Design and Correction of Optical Systems: Lecture 1: Basics 2017-04-07 Herbert Gross
Design and Correction of Optical Systems: Lecture 1: Basics 2017-04-07 Herbert Gross
Systems
Lecture 1: Basics
2017-04-07
Herbert Gross
Contents
1. Refraction
2. Fresnel formulas
3. Optical systems
4. Raytrace
5. Calculation approaches
4
Law of Refraction
P
n n'
ray
s surface
normal
i O e
i'
s' Q
interface
plane
5
Law of Refraction
n n
2
n 2 e
Vectorial form s ' s e s 1 1 e s
n' n' n'
interface
Special case reflection
s ' s 2 e e s
reflection
refraction
s'
s'
All vectors in the plane of incidence
normal i i'
direction
Fundamental basis:
i e
Principle of Fermat
Invariance of field components
s
incidence n n'
6
Law of Refraction
Law of Refraction
grazing
40
incidence
30
20
10
0 i
0 10 20 30 40 50 60 70 80 90
8
Fresnel Formulas
a) s-polarization b) p-polarization
B E
r r
reflection
reflection transmission
Er Br transmission
Et Bt
i i' Bt i i' Et
normal to the i normal to the i
interface interface
n n' n n'
Ei Bi
incidence
B incidence
i interface Ei interface
9
Fresnel Formulas
E Er
Amplitude coefficients for rTE r rTM
reflected field Ee Ee TM
TE
rTM 1
E n
transmitted field tTE t rTE 1 tTM
Ee n'
TE
1. s-components:
field components additive
minus sign due to phase jump
t r 1 incidence reflection
cross section
2. p-components: area
transmission
11
Fresnel Formulas
sin(i i' ) n cos i n'2 n 2 sin 2 i n cos i n' cos i' kez ktz
rE
sin(i i' ) n cos i n' n sin i n cos i n' cos i' kez ktz
2 2 2
tan(i i' ) n'2 cos i n n'2 n 2 sin 2 i n' cos i n cos i' n'2 kez n 2 ktz
rE|| 2
tan(i i' ) n' cos i n n' n sin i n' cos i n cos i' n' kez n 2 ktz
2 2 2 2
Fresnel Formulas
Typical behavior of the Fresnel amplitude coefficients as a function of the incidence angle
for a fixed combination of refractive indices
i=0
Transmission independent
on polarization
Reflected p-rays without
phase jump t
Reflected s-rays with
phase jump of p
(corresponds to r<0) t
r
i = 90°
No transmission possible
Reflected light independent r
on polarization
Brewster angle:
completely s-polarized
i
reflected light
Brewster
13
r,t
R,T
R,T
1 1
1
0.8 0.9
0.9
0.6 0.8
0.8
t T
0.4 0.7 0.7
t T
0.2 0.6 0.6
r 0.5
T(In)
0 0.5
T(In)
-0.2 0.4 0.4
0.3 0.3
-0.4
r 0.2 0.2
R
-0.6
R(In)
0.1 0.1
-0.8 R
R(In)
0 i 0 i
-1 i 0 10 20 30 40 50 60 70 80 90 0 10 20 30 40 50 60 70 80 90
0 10 20 30 40 50 60 70 80 90
14
Fresnel Formulas
sin 2 (i i' ) tan 2 (i i' ) sin 2i' cos 2i cos 2i sin 2i'
R R|| T T||
sin 2 (i i' ) tan 2 (i i' ) sin 2 (i i' ) sin 2 (i i' ) cos 2 (i i' )
Arbitrary azimuthal angle t of polarization: decompositioin of components
R T
n n'2
1.4 2.778 %
n n ' 1.5 4.0 %
Typical values for some glasses and optical materials in air 1.8 8.16 %
2.4 16.96 %
15
Tges 1 R
T
n
1
0.9
Transmission decreases
nonlinear 0.8
0.7
Practical consequences:
R=1%
1. loss of signal energy 0.6
2. contrast reduction in R=2%
0.5
case of imaging
3.occurence of ghost images 0.4
0.3
R=4%
0.2
R = 10 % R=6%
0.1
0 n
0 10 20 30 40 50 60
16
Brewster Angle
i i' 90
Brewster case
Condition of Brewster angle
n' reflection
tan iB transmission
n
90°
The reflected light is completely
i
s polarized i'
normal to the
interface i
Application:
stack of plates under Brewster angle n n'
as polarizer
incidence
interface
17
Total internal reflection between core and cladding in a step index fiber
Ref: M. Kaschke
18
n
Limiting angle ic of total internal
reflection: i ic
no light leaves the medium with i
the higher index
R R|| 1 n'
Condition: i'
n'
sin ic refracted rays
1. refraction
2. limiting case 3. total internal reflection
n of total internal reflection
plane of interface
medium n
z
The wave penetrates the boundary
and generates an evanescent wave phase surfaces
which propagates
along the boundary evanescent :
parallel
incident
reflected
20
Evanescent Field
Ref: Peatros
21
Interface surfaces
- mathematical modelled surfaces
- planes, spheres, aspheres, conics, free shaped surfaces,…
Size of components
- thickness and distances along the axis
- transversal size,circular diameter, complicated contours
Materials
- refractive indices for all used wavelengths
- other properties: absorption, birefringence, nonlinear coefficients, index gradients,…
Special surfaces
- gratings, diffractive elements
- arrays, scattering surfaces
22
Ref: W. Richter
23
approximation
là0
no description of
Scalar approximation small structures
Helmholtz equation and polarization
(PSF, OTF,...) effects
Wave optics
no description of
no time dependence
short pulses
Maxwell equations exact
24
ray
tracing final analysis
final analysis reference ray in
intersection reference ray in the image plane
Geometrical the image space
points
raytrace
Five levels of modelling: with Snells law optical path
length
longitudinal
aberrations
transverse
aberration
Rayleigh unit
reference equivalence
sphere types of differen
inte-
aberrations gration tiation
Scheme of Raytrace
medium n medium n
j-1 j
surface r
surface r j
j-1
26
Workflow Raytrace
Raytrace Formulas
Special aspects:
1. Aspherical surfaces, numerical iterative calculation of intersection points
2. Gradient media, eikonal differentail equation, Runge-Kutta numerical stepwise
3. Diffractive elements, local grating equation
4. Non-sequential raytrace, illumination and straylight
5. Scattering surfaces, Monte-Carlo decision for new direction
6. Photometric correct raytracing, transfer of relative weighting factor
7. Polarization raytrace, transfer of Jones vector on a ray
8. Geometrical approximated edge diffraction, ray deviation depends on edge distance
28
Paraxial y-U-Method
Parameters of ray
description: Q
Q' i'
1. ray height y r
rsinu
-rsinu -U
2. ray angle U
-U -U' M
height
angle of incidence y j y j 1 d j 1 U j 1
refraction i j c j y j U j 1
nj
new direction angle ij ' ij
nj'
U j ' U j 1 i j i j ' y j c j i j '
29
yo
yp
QHS1
U1 QRS1 W1
z
normals to
the ray
Set of formuals:
(1) angle of incidence
sin i Qc sinu cos i 1 sin2 i
(2) refraction
n
sin i ' sin i cos i ' 1 sin2 i '
(3) new angle of ray n'
u' u i i '
(4) auxiliary parameter
Q
G
(5) distance to vertex cos u cos i
sin i'sin u ' cos u ' G
(6) intersection length Q' Q Qj 1 Qj d sin u'
c cos u cos u ' cos i'
(7) final distance L j 1 L j d
Q1 L sin u
31
Vectorial Raytrace
yj
normal
vector
xj
intersection
ej
yj+1
point Pj
sj ray intersection
point
xj+1
dj Pj+1
sj+1
distance
surface ej+1 normal
vector
No j
General 3D geometry z
Tilt and decenter of surfaces surface
No j+1
General shaped free form surfaces
Full description with 3 components
Global and local coordinate systems
33
Restrictions:
- surfaces of second order, fast analytical calculation of intersection point possible
- homogeneous media j
s j j
Direction unit vector of the straight ray
j
xj
Vector of intersection point on a surface rj y j
zj
Ray equation with skew thickness dsj
rj rj 1 d s , j 1 s j 1
index j of the surface and the space behind
nj j
New ray direction vector s j 1 s e
n j 1 j n j 1 j
36
Conic Sections
Conic section
z
c x2 y2
Special case spherical
1 1 1 c x2 2
y2
Cone x2 y2
z
q
section planes
c y2
z( y) ck y 2 k 2 y aspherical
1 1 1 c y
2 2
k 1 surface
z
39
sj
surface No j
General scheme: z-projection
Qo Q1
- intersection point with vertex plane Q0 Q'1
- projection onto surface, point Q1 Q2
Q
- determine the tangential plane in Q1
e2
- intersection with tangential plane Q‘1
unit vector in Q
- projection onto surface, point Q2
-…
vertex
plane
z
40
Diffracting Surfaces
x
Brechzahl :
n(x,y,z)
b
b
y'
c s x'
c
s
Strahl
42
n n o ,l 1 c 2 ( c 1 h ) 2 c 3 ( c 1 h ) 4 c 4 ( c 1 h ) 6 c 5 ( c 1 h ) 8 c 6 ( c 1 h ) 10
Only axial gradients
n n o ,l 1 c 2 ( c 1 z ) 2 c 3 ( c 1 z ) 4 c 4 ( c 1 z ) 6 c 5 ( c 1 z ) 8
Gradient Lenses
y y y'
perspectivic view
x x'
x z
view
along z
44
Non-Sequential Raytrace
Conventional raytrace:
- the sequence of surface hits of a ray is pre-given and is defined by the index vector
- simple and fast programming of the surface-loop of the raytrace
Non-sequential raytrace:
- the sequence of surface hits is not fixed
- every ray gets ist individual path
- the logic of the raytrace algorithm determines the next surface hit at run-time
- surface with several new directions of the ray are allowed:
1. partial reflection, especially Fresnel-formulas
2. statistical scattering surfaces
3. diffraction with several grating orders or ranges of deviation angles
Many generalizations possible:
several light sources, segmented surfaces, absorption, …
Applications:
1. illumination modelling
2. statistical components (scatter plates)
3. straylight calculation
45
possible 1
E: laser B: glass
rod tube of
2 lamp
A: flash
lamp gas
4
C: water
5 cooling
3
F: water G: glass D: glass
cooling tube of 6 tube of
cooling cooling