could expect frost. Consequently it is necessary to consider the possibility of frost-
thaw which could result in extra forces on the nail.

In this specific case a combined frost and drainage plate made of XPS is placed against the
soil and covered with spry concrete.
F.1.7.2 Esthetical aspects
A shotcrete structure is not always the most esthetical facing. For this specific case a
traditional stone wall was built in front of the soil nailing facing to make sure that the
structure adapt to the environment.

F.1.8 Drainage
The designed facing is fairly thin and consequently it is very important that no water
pressure is built up behind the wall. The XPS plate with drainage channels is placed next to
the soil and to make sure that the water is transferred from the back to the front, sub-
surface drainage through the facing is installed.

40 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

Insulation

Shotcrete

Drainage

Figure F.6 Facing and drainage

F.1.9 Serviceability state

An estimate of the deformation that could be expected during the design life is made based
on the empirical correlation given in Chapter 7. The movement of the top of the slope is in
sand about 2H/1000, which in this case is 12 mm. The movement will influence an area
about 5 meters behind the wall according to the same empirical correlation.
= H (1 tan ) = 6(1 tan(18.4))1.25 = 5 ( F.10 )

F.1.10 Acknowledgement
The input values for this example are partly based on an soil nailing project located in
Lillehammer, Norway. The project is further described in Statens Vegvesen,
laboratorieserien, rapport 56

F.2 Example - Design of soil nailing for natural slope

Soil Nailing is often used to increase the factor of safety for a natural slope. In the example
in this chapter the main differences between the design of an excavated soil nailing
structure and a natural slope reinforced with soil nails are shown.

F.2.1 Background
In this project a road is located at the edge of a steep slope, about 17 meters high, above a
major river. The slope is about 1:1.25. Cracks have been observed in the road and it has
been decided that the safety of the road needs to be increased. Soil Nailing is considered as
one alternative.

The area is fluvio-glacial-deposit with silty sand at the top over a gravelly sand/morain.
The depth to rock varies between 8 to 14 meters. The groundwater level is assumed to be
located deep below the ground surface.

Nordic Guideline for Reinforced Soils and Fills 41

F Soil Nailing

Figure F.7 Principal sketch of the site

F.2.2 Preliminary layout

F.2.2.1 Definition of the type of system

In this case the main purpose of the soil nailing is to increase the safety for the local failure
surface.

This results in the following requirements for the soil nailing structure above.
It should be a permanent structure with a design life of 40 years.
The facing should if possible adapt to the nature.
The structure shall be designed for the Nordic climate.
Special consideration needs to be taken regarding the working procedure. Traffic on
the road and limited accessibility to the site.
F.2.2.2 Empirical correlation
The empirical correlation presented by Bruce et al (1986) may be used for a preliminary
estimate of the layout slope, even though the correlation is mainly based on results from
excavations. Assume that grouted nails should be used and use the empirical correlation in
chapter 7.

NAIL LENGTH
The height of the slope is about. 17 meters and according to the correlation the length of
the nails should be about 0.5 to 0.8 H, 8.5 to 13.6 m.

MOBILISED FRICTION
The size of the area where friction may be mobilised (nail length times the perimeter)
should be about 0.3 to 0.6 times the surface area it reinforce (nail distance in horizontal
direction times nails distance in vertical direction).

If an 8-meter long grouted nail with a diameter of 0.1 meter is used the distance between
the nail should then be between 0.3 0.1 8 = 0.87 to 0.6 0.1 8 = 1.22 meter.

42 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

NAIL STRENGTH
The strength of the nail (the cross-sectional area of the nail that resist tension) should be
about 0.0004 to 0.0008 times the surface area it reinforces.

Assume that the steel core has a diameter of 0.025 meter. Then the nail distance should be
0.025 2 0.025 2
between = 1.25 and = 0.88 .
0.0004 0.0008

ASSUMED NAIL LAYOUT

The above empirical correlation indicates that four nails with a length of 8 meter and a
centre distance of 1.1 meter would be sufficient for reinforcing the road. However,
considering the site and the difficulties with installation of the nails, an attempt is made to
minimise the number of nails. The nail distance is increased to 1.5 meters. An alternative
could be to increase the length of the nails in the top of the slope but it might result in local
failure at the bottom of the slope.

F.2.3 Stability analysis

To determine the actual amount of nails that is necessary to obtain a structure with
satisfactory safety level a traditional stability analysis is performed.
F.2.3.1 Input values

GEOMETRY
The geometry used in the calculations should include the tolerances that are allowed during
the execution. E.g. if the nail distance is 1.0 0.1 meter then 1.1 meter should be used in
the calculation since this is a more critical case then nail distance 0.9 m.

The following initial estimates are assumed;

The nail distance 1.5 meters, i.e. the actual nail distance is 1.4 meter, but there is a
tolerance of 0.1 meters
The nail length is 8 meters
For the grouted nail the nail diameter is assumed to be 0.1 meters

MATERIAL PROPERTIES OF SOIL AND PARTIAL FACTORS

According to the soil investigation results three different layers may be identified at the
site; silty sand, sand and moraine. The characteristic value for the different layers and the
corresponding design values is found in Table F.3. To obtain the design value the partial
factor m 1.25 is applied according to EC7 and case C.
tan k
d = d ( F.11 )
m

Table F.3 Input values for the soil

k d
Silty sand 36 30.2
Dense sand 38 32
Moraine 39 33

Nordic Guideline for Reinforced Soils and Fills 43

F Soil Nailing

The cohesion intercept is assumed to be 0.

The unit weight is assumed to be 18 kN/m3 and the partial factor 1.0 is used in this case.

GROUNDWATER CONDITIONS
The ground water level is assumed to be located fairly deep and will not influence the
stability analyses of the local failure surface.

PULLOUT CAPACITY AND PARTIAL FACTORS

Based on the charts in Clouterre (c.f. chapter 2) the pullout-resistance, qs, for a grouted nail
in sand varies between 0.05 to 0.1 MPa. The pullout force mobilised per meter nail is then;
= D = 0.1 = 0.31 m 2 / m
( F.12 )
T = q s 15.7 kN / m to 31.4 kN / m
Assume that the characteristic average value based on field results is Tk = 35 kN/m. This
has to be verified in the initial part of the execution. To obtain the design value a partial
factor should be applied to account for the natural variation in the soil, T and the nail.
According to chapter 2 these values may be chosen as;
T = m = 1.25 1.4 = 1.75 ( F.13 )
To account for the number of tests that have been performed a conversion factor is chosen
according to chapter 2. In this case 4 tests were performed and the average value used,
consequently 1/1.3 is applied.
Tk 1 35
Td = = = 15.4 kN / m ( F.14 )
mqs 1.3 1.75

LOADS
In this case there is both a permanent action from the house and a variable action from the
traffic. The partial factors are taken as 1.0 and 1.3 respectively. The following loads are
used in the calculation.
Permanent loading qG G = 10 1.0 = 10 kPa

Variable loading qQ Q = 20 1.3 = 26kPa ( F.15 )

F.2.3.2 Stability analyses

Table F.4 Input values for the stability analysis

d 30.2 / 32 / 33
18 kN/m3
Nail distance 1.6 meter
Nail length 8 meter
Td 15.4 kN/m divided by nail distance 1.5 gives 10.3 kN/m for each
meters in the length direction.

44 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

40

30
0.982
10 kPa
26 kPa

20

10

Figure F.8 Initial calculation, F = 0.98

It is difficult to install the nails in the lower part of the slope. An attempt is therefore made
to reduce the number of rows by increasing the nail length. Four rows with 12-meter long
nails are considered.
40

30 1.006

10 kPa
26 kPa

20

10

Figure F.9 Modified layout of the nails.

This layout is due to practical reasons preferable, and will be used.

F.2.4 Verification of chosen soil nailing system

As for the example 1 (the soil nailed excavated slope) additional failure modes for the nail
need to be considered: failure of a single nail and long-term failure due to durability,
before the final lay-out is chosen.
F.2.4.1 Failure of the nail
In the stability analyses only the frictional resistance that may be mobilised along the nail
limits the pullout capacity. However, additional failure modes need to be considered to
ensure that the nail will mobilise the necessary force.

The failure modes that need to be considered are;

Nordic Guideline for Reinforced Soils and Fills 45

F Soil Nailing

1. Pullout failure due to failure between the nail and the soil (tension) in active and
passive zone.
2. Bearing failure in the soil below the nail
3. Failure of the steel in the nail due to tension
4. Failure of the steel in the nail due to bending/shearing

The French multi-criteria method handles this in a systematic way. For each nail the above
criteria should be checked.

CRITERION 1 PULLOUT
For each nail determine the maximum design value of the pullout capacity that can be
mobilised in the active and resisting zone. In the specific case it is assumed that the nail
head do not contribute, consequently failure will occur then the smaller of the two values
are exceeded. The pullout capacity is determined as;
P = Td L ( F.16 )
The design value for the pullout capacity has previous been determined to 15.4 kN/m. (The
calculation is performed for each nail and consequently the pullout force should not be
reduced with the nail distance, as in the slope stability calculation.). The results in Table
F.5 indicate that none of the nails is capable of mobilising the full pullout capacity in the
active zone unless the nail plate is designed to take some force.
Table F.5 Maximum allowable pullout force in the nails for the cirtical failure surface.
Case with four nails.
length (m) pullout force kN/m
Nail resisting active resisting active
1 7.8 4.2 120,1 64,7
2 7.2 4.8 110,9 73,9
3 6.8 5.2 104,7 80,1
4 6.6 5.4 101,6 83,2
___ = Indicates the limiting values to be used in the calculation

CRITERION 2 BEARING FAILURE IN THE SOIL BELOW THE NAIL

The same equations as in the previous example for soil nailed wall is used.
D
RN l0 pu
2
( F.17 )
4 EI
l0 = 4 = 0.2 m
kh D
kh is the horizontal modulus of subgrade reaction, in this case, 180-300 MNm3.
EI is the nail stiffness that for a circular steelcore with diamter 0.025 m is 4025
kNm2. (only calculated for the steel)
pu is the ultimate lateral pressure in the soil, in this case, 500 to 800 kPa,
depending on depth below the surface.
D nail diameter including grout

This gives that the maximum shearing force in the nail should be less than;

46 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

0.025
RN 0.2 800kPa = 12 kN ( F.18 )
2

CRITERION 3 FAILURE IN THE STEEL DUE TO TENSION

The combined effect of shearing and tension in the nail should fulfil the following criteria.
2
RN
2
T
+ 1 ( F.19 )

Tlimit RN _ limit

CRITERION 4 FAILURE IN THE STEEL DUE TO BENDING/SHEARING

The following criteria should be fulfilled
M T 2
R N b 0 1 ( ) + cDl 0 pu ( F.20 )
l0 Tlimit
b and c is constant with the values 1.62 and 0.24 respectively.
M0 is the plastic moment of the steel.

ALLOWABLE WORKING LIMITS FOR THE NAIL

The above criteria can be shown in a shear vs. tension graph for each nail. The allowable
nail force is then determined with respect to the angle between the nail and the failure
surface. In Figure F.10 the results from the analysis is presented.

For all nails the tension force is limited by the pullout capacity in the active zone. The
pullout capacity is smaller than the one used in the above stability analyses and
consequently a reanalyse is necessary. The calculation results in a factor of safety about
0.93 and is not considered satisfactory.

The layout either has to be changed or the plates need to be designed to contribute with
some force. In this case it is decided that the plates should be designed to take the
necessary force so that the pullout capacity in the resisting zone may be mobilised. The
negative consequence of this decision is mainly esthetical, but since the alternative with
additional nail rows will result in difficulties with the execution it is preferable.

Nordic Guideline for Reinforced Soils and Fills 47

F Soil Nailing

80 80

70 70
Criteria 1 Criteria 1
60 60
Criteria 2 Criteria 2
50 Criteria 3 50 Criteria 3
Shear (kN)

Shear (kN)
Criteria 4 Criteria 4
40 alfa 40 alfa
max value max value
30 30

20 20

10 10

0 0
0,0 20,0 40,0 60,0 80,0 100,0 120,0 0,0 20,0 40,0 60,0 80,0 100,0 120,0
Tension (kN) Tension (kN)

Nail 1, 83 Nail 2, 78
Tension force limited by pullout to 64.7 kN Tension force limited by pullout to 73.9 kN
that gives 43 kN per length meter of the slope. that gives 49 kN per length meter of the slope.
80 80

70 70
Criteria 1 Criteria 1
60 60
Criteria 2 Criteria 2
50 Criteria 3 50 Criteria 3
Shear (kN)

Criteria 4 Shear (kN) Criteria 4

40 alfa 40 alfa
max value max value
30 30

20 20

10 10

0 0
0,0 20,0 40,0 60,0 80,0 100,0 120,0 0,0 20,0 40,0 60,0 80,0 100,0 120,0
Tension (kN) Tension (kN)

Nail 3, 72 Nail 4, 69
Tension force limited by pullout to 80.1 kN Tension force limited by pullout to 83.,2 kN
that gives 53 kN per length meter of the slope. that gives 55 kN per length meter of the slope.
Figure F.10 Results from Multi Criteria, nails numbered from top down.

F.2.4.2 Durability
The corrosion potential at the site is determined according to the suggested methodology in
chapter 7.

STEP 1- PRELIMINARY ESTIMATE OF THE CORROSION POTENTIAL OF THE ENVIRONMENT

An initial estimate of the corrosion potential is made based on table 7.5 and 7.6. The soil
range from a sand to a moraine, and according to table 7.5 this gives a low to very low cor-
rosion potential. Assume 2 points. From Table 7.6 the following factor applies to the site;

Factor Additional
points
The groundwater level is lower than 2.5 meter below the ground surface 0
Distance to road that is salted during the winter period is less thaan 25 m +4
4

A total of 6 points is obtained for the site. A more detailed classification of the soil is
necessary according to chapter 7.

STEP 2- DETERMINATION OF ENVIRONMENTAL CLASS BASED ON MORE DETAILED SOIL

Table 7.7 in chapter 7 is used to make a more detailed classification

48 Nordic Guideline for Reinforced Soils and Fills

 F Soil Nailing

Table F.6 Corrosion potential for the site, step 2

Criterion Explanation Index
Type of soil - Clay, silt, moraine (normal) 1
- Sand, gravel, (porous, permeable) 0
Resistivitet 50 < p 0
Moisture - salt Moist sample of soil above groundwater table (w > 20 %) 2
pH Basic environment pH > 6 0
Vertical layering Soil profile with different layers 1
other factors Water with salt from road 8
12

Based on the calculated index the site is classified as an environment with high potential of
corrosion. Environment class III.

STEP 3 - DETERMINATION OF ENVIRONMENTAL CLASS CONSIDERING OTHER ASPECTS

None of the mentioned aspects are relevant for the site.

STEP 4 - CHOICE OF CORROSION PROTECTION SYSTEM

According to the suggestion in step 4, a special investigation should be considered before
the choice of a relevant corrosion protection system. The question is if the salt from the
road will have an impact on the soil nails or not. On the other hand the consequence of a
failure is in this case severe and therefore the protection of the nail should be extensive. A
double corrosion protection system was chosen.

F.2.5 Overall stability analysis

The overall stability analyses has been performed as one part of the design of the soil nails.

F.2.6 Stability analyses of each excavation stage

For a natural slope no excavation will be performed. However, each installation stage
should be considered to make sure that a reasonable safety level is obtained for each
execution stage.

F.2.7 Facing

F.2.7.1 Constructional aspects

A geonet in combination with load transferring plates are chosen as facing for the slope.
The geonet is designed so that it will have the required strength to resist the active earth
pressure of the soil between the nails at a reasonable deformation

The required bearing capacity should be mobilised below the plates, so that the nails can
mobilise full pullout capacity in the resisting zone. In the design the additional force of
frost needs to be considered.
F.2.7.2 Esthetical aspects
As mentioned above the plates need to be designed to take some of the load and will
consequently have larger size than if they were not contributing. To obtain a facing that
adapts to the environment a grass seeding is used together with a geotextile. This results in
a green slope.

Nordic Guideline for Reinforced Soils and Fills 49

F Soil Nailing

F.2.8 Drainage
One important part of the design is to consider the drainage of the slope. A cut-off trench
above the slope in connection to the road is necessary to take care of the water from the
road, that in other case could have negative effects on the facing of the slope.

F.2.9 Serviceability state

In this case the purpose of the soil nailing is to reduce the movement that has resulted in
cracking of the road. However, since soil nailing is a passive reinforcement it will not
mobilise force until a small movement has occurred between the nail and the soil. An
estimate of the movement that could be expected to occur before the nail will start working
and stop the movement is made. According to the empirical correlation in chapter 7 the
movement of the reinforced block should be about 2H/1000, i.e. 2.8 cm. If movement
greater than this occurs it could be an indication of that the nails do not work properly.

F.2.10 Acknowledgement
This example is based on a project that was designed by SGI. However, the slope geometry
has been slightly changed for the purpose of this example.

50 Nordic Guideline for Reinforced Soils and Fills