Understanding Wars Theory
Understanding Wars Theory
Understanding
war’s theory:
What military theory is, where it
fits, and who influences it?
Lieutenant Colonel Nick J Bosio, CSC
© Commonwealth of Australia 2018
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AUSTRALIAN ARMY OCCASIONAL
PAPER SERIES
This paper is an Occasional Paper published by the Australian Army
Research Centre (AARC). AARC was established by Chief of Army to foster
knowledge of, and debate on, the profession of arms. To achieve this, AARC
will sponsor research into the future of land power and related topics, and
publish the results as either Occasional Papers or Monographs under one of
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1
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Abstract
Many military professionals and academics outline the importance of military
theory and the need to study it. Some, like Colin Gray, even highlight how
understanding it allows the profession of arms to better adapt in war. Given
these wise words, would it not seem important to know ‘what’ military
theory is? Is it not significant to know who has shaped it? How do we,
as professionals, tell if something is military theory, or just opinion and
conjecture? Knowing what military theory is, and what it is not, is vital. It
helps identify what writings further our understanding of war and warfare,
and guides professional military education and research for future doctrine
and training. This work answers the questions of what military theory is,
where it sits within the wider context of the study of conflict, and which
theorists are key in defining its body of knowledge.
The work first defines what military theory is. Military theory is a field of
study that seeks to understand the phenomena of war and its links to wider
conflict; and provides a framework for the valid creation and dissemination
of the knowledge of war and warfare. In other words, military theory is the
epistemology of war. This definition highlights that research into military
theory is grounded in the philosophy of scientific inquiry and, much like
applied history, must use broad scientific methods – using hypothesis
and empirical data based in history; not just a single incident, war or
technological advancement – to develop its concepts. Understanding this
also provides a guide to test whether a new or modern idea is effective
‘military theory’, or merely ‘military notion’. The definition also indicates
that the focus of military theory is the development of first principles
knowledge about war and warfare. It is this knowledge that allows planners,
3
commanders and senior decision makers to adapt their know-how of war
fighting to changing situations, environments and political objectives. It is
also this knowledge that can be enhanced through wider study.
The analysis of what military theory is, also demonstrates where military
theory fits within wider academic disciplines. Although other humanities
disciplines like history can support military theory, its focus on applied theory
gives it strong links to other applied social sciences like political science,
international relations and economics. These other disciplines overlap with
military theory, and provide an avenue to potentially advance military theory’s
understanding of power, influence and war’s wider links to conflict. Such
links assist in broadening the military theory body of knowledge – a body
of knowledge that is not codified, but is instead shaped by foundational
theorists.
Overall, this work provides a definition for military theory and highlights
the key theorists that shape our views on it now and into the future.
This is supported with guidance that allows us to test future theories.
Understanding what military theory is and who shapes it lays the foundation
to allow the profession to debate where future advancements in military
theory should focus to best support planners, commanders and senior
decision makers.
4
Acknowledgements
This monograph is based in part on my ongoing PhD research entitled
‘On War’s Theory: Finding a Relationship Between Military and Systems
Theory.’ It is derived from one of my foundational chapters that considers
what military theory is and who influences it. As an edited version, the data
collected from staff colleges, as well as the analysis of Agenda-Setting
Theory and its adaption to military education, is not included. However, it is
available on request.
The data collected from staff colleges would not have been possible without
the support and efforts of the Directorate of Protocol and Visits, International
Policy Division (Australian Department of Defence); the Directorate of
International Engagement – Army and their liaison officers (Australian Army);
and the Defence Attachés stationed in Canberra. Furthermore, I wish to
acknowledge the support provided by the commanders and staff of the
following institutions (in national alphabetical order): the Royal Brunei Armed
Forces Defence Academy; the Canadian Forces College; Bundeswehr
Command and Staff College (Germany); Netherlands Defence College;
the Centre for Defence and Security Studies (Massey University, New
Zealand); the New Zealand Defence Force Command and Staff College; the
Singaporean Armed Forces Command and Staff College; Spanish Joint Staff
School; US Army War College; and US Marine Corps Command and Staff
College. Without these institutions’ support, there would have been no staff
college information for the research.
5
I would also like to thank Timothy Thomas and Lester Grau from the Foreign
Military Studies Office, Fort Leavenworth for their assistance on Russian
military theorists. This has been critical to provide additional breadth to the
work.
The author
Lieutenant Colonel Nick Bosio CSC is currently the Commanding Officer of
the 6th Engineer Support Regiment. His postings cover tactical, operational
and strategic positions in both command and staff roles, including troop and
squadron command in the 1st Combat Engineer Regiment; and staff roles
in the Australian Defence Staff – Papua New Guinea (Lae), the Directorate
of Future Land Warfare (Army Headquarters), and Contestability Division
(Strategic Policy and Intelligence Group). He has a wide range of operational
experiences in the Region and the Middle East. These experiences include
command positions, plans officer and most recently the first Chief of
Campaign Plans for Operation Inherent Resolve – the US led operation to
defeat Islamic State. Academically, he holds a Bachelor of Engineering with
Honours, a Master of Engineering Science, a Master of Systems Engineering
and a Master of Military and Defence Studies. He is a graduate of the
Australian Command and Staff College and is a member of the Institute of
Engineers Australia. He is currently studying a research PhD at the Strategic
and Defence Studies Centre, Australian National University, focusing on
military theory.
6
Chapter 1 – Why military theory?
An introduction
General theory [of war] has no difficulty coping adequately with
changing strategic contexts and recently novel-seeming conflict. The
general theory both of war and of strategy insists that they address
and command phenomena that effectively are permanent in nature,
but also are ever certain to manifest themselves in belligerencies that
can be very different in character. Furthermore, the rich diversity in
character of conflict was as plainly discernible in ancient times at it is
today. Then, now, and in the future, the phenomena are captured well
enough in the general theories of war and strategy.
7
Knowing what military theory is, and what it is not, is vital. It helps highlight
what writings relate to military theory – furthering our understanding of war
and warfare – and what is opinion or historiographical discussion. It guides
professional military education, shaping our awareness of the general
theories that relate to war and specific theories relevant only in certain
contexts. It helps to define the body of knowledge, and is itself defined by
the theorists we chose to study. More importantly, it helps us understand
which other disciplines relate to the phenomenon that is war – linking military
theory to areas of political, economic and social study.2
Given its importance, this work focuses on military theory: what it is, how
it relates to wider theory, and who has shaped it. In doing so, this work
not only defines military theory, it places it within the wider military and
conflict studies context. The work comprises of five chapters, including
this introduction. Chapter 2 defines military theory, highlighting how it is an
8
epistemology of war. Chapter 3 then places military theory within the context
of the wider study of conflict and national power. This illustrates how military
theory links with other applied social science disciplines. With this context
understood, Chapter 4 identifies the key theorists who shape current,
and influence future, military theory, including which areas of study they
are most associated with. Finally, Chapter 5 highlights how the definition
guides a military professional’s ability to test if something is military theory or
conjecture, and provides some initial observations that can be drawn from
the work, providing a starting point for future avenues of research.
9
10
Chapter 2 – What is military theory?
An epistemology of war
Theory and practice, explanatory and normative, can thus be
understood as two sides of the same coin. Rather than a choice
between practical utility and explanatory value, military theory is
a means of achieving both objectives… Just like politics, war and
warfare, without theory, are also in danger of being controlled by
prejudice, gut feelings, and untested and potentially invalid causal
propositions.
11
Without theory, knowledge could only be attained through direct empirical
observation – experience, experiment, practice and application. For
militaries, such empirical experience only comes from war, meaning militaries
would have to be constantly at war. However, theory allows military
practitioners to understand conflict before any ‘practical application’ must
occur. It is theory, specifically military theory, that this chapter discusses and
defines. To do this, the chapter first highlights the links between theory and
knowledge. Using this, the chapter then considers how military theory is
focused predominately on first principles, or propositional, knowledge. This
then allows the chapter to define military theory as an epistemology of war
that provides a framework to create and disseminate knowledge.
Theory (general)
12
...is concerned with how things are done. …An example is the military
appreciation process [a planning process used to develop military
plans for operations and combat]. The intent of a [training] lesson on
this is to teach students how to plan. Tactical exercises …are focused
on implementation, reinforcing how to use the process. Collective
training through command post exercises… enhance understanding
on where to use the process.17 [Emphasis added]
In Figure 2.1, the ‘how’ knowledge does not overlap with the ‘why’
knowledge. This is intentional within both the diagram and the Australian
Army’s Ryan Review. When one considers propositional and procedural
knowledge – both separately and their overlap – it is seen that one does
not need to understand ‘why’ something works to make it work. Nor
does understanding ‘how’ something occurs give insight into ‘why’ it
works that way.
13
be tested and challenged – and why the process is executed like it is – to
align with human cognition and heuristic usage to make the process more
natural for people to execute.18 Although these two types of knowledge are
often discussed separately, they actually overlap (Figure 2.1). It is the inter-
relationship between these knowledge types that creates and shapes the
‘…general propositions… for a class of phenomena.’19 The principles that
guide this inter-relationship for a specific area of inquiry are contained within
the philosophy of knowledge – or epistemology.20 Military theory is one
such area of inquiry.
KNOWLEDGE OF SOMETHING
Propositional
knowledge
WHAT
HOW is the underlying
something is done principle of it
WHERE WHY
to do something does it work
Procedural
knowledge
This diagram is adapted from the Australian Army’s Ryan Review (Ryan, 2016) into
training, education and doctrine. It highlights the relationship between prodedural
knowledge – the how and where of something (knowledge of procedures and
processes) – and propositional knowledge – understanding the what and why of
something (knowledge of the underlying first principles of theory).
14
situations can lead to false conclusions
Epistemology
concerning the nature of war and
the characteristics of warfare – or, as Narrowly, epistemology is
Lieutenant General HR McMaster calls defined as ‘…the branch of
them, ‘the four fallacies’ (see sidebar philosophy which deals with the
‘The Four Fallacies’22) that ‘…try to turn origin, nature, methods, and
war into something alien to its nature.’ 23 limits of human knowledge.’
This highlights the importance of first However, more broadly, it is
understanding ‘what’ military theory the field of philosophy that
‘is’. Only by knowing what it is, is it considers ‘…issues having
to do with the creation and
possible to test if an idea furthers
dissemination of knowledge in
military theory’s body of knowledge,
particular areas of inquiry.’
or falls into the fallacies produced by
prejudice. Luckily, Clausewitz provides
both reasons for, and an initial definition of, military theory.
15
Although the above includes aspects of procedural knowledge concerning
‘how’ to conduct war, the focus of the definition is on the development
of first principle theory, or propositional knowledge, concerning war and
society.28
The Vampire Fallacy. Called the ‘Vampire Fallacy’ because the idea seems
to never die, it focuses on technology. The concept is that technology
will make ‘…the next war fundamentally different from all that had come
before …[shifting] uncertainty to that of certainty.’ The idea has been
around since the 1920s (strategic bombing) and has led to ‘Shock and
Awe’, and the deterministic use of Effects Based Operations and Network
Centric Warfare.
The Zero Dark Thirty Fallacy. This fallacy see strategic focus on special
forces, drone and counter-terrorist operations at the expensive of
joint (and combined joint) operations. As McMaster highlights, these
operations ‘…are often unable to affect the human and political drivers of
armed conflict or make progress toward achieving sustainable outcomes
consistent with vital interests.’
The Land Proxy Fallacy. This is a belief that proxy land forces will achieve,
in full, the expected strategic outcomes. The fallacy ignores human nature
and the potentially divergent goals of the proxy force.
The RSVP Fallacy. This fallacy seeks to solve the complex nature of future
war by ‘opting out’ of certain types of conflict. Such approaches ignore
both the ‘…enemies in wars or the adversaries between wars.’
Military theory defined
The focus on knowledge seen in Clausewitz and Vego’s work is reinforced by
the war theorists cited in Chapter 1. These theorists advocated developing
knowledge and understanding on all aspects of war – not just the procedural
‘know-how’ of waging warfare. Using this as a premise highlights that military
theory is focused on the ‘…creation and dissemination of knowledge in
particular areas of inquiry.’29 This is reinforced by the key themes Angstrom
and Widen identified (see sidebar ‘The Themes of Military Theory’).30 Each
of these themes support the creation of knowledge, through valid
methodologies, and provide a framework to understand and disseminate
that knowledge. This suggests an epistemology focusing on war.
17
18
Chapter 3 – Military theory placed in a
wider context
19
The history of a word tells a story – the story of the
word ‘war’
The distinction between war and conflict can be, and historically has been,
blurred. The history – or etymology – of the word ‘war’ stems from the root
Proto-Germanic word of werz-a (to confuse, perplex), and then into Old
French (guerre: difficulty, dispute, hostility, fight, combat, war).33 This history
indicates that the word ‘war’ was derived from ideas and concepts that
covered more than just the modern interpretation of nation-state military
action. The word included concepts like disputes, rising diplomatic and
cultural hostility, tensions, and broader conflict. Compare this to the modern
definition for war. The modern definition is derived from the Proto-Italic and
Latin word bellum (battle, combat, military force).34 How did today’s ‘war’
diverge from its original Proto-Germanic roots? According to the Oxford
English Dictionary, which both defines and traces the history of words,
language historians believe the change occurred during the rise of the
Roman Empire to stop the expanding empire getting confused over two
similar sounding, but very different, words.35
Apparently, the expanding Roman society often confused the two Latin
words bellum and bello (beautiful).36 Therefore, the Romans chose the
Germanic word werra; one linked to Gaul, Spain and Saxon; to replace the
word bellum, but not the definition. In effect, werra took on the meaning
of, and replaced, bellum.37 Through this transition, and the subsequent
morphing of certain European languages due to Roman influence, modern
day languages like English have been heavily influence by the Roman’s
use of the word ‘war.’38 This has led to today’s limited definition, where
war consists of discrete activities ‘…carried on by force of arms, as in a
series of battles or campaigns.’39 The possible effect on interpreting and
translating historical texts due to the Roman influenced definition of the
word ‘war’ is an interesting point, but beyond the extent of this work.
However, this discussion is useful in two ways. Firstly, it suggests the need
for further research that may partly explain why translated historical texts,
and their ongoing interpretations, refer only to ‘war’ without often a wider
consideration of broader ‘conflict’. Secondly, it highlights that through the
history of the word ‘war’, there are links between war and wider conflict.
20
War is more than ‘war’
Acknowledging the historical development of the word ‘war’ helps to
highlight how war and conflict are connected. It indicates that:
[a]ll war is conflict, yet not all conflict is termed war, with the spectrum
extending from ‘no conflict’ situations – like humanitarian relief – up to
and including ‘total war’ between states. This reaffirms that conflict,
at any level, is a competition of political and human will that can use
violent and non-violent means to influence a diverse group of actors
to achieve the political objective.40
21
and Shiite conflict within Iraq).
What about philosophy?
Such a diverse range forms the
universal set of the Venn diagram Philosophy exists in all disciplines
representation – the set that in some way. Every discipline
contains all the different information has its own philosophical view
types and possibilities under points and paradigm debates.
consideration. It is this analogy, and These shape different schools of
its Venn diagram representation, thought and a discipline’s world
that provides a useful way to views and ideal-types. Philosophy
visualise how military theory – being interacts with all concepts and
a ‘set’ within the wider ‘universal disciplines. Therefore, philosophy
set’ – fits within conflict, as well – though relevant to all theory – is
as how it interacts with other not included within this analogy.
disciplines that influence thinking on Instead, it is taken as an ‘axiom’
national power: economics, law and that underpins all ‘information sets.’
international relations. To establish
this representation, it is first necessary to provide the scope of the study of
conflict.
22
concepts, or data elements, as an illustration of the possible relationships
between disciplines. This starts to form the ‘information sets’ of a Venn
diagram.
23
would be incidental disciplines. From this simplified analysis, the concepts
are related to different disciplines, as seen in Table 3.2. This data can then
be developed into a visual representation that shows the inter-relationships
between different disciplines and the study of conflict.
The data in Table 3.2 highlights how concepts relate to different disciplines. It
is much like a matrix, indicating how different data elements relate to various
information sets. Using this, it is possible to group the ‘data elements’ –
concepts – by their primary disciplines within the ‘conflict universe set’. This
starts to demonstrate the spread of issues across the different disciplines, as
is seen in Figure 3.1, allowing the concepts to be grouped.
The concepts that form the conflict studies spectrum are placed within the universal
set called ‘conflict’. Using the identified primary fields of study, the concepts are
grouped into Military Theory, Economic, International Relations and Law Studies.
These start to highlight the breadth of the fields of study – or the ‘information sets’.
24
Table 3.2 – Conflict concepts linked to fields of study
Field of Study
Serial Concept
Primary Incidental
Tactics, Techniques
1 Military Theory NA
and Procedures
2 Operational Concepts Military Theory NA
International Relations,
3 Strategic Concepts Military Theory
Economics
Military Power International Relations,
4 Military Theory
Construct Economics, Law
5 Military Economics Military Theory Economics
6 Law of Armed Conflict Military Theory Law
7 Economic War Economics International Relations
8 Trade War Economics International Relations
International Relations,
9 Sanctions Economics
Military Theory
Diplomatic
10 International Relations NA1
Disagreement
11 Espionage International Relations Law2
12 Sabotage International Relations Economics
13 Corporate Actions International Relations Economics, Law
Economics, Military,
14 Arms Trade International Relations
Law
Military Theory,
15 Piracy Law Studies
International Relations
16 Human Security International Relations Economics, Law
17 Human Rights Law Studies International Relations
Military Theory, Law,
18 Terrorism International Relations
Economics
19 Trans-National Crime Law Studies Military Theory
Resource Limits and
20 Economics International Relations
Constraints
25
Figure 3.2 – Military Studies as an Information Set
Military Theory, as a discipline, is wholly focused on conflict and war. As such, the
entire information set – or discipline – sits within the wider universal conflict set
Each field of study is added to the diagram to represent their conceptual overlap
and relationships. The information sets for Law Studies, Economics and International
Relations extend beyond the universal set to highlight that they cover more than the
study of conflict. Philosophy is not seen as it is an ‘axiom’ – a given truth.
26
Military theory must consider more than ‘war’
This visual representation, seen in Figure 3.4, illustrates the conceptual
disciplinary overlap – or the metaphoric ‘mathematical intersections’ of
information sets. This framework can be further extended to conceptually
understand how key sub-disciplines, such as war studies and international
security studies, relate to each other and wider military theory. However,
what does this analogy show? It reinforces one of the key themes of military
theory: that military theory is related to other areas of study – particularly the
applied social sciences such as economics, political science, international
relations and law – and these other areas of study can inform military
theory.45 It also supports the fact that military theory’s focus on war is
not limited to discrete nation-state conflict, and must consider the wider
phenomena known as war and conflict. This includes its relationship with
law, economics, diplomacy and society. This simple visual representation
reinforces Clausewitz’s point that ‘…war is not merely an act of policy, but
a true political instrument, a continuation of political intercourse, carried on
with other means.’46 It also leads to the question: Who are the theorists that
influence military theory’s development now and into the future?
The complete Venn diagram representation that highlights the conceptual overlap
between key disciplines and military theory
27
28
Chapter 4 – Influencing military theory
In the book Masters of War, Michael Handel details the ‘great classical
theorists’ of Clausewitz, Corbett, Jomini, Machiavelli, Mao Tse-tung, Sun
Tzu, and Thucydides. However, there is no description, or definition, as to
why these theorists are the ‘greats.’ Although Handel is not wrong to say
these thinkers are great theorists, one could argue that the strategic theory
they support could have also been provided by Julius Caesar, Napoleon,
Hans Delbruck, Alexander Svechin, or any other military thinker who meets
the common assumptions Handel identifies in his introduction.48 This does
not make Masters of War an invalid work. However, it does demonstrate the
issue with selecting ‘influential’ or ‘important’ theorists: what are the selection
criteria and why are they more important than others? Identifying these key
theorists is critical to understanding what ideas make up military theory.
29
Unlike some disciplines, military theory does not have a codified ‘body
of knowledge.’49 Instead, in a similar vein to some humanities and social
sciences, it is the key theorists that shape what is understood to be
‘military theory’. Much of the study of foundational military theory consists
of considering history and past theorists; understanding their ideas and
historical settings; and then placing them within modern contexts.50 This
raises more questions – questions often debated in staff colleges and
officers’ messes – which theorists to study? Which are ‘important’ and
‘influential’? How does one tell if Clausewitz is considered more important
than Jomini, Svechin, or even Delbruck? This chapter answers these
questions. Firstly, the chapter adapts Agenda-Setting Theory to the situation
of military education. This demonstrates that one of the key facets in
determining influence is identifying which theorists are taught in military
education institutions. Using this insight, the chapter reviews the curriculums
of staff colleges around the world. This analysis not only ranks the theorists,
it also identifies the key areas of study that they are associated with.
Knowing this identifies which theorists currently shape military theory and
are likely to inform its future development.
30
becomes easier for the issue to be recalled by the public. This triggers the
availability heuristic, which in turn makes the issue seem more important.
Because of confirmation bias, this increases the weight people place
on the issue at hand.54 This process is not isolated to mass media and
policy development.55 The same concept of presenting selected ideas
to an audience, and thereby shaping their perception of importance and
influencing their future work, could be considered in the area of military
education and theory.
31
Using these criteria, data collected from military colleges can be reviewed to
identify who is perceived as the most important theorists, and therefore who
is currently the most influential.
32
This is a broadly even spread of colleges from across four continents: North
America (three colleges), Asia (five colleges), Oceania (two colleges) and
Europe (four colleges). It is also a strong number of ‘Five-Eyes’; or American,
British, Canadian, Australian and New Zealand, staff colleges.
33
top ten theorists, outlined at Table 4.1, are studied in just under half of
all colleges (43%). Although four of the top five, and eight of the top ten,
theorists are Western in origin, it is interesting to note that all Asian staff
colleges study the top five theorists.63 Furthermore, there is an approximately
even distribution of staff colleges from Europe, Asian and Five-Eyes nations
that study the top ten theorists.
Ranking Theorist
3 Sun Tzu
6 Julian Corbett
7 Giulio Douhet
9 JFC Fuller
10 Mao Tse-tung
34
this cross-referencing that determines their influence in military theory more
generally. For this, it is necessary to define what the key areas of study
within military theory are.
35
Broad military study focuses
The eight areas of military study can be clustered to form four broad, and
overlapping, military study focus areas that helps to group thinking and
assists in wider analysis of theorist and theory overlaps. These four broad
focus areas are:
Domain Theory – Domain theory relates the study of the specific physical
domains: land, sea and air. This theme most relates to domain specific
thinking for the integration of land, sea and air power into military and
national power, as well as the tactical theory of the employment of land,
sea and air capabilities.
Other – Although not a theme, there are theorists whose ideas cannot
be allocated to any of the above themes. This includes specific context
theories (insurgency/counter-insurgency) and growing areas of discussion
(Cyber, Information Operations).
36
• Specific Warfare Characteristics. The final area of study covers
specific studies in selected areas of warfare, like irregular or counter-
insurgency warfare.
These eight areas of study, which generally align with previous works, form
the framework to consider the depth of penetration of each theorist.
37
Table 4.2 – Top 20 theorists
military theory (Table 4.2). The analysis also highlights not only the relative
weight a theorist has within a defined area of study, it also demonstrates
the depth of penetration each theorist has across multiple areas of study.
A visual representation of this for selected theorists is seen at Figure 4.2.74
This analysis provides a list of theorists that are perceived as important at
this time, and therefore influential for future theory. These theorists currently
act as the foundational theorists – forming the corner stone to military
theory’s body of knowledge. The analysis also provides insight into the
differences between the so-called ‘art’ and ‘science’ of military theory.
38
Figure 4.2 – Relative weighting of a selection of theorists from the Top 20
This graph show the relative weight of selected theorists for different study focus
areas. As an example, one can see the perceived importance of Clausewitz in War
Philosophy and Strategic Thinking. However, Clausewitz’s perceived importance is
low in Operational Thinking and Land Power.
The concept of ‘art’ versus ‘science’ is not new. Vego, in his articles
‘Science vs the Art of War’ and ‘On Military Theory’, traces the history of
military theory as both a science and an art. From his analysis he highlights
that ‘[o]ur knowledge and understanding of warfare is a science, but the
conduct of war itself is largely an art.’77 Glenn Voelz also highlights the
links to scientific endeavour and military theory.78 This is reinforced by
Angstrom and Widen who indicate it is both an ‘art’, in that it is grounded
in the humanities and social sciences, and a ‘science’ as it must use
scientific method to validate its theories.79 The issue of whether war is an
art, science or both remains a hotly debated topic at colleges, courses
and on military blogs around the world.80 Even in the fields of business
and philosophy, there are debates on what is ‘art’, ‘science’, how are they
different, and which is ‘better.’81 To make matters more confusing, many of
these debates do not use the dictionary definitions of the words to frame
their discussions.82 Although these debates highlight that war, and wider
theory more generally, is a combination of both art and science, they create
a perception that art and science are opposites: art is genius, creative
thinking and intuitive; science is process, predictable and repeatable. What
can be identified is that the concepts of ‘art’ and ‘science’ are often used by
military professionals to categorise, and at times deride, ideas. Because the
39
perception of art and science is so pervasive throughout military discourse,
it is worth understanding which theorists are considered to reflect ‘art’ and
which reflect ‘science.’
Although the data provided by the staff colleges allows for military theorists
to be categorised by area of study or focus area, it does not provide a
useful medium to identify who is perceived as ‘art’ or ‘science’. However,
the works of Vego and Voelz provide the following guide: is a theorist’s
work considered general in nature, not reliant on technology of the
era; or is the theory context specific, reliant on technology or historical
intellectual views?83 Using this guide, both academics discuss the perceived
categories of 12 theorists.84 For the remaining eight theorists, the guidance
above can be used to allocate them to the art and science categories
respectively.85 Using this information, the top 20 theorists from Table 4.2 can
be categorised by study focus area and across the art/science divide, as
seen in Table 4.3.
The analysis illustrates which theorists are currently considered the most
important, and therefore act as the foundational theorists whose ideas and
concepts currently underpin military theory. Finally, by highlighting which
areas of study these theorists are most influential in, it is possible to see how
specific ideas shape the sub-disciplines of military theory. Knowing this helps
military professionals to understand which theorists should be studied, and
which theorists’ work should be used to cross-reference new ideas – testing
and, through valid methodologies, synthesising new theory. It also provides
guidance for future areas of research.
40
War Strategic Operational Domain
Other ‘Art’ ‘Science’
Philosophy Thinking Theory Theory
Mahan
Clausewitz Clausewitz Jomini Mao Clausewitz Liddell-Hart
(Maritime)
Jomini
Thucydides Sun Tzu Liddell-Hart T E Lawrence Sun Tzu Jomini
(Land)
Douhet Moltke the
Machiavelli Machiavelli Boyd Tukhachevsky Boyd
(Air) Elder
Corbett
Jomini Clausewitz Mao Mahan
(Maritime)
Moltke the Liddell-Hart
Mao Machiavelli Douhet
Elder (Land)
Mitchell
Napoleon Svechin Thucydides Fuller
(Air)
Fuller
Mackinder Corbett Napoleon
(Land)
Guderian
Svechin Mitchell
(Land)
Mackinder Guderian
Table 4.3 – Top 20 theorists categorised by military study theme and art/science
Lawrence Tukhachevsky
41
42
Chapter 5 – Observations and
conclusion
43
Using the framework – the difference between
military theory and opinion
This work has defined military theory as the epistemology of war. This
definition highlights that military theory seeks to understand war and
warfare, including its links with wider conflict and society. Furthermore,
military theory provides a framework for the valid creation and dissemination
of that knowledge. This framework is founded on the philosophy of
scientific inquiry, using the scientific method (see sidebar ‘Strategies for
Research’).88 Much like applied (or public) history, the ‘hypothesis’ is the
general idea of a theorist; ‘empirical data’ is the history of war, warfare,
and society; and the final theory is the combination of the idea aligned with
history that forms a bounded ‘universal validity’ that helps to explain the
evidence.89 Understanding this definition allows military practitioners and
academics to critically question new ideas, impressions and concepts in
two ways. First, does the idea fit within the phenomenon of war and its
links to wider conflict? Second, was the idea developed through a method
or methodology grounded in the philosophy of scientific inquiry – in other
words, does it use history or focus purely on a single instant in time or
technology? Answering these questions can help define which modern
concepts are military theory, and which are opinion. However, the work does
more than just define military theory, it also has identified which theorists
have shaped its body of knowledge and has raised some interesting areas
of future inquiry.
44
Strategies for research
45
directly links to the definition of theory. Focusing military theory around this
observation can help shape a person’s understanding of what is possible
within war and conflict – at the tactical, operational and strategic level. It also
allows people to adapt procedural knowledge to changing situations.90 This
is critical because, as highlighted in Chapters 1 and 2, it is not possible to
have experience in all aspects of war, warfare and conflict. Therefore, it is
theory that helps guide planners, commanders and senior decision makers.
If military theory is focused too heavily on the ‘how to conduct warfare’ and
the ‘where to fight’, or worse, is the result of ‘…prejudice, gut feelings, and
untested and potentially invalid causal propositions’,91 then military officers
will be very limited in their ability to plan for future battles, campaigns and
wars. Given this, the importance of a strong military education curriculum
leading up to Staff College cannot be understated. Not only does this
prepare the officer for Staff College – seen as a critical turning point in their
career – it also assists in shaping their minds for planning and principle staff
roles. After all, in the Australian Army, it is the senior captain and major that
is often the planner in small task forces, and an embedded officer within
larger coalition operations. Understanding the propositional knowledge of
war and warfare can be enhanced through inter-disciplinary study.
46
Three dimensions of power
47
War is more than ‘war’ – both in translations and reality
By discussing the history of the word ‘war’, it is seen that the current English
definition may have different connotations to that used in historical writing,
or other languages. As already highlighted, one possible effect could be a
misrepresentation of the word ‘war’ within historical texts. This may partly
explain why translated historical texts, and their ongoing interpretations, refer
only to ‘war’ without a wider consideration of broader ‘conflict’. Given that
12 of the 20 most influential theorists are not native English speakers;95 and
the native languages of eight of them are not part of the Romantic language
group;96 future research may wish to consider if the narrow definition used
in English has affected modern interpretations of past works.97 It could also
explain why there are different views on what ‘war’ is across different, but
overlapping, disciplines. This may also be linked to the apparent normalising
of theorists across the world.
48
Concluding thoughts
This work has answered the questions: ‘what is military theory?’, ‘where
does it fit?’ and ‘who influences it?’. It has defined military theory as the
epistemology of war. This means it seeks to understand the phenomenon
of war and its links to wider conflict, and provides a framework for the valid
creation and dissemination of knowledge concerning war and warfare.
Although military theory can cover a range of topics – from the procedures
of weapon handling up to and including the philosophical reasons for war
– its primary focus is the development of first principles knowledge, general
and specific, on the nature of war and the characteristics of warfare. Its
body of knowledge is shaped by key theorists who form its foundation.
This work has also identified these theorists through analysis of staff
college curriculums. By providing answers to these questions the work
has established what military theory is, who the foundational theorists are
that make up its body of knowledge, and how military practitioners and
academics should use the framework to further that knowledge, or test
other people’s ideas – thereby confirming what is theory and what is a
matter of opinion.
49
50
Annex A – Glossary
This glossary gives definition for key terms and phrases within the context
of this work and military theory more broadly. It is derived from the wider
research work being undertaken entitled ‘On War’s Theory: Finding a
Relationship Between Military and Systems Theory.’ The definitions provided
are either directly from source documents, or have been derived from the
research into military theory.
51
Congruence. Congruence is defined as being in a ‘…condition of agreeing;
agreement.’103 This can occur where two (or more) theories merge into one
theory (like the Eastern and Western ways of war). It can also occur where
one theory’s underlying themes/concepts are found in another theory’s
themes, forming invariants of a meta-theory. This is how external ideas, like
business or systems theories, can be ‘imported’ into military theory or used
to support the advancement of military theory.104 In these cases, it can be
said that the two theories have a relationship that allows them to be used
together. The strength of this relationship assists in understanding the links
between the theories, and if there is congruence between them. If there is
little or no relationship, then the theories are not in agreement and there is no
congruence. If the relationship is modest, this may imply that the use of one
theory to support the development of the second theory may have limited
utility. This suggests that there may be congruence, but it is only relevant
for specific parts of a discipline, or specific characteristic. Finally, if there is a
strong relationship, then both theories are in agreement (or in congruence),
indicating that both a relevant to each other.
52
consists of information and is where the functions of information
systems (ie, information collection, processing, and dissemination)
create information content and flow. The information domain is the link
between the reality of the physical domain and human perceptions
and decision-making in cognitive domain.109
Within the context of military theory (or using external theories within
military theory), a meta-theory exists if the underlying themes of one
theory are found to be invariants within another theory. The degree that
these invariants exist highlights the overlap between the theories, thereby
demonstrating the relevance of the meta-theory that combines two or more
separate theories.
Physical Domain. The physical domain is one of the three vertical domains
in conflict. It is ‘…the real world environments of land, sea, air, and space.’114
53
Source Domain. Source domain is part of conceptual metaphor theory.
This is the conceptual domain, or idea/concept, that is used to understand
another conceptual domain (target domain) through the mapping of a
conceptual metaphor. Source domains are
54
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65
66
(Endnotes)
1 Colin S. Gray, ‘Politics, Strategy, and the Stream of Time,’ Infinity Journal 3, no.
4 (2014): 6.
2 Greater discussion of these links can be seen in Jan Angstrom and J.J. Widen,
Contemporary Military Theory: The Dynamics of War (New York City, New York,
USA: Routledge, 2015), 4-9.
3 Antoine-Henri Jomini, The Art of War [Précis de l’Art de la Guerre: Des
Principales Combinaisons de la Stratégie, de la Grande Tactique et de la
Politique Militaire], trans. G.H. Mendell and W.P. Craighill, Apple eBook
ed. (West Point, New York, USA: United States Army, 1836; repr., 1862
Translation), 6.
4 Julian Corbett, Some Principles of Maritime Strategy, ePub Apple Books ed.
(London, UK: Apple iBooks, 1911), 3.
5 From Mao, cited by Handel: Michael I. Handel, Masters of War: Classical
Strategic Thought, 3rd Revised and Expanded Kobo eBook ed. (Southgate,
London, UK: Frank Cass Publishers, 2005), 50.
6 Kelly C. Jordan, ‘Military Science,’ in Encyclopedia of Military Science, ed. Kurt
G. Piehler (Los Angeles, California, USA: Sage Refence, 2013), 881.
7 Angstrom and Widen spend significant time defining the themes of military
theory and its differences between doctrine, military thought and other
disciplines. This book is a key reference for anyone that wishes to understand
the breadth of military theory. See: Angstrom and Widen, Contemporary
Military Theory.
8 Contemporary Military Theory, 173.
9 ‘Theory,’ in Macquarie Complete Dictionary, ed. Susan Butler (Sydney, NSW,
AUST: Macquarie Dictionary Publishers, 2014).
10 Paul Davidson Reynolds, A Primer in Theory Construction, Sixth Printing - First
ed. (Indianapolis, Indiana, USA: The Bobbs-Merrill Comapny, 1976), 21-43;
Yvonna S. Lincoln, ‘The Making of a Constructivist - A Remembrance of
Transformations Past,’ Chap. 4 in The Paradigm Dialog, ed. Egon G. Guba
67
(Newbury Park, Caligornia, USA: Sage Publications, 1990), 79-87; Gary
Klein, Sources of Power: How People Make Decisions, Second Printing ed.
(Cambridge, Massachusetts, USA: MIT Press, 1998), 152-153, 261-269; Rich
Ganske, ‘Personal Theories of Power: Theory Properly Constructed’, Offiziere.
ch: Security Policy – Armed Forces – Media, 2014, Accessed 16 Jul 2016,
http://www.offiziere.ch/?p=16961; John D. Sterman, Business Dynamics -
Systems Thinking and Modeling for a Complex World (Boston, USA: McGraw-
Hill Higher Education, 2000), 14-20; Michael S. Gary and Robert E. Wood,
‘Mental models, decision rules, and performance heterogeneity,’ Strategic
Management Journal 32, no. 6 (2011): 583-585; Nicholas J. Bosio, ‘Want the
edge? More ‘ME’ in ‘PME’’, Land Power Forum, 2015, Accessed 16 Jul 2016,
http://www.army.gov.au/Our-future/Blog/Articles/2015/02/Want-the-edge-
more-me-in-pme.
11 Reynolds, Theory Construction, 10-11; Ganske ‘Personal Theories of Power:
Theory Properly Constructed’.
12 Milan N. Vego, ‘On Military Theory,’ Joint Force Quarterly 3rd Quarter 2011,
no. 62 (2011): 60.
13 John O’Shaughnessy, Inquiry and Decision (Ruskin House, London,
England, UK: Alden Press, 1972), 62-69, 74-79, 130, 136; Reynolds, Theory
Construction, 26-42, 104-107; Egon G. Guba, ‘The Alternative Paradigm
Dialog,’ Chap. 1 in The Paradigm Dialog, ed. Egon G. Guba (Newbury Park,
Caligornia, USA: Sage Publications, 1990), 18-19; Jennifer C. Greene, ‘The
Views on the Nature and Role of Knowledge in Social Science,’ Chap. 18 in
The Paradigm Dialog, ed. Egon G. Guba (Newbury Park, Caligornia, USA:
Sage Publications, 1990), 227-228; Margaret D. LeCompte, ‘Emergent
Paradigms - How New? How Necessary?,’ Chap. 19 in The Paradigm Dialog,
ed. Egon G. Guba (Newbury Park, Caligornia, USA: Sage Publications, 1990),
249-251; Klein, Sources of Power, 170-172, 260-261; Gerd Gigerenzer,
Peter M. Todd, and A. B. C. Research Group, Simple Heuristics That Make
Us Smart, Electronic PDF ed. (Oxford, England, UK: Oxford University
Press, 1999), 197-209; Martin J. Brown Jr, ‘Rapid Knowledge Formation in
an Information Rich Environment,’ in 9th Command and Control Research
and Technology Symposium Coalition Transformation, ed. David S. Alberts
(Demark: Command and Control Research Program, 2004), 2-3.
14 Murat Baç, ‘Propositional Knowledge and the Enigma of Realism,’ Philosophia
27, no. 1 (1999): 200-221; Sterman, Business Dynamics, 14-22; Alan C.
McLucas, Decision Making: Risk Management, Systems Thinking and Situation
Awareness (Canberra, ACT, AUST: Argos Press, 2003), 14-20; Brown Jr,
‘Rapid Knowledge Formation in an Information Rich Environment,’ 3; Nicholas
J. Bosio, ‘Realistic Balance Scorecards: Systemic Understanding via the
Balanced Scorecard Cascaded Construction Method’ (University of New South
Wales, 2005), 54-56; Frans P. B. Osinga, ‘Science, Strategy and War: The
Strategic Theory of John Boyd’ (Univeristy of Leiden, 2005), 108-120.
68
15 John N. Williams, ‘Propositional Knowledge and Know-How,’ Synthese 2008,
no. 165 (2008): 24-25; Mick B. Ryan, The Ryan Review: A study of Army’s
education, training and doctrine needs for the future (Canberra, ACT, Australia:
Department of Defence, 2016), 46-47.
16 The Ryan Review, 48.
17 The Ryan Review, 48-49.
18 This is an extension of the mathematic example outline by Moser, where 1+1=2
is a fact that is taken as given – therefore being propositional knowledge
that aligns with mathematical induction and the x=x axiom, where y+y=x
meaning that x/2=y – and the knowledge a person has on how to add the two
numbers together to demonstrate that they equal ‘2’ is procedural knowledge.
Propositional knowledge is also explained by Kant as knowledge that is
taken as truth without need for proof – such as ‘all bachelors are unmarried’.
Cited in: Paul K. Moser, ‘Propositional Knowledge,’ Philosophical Studies: An
International Journal for Philosophy in the Analytic Tradition 52, no. 1 (1987):
91-92. The ‘what’ and ‘why’ is derived from Williams discussion: Williams,
‘Propositional Knowledge and Know-How,’ 24.
19 Quotation from: ‘Theory,’ in Macquarie Complete Dictionary, ed. Susan Butler
(Sydney, NSW, AUST: Macquarie Dictionary Publishers, 2014). For discussion
on knowledge, and the types of knowledge, see: Wolfgang Schnotz and
Achim Preup, ‘Task-Dependent Construction of Mental Models as a Basis for
Conceptual Change,’ Chap. 7 in Mental Models in Discourse Processing and
Reasoning, ed. Gert Richheit and Christopher Habel, Advances in Psychology
(Amsterdam, The Netherlands: North-Holland Elsevier Science, 1999), 140-
147, 150-151; Mauri Laukkanen and Mingde Wang, Comparative Causal
Mapping - The CMAP3 Method (London, England, UK: Routledge, Taylor and
Francis Group, 2015), 16-19; Gabriel A. Radvansky and David E. Copeland,
‘Memory - Mental Models,’ Education Encyclopedia - StateUniversity.com,
Accessed 16 Jul 2016, http://education.stateuniversity.com/pages/2219/
Memory-MENTAL-MODELS.html; James Clear, ‘Mental Models: How Intelligent
People Solve Unsolvable Problems’, Important Ideas, Explained Simply, 2016,
http://jamesclear.com/feynman-mental-models.
20 Barry Buzan and Lene Hansen, The Evolution of International Security Studies,
eBook ed. (New York, USA: Cambridge University Press, 2009), 32; Matthias
Steup, ‘Epistemology,’ in Stanford Encyclopedia of Philosophy, ed. Edward
N. Zalta (Stanford University, USA: Center for the Study of Language and
Information, 2005).
21 Angstrom and Widen, Contemporary Military Theory, 173.
22 The information for this sidebar come from three sources. These are
(quotations source first): Herbert R. McMaster, ‘H.R. McMaster: Thinking
Clearly about War and the Future of Warfare – The US Army Operating
Concept’, Military Balance Blog, 2014, Accessed 09 Nov 2016, http://www.
iiss.org/en/militarybalanceblog/blogsections/2014-3bea/october-831b/
69
thinking-clearly-about-war-and-the-future-of-warfare-6183; ‘Discussing the
Continuities of War and the Future of Warfare: The Defense Entrepreneurs
Forum,’ Small Wars Journal 2014, no. Oct (2014); ‘Continuity and Change: The
Army Operating Concept and Clear Thinking About Future War,’ Military Review
2015, no. March-April (2015); Christopher Mewett, ‘Understanding War’s
Enduring Nature Alongside its Changing Character’, War on the Rocks, 2014,
Accessed 05 Aug 2016, http://warontherocks.com/2014/01/understanding-
wars-enduring-nature-alongside-its-changing-character/.
23 McMaster ‘H.R. McMaster: Thinking Clearly about War and the Future of
Warfare – The US Army Operating Concept’.
24 Carl von Clausewitz, On War, trans. Michael Howard and Peter Paret, Indexed
eBook ed. (New Jersey, USA: Princeton University Press, 1989), 140.
25 On War, 132.
26 Vego, ‘On Military Theory,’ 60.
27 ‘On Military Theory,’ 60.
28 This discussion by Vego is reinforced by Angstrom’s and Widen’s extensive
work. Their book, particularly its final chapter, outlines the that military theory’s
key value is its enhancement of propositional knowledge. See: Angstrom and
Widen, Contemporary Military Theory, 168-174.
29 Steup, ‘Epistemology.’
30 The key themes discussed in the side bar are from Angstrom and Widen. The
analysis, or ‘so whats’ is derived from this research. See: Angstrom and Widen,
Contemporary Military Theory, 168-174.
31 The dictionary defines war as: ‘…a conflict carried on by force of arms, as
between nations or states, or between parties within a state’. Cited in: ‘War,’
in Macquarie Complete Dictionary, ed. Susan Butler (Sydney, NSW, AUST:
Macquarie Dictionary Publishers, 2014).
32 Craig A. Snyder, ‘Contemporary Security and Strategy,’ Chap. 1 in
Contemporary Security and Strategy, ed. Craig A. Snyder (New York City, New
York, USA: Routledge, 1999), 3.
33 Andrew L. Sihler, New Comparative Grammar of Greek and Latin (New York,
USA: Oxford University Press, 1995), 4-6; ‘War,’ in Oxford English Dictionary,
ed. Judy Pearsall, Fiona McPherson, and Richard Holden (Oxford, England,
UK: Oxford University Press Oxford, 2014); Douglas Harper, ‘War (Noun),’
Online Etymology Dictionary, Accessed 16 Jul 2016, http://www.etymonline.
com/index.php?term=war.
34 Discussion from Sihler, Greek and Latin, 13-16. Bellum meaning from the
Oxford Latin Dictionary, cited in: Kevin D. Mahoney, ‘Bellum, Belli ‘ Latdict -
Latin Dictionary and Grammar Resources, Accessed 16 Jul 2016, http://www.
latin-dictionary.net/search/latin/Bellum.
35 ‘War,’ in Oxford English Dictionary.
70
36 ‘War,’ in Oxford English Dictionary.
37 ‘War,’ in Oxford English Dictionary; Harper, ‘War (Noun)’.
38 The morphing of languages due to Roman influence is known as
romanticisation. The subsequent languages are referred to Romance
Languages, which includes Italian, French, Spanish and Portuguese. These
language derived many of their definitions from Latin (or Vulgar Latin as Latin
mixed with other languages). Interesting, English, though containing many Latin
and Ancient Greek words, is not a Romance Language. It is still technically
classified as a ‘Germanic (West) Language’. However, its growth has been,
and continues to be, influenced by other languages – or as the editor for the
Merriam-Webster Dictionary explains, it’s a mongrel language. Paraphrase
cited from: Heidi Stevens, ‘English: The Mongrel Language,’ Chicago Tribune,
04 Apr 2012 2012. Accessed 30 Sep 2016. http://articles.chicagotribune.
com/2012-04-04/features/ct-tribu-words-work-language-history-20120404_1_
mongrel-language-second-language-english.
39 ‘War,’ in Macquarie Complete Dictionary.
40 Australian Army, LWD 1: The Fundamentals of Land Power, ed. Directorate
of Future Land Warfare, Land Warfare Doctrine (Canberra, ACT, Australia:
Department of Defence, 2014), 9.
41 Thomas C. Schelling, ‘The Diplomacy of Violence,’Arms and Influence, Henry
L. Stimson Lectures (New Haven, Connecticut, USA: Yale University Press,
1966), 26-34.
42 This analogy is a form of analogical reasoning, or an explicit conceptual
metaphor, that is used to assist in explaining the abstract idea of the study of
conflict and its multi-discipline overlaps. For more information on conceptual
metaphors and there effect on thinking see: George Lakoff and Mark Johnson,
Metaphors We Live By, Kindle Edition ed. (Chicago, USA: University of Chicargo
Press, 1980); Alan D. Beyerchen, Why Metaphors Matter - Understanding the
Power of Implicit Comparison and its uses within the Marine Corps, vol. 5,
Perspectives on Warfighting (Quantico, Virginia, USA: Marine Corps University,
1997); Nicholas J. Bosio, ‘Clausewitz and the CoG: Marriage Stability for Over
180 Years’, Land Power Forum, 2016, Accessed 08 Nov 2016, http://www.
army.gov.au/Our-future/Blog/Articles/2016/02/Clausewitz-and-the-CoG.
43 There are many summary studies and articles that outline the wide range of
issues covered by ‘conflict and peace studies’. The following provides an
overview only: Christine Cardone and Julie Nemer, eds., Issues in Peace
and Conflict Studies: Selections From CQ Researcher, Annotated ed., CQ
Researcher (Thousand Oaks, California, USA: SAGE Publications, 2010).;
Global Issues, ‘Issues on the Global Issues Website - Social, Political,
Economic and Environmental Issues That Affect Us All,’ Global Issues,
Accessed 15 Jun 2016, http://www.globalissues.org/issue. accessed 16 Jun
2016; Mehreen Khan, ‘These are the four biggest threats to the world right
now,’ The Telegraph, 15 Jan 2015 2015. Accessed 15 Jun 2016. http://www.
71
telegraph.co.uk/finance/economics/11347752/These-are-the-four-biggest-
threats-to-the-world-right-now.html..
44 This aligns with the key findings by Angstrom and Widen with respect to the
themes of military theory, particularly its links to political science and war
studies more generally. See: Angstrom and Widen, Contemporary Military
Theory, 4-9.
45 These broad findings align with Angstrom and Widen findings on
understanding military theory’s links to social science more broadly. See:
Contemporary Military Theory, 177.
46 von Clausewitz, On War.99.
47 Daniel Coetzee and Lee W. Eysturlid, ‘Set Introduction,’ in Philosophers of War:
The Evolution of History’s Greatest Military Thinkers, ed. Daniel Coetzee and
Lee W. Eysturlid (Oxford, England, UK: Praeger, 2013), 1-2 to 1-3.
48 Handel, Masters of War, 3-6.
49 Jordan, ‘Military Science,’ 881.
50 This is suggested throughout the discussion of military theory. However,
two particular works highlight this best: Vego’s article on military theory and
Milevski’s discussion on the development of grand strategy and strategic
thought. It is also reinforced by Angstrom and Widen’s military themes. See:
Vego, ‘On Military Theory,’ 62-64; Lukas Milevski, The Evolution of Modern
Grand Strategic Thought, Kindle eBook ed. (Oxford, England, UK: Oxford
University Press, 2016), Loc 87-245; Angstrom and Widen, Contemporary
Military Theory, 168-174, 177.
51 Agenda-Setting Theory, and its extension and adaption into analysis of military
education and theorists, is an appendix to the PhD research and may be
released as an Australian Army Journal. A draft version is available from the
author.
52 Abstract from McCombs (2003); cited in: Amber M. Freeland, ‘An Overview of
Agenda Setting Theory in Mass Communications’ (Monograph, University of
North Texas, 2012), 2.
53 Stephen J. Hoch, ‘Availability and Interference in Predictive Judgment,’ Journal
of Experimental Psychology 10, no. 4 (1984): 658-660; Derrick Farnell, ‘How
Belief Works,’ THINK 12, no. 35 (2013): Section 9.
54 Raymond S. Nickerson, ‘Confirmation Bias: A Ubiquitous Phenomenon in
Many Guises,’ Review of General Psychology 2, no. 2 (1998): 176-177.
55 Although Agenda-Setting Theory was originally focused on the media and
communication studies, its theoretical underpinnings are already being used to
consider how agendas and the perception of importance occurs in other areas
of study. See: Neta Kligler-Vilenchik, Yariv Tsfati, and Oren Meyers, ‘Setting
the Collective Memory Agenda: Examining Mainstream Media Influence on
Individuals’ Perceptions of the Past,’ Memory Studies 7, no. Early Release
(2014): 9-11; Sebastiaan Princen and Mark Rhinard, ‘Crashing and Creeping:
72
Agenda-setting Dynamics in the European Union,’ Journal of European Public
Policy 13, no. 7 (2006): 1120-1123.
56 A full detail analysis that transitions Agenda-Setting Theory into military
education, and the influence this has on future research, as available from
the Author. It is an appendix to the wider PhD research and uses causal loop
diagrams to demonstrate the effect, and reinforcement, of military theorists on
future study.
57 Ryan, The Ryan Review, 25 (endnote 32), 33.
58 The request was formally sent by the Australian Department of Defence’s
International Policy Division to the Defence Attaches of 37 countries to seek
information from their staff colleges.
59 The requests were sent via the Australian Army’s Directorate of International
Engagement. The countries contacted were: Canada, Indonesia, Japan,
Malaysia, New Zealand, Singapore, Thailand, United Kingdom, and the United
States of America.
60 Both Australia and Russia were not formally requested to provide information.
However, Australia’s 2013 staff college course curriculum was available for
review. In addition to this, Timothy Thomas’ book, Recasting the Red Star,
provides extensive analysis of the theoretical underpinnings, and associated
influential theorists, that continue to shape Russian military thinking.
Furthermore, for Thailand, Indonesia and Japan, an informal method was used
to ascertain the list of theorists and, for Thailand and Indonesia, the areas of
study the theorists are related to. The information was gained on a not-for-
attribution basis. Using these sources the approaches of five staff colleges
could be inferred: Australia, Russia, Thailand, Indonesia and Japan (Army).
For Thomas’ book, see: Timothy L. Thomas, Recasting the Red Star: Russia
Forges Tradition and Technology through Toughness (Fort Leavenworth, KS,
USA: Foreign Military Studies Office, 2011), 23-81.
61 The eight staff colleges are: Australian Command and Staff College (Joint),
Canadian Forces College (Joint), New Zealand Command and Staff College
(Joint), the United Kingdom Joint Services Command and Staff College (Joint),
and the four US service staff colleges (Army, Navy, Air Force and Marine Corps)
62 Full details of the data, as well as the information collected, is available from
the author and is included in the ongoing PhD research work entitled ‘On War’s
Theory: Finding a Relationship Between Military and Systems Theory’. The final
14 staff colleges used in the study was: Australia, Brunei, Canada, Germany,
Indonesia, Japan (Army), the Netherlands, New Zealand, Russia, Thailand,
Singapore, Spain and the United States of America (US Army and US Marine
Corps).
63 It is noted that Mahan was not studied at the Japanese Army Staff College.
Although no information was provided by the Japanese Naval or Air Force Staff
Colleges, it is inferred that the Naval staff college is highly likely to have studied
Mahan.
73
64 Jordan, ‘Military Science,’ 881.
65 The key fields of study are listed in the Military Science entry: ‘Military Science,’
883-885.
66 See: Angstrom and Widen, Contemporary Military Theory.
67 Basil H. Liddell Hart, Strategy, 2nd Revised (1st Meridian) ed. (London, UK:
Meridian, 1967; repr., Meridian 1991), 321-322.
68 Nicholas J. Bosio and Mark Ascough, ‘Providing the golden thread: Strategic
deterrence as the new strategic concept’, Land Power Forum, 2015, Accessed
15 Jul 2016, http://www.army.gov.au/Our-future/Blog/Articles/2015/11/
Providing-the-golden-thread.
69 Australian Army, LWD-1, 19-20.
70 The lay definition of land/sea/air power relates to a nation having an important
and powerful army, navy and/or air force. These definitions come from the
entries for Land Power, Sea Power and Air Power, cited in: Susan Butler,
Macquarie Complete Dictionary, (Sydney, NSW, AUST: Macquarie Dictionary
Publishers, 2014).
71 Bosio and Ascough ‘Providing the golden thread: Strategic deterrence as the
new strategic concept’.
72 11 of the 14 institutions provided enough data to either directly deduce this, or
infer it from theorist categorisation.
73 Full analysis is available from the author and is detailed in the ongoing PhD
research entitled ‘On War’s Theory: Finding a Relationship Between Military and
Systems Theory’.
74 Figure 4.2 uses a stacked graph. Using this graph, it is possible to highlight the
relative weight each theorist has within a specific military study theme. Because
domain theory covers the three physical domains, it was necessary to level the
analysis so that the ranking of land, sea and air power theorists was the same.
This was achieved by setting the highest ranked theorist within the relevant
domain to 4, and then using this to rank the rest of the theorists in descending
order. A similar graph for all 20 theorists is available from the author and as a
part of the wider research.
75 The first is often referred to as ‘Clausewitzian’, while the second is ‘Jominian’.
A discussion on these differences is provided by Willmott and Barrett (briefly),
Otero (briefly) and Nomura (detailed). Nomura’s discussion on the different
methods is interesting. Although he highlights that Clausewitz’s methods are
deductive and Jomini is inductive – meaning Clausewitz is technically aligned
with scientific methods – Nomura outlines that Clausewitz remains qualitative
compared to Jomini’s research that develops specific principles. H.P. Willmott
and Michael B. Barrett, Clausewitz Reconsidered (Santa Barbara, California,
USA: Praeger Security International, 2010), 22-24; Christopher Otero,
‘Reflections on Clausewitz and Jomini: A Discussion on Theory, MDMP, and
Design in the Post OIF Army,’ Small Wars Journal 2011, no. May (2011): 6;
74
Ryan C. Nomura, ‘Issues in Strategic Thought: From Clausewitz to Al-Qaida’
(Master Thesis, Naval Postgraduate School, 2012), 20-22, 124.
76 Vego describes the development of both ‘war as a science’ and ‘war as an
art’. Milan N. Vego, ‘Science vs the Art of War,’ Joint Force Quarterly 3rd
Quarter 2012, no. 66 (2012): 62-63, 66.
77 ‘Science vs Art,’ 69.
78 See Voelz’s article: Glenn Voelz, ‘Is Military Science “Scientific”?,’ Joint Force
Quarterly 4th Quarter 2014, no. 75 (2014).
79 Angstrom and Widen, Contemporary Military Theory, 170-174.
80 Some examples are: Eric Cummings and Michael Cummings, ‘The “Art” vs.
the “Science” of War’, On Violence, 2010, Accessed 05 Aug 2016, http://
onviolence.com/?e=188; desaxx, ‘The Art and Science of War’, International
Relations, National Security, and Military Art, 2010, Accessed 05 Aug 2015,
http://desaxx.blogspot.com.au/2010/09/art-and-science-of-war.html.
81 Some examples are: Stephen Mumford, ‘Art versus Science?’, UoN Blogs-
Arts Matters, 2012, Accessed 05 Aug 2016, https://blogs.nottingham.
ac.uk/artsmatters/2012/03/06/art-versus-science/; Anna Mar, ‘Inspiration vs
Perspiration (Flash of Genius versus The Repeatable Innovation Process)’,
Simplicable, 2011, Accessed 05 Aug 2016, http://business.simplicable.com/
business/new/inspiration-vs-perspiration.
82 For the purposes of this discussion, art is defined as ‘…a skill or knack; a
method of doing a thing’. Science is defined as ‘…the systematic study of
the nature and behaviour of the material and physical universe’. Cited in (in
order): ‘Art,’ in Macquarie Complete Dictionary, ed. Susan Butler (Sydney,
NSW, AUST: Macquarie Dictionary Publishers, 2014); ‘Science,’ in Macquarie
Complete Dictionary, ed. Susan Butler (Sydney, NSW, AUST: Macquarie
Dictionary Publishers, 2014).
83 Vego, ‘Science vs Art,’ 65; Voelz, ‘Is Military Science “Scientific”?,’ 89.
84 Vego and Voelz indicate that Clausewitz, Sun Tzu, Moltke the Elder, Machiavelli
and Corbett as ‘art’ theorists. Meanwhile, they indicated that Liddell-Hart,
Jomini, Mahan, Douhet, Fuller, Napoleon and Mitchell as ‘science’ theorists.
See: Vego, ‘Science vs Art,’ 64; Voelz, ‘Is Military Science “Scientific”?,’ 85-87;
Vego, ‘On Military Theory,’ 65.
85 The remaining eight theorists are: Mao, Boyd, Thucydides, Svechin, Mackinder,
Guderian, Lawrence and Tukhachevsky. Thucydides is allocated to the ‘art’
category to align with the other realist political theorist, Machiavelli. Mao,
Svechin, Mackinder and Lawrence are also allocated to the art category as
their theories are not necessarily time or technology specific. Boyd is aligned
to the science category due to the strong systems framework that underpins
the OODA loop. Furthermore, Guderian and Tukhachevsky are also allocated
to science due to the technological links with their ideas.
86 Lange discusses a discussion on ideal-types and its use to compare theory
75
and patterns. See: Matthew Lange, Comparative-Historical Methods, Kindle
ed. (London, England, UK: Sage Publications, 2013), Loc 827.
87 Angstrom and Widen, Contemporary Military Theory, 4.
88 Reynolds provides significant discussion on the two strategies represented
in the side bar. He outlines the broad methodologies behind the strategies,
their philosophical viewpoints on the relationship between the real world and
knowledge, and discusses the difficulties associated with both strategies.
The sidebar provides an overview of this work and places it within the military
theory context. See: Reynolds, Theory Construction, 140-151.
89 A discussion of using history, either directly or through analogy, effectively as
well as the failures can be seen in the books Thinking in Time and Analogies
at War. Both books use case studies that effectively highlight the failures that
can occur where history is used without rigours methodologies to validate
the ideas. Both these books provide useful discussion on how to effectively
consider applied history for policy making. See: Richard E. Neustadt and
Ernest R. May, Thinking in Time: The Uses of History for Decision Makers,
Kobo eBook ed. (New York, New York, USA: The Free Press, 1986), 13-16 to
13-21; Yeun Foong Khong, Analogies at War: Korea, Munich, Dien Bein Phu,
and the Vietnam Decisions of 1965 (Princeton, New Jersey, USA: Princeton
University Press, 1992), 211-227, 245-250, 253-256.
90 Ryan, The Ryan Review, 48-49; Bosio ‘Want the edge? More ‘ME’ in ‘PME’’.
91 Angstrom and Widen, Contemporary Military Theory, 173.
92 Influence is seen as a broad construct, with coercion being a sub-section. The
concept that military power is solely for coercive matters does not align with
the historical uses of militaries throughout history. In fact, military power has
been used to shape perceptions through engagement. This is the wider use
of the term influence, and goes beyond the traditional view of military power
as a purely coercive force. See: Schelling, ‘The Diplomacy of Violence,’ 1-34;
Lewis A. Dunn, Deterrence Today: Roles, Challenges and Responses, ed. IFRI
Security Studies Center, PDF ed., vol. Summer 2007, Proliferation Papers
(Paris, France: IFRI Security Studies Center, 2007), 20-22; Angstrom and
Widen, Contemporary Military Theory, 169-170.
93 These are cited in Angstrom and Widen’s work, with a discussion on
their practicalities. This forms the basis of the sidebar in the chapter. See:
Contemporary Military Theory, 170.
94 This is advocating a move towards dialectic analysis, as used by Clausewitz,
where a thesis (military theorem) is placed against an antithesis (external idea
on power/influence) and the two are critically considered, leading to a synthesis
of ideas.
95 The Romance Languages identified in the list are: Italian and French.
96 The 12 are: Clausewitz, Sun Tzu, Jomini, Moltke the Elder, Mao, Thucydides,
Machiavelli, Douhet, Napoleon, Svechin, Guderian, Tukhachevsky.
76
97 The eight are: Clausewitz, Sun Tzu, Moltke the Elder, Mao, Thucydides,
Svechin, Guderian, Tukhachevsky
98 The study of the normalising of Eastern and Western ways of war would be
seen as a furthering of military theory. The cultural effect of European theorists
on Asian militaries, though interesting, would not be considered to be part of
military theory based on the definition. However, it is very relevant for political
science and anthropology, particularly how this may either flow into wider
society, or create a divergence between militaries and their societies.
99 Robert Cordray III and Marc J. Romanych, ‘Mapping the Information
Environment,’ IOSphere 2005, no. Summer (2005): 7.
100 Zoltan Kovecses, Metaphor: A Practical Introduction, (Oxford, UK:
Oxford University Press, 2002). http://site.ebrary.com/lib/anuau/detail.
action?docID=10387244. 4.
101 Lakoff and Johnson, Metaphors We Live By, 10-11; Beyerchen, Why
Metaphors Matter, 5, 1-2.
102 Barry Newell, ‘Simple Models, Powerful Ideas: Towards Effective Integrative
Practice,’ Global Environmental Change 2012, no. 22 (2012): 777.
103 ‘Congruence,’ in Macquarie Complete Dictionary, ed. Susan Butler (Sydney,
NSW, AUST: Macquarie Dictionary Publishers, 2014).
104 This is reinforced by Angstrom and Widen’s military theme of Methodology of
Military Theory. See: Angstrom and Widen, Contemporary Military Theory, 170-
172.
105 ‘Epistemology,’ in Macquarie Complete Dictionary, ed. Susan Butler (Sydney,
NSW, AUST: Macquarie Dictionary Publishers, 2014).
106 Steup, ‘Epistemology.’
107 Peter B. Checkland and Jim Scholes, Soft Systems Methodology in Action, 5th
Reprint with 30th Retrospective ed. (Chichester, London, UK: John Wiley and
Sons, 1990), 23-25; Peter B. Checkland, Systems Thinking, Systems Practice,
Kindle ePub 30th Retrospective ed. (Chichester, West Sussex, UK: John Wiley
and Sons, 1993), Loc2550-2603.
108 Lange, Comparative-Historical Methods, 39.
109 Cordray III and Romanych, ‘Mapping the Information Environment,’ 7-8.
110 ‘Invariant,’ in Macquarie Complete Dictionary, ed. Susan Butler (Sydney, NSW,
AUST: Macquarie Dictionary Publishers, 2014).
111 Peter M. Senge, The Fifth Discipline, Kobo ePud ed. (London, England, UK:
Random House Business Books, 1990), 8.
112 Bosio, ‘Realistic Balance Scorecards,’ 30-32.
113 Steven E. Wallis, ‘Toward a Science of Metatheory,’ Integral Review 6, no. 3
(2010): 78.
114 Cordray III and Romanych, ‘Mapping the Information Environment,’ 7
77
115 Kovecses, Metaphor: A Practical Introduction. 252
116 Metaphor: A Practical Introduction. 252-253.
117 ‘Theory.’
118 Reynolds, Theory Construction, 10-11.
78
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