URIGS - Guidelines
URIGS - Guidelines
Council
Unsolicit
ed
Research and
Innovation Grant
Scheme
Guidelines to Applicants
MRC
URIGS
Oct
2016
PRIVACY
STATEMENT
The information requested on these proposal forms is solicited under the authority
of the Mauritius Research Council Act No. 10 of 1992, in pursuance of the
coordination and promotion of research and the commercialization of research
outputs. It will be used in connection with the selection of qualifed proposals and
may be disclosed to specialist reviewers and MRC staff as part of the review
process, award decisions, or the administration of awards.
CONTENTS
1. INTRODUCTION 1
1.1 TERMINOLOGIES 1
2. OVERVIEW OF THE SCHEME 1
2.1 DURATION AND LIMIT OF FUNDING 1
2.2 THE PROPOSAL 1
2.3 WHO MAY SUBMIT PROPOSALS 1
2.4 WHEN TO SUBMIT PROPOSALS 2
2.5 HOW TO SUBMIT PROPOSALS 2
3. PROPOSAL PREPARATION 2
3.1 CONFORMITY WITH INSTRUCTIONS FOR PROPOSAL PREPARATION 2
3.2 FORMAT OF THE PROPOSAL 2
3.2.1 Cover Sheet 2
3.2.2 Project Summary 2
3.2.3 Project Justifcation 3
3.2.4 Project Description 3
3.2.5 Project Activities, Cost Components and Milestones 3
3.2.6 Validation and Dissemination of Results 3
3.2.7 Prior Research Work 3
3.2.8 Results from Previous MRC Support 4
6.2 OBJECTIVES 6
6.6 REPORTING 7
CRITERIA
1. registered with the Industrial and Vocational
INTRODUCTIO Training Board (IVTB).
N
Provider Institution: The institution through
The Mauritius Research Council (MRC) is an which a research proposal is channeled or
apex parastatal organisation established in through which the research will be
1992 by an Act of the National Assembly (Act undertaken. It is normally the institution
No. 10, 1992). The activities of the Council are where the Principal Investigator (PI) is
focused on the main objective of promoting, employed. The Head of the provider institution
coordinating and exploiting research with a and the PI are signatories to the contract with
view to sharpening the competitive edge of the MRC and have responsibilities that are
industries for sustainable economic and social detailed in the section on General Conditions
growth. To that end, the Council operates a of Grant Administration.
number of Research Grant Schemes. In
2. OVERVIEW OF THE
particular, this brochure details the
Unsolicited Research and Innovation SCHEME
Grant Scheme (URIGS) whereby research
and innovative ideas and proposals on all The URIGS is essentially a bottom-up approach
aspects of Mauritius industrial, business, to the promotion and exploitation of research
economic and social sectors may be forwarded and innovation, whereby the Council, invites
to the Council for funding consideration. researchers and research institutions to submit
proposal. Proposals that are multi-disciplinary
1.1 and involve inter-institutional or inter-
TERMINOLOGIES departmental collaboration are particularly
encouraged. Preference will be given to
Principal Investigator (PI): The PI is the applicants submitting an innovative application
single individual, designated by the provider with commercial potential in collaboration with
institution in a grant application, who is other institutions. Proposals are selected for
responsible for the scientific and technical funding based on their potential research and
direction of the project. innovative value and strategic importance.
Innovation: Innovation means both radical
and incremental changes to products, 2.1 DURATION AND LIMIT OF FUNDING
processes or services, including the
implementation of a new or signifcantly Under this scheme, the maximum duration of a
project is of three years for a funding amount
improved product (good or service), or
not exceeding Rs 3 million.
process, a new marketing method, or a new
organizational method in business practices, 2.2 THE PROPOSAL
workplace organization or external relations.
A proposal should
Research: Any activity which is a systematic,
present the:
intensive study directed toward greater
knowledge or understanding of the subject to
objectives and scientific or other
be studied or a systematic study directed
significance of the proposed work;
specifically towards applying new knowledge to
meet a recognized award. suitability of the methods to be
employed;
Development: a systematic application of qualifications and experience of the PI and
knowledge towards the production of useful the provider institution;
materials, devices, systems, processes or impact of the activity on the sector or the
methods, including design and improvement of country;
prototypes to meet specific requirements. and
amount of funding
Research Institution: Any organisation required.
involved in research and/or teaching and/or
training at post- secondary level. This includes It should describe the merits of the proposed
all the tertiary institutions, polytechniques, project clearly. There should be suffcient
government and private research institutions information, prepared with the care and
and all post-secondary training institutions thoroughness of a paper submitted for
6
publication, so that reviewers are able to 2.5 HOW TO SUBMIT
evaluate the proposal in accordance with the PROPOSALS
merit review criteria established by the Council.
Proposals should be submitted on prescribed
A checklist for proposal preparation is provided forms located at Appendix B of this document.
at Appendix A as a guide to ensure that Applications (soft copy version and original
proposals are complete before submission to hard copy version) should be sent to the
MRC. address below either by post or delivered to
the Council on weekdays, except on public
holidays, between 8.45a.m. and 4.00p.m.
2.3 WHO MAY SUBMIT
PROPOSALS? THE EXECUTIVE
DIRECTOR MAURITIUS
Individuals or teams usually initiate proposals RESEARCH COUNCIL
which are then officially submitted through LEVEL 6, EBENE HEIGHTS
their employing organisations (provider 34,
institution). Under this scheme, graduate CYBERCITY
students are not encouraged to submit EBENE
research proposals but can serve as research MAURITIUS
assistants. In exceptional circumstances, the .
Council may consider a proposal submitted by
an individual with no institutional support. Tel:
(230)4651235
Before preparing a formal submission, Fax:
prospective applicants may discuss their (230)4651239
project ideas with MRC staff. This will enable E-mail:
them to verify the relevance of their proposal [email protected]
with the MRCs areas of priority/interest as well
as to ensure its originality.
Application forms can be made available on
In principle, any individual may submit a softcopy or by e-mail on request. The
proposal, but preference will be given to guidelines for preparing a research project
proposals that are supported by the following proposal are explained in the following
institutions/organisations: section.
the Tertiary Education Institutions, and
Polytechnics;
any Technical or Training Institutions
registered with the MITD; 3. PROPOSAL
government and non-governmental PREPARATION
organisations;
and 3.1 CONFORMITY WITH INSTRUCTIONS FOR
PROPOSAL PREPARATION
private
companies. It is important that all proposals conform to
the instructions provided in this section and
the Proposal Forms Kit at Appendix B.
2.4 WHEN TO SUBMIT Proposals that are not consistent with these
PROPOSALS instructions will need to be amended before
consideration by MRC.
Proposals may be submitted at any time to the
MRC. Processing will normally require three (3) 3.2 FORMAT OF THE
months. However, there may be cases where, PROPOSAL
because of the complexity of a proposal, more Proposals in A4 paper must be stapled in the
time may be required for processing. Funding upper left hand corner or have a simple
will be subject to the availability of resources binding. The type size must be clear and
and other considerations explained below. readily legible in standard size, preferably 10
to 12 points. All the pages of the proposal
should be numbered and the proposal must be
assembled in the sequence given in the
7
Proposal Forms Kit. The proposal must follow research be successful, including the
the format outlined in Forms 1010 and 1015 of significance of the research base to attract
Appendix B. follow-up investment, and stimulate or
achieve innovation. Indicate if any clearance
3.2.1 Cover or authorization is required before undertaking
Sheet the research.
Make a clear statement of the specific research (i) Activities and cost
problem or opportunity to be addressed and its components
importance. Describe the overall background
and technical approach to the problem or The PI will be required to split the proposal
opportunity and how the proposed research will into a maximum of 10 activities representing
provide the anticipated results. Highlight the the critical steps of the project. The duration
innovativeness and originality of the research. of each activity will normally be from one
State the anticipated results and potential month to six months.
commercial applications (if any) should the
8
The total cost associated with any activity must work already in progress at the institution or
be broken down into a maximum of ten pre- at collaborating institutions.
defined cost items. Full justification for each
item of expenditure should be provided. The PI should, as far as possible, ensure that
the proposed p ro j e c t does not duplicate work
The Project Scheduling and Cost Breakdown in progress or done elsewhere. A literature
Form (Form review or a patent search report may be
1020) should be used to summarise activity included. In some cases, the MRC may assist
details and prospective PI to make state of the art search
Cost components. In case the project is jointly report through Foreign Patent Offices.
funded, each activity must be funded by only
one funding agency.
(ii) Milestones
For monitoring purposes, project milestones will 3.2.8 Results from Previous
be fnalized by the Council in consultation with MRC Support
the PI prior to the approval of the project and
will be part of the contract. Each milestone will Previous support received by the PI from the
correspond to a period of time and will consist MRC in the past five years must be detailed.
of a set of activities. The milestones of the The following information should be provided:
project will be presented according to the
format of Form 1030: Project Milestones. a. the MRC award number, if any, amount
of funding and period of support;
A period may last from 1 month to six months b. the title of the project;
and must include at least one and a maximum c. a summary of the results of the
of 3activities. At the end of each milestone, completed work, including, for an
the PI will be required to submit:
innovative research project, the
(i) A progress report covering the activities utilization made of the results; and
d. any publication resulting from the
undertaken during the milestone period
MRC award.
and the findings of the research and
innovation; and
If the proposal is for renewed support, a
(ii) A statement of actual expenses and a
description of the relation of the completed
request of funds for the next milestone work to the proposed work is required. Results
period, if any. may be summarized in fewer than five pages,
which would give the proposer the balance of
3.2.6 Validation and the 15 pages to describe the new project.
Dissemination of Results
3.2.9 Bibliographic
The proposal should contain an outline of how it References Cited
is proposed to validate and/or disseminate the
results of the research. It should identify the Reference information is required. Each
main stakeholders likely to participate in the reference must include the title, name of
process. An indicative costing may be given but authors in the same sequence in which they
this should not form part of the total cost of the
appear in the publication, book or journal,
project.
volume number, page numbers and year of
publication. PI's should be especially careful to
The authorization of the Council should be follow accepted scholarly practices in
requested in writing before results of the providing citations for source materials relied
project are made public. upon when preparing any section of the
proposal.
3.2.7 Prior
Research Work
4. METHOD OF SELECTION AND
The PI should describe his experience relating EVALUATION CRITERIA
to the proposed research work and any related
9
The following section describes the selection area or urgent issue? Does the activity explore
process and the criteria that will be used to areas of strategic interest to the country? How
evaluate project proposals. will the project contribute to industry growth
and competitiveness, and promote social
harmony?
4.1 ADMINISTRATIVE
SCREENING (iii)
Manageability
MRC will review each proposal to determine if it
What is the ability of the research and
satisfies the requirements laid down in section
innovation team to carry out the activity
3. If the information provided is insufficient, a
within the time frame and budget? What are
request for further information will be sent to
the qualifications of the PI, and other key staff,
the PI or a meeting maybe convened to discuss
including the strength of their commitments?
the proposal. Is there sufficient access to resources? Is the
provider institution capable of supporting the
When all information is available a preliminary research?
internal assessment is carried out by the MRC.
The MRC will also have recourse to external (iv) Potential f or
assessors, either foreign or local to ensure the Application
originality and feasibility of the research.
What will be the benefits of the proposed
activity to society? Are there any potential
commercial partners? What is the local ability
4.2 MERIT REVIEW
to exploit the results? Will the results be
disseminated broadly to enhance scientific,
Independent assessors in the appropriate field technological and other understanding?
will evaluate duly completed applications in a
process of merit review. Reviewers will be from
Universities, Government, Research
Laboratories and Industry, both local and
overseas. Reviewers will remain anonymous to
(v) Capacity
the PI's but all pertinent comments will be
shared with them. Building
In all instances, proposals will be handled on a To what extent will the activity enhance the
confidential basis and care taken to avoid infrastructure for research? Will there be
conflict of interests. Evaluation will be technology transfer and training? Will the
confidential to the MRC and to the PI's. For the activity foster synergy between institutions?
merit review process, approximately equal
weight will be given to each of the following PI's are requested to take the above into
five criteria: account when drafting their proposals to
facilitate the selection and evaluation
processes. They should submit full details as
(i) Intellectual
requested in the forms in Appendix B as well
Merit
as CV's of not more than two pages each for
the PI and other team members.
What is the scientific, engineering or other
quality of the proposed project? How important
is the proposed activity to advancing 4.3 SELECTION FOR AWARD
knowledge and understanding within its own
field or across different fields. What is the
degree of innovativeness of the proposed Once external assessments are received, a
activity? How well conceived and organized is selection meeting is held at the Council where,
the proposed activity? if applicable, the internal assessment is
compared with the assessor's evaluation. This
(ii) Relevance to National may lead to one of the following
priority recommendations to the Board of the Council:
To what extent will the research produce (i) Approval for full
benefits to Mauritius? Who are the potential funding
users and customers and how will they benefit? (ii) Approval for partial
Does the activity address a current problem funding
10
(iii) Not
approved. The PI must submit a progress report at the
end of each milestone.
In case of partial funding, the PI is convened to Progress reports should be submitted in pre-
a meeting at the Council to explore the defined formats as detailed in Appendix C and
feasibility of carrying out the project within the would consist of 2 sections:
funding proposed by the MRC. The PI will have
to submit a revised proposal along the lines of (i) Technical achievement report
any agreement reached. (Form1035)
(ii) Details of expenditure
In case of full funding, there may be an optional (Form1040)
meeting to discuss the modalities of
implementation and funding. In case there are The technical achievement report
modifications to the original proposal, the PI should consist of at least five typed A4
will be requested to resubmit a detailed sheets.
proposal.
Monitoring of progress is based on activities
When MRC is not able to fund an innovative and the progress report should focus on
research project, the PI may be informed of the activities during the period under review.
reason(s) thereof.
At the end of the project, the PI must submit a
fnal report as well as a layman's summary in
5. PROJECT prescribed formats as at Appendix D: Final
IMPLEMENTATION report and Form 1050.
The project is initiated by signature of a Together with the final project report, a
contract between the Council and the Head of layman's summary of between 5 and 20 A4
the provider institution and the PI. pages typed paper should be submitted to
MRC. This summary may be published as a
5.1 PAYMENTS AND MONITORING public document.
PROCESS
Apart from the periodic progress report, a
summary progress report is required in August
A first instalment is paid upfront by the MRC to
each year for the MRC's Annual Report. This
enable the mobilization of resources. The
should be in a non-technical format and
provider institution shall be responsible for the
between150-200 words.
management of all funds provided by the MRC.
5.2 PROGRESS
REPORTS
11
6. GENERAL CONDITIONS OF statement from the provider institution
GRANT ADMINISTRATION certifying the correctness of
expenditures incurred.
The administration of grants is governed by the 6.3.2 In exceptional cases, it may be possible
general conditions laid down below. to reallocate funds from one period to
another and from one item to another
subject to formal approval by the MRC.
6.1 CONTRACTING
PARTIES
6.1.2 The contract will be in the form of an 6.4.2 No purchases may be made of items
exchange of letters between the other than those agreed upon unless
contracting parties. All Annexes are there is formal agreement between the
deemed to be part of the contract. contracting parties.
6.10 LEGAL RIGHTS TO INTELLECTUAL The MRC reserves the right to revise and
PROPERTY amend the terms and conditions laid down in
this guideline as and whenever necessary.
APPENDIX A
Does the proposal meet the following requirements? Please tick the boxes on the right-hand
side and provide a valid justifcation if document has not been included in application form.
NO
REQUIREMENTS YES Please provide a
justification
Amount Requested
Project Summary
Project Justification
14
Project Description
Referees (2 -3 names)
CV of PI
15
Date.........................................
Signature...............................................................
16
APPENDIX B
Section
3 Project scheduling and cost breakdown Form: 1020. Notes have been included under
relevant headings in the softcopy to facilitate the
submission of required information
DATE ACKNOWLEDGED
PROJECT TITLE:
Priority Area:
ADDRESS TEL:
FAX:
E-MAIL:
ADDRESS TEL:
FAX:
E-MAIL:
ADDRESS: TEL:
FAX:
E-MAIL:
NAMEOF INSTITUTION:
ADDRESS:
FORM 1010
(FORM 1015)
1. Project Summary
This should be a technical abstract of the proposal not to exceed one page.
3. Project Description
Use forms 1020 and 1030 to give the requested information. Provide detailed information
and justification for all items of expenditure under this heading.
Give an indication of how this will be done and who will be involved.
8. Referees
9. This project proposal or a similar one, been submitted to any other organisation for
either full or partial funding?
If yes, please state the organisation, the level of funding sought and the response. Also
indicate for what particular component of the project is MRC funding being sought.
10. Facilities, equipment and other resources. (Identify the facilities to be used at each
performances it listed and as appropriate, indicate their capacities, pertinent capabilities,
relative proximity and extent of availability to the project).
Computer
Software
Laboratoryequipment:
Office
Other
FORM (1020)
2. The cost breakdown for each activity should be carried out following the predefined cost components. If the cost component of any particular item exceeds 50%of the Total Project Value , a detailed cost break down for that particular item should be
submitted.
5. The Council funds overseas travel in exceptional cases only. Any request for funding of overseas travel should be justified by the PI.
PROJECT MILESTONES
ACTIVITIES (LISTED
MILESTONE:
MILESTONE DURATION IN FORM 1020
STARTING DATE (PROGRESS REPORT
TO BE CARRIED OUT
MRC FUNDING FUNDING BY OTHERS REMARKS
PERIOD (MONTHS)
DUE DATE)
DURING THE PERIOD)
10
(FORM1035)
PROGRESS REPORT
TECHNICAL ACHIEVEMENT REPORT
Note: Please use the following format and ensure that the report is not less than 5 pages.
TITLE:
1. OBJECTIVES:
2. WORK COMPLETED:
A report on the progress to date and their relationship to the general goals of the grant.
This section should include full details like designs and questionnaires, summary of new
data collected.
3. OUTSTANDING WORK:
A brief summary of the activities of the next period and how the activities of the period
under review link to the next period.
4. PROBLEMS ENCOUNTERED BY PI
I certify that to the best of my knowledge (1) the statements herein (excluding scientific
hypotheses and scientific opinions are true and complete (2) the text and graphics in this
report as well as any accompanying publications or other documents, unless otherwise
indicated are the original work of the signatories or individuals working under their
supervision.
PI signature:
APPENDIXC
(Form 1040)
PROGRESS REPORT: DETAILS OF EXPENDITURE
Award No.:
Project Title:
Starting Date: Projected Completion Date:
PI:
Total Actual
Period No.: Activities in Period Amount Amount
Budgeted Spent
1 Consumables
2 Equipment
3 Salaries (e.g. R.A or technician)
4 Local travel
5 Overseas travel
Documentation/publications
(purchase of related books for
6 reference)
7 Dissemination
8 Others (specify)
TOTALS
FUNDING SOURCE
Request for next period: Activities concerned: Total Amount requested: Amount approved for Amount not approved Actual payment for next
carryforward: for carryforward: period:
MRC FORM1040
*NOTE: The provider institution is required to certify the appropriateness and correctness of all expenditure items and provide all relevant vouchers for expenses incurred and purchases effected.
APPENDIX D
(Form 1050)
4. Award Number:
5. ProjectTitle
Use this format to provide a summary of the completed projects and technical information.
Be sure to include your name and award number on each separate page. See below for
more instructions.
List references to publications resulting from this award and describe in full primary data,
samples, physical collections, inventions, software, etc., created or gathered in the course
of the research and, if appropriate, how they are being made available to the research
community. This section should be limited to 30 pages.
I certify to the best of my knowledge (1) the statement herein (excluding scientific
hypotheses and scientific opinion) are true and complete, and (2) the text and graphics in
this report as well as any accompanying publications or other documents, unless otherwise
indicated, are the original work of the signatories or of individuals working under their
supervision. I understand that willfully making a false statement or concealing a material
fact in this report or any other communication submitted to MRC is a criminal offense.
2. Quality of the proposal in terms of clarity of the objectives and methodology to be used
6. Financial aspects
7. Potentials of the proposal to foster a research culture and develop a synergy among participants
Website: http://www.mrc.org.mu