Relationship
Relationship
7-27-2015
Recommended Citation
Lute, Michael, "The Relationship Between Gottman's Four Horsemen of the Apocalypse, Mindfulness, and Relationship Satisfaction"
(2015). Theses and Dissertations (All). 511.
http://knowledge.library.iup.edu/etd/511
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THE RELATIONSHIP BETWEEN GOTTMAN’S FOUR HORSEMEN OF THE
A Dissertation
Doctor of Psychology
Michael Lute
August 2015
© 2015 Michael Lute
ii
Indiana University of Pennsylvania
School of Graduate Studies and Research
Department of Psychology
Michael Lute
___________________________ ___________________________________
Derek Hatfield, Ph.D.
Associate Professor of Psychology, Chair
___________________________ ___________________________________
Laura Knight, Ph.D.
Assistant Professor of Psychology
___________________________ ___________________________________
David Myers, Ph.D.
Associate Professor of Counseling Center
ACCEPTED
________________________________ _____________________________
Randy L. Martin, Ph.D.
Dean
School of Graduate Studies and Research
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Title: The Relationship Between Gottman's Four Horsemen of the Apocalypse, Mindfulness,
and Relationship Satisfaction
John Gottman popularized the role that negative communication patterns can have in
romantic relationships (Gottman, 2001). More specifically, the presence of his "Four
Horsemen of the Apocalypse" has been found to predict relationship satisfaction and divorce
contempt, and stonewalling. Gottman (1999) suggests that certain skills like mindfulness can
be used to enhance communication and guard against the Four Horsemen in couples.
Mindfulness refers to the act of intentionally focusing one’s attention on the present moment
Zinn, 1990). Wachs and Cordova (2007) and Barnes, Brown, Krusemark, Campbell, and
Rogge (2007) suggest that mindfulness may enhance relationships by, among other benefits,
improving communication. The present study aimed to shed light on the possible relationship
between mindfulness and the negative communication patterns described as the Four
Horsemen of the Apocalypse. Additionally, the study aimed to explore the possible
relationship between the Four Horsemen of the Apocalypse and overall relationship
satisfaction in college student dating relationships. Results indicate that two of the Four
Mindfulness was not a significant predictor, nor was it found to mediate the relationship
iv
ACKNOWLEDGMENTS
This project would not have been possible without the empathy, kindness, patience,
assistance, and support of a number of individuals. Along the way I have felt so very
appreciative, often flattered, and I am grateful for this opportunity to say thank you.
your side and am so very appreciative of your willingness to stand by mine. So many times
along our journey together I have been impressed with your patience, your understanding, your
support, and your unwavering desire to have a positive impact on the people around you.
These characteristics were evident as I worked through this project, and I am so very thankful
for all of the encouragement, support, and love you provided along the way. Just as I am
excited for what the next chapters of our life will bring, I am excited to work with you to meet
whatever challenges we should face. You've taught me more about what it means to love and
To my mother, Patricia Lute: I thank you for your continued support and reassurances.
You've always had faith in me regardless of the situation, even when you might not have
understood the particular challenge of the moment. This has always been meaningful to me,
and I struggle to thank you as often as I should. As I continue to grow older, I realize more
and more how much your effort, sacrifice, care, and love for me helped to shape the person I
am today, and I am forever grateful. Know that your marriage with Dad and wholehearted
faith in that relationship established a framework and expectation for your son that allows him
to trust, to be vulnerable, and to love wholeheartedly in his own relationships. I cannot thank
To my father, Robert Lute Sr.: This very project cost us our last moments together,
v
and it is one of the few clear regrets I have to live with. I know that you encouraged me not to
come home and to keep working, and I know that is what you would have wanted, but we
made the wrong call. I am sorry. Know that your support along the way meant more to me
than I could ever describe. In addition to your relationship with Mom, your faith in me and the
pride with which you spoke about me always impacted me in such positive ways. Even
though I often disagreed with your methods, I always knew what you had my best interests in
mind, and I have so many memories of you doing what you thought was best for me. I wish I
To my chair Dr. Derek Hatfield: I thank you for your willingness to take on this
project despite it not being related to your own research interests. I came to you in a very
vulnerable place asking for a favor, and I am so very appreciative for your support and
guidance along the way. In addition to this project, your contributions inside the classroom
development. I've enjoyed our conversations along the way, and I thank you for everything.
To my committee members, Dr. Laura Knight and Dr. David Myers: Similarly, I thank
you both for your willingness to serve on my committee, as I also came to the both of you at a
time when I felt particularly vulnerable. Your kind emails and expressions of support meant
more than you know, and I sincerely thank you for them.
To Dan Merson: Your statistical expertise and consultation were greatly appreciated
and contributed to this project in meaningful ways. Additionally, I enjoyed our conversations
unrelated to the project, and I thank you for being kind and personable.
Lastly, to all the friends and family who I've missed over the past few years: I am
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TABLE OF CONTENTS
Chapter Page
I INTRODUCTION…................................................................................. 1
III METHODS................................................................................................. 42
IV RESULTS................................................................................................... 55
Primary Analyses........................................................................................ 55
Secondary Analyses.................................................................................... 63
V DISCUSSION............................................................................................. 70
Limitations.................................................................................................. 82
Conclusion.................................................................................................. 85
REFERENCES…..........………………................................................................. 89
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Chapter Page
APPENDICES........................................................................................................ 101
viii
LIST OF TABLES
Table Page
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1
CHAPTER I
INTRODUCTION
Like most forms of therapy, therapeutic work with couples has undergone an evolution
over time. Many popular types of couples therapy originally grew out of existing family
therapies and evolved into their own distinct types of theoretical frameworks and
interventions. Despite Ackerman’s (1970) early assertion that therapeutic work involving
marital conflicts was at the core of family change, couples work was somewhat slow to
distance itself from family work and gain recognition as its own type of therapeutic work.
This is even more surprising given that family therapists often work with more couples-related
problems than issues involving entire families (Doherty & Simmons, 1996). As Gurman and
Messer (2003) pointed out, despite these direct links to family therapy, couples work was
largely marginalized by the popular family therapies of the times, receiving only minor
attention in the family therapy textbooks. The authors also pointed out that over time the
earlier concept of marital therapy has been replaced by couples therapy “because of its
emphasis on the bond between two people, without the judgmental tone of social value implied
by the traditional term” (Gurman & Messer, 2003, p. 464). Therefore, when possible the term
“couples therapy” will be used to refer to marital and couples works throughout the following
manuscript.
One of the earliest forms of family therapy to highlight the importance of the dyadic
relationship between partners was Bowen’s Family Systems Therapy. Considered to be one of
interaction patterns of each partner in their current relationship. Based on their early
which refers to the separation of one’s intellectual and emotional functioning. A healthy level
2
of differentiation in an individual allows for autonomy and intimacy, as the individual is able
to resist being overwhelmed by his or her partner’s emotional reactivity. Fusion refers to poor
with others. Individuals are unable to retain a healthy sense of self, which is associated with
defensiveness, externalization, and discrediting one’s partner (Gurman & Messer, 2003).
Bowen (1978) hypothesized that partners seek out mates who are at the same level of
differentiation as they are, and early family-of-origin patterns are then repeated in the current
relationship. Conflict arises when the anxiety level of one partner increases, which may occur
due to both internal and external forces on the relationship system. In Bowen Family Systems
Theory, the therapist takes on the role of a coach, remaining neutral and avoiding taking sides
in the couple's issues. Change occurs through the therapist, who teaches individuals about the
observed interactional patterns and how these patterns relate to the families-of-origin (Bowen,
1978).
was derived from family therapies. Although structural and strategic family therapies are
presented as separate and distinct forms of family therapy, Gurman and Messer (2003) point
out that the two approaches share a strong commonality in lineage, as their respective founders
Salvador Minuchin and Jay Haley spent years collaborating together at the Philadelphia Child
Guidance Clinic. These two approaches to family therapy were integrated into one standard
Therapy, by James Keim (1999, 2000). SSMT focuses on the “here and now” system of the
couple, and if applicable, the entire family. The focus is not on understanding the past, but
instead on the current functioning of the individuals involved in the system, including the
behaviors that maintain that system. Problematic symptoms arise that maintain the system’s
3
interactions and at the same time reinforce the system’s interactions. “Symptoms serve to
maintain systems (relationships) by serving a protective, homeostatic adaptive function for the
relationship, especially when a couple cannot resolve, or perhaps even overtly identify, their
central difficulties” (Gurman & Messer, 2003, p. 477). In other words, symptoms are not the
actual problem in the relationship and instead develop in response to a problem so that the
relationship system can be maintained. In Haley’s family therapy, power and authority were a
central focus of family therapy. In the more recent integrative SSMT, power is viewed in
terms of the marital hierarchy, with the focus being both on authority in the relationship as
well as the balance of influence and contribution between members of the relationship (Keim
& Lappin, 2002). In SSMT, the therapist takes a direct and active role in the therapy. Instead
of fostering insight in the couples, the therapist attempts to identify and re-label the function of
behavior, which in turn produces change in the system. This is accomplished through the use
of both direct and indirect directives given to the members of the couple by the therapist.
These directives can be therapist-inspired or client-inspired, both of which serve to change the
Another early approach to couples work that was derived from family therapy is
influential in many ways, as her model was one of the earliest methods for treating couples,
andshe was one of the only prominent female clinicians of her time in the field of family
therapy. Furthermore, she was both nationally and internationally recognized (Gurman &
Messer, 2003). Unlike the systems and strategic theorists who focused on family structure,
power, and boundaries, Satir focused on more humanistic principles in couples. She believed
that individuals inherently strive for their own personal growth and development and that
relationship problems arise when partners have low self-esteem or an inability to continue their
4
own development (Goldenberg & Goldenberg, 2008). Poor self-esteem then leads to poor
communication and poor interactions between the couple, which in turn creates problems
within the relationship. Satir identified particular dysfunctional roles that individuals play in
relationships, such as the “blamer” and the “placator,” and she assumed that individuals play
these roles due to low self-esteem or an inability to continue their personal growth. Therapy
aims to enhance self-esteem in each member of the couple by creating corrective emotional
experiences that allow the couple to grow together and enhance their own intimate
relationships. The therapist first focuses on fostering an empathic alliance with the couple
before using a variety of interventions, including I-statements and refocusing the couple's
attention toward the positivity in their relationship. Change occurs by creating a therapeutic
environment in which the couple can take risks through self-disclosure and grow through their
Like Satir’s model, Emotion-Focused Couples Therapy (Johnson & Greenberg, 1995)
principles. This couples therapy recognizes the basic tenants of humanistic approaches,
including the ideas that a solid therapeutic alliance can lead to positive change in and of itself,
that people can make positive decisions that promote their own personal growth when given
the opportunity to do so, and that therapy can provide corrective emotional experiences. As
the name would suggest, Emotion-Focused Couples Therapy (EFCT) places importance on the
emotional world of the couple as being central to creating therapeutic change. Perhaps more
than any other couples therapy, EFCT borrows from attachment theory and recognizes adult
attachment as the theory of adult love (Gurman & Messer, 2003). A secure attachment bond
between members of the couple is thought to be the basis of a healthy relationship. Negative
emotions, especially anger, indicate problems within the relationship. Therapeutic work
5
focuses on the present moment, with interventions involving client-centered and systemic
techniques that focus on the emotions expressed in therapy. Johnson’s (1996) Emotion-
Focused Couples Therapy outlines the stages in the treatment model of EFCT. The first stage
focuses on de-escalation, or reducing the painful emotions experienced by the couple. The
second stage involves changing the interactional patterns of the couple by encouraging
acceptance of the partner’s emotional experience and helping couples to identify and express
their specific emotional needs. The third and final stage, referred to as “Consideration and
Integration,” focuses on assisting the couple in developing new, more adaptive solutions to old
problems and acknowledging the gains made in therapy in an effort to help the couple
In addition to the various couples therapies that have grown out of family therapy
frameworks, many specific interventions continue to make their way into couples work. One
a variety of ways in both individual and couples therapy. In its most general form, the process
involves intentionally focusing one’s attention on the present moment in a nonjudgmental way
that avoids evaluating one’s thoughts and feelings (Kabat-Zinn, 1990). Mindfulness-based
interventions began to gain popularity in the 1980’s with the introduction of Kabat-Zinn’s
(1982) Mindfulness-Based Stress Reduction Program (MBSR), which continues to make its
interventions have evolved into couples work with the Mindfulness-Based Relationship
evaluated in a variety of studies, with the exception of Johnson’s (1996) Emotion Focused
6
Couples Therapy, many of the popular couples therapies leaned heavily on the theoretical
frameworks of the family therapies from which they were derived. As a result, these
techniques were often criticized for lacking an empirically-sound framework from which
interventions could be created. That all changed with the work of John Gottman, whose Sound
Marital House Theory was one of the first couples therapies to be created from empirical
research efforts.
The following dissertation aims to explore the relationships between Gottman’s Four
sample. First, the empirical works of John Gottman will be reviewed, including studies that
involve interactional patterns in the areas of perception, physiology, and interactive behavior,
or what Gottman refers to as the Core Triad of Balance (Gottman, 1999). This will be
followed by a brief review of Gottman’s application of these findings in the form of his Sound
Marital House Theory, which refers to Gottman’s treatment model and interventions. Next,
Additionally, the relationship between mindfulness and romantic relationship satisfaction will
be reviewed. Finally, the present study involving the relationships between Gottman’s Four
CHAPTER II
Through his work over the past 30 years, John Gottman, Ph.D., has solidified himself
as one of the most prolific researchers of couples and marital therapy. Beginning with the
creation of The Family Research Laboratory, or “love lab” (Levenson & Gottman, 1983),
Gottman was not only one of the first researchers to study couples in a laboratory setting, but
he also was one of the first to utilize a longitudinal design in several studies of couples and
marriages. From these works he has produced numerous scholarly journal articles and
ultimately his own theory and treatment techniques regarding what makes marriages
successful. Perhaps just as influential as the research and workshops aimed at professionals
are the many books and weekend workshops designed for the general public. His influence
can easily be seen in his collective body of work, and he is often regarded as one of the
Together with his colleague Robert Levenson, Gottman constructed a laboratory at the
University of Washington that resembled a normal apartment (Gottman, 1999). Couples lived
in the apartment laboratory for 24-hour periods and were asked to behave as they normally
would on a Sunday afternoon at home. Video cameras were turned on at 9am and off at 9pm,
allowing researchers to observe interactions over a 12-hour period. Data were obtained on
“respiration, electrocardiogram, blood velocity to the ear and finger of the nondominant hand,
skin conductance, and gross motor movements using a device attached to the base of chairs”
(Gottman, 1999, p 26). Later, couples were asked to view videotapes, and using a rating dial
that ranged from extremely positive to extremely negative, were asked to rate what they were
feeling and thinking. Additionally, individuals were asked to guess what their partners were
8
thinking and feeling during the videos. Gottman and colleagues also played specific parts of
the videos, chosen on the basis of some salient dimension like the individual’s behavior,
physiology, or rating, and then asked the subjects how they were thinking or feeling, what
their partner was thinking or feeling, and what their goals were during that moment. Using the
videotapes, behaviors were coded using an “objective coding system with trained observers
who describe facial expressions, voice tone, gestures, body positions and movements, the
Using the “love lab,” Gottman and colleagues conducted seven longitudinal studies
with over 677 couples over the past 30 years. The studies were meant to look at marriages in
various stages ranging from the newlywed stage through transitional periods and into
retirement. They include young couples (Levenson & Gottman, 1983; Levenson & Gottman,
1985), a mix of couples varying from newlyweds to old age (Gottman, 1994), couples with a
preschool child (Gottman, Katz, & Hooven, 1996), newlyweds (Gottman, Coan, Carrere, &
Swanson, 1998), middle-aged couples and couples in their sixties (Levenson, Carsatensen, &
Gottman, 1994), and four groups of couples labeled highly abusive, moderately abusive,
distressed nonviolent, and happily married nonviolent (Jacobson, Gottman, Gortner, Berns, &
Shortt, 1998). Follow-up data were collected at different intervals in each of the studies, the
longest of which was 15 years after initial observation. In addition to longitudinal studies in
the love lab, Gottman and colleagues have conducted studies involving brief interventions on
marital interactions as well as weekend workshops with over 900 couples (Gottman, 1999).
These longitudinal studies, interventions, and weekend workshops form the basis of Gottman’s
In developing his research and theory, Gottman draws on the early theoretical work of
von Bertalanffy (1968), who coined General Systems Theory. Von Bertalanffy viewed all
9
systems as being similar in that they consisted of many parts, with each part sharing a
mathematical relationship with the others. These mathematical relationships govern the
system’s dynamics, including the actions and interactions of the individual parts. Von
Bertalanffy argued that feedback mechanisms within the system work to help the system
maintain a homeostatic balance, or what Gottman referred to as a stable steady state (Gottman,
Swanson, & Swanson, 2002). When applied to marriages and family interactions, this meant
that each person’s behavior is affected by the other. As a result, the attention of early family
general systems theorists was drawn to the interactions or patterns of interactions between
Gottman (1999) pointed out that this view of families as systems had the unfortunate
consequence of pitting the therapist against the family. Specifically, the therapist’s goal is to
initiate change in the family in the form of improvement, whereas the family system would
resist that change in order to maintain the homeostatic environment it was used to.
Unlike family systems theorists, Gottman’s approach aligns the therapist with the
couple. Gottman, Murray, Swanson, Tyson, and Swanson (2005) discuss the equations
be nonlinear, which “reveal that homeostasis in couples is a dynamic process in which the
couple has its own mechanisms of self-correction and repair when the interaction becomes too
destructive (Gottman, 1999, p. 33). Furthermore, there are two different homeostatic states for
each couple: one positive and one negative. In this model, the therapist and couple work
together to strengthen the positive homeostatic steady state while weakening the negative
homeostatic state. This strengthening occurs through repair attempts, which are key to the
system that develops its own balance of steady stable states, with respect to the ratio of
10
positivity and negativity in behavior, perception, and physiology” (Gottman, 1999, p.33). The
longitudinal studies from Gottman’s love lab focused on these three different domains. These
domains are linked in what Gottman has coined the Core Triad of Balance, with the idea being
that each marriage has a steady state of balance within each of the three domains, that the
system of the relationship is drawn to this state in order to maintain homeostasis, and that
More specifically, Gottman draws on the work of Cook et al. (1995), who describe two
types of steady states in human relationships: an uninfluenced steady state and an influenced
steady state. The uninfluenced steady state consists of what each member of the couple brings
to the interaction before they are influenced by their partner. This uninfluenced steady state is
affected by the individual’s history and temperament, among other factors. The influenced
steady state describes how one individual is affected by the other during the interaction.
Gottman hypothesized that every individual brings to the relationship an uninfluenced steady
state in each of the three areas of the core triad of balance: perception, physiology, and
behavior. The members of the couple interact, and each interaction involves ways in which
the husband influences the wife and the wife influences the husband. Gottman (1999) refers to
these as influence functions, and each interaction can drive the uninfluenced steady states in a
positive or negative direction. The relationship system drives the uninfluenced steady states in
predictable ways, which in turn create influenced stable steady states in perception,
physiology, and behavior. For relationships to work well, Gottman purported that there must
and behavior, with more physical feelings of calmness and well-being versus anxiety or
physiological discomfort.
11
marriages from unhappy ones. Here perception refers to the ways in which partners perceive,
interpret, and attribute the positive and negative actions of one another. Again, it should be
noted that all couples perceive a balance of positive and negative behavior in their partners. In
happy relationships, partners perceive positive actions from their significant other as stable,
consistent, and characteristic of both their partner and the relationship. Negative behaviors are
relationships, positive behaviors are perceived to be fleeting and situational, while negative
behaviors are seen as flaws or characteristics of one’s partner. Gottman pointed out that it is
often the case that partners enter couples therapy with the idea that the therapist will recognize
the character flaws that they see in their partner and will align with them to “fix” these flaws in
Gottman (1999) described the process through which the perceptions of these negative
behaviors are transformed into lasting negative narratives of the overall relationship. He
refered to this process as the Distance and Isolation Cascade, which is characterized by
flooding, viewing relationship problems as severe, deciding it is best to work out the problems
alone (without one’s partner), adapting to the resulting parallel lives, and finally, loneliness.
Flooding begins when the negative interactions result in negative emotions that overwhelm
one member of the couple to the point that they cannot believe how their partner is acting and
reacting so negatively. After feeling overwhelmed, the individual views the relationship
problem as severe and believes the responsibility for improving the situation belongs to their
partner. The partner then begins to feel the same way, and in an effort to avoid confrontation,
further negativity, and escalation, the two members of the couple disengage emotionally and
12
begin to lead parallel lives. As a result, the individuals begin to feel lonely within the
relationship, which further damages their connection and makes other relationship possibilities
Gottman (1993) provided empirical evidence for the Distance and Isolation Cascade.
Again using longitudinal data from the love lab, Gottman constructed a structural model of the
cascade and tested model fit. Data came from couples who were observed over 24-hour
periods in the love lab behaving as they normally would, discussing the events of the day and
areas of conflicts in their relationship. Observers were trained to code emotions, facial
relationship quality and stability were later conducted, with the five steps of the cascade being
assessed by various questionnaires. The resulting longitudinal data fit the structural model that
Physiology is identified as the next factor in Gottman’s Core Triad of Balance. Again,
it should be noted that Gottman argues for the usefulness of balance in each factor of the triad,
and physiology is no different. Whereas previous family and couples therapists like Murray
Bowen (1978) argued that a person cannot think rationally while in a heightened physiological
and emotional state, Gottman (1999) stated that the time for individuals to work on difficult
emotions like anger, sadness, disappointment, or contempt is when they are experiencing those
very emotions. He pointed to the work of child psychologists Ginott (1965) and Redl (1965),
who revolutionized therapy with children by arguing that the most effective interventions for
dealing with child anger, fear, or sadness involved working with the child when he or she was
experiencing those very emotions. Gottman (1999) contended that this type of state dependent
learning is applicable to working with couples in that teaching them to self-soothe and soothe
13
each other during times of physiological distress can significantly improve the couple’s ability
system, which he framed as the alarm system. The sympathetic nervous system is responsible
for alerting the body to emergency situations and initiating the fight-or-flight response, while
the parasympathetic nervous system is responsible for returning the body to a state of calm.
Emergency situations often leave us in a state of what Gottman called diffuse physiological
arousal, which refers to the fact that “many systems are simultaneously activated to mobilize
the body so that we can cope effectively with emergencies and situations perceived to be
dangerous” (Gottman, 1999, p.75). This adaptive response to threat involves an increased
heart rate and blood pressure, increased amounts of epinephrine, restricted blood flow to the
body’s extremities, and increased levels of glucose in the blood, among other things.
Furthermore, the attentional system becomes a vigilance system, detecting only danger and
limiting one’s ability to think and process information. Gottman stated that this same
emergency response system that is initiated when we are physically threatened is also activated
during a relationship conflict. If not addressed through repair attempts, taking a break from
arguing, or self-soothing, the resulting physiological distress will have a negative effect on the
relationship.
Gottman’s love lab yielded support for these conclusions. In a study published by
Malarkey, Kiecolt-Glaser, Pearl, and Glaser (1994), in-dwelling catheters were used to take
blood samples before, during, and after a group of 40 newlywed couples discussed an area of
conflict. For analysis, the couples were divided into two groups based on how often they
exhibited a particular set of negative communications The authors concluded that the negative
marital interaction codes of the coding system that was used to code behaviors were
14
significantly related to a greater secretion of epinephrine and other stress hormones. Also,
significantly higher levels of stress hormones (interpreted as less recovery) a half-hour later.
Although Gottman instituted many different coding systems in his love laboratory, the
involves training observers to recognize and record facial features involved in emotion as well
as the voices, gestures, and content of what couples say. Multiple observers code the same
interactions so that inter-rater reliability can be computed. Using this coding system in his
longitudinal studies, Gottman computed the ratio of positive to negative exchanges during
interactions that involved conflict resolution (Gottman, 1999). He refers to these as “Dow-
Jones Ratios.”
Gottman, Coan, Carrere, and Swanson (1998) focused on this ratio of positive to
negative exchanges when evaluating newlywed couples. The authors hypothesized that a
higher degree of negativity over positivity would predict future relationship satisfaction.
Gottman et al. found that couples who had a high ratio of negativity-to-positivity in their
interactions involving conflict resolution were significantly more likely to be dissatisfied with
their relationships both at the time the study was conducted and at follow-up four years later.
Furthermore, couples who had a high negativity-to-positivity ratio were more likely to be
divorced at follow-up four years later than couples who had Dow-Jones ratios with higher
positivity to negativity. In other words, couples who displayed more negative affect than
positive affect toward each other were significantly less happy in their relationships. On the
surface, this finding would seem to be intuitive and unimportant. However, it should be noted
that the overall level of negative affect by itself was not a predictor of divorce or lower
15
relationship satisfaction. Instead, the ratio of positive to negative interactions predicted more
favorable outcomes. This would prove to be important in Gottman’s theory and interventions,
as Gottman stated, “Marital therapy should not declare war on negative affect, for it serves
many positive functions in marriage. It culls out what does not work and renews courtship via
a dance of closeness and distance” (Gottman, 1999, p.40). Furthermore, Gottman (1994)
states that successful marriages contain at least a ratio of five positive interactions to everyone
(Gottman, 1999).
In a similar study, Carrere and Gottman (1999) observed couples in the love lab while
they were having a 15-minute discussion concerning a conflict. The authors divided the
discussion into three five-minute blocks, and each was evaluated in terms of the Dow-Jones
ratio of negativity to positivity. Positivity was coded as any display of validation, joy, humor,
or interest, while negativity was coded as any display of contempt, belligerence, anger, fear,
defensiveness, sadness, or stonewalling. Total positivity, total negativity, and difference ratios
between positivity and negativity were calculated for each member of the couple over each
five-minute period. The marital statuses of the couples were then assessed each year over the
next six years. Results in the form of t-tests indicated that couples who later divorced
exhibited greater amounts of negative affect and lower amounts of positive affect when
compared to couples who stayed together. This finding was observed in each of the five-
minute blocks. Husbands played a significant role in the analysis. In relationships that
remained stable over the six-year period, husbands showed an increase in negativity across
time but did not show a decrease in positivity. In relationships that ended in divorce, husbands
showed more negativity and less positivity as the interaction went on. These results also
16
support Gottman’s claim that it is neither the amount of positivity nor negativity that is
Carrere and Gottman (1999) continued with the analysis, cutting off the final three
minutes of the interaction and again testing whether or not the Dow-Jones ratio could predict
relationship stability. The authors continued with this process and found that only the first
three-minutes of the conversation were needed to predict relationship stability. Gottman uses
this finding as evidence to support the importance of the “harsh start-up,” or a quick escalation
Of special significance are what Gottman (1994) refers to as the Four Horsemen of the
Apocalypse. After finding that the ratio of positive to negative interactions could predict
divorce, Gottman realized that he and his team had been weighing all negative interactions the
same. The question of whether all negative interactions had the same magnitude of impact on
the relationship was posed. Through further analysis, Gottman found “Not all negatives are
equally corrosive. Four behaviors, which I call The Four Horsemen of the Apocalypse, are
most corrosive: criticism, defensiveness, contempt, and stonewalling” (Gottman, 1999, p.41).
These concepts have gained popular notoriety through Gottman’s many books and media
appearances, and they are almost always a focal point of therapeutic interventions based in
Gottman’s theory.
Gottman defines criticism as “any statement that implies that there is something
globally wrong with one’s partner” (Gottman, 1999, p. 41). These types of statements often
begin with “you always” or “you never,” and they are differentiated from a simple complaint
due to their non-specific, global accusation. Gottman pointed out that complaints are not
predictive of marital outcomes, but adding the words always or never effectively turns a
complaint into a criticism. Additionally, Gottman (1999) suggested that a long list of stored
17
up complaints may serve as a criticism, as together they take on a more global accusation
toward one’s partner. It should be noted again that Gottman maintains voicing displeasure
within the relationship is healthy and functional. In order to avoid criticisms, partners should
focus on making a complaint without blame and focusing on a specific rather than global
concern.
Criticisms are often met with the second of the Four Horsemen: Defensiveness. This is
defined by Gottman as “any attempt to defend oneself from a perceived attack” (Gottman,
1999, p.44). Additionally, defensiveness may also occur in response to a simple complaint.
Defensive statements are problematic to the relationship because they involve denying any
responsibility for the problem and attributing blame solely to one’s partner. As Gottman
pointed out, “It is not both of you who have the problem, but the mean bully you happen to be
married to” (Gottman, 1999, p.44). This concept is similar to O’Malley and Greenberg’s
(1983) concept of retroactive deserving in which one never admits to being wrong and blames
their partner for not preventing or allowing them to make the mistake. Gottman seeks to
combat defensiveness by having each partner acknowledge his or her own responsibility in the
statement or nonverbal behavior that puts oneself on a higher plane than one’s partner
(Gottman, 1999, p.44). Contempt may often take the form of mockery, which can be
especially damaging to the relationship when it occurs in a public setting. Ekman, Schwartz,
and Friesen (1978) studied facial movements involved in expressions of contempt and found a
culturally universal expression that occurs when the dimpler muscle pulls the lip corners to the
sides and forms a dimple in the cheek, which is often accompanied with an eye roll or upward
damaging to a relationship. After turning off the sound of the video tapes and focusing solely
expressions by husbands were predictive of wives’ infectious illnesses over the following four
year period. Wives’ contemptuous facial expressions alone, however, did not predict
fostering a sense of fondness and admiration that involves expressing positive appreciation for
one’s partner.
The last of the Four Horsemen is stonewalling, which Gottman (1999) defined as
withdrawing from the interaction, which typically involves one partner leaving or storming out
of the room. In a typical discussion involving conflict, the listener gives the speaker numerous
indications that he or she is listening, including eye contact, head nodding, expressing warmth
or concern, and mirroring facial expressions, among other cues. Stonewallers do none of these
things. Instead, they look briefly at the speaker, maintain a stiff neck, and hardly vocalize or
respond. Also, they conceal facial expressions instead of showing their feelings. Men are
more likely than women to stonewall, and they usually do so after their own physiology has
become highly aroused (Gottman, 1994). Gottman suggests that couples dealing with conflict
allow one another to take small (approximately twenty-minute) breaks as needed in order to
In addition to identifying the Four Horsemen, Gottman (1999) also discussed the
relationship between each of them. He made the important point that happy and successful
marriages are not void of criticism, defensiveness, and stonewalling. Instead, these negative
interactions occur less frequently and are often accompanied by successful repair attempts.
Furthermore, although the Four Horsemen may be present at times, they are outnumbered by
positive interactions in at least a five-to-one positive-to-negative Dow Jones ratio. When the
19
Four Horsemen are present, they usually follow a sequence, with criticism leading to
Gottman specified that contempt is in its own category, as the amount of contempt in stable,
successful relationships is “essentially zero” (Gottman, 1999, p.46). Because contempt is such
abuse and do not allow it to occur when treating a couple. Criticism, defensiveness, and
stonewalling are found in stable relationships, and therefore Gottman argued that the focus of
intervention for these Horsemen should be on cultivating successful repair attempts. Effective
repair, a stable in Gottman’s interventions, results in interest, affection, humor, and lowered
The Four Horsemen of the Apocalypse are arguably the most popular concepts of
Gottman’s longitudinal studies (1999), the Four Horseman have been popularized through
Gottman’s popular writings (Gottman, 1994, 1999, 2001, 2006) and numerous television and
media appearances. However, possibly because they make up only a small part of Gottman’s
Sound Marital House Theory, they have not been extensively studied as stand-alone variables
in the academic literature. Gottman provided the Four Horsemen Questionnaire in his book
The Marriage Clinic (1999). This 33-item true/false questionnaire assesses for the presence of
each of the Four Horseman, with higher scores on each of the four subscales indicating a
Horsemen of the Apocalypse Questionnaire has shown adequate reliability and validity in
multiple studies (Gottman, 2012; Cornelius & Alessi, 2007; Walker, 2005).
20
Using the longitudinal data obtained from the Love Lab and the various findings
regarding the Core Triad of Balance, Gottman developed his own theory of successful
relationships, which he coined “The Sound Marital House” (Gottman, 1999). Unlike his
predecessors who largely assumed that the absence of negative characteristics of relationships
resulted in successful relationships, Gottman focused on what his research suggests make
relationships work. He has described three different types of successful relationships, which
out that although these relationships have different characteristics, all are similar in that they
have at least a 5:1 ratio of positive to negative interactions, and none are superior to the others.
Volatile couples are the most emotionally expressive of the three, and both positive and
negative affect are present at high levels and are expressed freely. They value openness and
honesty, are often seen as passionate individuals, and view arguing itself as a sign of caring.
Validating couples value emotional expressiveness, but only in moderation. We-ness and
They minimize problems and focus on the strengths of their marriage. This type of couple is
often seen as avoidant and assumed to be unhealthy, but the relationship works because the
focus is on the acceptance of problems and the concentration is on the positive aspects of the
relationship.
relationships, most theorists would consider the validators to be the only desirable type of the
three aforementioned couples (Gottman, 1999). Gottman (1993) stressed that it is not the
expression of positive or negative affect that predicts relationship success, but the ratio. In
other words, a high level of negative affect expression is perfectly acceptable in a relationship
21
provided there is at least five times as much positive affect expression occurring. Instead of
negative affect being the problem, mismatches in interaction styles predict relationship success
(Gottman, 1999). For instance, when a validator and avoider are in a relationship, the
validator is constantly pursuing the avoider while feeling shutout emotionally, and the avoider
begins to feel flooded. When a validator and volatile are together, the validator feels as if he
or she is not listened to and begins to feel flooded, while the volatile feels their partner is cold,
unemotional, and distant. In the event an avoider and volatile are in a relationship, the avoider
feels he or she has married an emotionally unstable person, while the volatile feels unloved,
Although these relationship types appear very different, they can all be characterized
by Gottman’s two “staples” of successful relationships: the overall level of positive affect, and
the ability to reduce negative affect during conflict resolution. Gottman argued that “these two
empirical facts give us the basis for marital therapy” (Gottman, 1999, p.105). With that in
mind, Gottman’s Sound Marital House Theory is predicated on the idea that interventions
should work to increase positive affect and help couples develop strategies for reducing
negative affect during conflicts. The Sound Marital House consists of four different levels that
build upon one another, and Gottman’s marital therapy includes interventions designed to
The foundation of Gottman’s sound marital house is the marital friendship. Gottman
(1999) purported that it is difficult to create positive affect in a distressed relationship, but the
marital friendship can be restored rather easily. Therefore, the ground floor of the sound
interactions. Gottman identified three components of the marital friendship, which he refers to
as cognitive room, fondness and admiration, and turning toward versus turning away.
22
Cognitive room refers to the general knowledge that partners have about each other’s history,
lives, and hopes and dreams. Interventions such as the “love map” are designed to increase
partners’ understanding of each other, thereby allowing them to occupy more space in their
partner’s cognitive room (Gottman, 1999). The fondness and admiration component aims to
develop a sense of liking and admiring for one’s partner. Interventions include having
individuals share memories of the relationship that they enjoy and list characteristics that they
appreciate about their partner. The final component of the marital friendship, turning toward
versus turning away, encourages couples to accept their partner’s desire for their attention (as
opposed to rejecting it). This is based on the idea that partners often reject their mate’s desire
mindful of their partner’s need for their company, fewer feelings of distance and rejection
result. Interventions include exercises that bring partners into contact with each other while
they work together on tasks like cooking dinner, walking the dog, or reading to each other
The next level of the sound marital house involves creating positive sentiment override
(Gottman, 1999). This refers to the couple’s ability to access positive affect during conflict
interactions. If the couple has been successful at the foundational level of the sound marital
house, meaning positive affect is present in their daily interactions, it is likely to permeate into
interactions makes positive sentiment override possible” (Gottman, 1999, p.107). This means
that repair attempts will be more successful, as couples are able to use positive affect to soothe
each other and decrease heightened states of physiological arousal during conflict.
23
The third level of the sound marital house involves regulating conflict. The most
important aspect of this level is that it is the successful regulation of conflict, not their
resolution, that predicts relationship success (Gottman, 1999). Whereas other marital therapies
may focus on resolving conflict, Gottman believes that because individuals retain their unique
personalities while blending them together to create a state of we-ness, conflict will naturally
occur within the relationship, and some problems will remain unsolved. The positive
sentiment override created on the preceding floor of the sound marital house allows couples to
feel comfortable with unresolved issues and allows for effective repair attempts during
conflict. Gottman reported that even in newlywed couples that initially scored high on the
Four Horsemen, when repair was effective (meaning couples were able to decrease negative
affect and express positive affect during conflict), 83.3% were in stable and happy marriages
eight years later (Gottman, 1999). Interventions at this level involve having the couple
identify their solvable and unsolvable problems and guiding them through soft startup
The final level of the sound marital house, the ceiling, involves creating shared
meaning. Gottman (1999) asserts that each family creates its own culture with its own unique
blend of rituals, symbols, metaphors, and narratives. Individuals in happy relationships seek to
share in each other’s goals, dreams, and aspirations and work together to make them come
true. Doing so requires the characteristics developed at the previous levels, including
regulating conflict, developing positive sentiment override, and fostering the marital
friendship. Interventions at this level are designed to encourage couples to identify and
examine their own unique goals, rituals, symbols, and roles together. Notably, this level of the
sound marital house has been criticized for lacking empirical evidence (Stanley, Bradbury, &
Given the breadth and depth of Gottman’s Sound Marital House Theory, it is not
surprising to see that it has been studied in relation to various constructs such as dating
violence (Cornelius, Shorey, & Beebe, 2010), child abuse (Tell, Pavkov, Hecker, & Fontaine,
2006), and communication style (Cornelius & Alessi, 2007). Furthermore, more popular
aspects of the theory like the Four Horsemen of the Apocalypse receive individual attention in
the literature (Walker, 2006). In addition to being empirically linked to other constructs in the
research literature, in writings for the general public Gottman (2001) suggested other skill sets
may be used to enhance communication and guard against the Four Horsemen in couples. One
such example suggested by Gottman involves mindfulness. In discussing the foundation of the
Sound Marital House, Gottman suggested that couples often interrupt each other, disregard
their partner’s concerns, or respond in a preoccupied manner. He added that couples likely are
on “automatic pilot” (Gottman, 2001, p.45) and are not intentionally disregarding their spouses
concerns. Gottman suggested that by being mindful of the present moment, partners can
become more aware of how their interactive behavior affects their partner, thereby improving
communication.
the Four Horsemen and creating successful repair attempts, the relationship of mindfulness to
the Sound Marital House has not been empirically studied. This is especially surprising given
that mindfulness has been linked to communication, conflict resolution, and relationship
satisfaction in couples (Barnes, Brown, Krusemark, Campbell, & Rogge, 2007). In a two-part
study, Barnes et al. (2007) first studied a sample of 82 dating college students (no students
were members of the same dyad) and, using multiple regression analyses, found that trait
relationship stress in positive and productive ways. In the second study, the authors replicated
25
the previous findings in a sample of sixty heterosexual couples. Then, couples were bought
into a laboratory setting and asked to discuss two relationship conflict topics of their choosing.
The couples were asked to sit quietly and relax for five minutes both before and after the
conflict discussions took place. Pre- and post-conflict assessments of mood and trait
mindfulness were obtained. The authors reported that trait mindfulness was found to predict
lower emotional stress responses and positive pre- and post-conflict change in perception of
the relationship. Additionally, state mindfulness was related to better communication quality
more productive communication between partners, especially during conflict, would appear to
be supported. The following section will examine the concept of mindfulness as well as
and relationships.
Mindfulness
The term “mindfulness” is presented in many different forms and, as Bishop et al.
(2004) discussed, can be difficult to define. While some describe mindfulness as the self-
openness, and acceptance” (Bishop et al. 2004, p.232). Just as the literature base on
mindfulness has evolved over time, so too have the ways in which the construct is defined. In
its simplest of forms, mindfulness refers to a way of directing attention (Baer, 2003). More
1976). Brown and Ryan (2003) described mindfulness as an open and receptive attention to
and awareness of what is taking place, both internally and externally, in the present moment.
Kabat-Zinn (1990) described mindfulness as the act of intentionally focusing one’s attention
26
on the present moment in a nonjudgmental, non-comparative, and accepting way that is void
particular way, on purpose, in the present moment, and nonjudgmentally” (Kabat-Zinn, 1994,
p.4).
Wachs and Cordova (2007) pointed out that mindfulness, as it is conceptualized and
studied by Western researchers and practitioners, is derived from Buddhist and other Eastern
spiritual systems that focus on contemplation and cultivation of the ability to tend to the
present moment. However, in adapting these practices to the Western world and for use in
hospital and mental health settings, the overt religious teachings associated with mindfulness
have been removed (Baer, 2003). According to Gambrel and Keeling (2010), some have
from a larger context,” (p.414) whether that context is religious, spiritual, or theoretical. Still,
individuals and as a quality that can be developed through practice (Brown, Ryan, & Creswell,
2007). As Baer (2003) argued, mindfulness need not be associated with a particular religious
following:
can be taught independently of any religious belief system, researchers and clinicians
into interventions that are increasingly offered in mental health and medical settings.
Mindfulness skills have been utilized in medical and mental health settings in a variety
of ways; each way involving the teaching of mindful awareness. Whether in the structure of a
27
formalized program or in utilizing mindfulness skills in a less formal manner, similar general
instructions are often given. Clients are asked to incorporate mindfulness skills into daily life
activities such as walking, driving, and eating (Baer, 2003). Individuals are asked to focus
their attention on one specific activity, whether it be breathing, eating, or walking, and to
observe it with focus and without judgment. Throughout these exercises, individuals are asked
to notice where their mind wanders to, which usually involves the past or future. They are
instructed to note where the mind wandered to and to accept this before bringing their attention
back to the activity at hand, whether it be the breath, eating, or whatever the chosen activity
was. It is often that the mind generates an emotional state, such as anxiety, or the mind
wanders to a bodily sensation like an itch. In each case, individuals are instructed to note
where the mind took them, to accept this without judgment, and to return to the point of focus.
individuals are encouraged to note these wandering thoughts and urges with a friendly
produce benefits for individuals. Shapiro, Carlson, Astin, and Freedman (2006) proposed a
theoretical model for the mechanisms of mindfulness. The authors postulated a three axiom
model of mindfulness, the three axioms of which serve as the foundation of the model and
include intention, attention, and attitude. Intention plays an important role in how mindfulness
benefits practitioners. The authors explained that as meditators continue to practice, their
Intentions are dynamic and evolve throughout mindfulness practice. Attention is a second
28
observe moment-to-moment internal and external experience. The authors point to cognitive
switching mental sets, and cognitive inhibition. The authors go on to state that the self-
regulation of attention would be predicted to result in the enhancement of these skills. The
third axiom, attitude, refers to how one attends and the qualities one brings to attention. For
example, attention may have a critical quality or a compassionate one. The authors posited
that individuals can learn to attend to their thoughts and feelings with a positive attitude
characterized by kindness and openness. With increased training, individuals can attend to
that builds on the three axioms, suggesting that intentionally attending with openness and
mechanisms that lead to change and positive outcome" (Shapiro et al., 2006, p.377). This can
be described as a change in consciousness in which the previous subject becomes the object.
Much like the young toddler develops into a child that can see himself as separate from the
objective world, the reperceiving in mindfulness refers to one's own thoughts, feelings, and
memories. Mindfulness practice allows one to become less attached to their stories, and in this
way the stories become simply stories, which results in greater clarity, perspective, and
and behavioral flexibility, and exposure. Self-regulation "is a process whereby systems
29
maintain stability of functioning and adaptivity to change" (Shapiro et al., 2006, p.380).
Reperceiving allows for self-regulation in that one gains the ability to step back from negative
emotionality and view it as an emotional state, which frees one from behaving in an automatic
response to negative emotionality. Values clarification refers to the process by which one
recognizes and understands their own values. Values are often conditioned by family, society,
and other social forces, and individuals often respond and react to stimuli based on these
values. Reperceiving allows one to become more aware of their values and how they impact
behavior, and by separating ourselves from our values through the process of observation, one
becomes less reactive. Furthermore, through observing in a nonjudgmental fashion, one can
reassess their value system and act in ways that are more congruent with this system.
adaptive, flexible responding to the environment in contrast to the more rigid, reflexive
patterns of reactivity that result from being overly identified with one's current experience"
(Shapiro et al., 2006, p.381). Reperceiving enables one to observe their inner experience and
see their mental-emotional content with more clarity, which in turn results in more cognitive
and behavioral flexibility and less reactivity. Finally, another mechanism of mindfulness
comes in the form of exposure. Reperceiving allows a person to experience strong emotions
In sum, Shapiro et al. (2006) posited that mindfulness arises when intention, attention,
and attitude are simultaneously cultivated. Reperceiving occurs, which allows for a shift in
perspective. This shift is at the heart of mindfulness and the changes it produces. The authors
suggested that multiple mechanisms are facilitated by the shift of reperceiving, and these
exposure.
30
Carmody, Baer, Lykins, and Olendzki (2009) provided partial support for the model
described by Shapiro et al. (2006). The authors assessed 309 participants who enrolled in one
School between 2006 and 2007. Both mindfulness and reperceiving showed significant
course of treatment. However, increases in reperceiving were not found to mediate the
relationship between mindfulness and the other four mechanisms of action posited by Shapiro
et al. (2006). The authors suggested that mindfulness and reperceiving may instead be highly
overlapping constructs and that both variables change with participation in mindfulness
programs.
In another study investigating the mechanisms of mindfulness action, Arch and Craske
slides. The authors compared the 15-minute mindfulness breathing exercise group to a group
that received 15-minute recorded inductions of unfocused attention and worrying. Compared
to the unfocused induction group, the mindful breathing group maintained more consistent
positive responses to the neutral slides before and after the induction exercise. Additionally,
the focused breathing group reported lower negative affect in response to the slides and a
greater willingness to view the highly negative slides for longer periods of time as compared to
the unfocused group. The authors concluded that one mechanism through which mindfulness
provides positive benefits for individuals is via increased emotion regulatory capacities.
While mindfulness skills have been incorporated into a variety of treatments, they have
regarded as one of the best sources for empirically-supported treatments and programs that
utilize mindfulness teachings. The most popular of these programs include mindfulness-based
Williams, & Gemar, 2002), and mindfulness-based relationship enhancement (Carson, Carson,
include mindfulness skills as one portion of the larger treatment. Notable examples include
Dialectical Behavior Therapy (DBT; Linehan, 1993), a popular treatment for borderline
personality disorder, and Acceptance and Commitment Therapy (ACT; Hayes, Strosahl, &
Wilson, 1999), a therapeutic approach used to treat a variety of problems and symptoms. Each
concerns, but in each program the idea behind mindfulness is the same: focusing on the
present moment in an accepting and nonjudgmental fashion can provide a host of therapeutic
benefits. The two most popular mindfulness-based intervention programs, MBSR and MBRE,
first formalized mindfulness-based program to gain popularity. Baer (2003) pointed out that
as of 1998, this particular program was being utilized in over 240 hospitals nationwide and
was being used to treat patients with a variety of symptoms and disorders. Baer (2003) went
on to state that the number of these programs has undoubtedly grown since 1998. The
program was originally designed in a behavioral medicine setting for use with individuals with
chronic pain and other stress-related ailments, and its use has been expanded to include
32
patients struggling with a variety of problems including cancer, eating disorders, depression,
The standard mindfulness-based stress reduction program lasts 8 weeks and involves
weekly 2-3 hour sessions in addition to extensive daily homework, which comes in the form of
45-minute homework assignments that are to be practiced at least six days per week. Each
mindfulness exercise and are encouraged to discuss their experiences. Also, the sixth week of
the program includes an all-day mindfulness session. Participants are expected to be active in
their daily practice of mindfulness exercises, which include such activities as mindful eating,
the body scan, hatha yoga, and sitting and walking meditations. Due to the challenging
requirements of the program, the time commitment required is discussed with participants
during an initial orientation session in which participants are encouraged to ask questions and
openly discuss their reasons for and against participating in the program (Baer, 2003). Classes
often include up to 30 participants, which is another reason the program has been found to be
Various studies demonstrate the usefulness of MBSR with different populations. Soon
after the program was developed, Kabat-Zinn, Lipworth, and Burney (1985) reported that
individuals with chronic pain who underwent the MBSR program reported greater reductions
in depressive symptoms, anxiety, overall perceived pain, and overall pathological symptoms in
usefulness in working with patients with anxiety disorders, as individuals who participated in
the program reported reduced depression and anxiety symptoms. The benefits of MBSR were
also shown to be useful with cancer patients. Carson, Speca, Patel, and Goodey (2003) found
that MBSR reduced stress and sleep disturbances and increased overall quality of life ratings
33
in prostate cancer patients. Similarly, Speca, Carlson, Goodey, and Angen (2000) reported
reductions in stress, depression, and anxiety in cancer outpatients. Using a group of college
students enrolled in a behavioral medicine course, Astin (1997) found increases in constructs
including self-control, acceptance, and spirituality and decreases in depression and anxiety
symptoms. In a non-clinical sample, MBSR was found to reduce perceived stress and increase
positive states of mind in a group of healthy adults who participated in the course (Chang et
al., 2004). It is clear that the research supports the efficacy of MBSR in treating a variety of
Although mindfulness programs have been used with a variety of populations in order
to treat multiple pathological conditions, only recently has mindfulness been applied to
MBRE was developed by Carson (2002) as a doctoral dissertation project, the results
of which were later published in Behavior Therapy (Carson, Carson, Gil, & Baucom, 2004).
Baer (2003) noted that the project was likely affected by the positive psychology movement,
the positive psychology movement came a focus on enhancing relationships that were already
functioning well. Relationship researchers often posit that it is much easier to prevent marital
problems and promote relationship enhancement in couples who are relatively happy and are
emotionally engaged as opposed to waiting until the relationship is distressed and negative
interactional patterns have been established (Baer, 2003). Carson's MBRE program was
34
designed for use with non-distressed couples (Carson et al., 2004) and is a direct derivative of
MBRE follows the same format and involves the same teaching style as MBSR (for a
complete description of the MBRE program, see Carson, 2002). Just as is the case with the
MBSR program, couples are expected to attend eight weekly sessions, each approximately 2.5
hours long, with a seven-hour long retreat on one weekend day during the 6th week of the
program. Additionally, the program involves some adaptations in order to address its goal of
enhancing relationships in non-distressed couples. For example, screenings are done with both
members of the couple simultaneously (Baer, 2003). Greater use is made of the metta, or
loving-kindness meditation, which helps couples focus on directing compassion toward one's
partner. Throughout the program, practices of MBSR geared toward making individuals more
aware of present activities are adapted to make couples more aware of their shared activities
Quantitative empirical support for the MBRE program is difficult to obtain for a
variety of reasons. In addition to the difficulties that come with studying couples and eight-
week long programs, Christensen and Heavey (1999) pointed out that studying non-distressed
couples invites problems with ceiling effects, as the members are already happy and enjoying
the benefits of a positive relationship. However, in the only randomized controlled trial of the
MBSR program to date, Carson et al. (2004) evaluated the program using a sample of 44 non-
domains, most notably average daily relationship distress, acceptance of partner, relationship
Although the research on mindfulness has been increasing over the past two decades
(Brown et al., 2007), only recently has research turned an eye toward the relationship between
mindfulness and interpersonal relationships. More specifically, research is just now starting to
look into the effects of mindfulness on relationship satisfaction. Although a consensus has yet
to be reached over the exact pathways through which mindfulness affects relationship
satisfaction, results do indicate that mindfulness skills are positively correlated with
relationship satisfaction (Barnes et al., 2007; Wachs & Cordova, 2007; Kabat-Zinn, 1993).
Carson et al.’s (2004) evaluation of the MBRE program. As Ormiston (2011) later pointed
out, in this study mindfulness was conceptualized as a learned skill and not as a dispositional
trait. This distinction was important in that it led to further research involving the
other words, mindfulness was seen as a skill or trait that exists to varying degrees in everyone,
therapeutic activities and treatments. Carson et al. (2004) found that the MBRE program
resulted in enhanced relationship functioning in the form of greater relationship happiness and
an increased ability to cope both with general stress and stress related to the relationship. The
authors reported that the more mindfulness skills were practiced, the greater the benefits in
terms of overall stress, coping with stress, relationship stress, and relationship happiness.
These benefits were reported as being realized both on the day of the mindfulness practice and
several days afterward. The authors speculated that one pathway through which mindfulness
skills enhance relationships is by providing a greater ability to acknowledge and work through
Another important study of the relationship between mindfulness skills and intimate
relationship satisfaction came from Wachs and Cordova (2007). The authors tested the theory
within the context of the relationship, thereby making it easier for couples to handle emotional
difficulty within the relationship. Using a sample of married couples, Wachs and Cordova
(2007) hypothesized that mindfulness would be associated with higher marital quality and
partners’ emotional skills and that the relationship between mindfulness and marital quality
would be mediated by these emotional skills. The authors reported that emotional skills and
mindfulness were both related to marital adjustment. Furthermore, the authors found that the
relationship between mindfulness and marital quality was mediated by emotional skills
including the ability to communicate emotions and the ability to regulate anger.
Barnes et al. (2007) also made an important contribution to the study of mindfulness
and its effect on intimate relationship satisfaction. Whereas Wachs and Cordova (2007)
looked at the relationship between mindfulness and relationship satisfaction and found that
emotional skills function as a mediator of the relationship, Barnes et al. (2007) looked at the
relationships of both trait and state mindfulness as mediated by stress and communication
skills. In the first of two studies reported, the authors demonstrated that higher trait
mindfulness predicted higher relationship satisfaction and greater ability to cope with
relationship stress. The second study replicated and extended the findings of the first study.
Here the authors found that trait mindfulness predicted “lower emotional stress responses and
positive pre- and post-conflict change in perception of the relationship” (p.482). Additionally,
state mindfulness was related to better communication during the discussion following
conflict. Barnes et al. (2007) is significant for a number of reasons. First, the study involved a
college student sample, much like the current work, and demonstrated the usefulness of
37
mindfulness skills in intimate relationships with this age group. Additionally, the authors
demonstrated the usefulness of both trait and state mindfulness in benefiting intimate
relationship satisfaction.
Mindfulness as a construct has evolved in the literature base, both in terms of how it is
the Mindfulness Attention Awareness Scale (Brown & Ryan, 2003) conceptualized
mindfulness as a unidimensional construct and yielded one total score. In contrast, Baer,
Smith, and Allen (2004) designed the Kentucky Inventory of Mindfulness Skills as a
conceptualized mindfulness as a set of interrelated skills, and the measure yields subscale
scores for four mindfulness skills: observing, describing, acting with awareness, and accepting
without judgment.
More recently, Baer, Smith, Hopkins, Krietemeyer, and Toney (2006) conducted an
exploratory factor analysis using the Friedburg Mindfulness Inventory (Buchheld, Grossman,
& Walach, 2001), the Mindful Attention Awareness Scale (Brown & Ryan, 2003), the
Kentucky Inventory of Mindfulness Skills (Baer et al., 2004), the Mindfulness Questionnaire
(Chadwick, Hember, Mead, Lilley, & Dagnan, 2005) and the Cognitive and Affective
Mindfulness Scale (Feldman, Hayes, Kumar, Greeson, & Laurenceau, 2007). The measures
were administered to a large sample of 613 college students, and the results suggested a five-
factor solution: observing, describing, acting with awareness, nonjudging of inner experience,
and nonreactivity to inner experience. By selecting the seven to eight items with the highest
loadings on the respective factors (and lower loadings on other factors), the authors were able
to create the 39-item Five Facet Mindfulness Questionnaire (Baer et al, 2006). Yielding both a
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total score and subscale scores, this measure is largely considered the gold standard for
Of special importance in the current discussion are the various ways in which
developmental theories attempt to capture the unique stages and characteristics of college-aged
individuals. Unlike other developmental periods, this period of development "is the only
school is difficult to predict using age alone. This diversity provides complexity in terms of
how we discuss the possible roles that mindfulness and negative communication patterns like
the Four Horsemen play in the lives of dating college students. Furthermore, Newlon (2013)
reports that 28% of married college graduates met while attending the same college. Although
Gottman's techniques were designed for use with married couples, the fact that a significant
number of married couples meet during the college years provides further support for
examining the role the Four Horsemen may play in college dating relationships.
Erik Erikson (1963) provided one of the more popularized theories of development.
Unlike prominent developmental theorists before him who proposed that personality and
behavioral patterns were established in early childhood, Erikson proposed that development
continues to occur across the lifespan. Erikson described this development in terms of eight
stages, each containing a specific conflict or crisis that needed to be resolved before an
span both the fifth and sixth stages of Erikson's theory, which are identity vs. role confusion
and intimacy vs. isolation. According to the theory, adolescents in the fifth stage struggle to
break away from their parents and establish their own sense of identity. Once that is resolved
39
and a sense of identity has been formed, these young adults move into the sixth stage of
development where they look to establish and maintain intimacy in close personal
relationships, including friendships, dating relationships, and marriage. This sixth stage
provides further support for the applicability of Gottman's techniques with college-age
romantic relationships.
described how industrialized societies allow for a longer transitional period and for more
personal exploration and role experimentation. In support of this idea, Arnett (2000) argued
that the period of emerging adulthood has become a distinct period of development that occurs
between the late teens through the twenties, which includes the typical ages at which
individuals begin college. Arnett explained that this developmental period is socially
constructed, and because it has become more acceptable to delay marriage and parenthood into
the late twenties or early thirties, this allows individuals in their late teens and early twenties
more time before they are expected to settle into adult roles and long-term relationships.
Arnett added that this period is characterized by a relative independence from social roles and
expectations. Like Erikson before him, Arnett's theory of emerging adulthood also highlights
commented, "By emerging adulthood, dating is more likely to take place in couples, and the
focus is less on recreation and more on exploring the potential for emotional and physical
intimacy." (Arnett, 2000, p.473). These relationships tend to involve a deeper level of
romantic relationships in an effort to determine what type of person they could potentially
partner with for life. Like Erikson, Arnett's theory of emerging adulthood also provides
40
evidence for the use of Gottman's techniques with college-age individuals, as the methods to
improve communication and deepen intimacy can assist college-age individuals in resolving
Present Study
The present study involved multiple goals. First, although Gottman’s Sound Marital
House Theory has been extended to dating couples (Cornelius, Shorey, & Beebe, 2010), this
was done in order to examine the relationship between dating violence and many components
of the Sound Marital House Theory. The current study aimed to examine the relationship
between the Four Horsemen of the Apocalypse and relationship satisfaction amongst a group
of dating college students. Because Gottman’s theory originally focused on marriage, it may
often be overlooked as a treatment option when working with college students. Given that the
relationships with others (Austrian, 2008), the techniques suggested by Gottman may prove
useful with this population. The initial portion of this study was conducted in order to lend
support to the possible usefulness of Gottman’s theory and interventions with dating college
(Gottman, 2001), to date no study has examined the relationship between mindfulness
techniques and Gottman’s Sound Marital House Theory. The second hypothesis of this study
was that higher amounts of each of the five facets of mindfulness would be associated with
Finally, given that the Four Horsemen of the Apocalypse are the most maladaptive of
interactive behaviors identified by Gottman (1999), the present study aimed to examine the
role mindfulness plays in the relationship between the Four Horsemen and relationship
satisfaction. If mindfulness is a skill that can be cultivated through practice (Brown, Ryan, &
Creswell, 2007; Ormiston, 2011) and is found to mediate the relationship between the Four
viable treatment option for individuals struggling with the Four Horsemen and relationship
satisfaction. It was hypothesized that mindfulness will mediate the relationship between the
Four Horsemen and relationship satisfaction. If true, this would lend support to the utilization
CHAPTER III
METHODS
The study was conducted online using Qualtrics and the university SONA data
collection system during the Spring 2013 semester. Initial screening questions asked of nearly
all eligible students in the Subject Pool included “Are you currently in a romantic
relationship,” “How long have you been in your current romantic relationship,” “Do you
consider your current romantic relationship a long-distance relationship,” “Have you ever been
in a romantic relationship,” and “How long was your most recent romantic relationship?”
Only students who indicated that they have ever been in a romantic relationship were eligible
for participation in the study. It was not necessary that students indicate they are currently in a
relationship in order to be eligible. Both questions were asked as screening questions because
it was difficult to predict the base rates of students currently in romantic relationships prior to
data collection.
Students who were deemed eligible for participation based on the screening questions
were emailed a link for participation in the study. This link lead participants to a Qualtrics
survey that included informed consent (Appendix E), a demographics questionnaire, three
questionnaires involved in the study, and a debriefing form (Appendix F) complete with
referral sources (Appendix G). Participants had the ability to opt out of the study at any time.
Participants were notified that their data was initially identifiable and that all data would be de-
identified prior to analysis. All forms were expected to be completed in approximately 10-15
minutes.
43
Participants
Participants for the study were recruited from the subject pool at Indiana University of
Pennsylvania. The subject pool is comprised of students who are typically 18 to 19 years-old,
in their first or second year of study at the university, and are enrolled in an introductory
psychology course. This population was chosen because the primary aim of the study
and relationship satisfaction in college students in dating relationships. The subject pool was
selected as a means of obtaining participants both due to convenience and because this is the
established known way of reaching the selected population on campus. The total number of
participants surveyed was 406. Because it was difficult to predict the number of subjects in
dating relationships at the time of data collection, any participant who indicated having ever
been in a dating relationship was eligible to complete the study. However, primary analyses
only include those respondents who were currently involved in a dating relationship at the time
included age, gender, race/ethnicity, sexual orientation, year in college, length of current
relationship, whether or not the current relationship was long distance, and whether or not the
The sample was screened for missing data. Due to the nature of data collection in
which subjects were required to answer a question before being prompted with the next
question, the data set contained no missing data for the major variables assessed. However,
one variable included in the analyses, length of relationship, was an open-ended question that
did not require a response. Participants who did not answer this question were eliminated
Next, participants were selected for inclusion in the analyses based on whether they
were currently in a dating relationship at the time measures were completed. A total of 406
participants took the survey, 229 (56.4%) of which indicated they were currently in a dating
relationship. Of the 229 subjects currently in a relationship, only 196 indicated the length of
their current relationship. These subjects, who comprise 48.3% of the overall sample, were
included in the final analyses. Table 1 and Table 2 include the descriptive statistics for the
entire sample grouped by participants' relationship status (those responding about their Current
Table 1
Age (Years)
Table 2
Pansexual 1 .5 1 0.6
Yes 87 44.4
No 109 55.6
46
Of the 196 subjects selected for the primary analyses in the study, 130 identified as
women (66%) and 66 identified as men (34%). The mean age of the sample was 19.3 years of
age (range = 18 to 29). The majority of the sample identified as White (N=165, 84%), with
African Americans (N=16, 8.2%), Hispanic/Latinos(as) (N=6, 3.1%), Biracial (N=4, 2%),
Asian/Asian American (N=3, 1.5%), and Middle Easterners (N=2, 1%) comprising the
pansexual, or other (N=9). The average length of relationship was 23.3 months (range = 1
relationship as long-distance. Sixteen percent of the sample (N=32) indicated they had
Data Cleaning
Prior to analysis, the data set was checked for missing data. However, during data
collection for all primary variables, participants were required to provide a response before
they were able to proceed to the next question, meaning the data set should include a response
for all items. After the data was collected, total scores and subscale total scores for each
measure were computed as new variables. Prior to analysis, all variables were standardized
into z-scores with means of zero and standard deviations of one in order to make discussion
Measures
(Appendix A). In addition to various demographics including age, gender, and sexual
orientation, this questionnaire included brief questions about the participant’s relationship
status, including current relationship status, length of relationship, and length of longest
47
romantic relationship. Participants who were not currently involved in a romantic relationship
were asked to fill out the remaining questionnaires in reference to their most recent romantic
relationship. The other three questionnaires are the Relationship Assessment Scale
Krietemeyer, & Toney, 2006), and the Four Horsemen of the Apocalypse Questionnaire
(Gottman, 1999).
consists of 7 items scored using five-point Likert Scales and was designed to be a brief, easily
include “How well does your partner meet your needs” and “In general, how satisfied are you
with your relationship.” A total score is computed by summing scores from the seven items.
Research has provided evidence that the RAS has good reliability (α = .86) and concurrent
validity with a number of the subscales of the Love Attitudes Scale and Dyadic Adjustment
Scale (Hendrick, 1988). Reliability data in the form of Cronbach's alpha (1951) for the current
measure five difference facets of mindfulness. The measure was constructed using an
exploratory factor analyses involving the five leading measures of mindfulness at the time,
which included the Friedburg Mindfulness Inventory (Buchheld, Grossman, & Walach, 2001),
the Mindful Attention Awareness Scale (Brown & Ryan, 2003), the Kentucky Inventory of
48
Mindfulness Skills (Baer et al., 2004), the Mindfulness Questionnaire (Chadwick, Hember,
Mead, Lilley, & Dagnan, 2005) and the Cognitive and Affective Mindfulness Scale (Feldman,
Hayes, Kumar, Greeson, & Laurenceau, 2007). These measures were administered to a large
sample of 613 college students, and the results suggested a five-factor solution: observing,
describing, acting with awareness, nonjudging of inner experience, and nonreactivity to inner
experience. Subscales were designed to correspond with each of the five factors, or facets, by
selecting the seven to eight items with the highest loadings on the respective factors (and lower
Baer et al. (2008) described each of the five facets of mindfulness. The first facet,
sensations, cognitions, emotions, sights, sounds, and smells” (Baer et al., 2008, p.330). An
example of one item on this scale is, “I notice the smells and aromas of things.” The
Describing facet refers to “labeling internal experiences with words” (Baer et al., 2008, p.330).
One example of an item on this scale is “I am good at finding words to describe my feelings.”
The Acting with Awareness facet “includes attending to one’s activities of the moment and
can be contrasted with behaving mechanically while attention is focused elsewhere” (Baer et
al., 2008, p.330). An example of an item on this scale is “I find myself doing things without
paying attention.” The fourth facet, Nonjudging of Inner Experience, “refers to taking a non-
evaluative stance toward thoughts and feelings” (Baer et al., 2008, p.330). One example of an
item on this scale is “I think some of my emotions are bad or inappropriate, and I should not
feel them.” Finally, the fifth and facet, Nonreactivity to Inner Experience, is described as “the
tendency to allow thoughts and feelings to come and go, without getting caught up in or
carried away by them” (Baer et al., 2008, p.330). An example of an item on this scale includes
“I perceive my feelings and emotions without having to react to them.” Each factor has been
49
Describing, α =.91; Acting with Awareness, α =.87; Nonjudging of Inner Experience, α =.87;
Nonreactivity to Inner Experience, α =.75; Baer & Huss, 2008). Additionally, Cronbach’s
alphas (1951) were computed for the Five Facet Mindfulness Questionnaire and each of the
five facet subscales using the entire data set (N = 406). Results are included in Table 3.
Table 3
Measure Α
Relationship Assessment Scale .901
questionnaires designed to assist clinicians in assessing the Sound Marital House of the couple
in therapy. This questionnaire is provided by Gottman in his book The Marriage Clinic
(1999). The 33-item true/false questionnaire assesses for the presence of each of the Four
stonewalling. High scores on each of the four subscales indicate a greater presence of the
corresponding maladaptive communication pattern. Items include “I often just want to leave
the scene of an argument,” “My partner never really changes,” “My partner doesn’t face
problems responsibly and maturely,” and “Arguments seem to come out of nowhere.” Given
that the focus of the study is on college students and not necessarily on dating couples, the
50
word “spouse” was replaced with “partner” in all applicable items. The Four Horsemen of the
Apocalypse Questionnaire has shown adequate reliability and validity in multiple studies
As the process of computing total and subscale scores began, research on the Four
Horsemen of the Apocalypse Questionnaire was consulted in an effort to identify which items
should be scored on each of the four subscales. It was then realized that although many
publications analyzed the subscales in this manner, none of them published the methods used
to score each subscale. What follows is a discussion of the various methods used to determine
how items would be assigned to the individual subscales of the Four Horsemen of the
Apocalypse Questionnaire.
First, the Gottman Institute was contacted regarding this issue. In an email response
(8/4/14), the institute indicated that they could not provide an answer as to which items
belonged on each subscale, stating, "This particular research was conducted many years ago
Next, an effort was made to contact committee members from other dissertations in
which the Four Horsemen subscales were scored and analyzed. Committee members from two
dissertations, Walker (2005) and Boska (2005) were contacted, and both provided the ways in
which the subscales were scored. However, neither provided the rationale for which items
were scored on each subscale, and inquiries concerning this matter went unanswered.
Therefore, in an effort to identify which items should be scored on each subscale of the
Four Horsemen of the Apocalypse Questionnaire, a factor analysis was conducted using the
entire data set (N = 406). Factor analysis was chosen as an appropriate procedure because it
not only aims to determine the number of latent constructs assessed by the items of a
questionnaire, but it also examines the number of items needed to accurately assess each latent
51
construct (Merson, 2011). Furthermore, this procedure allows the researcher to preemptively
select the desired number of factors based on theoretical guidelines, which is what we intended
to do in this study. However, the standard process in SPSS for conducting a factor analysis is
true/false items on the Four Horsemen Questionnaire are dichotomous, so additional steps
One solution is described in Lorenzo-Seva and Ferrando (2014). The authors describe
a process for computing the tetrachoric correlation matrix within a standalone program, which
that follows.
In order to address the question of which items load onto each of the four subscales of
Contempt, and Stonewalling), a confirmatory factor analysis was conducted using the entire
data set (N=406) and the POLYMAT-C program. A four-factor solution was specified using
an Oblimin (oblique) rotation because the factors are theoretically correlated. For example,
Gottman stated that defensiveness often occurs in response to criticism, meaning the two
factors should be correlated. In determining which factors should be retained, the K1 method
proposed by Kaiser (1960) is a common method that is most often used. This method involves
retaining all factors with eigenvalues greater than one. The Kaiser method had been criticized
for leading to arbitrary decisions and for having a tendency to overestimate the number of
factors retained (Zwick & Velicer, 1986). Therefore, the more selective process of parallel
analysis was utilized in order to determine how many factors underlie the structure of the Four
involves computing eigenvalues for factors from the actual data set and comparing them to
eigenvalues of a randomly generated data set with the same number of observations and
variables. Factors are retained only when their eigenvalues are greater than the eigenvalues
from the randomly generated data set (Ladesma & Valero-Mora, 2007).
The results of the factor analysis are described in Table 10 in Appendix H. Using the
Kaiser criteria, a 10-factor solution is proposed, as 10 factors have an eigenvalue greater than
1.0. Given the proposed subscales of the Four Horsemen Questionnaire, this solution is not
consistent with the theoretical underpinnings of the questionnaire. The items that would load
on to the subscales are suggested in a way that is not congruent with the proposed theoretical
constructs of the Four Horsemen for this sample of college students. Parallel analysis yields a
2-factor structure (Table 11; Appendix H). If a four-factor solution is retained as was
proposed in the confirmatory factor analysis procedure, item loadings on the four factors are
inconsistent with the theory (Table 10; Appendix H). There is some disagreement in the
literature concerning what is generally accepted as an appropriate cut score for retaining items
on factors, with .40 often considered a minimum cut score (Distefano, Zhu, & Mindrila, 2009).
Even using this liberal cut point to retain only items with factor loadings greater than .40, the
four factors have six, one, ten, and four items, respectively. Face validity shows that these
proposed factors and the retained items do not describe the negative communication patterns
with the subscales utilized in other studies involving the Four Horsemen Questionnaire
The Standards for Educational and Psychological Testing (2014) outlines the different
types of validity related to psychological testing and assessment. One type is construct
validity, which can be achieved through factor analysis procedures. With this particular data
53
set, the factor analysis did not produce a workable solution that is consistent with Gottman's
theory and the Four Horsemen of the Apocalypse Questionnaire, so the construct validity of
the instrument was not achieved for this particular sample. Although less empirically-driven,
another form of test validity is content validity, which refers to the extent to which a measure
effectively measures all facets of the construct it presumes to measure. One way to establish
the content validity of a measure is to have experts review and rate the survey. Because
evidence for construct validity could not be obtained with this specific data set, efforts to
In the next attempt to assign items from the Four Horsemen of the Apocalypse
Questionnaire to their appropriate subscales, raters were asked to assign items to the four
subscales based on their evaluation of the validity of each item and inter-rater reliabilities were
calculated. Raters included four doctoral interns and one staff psychologist at a large
university counseling center. The five raters were chosen because they had all recently
counseling center. The raters were given a copy of the Four Horsemen of the Apocalypse
Questionnaire (Appendix D) and asked to assign each item to one of the four subscales. Fleiss'
kappa (1971) statistic was utilized as a measure of overall agreement on the subscales. This
statistic is the appropriate choice for computing reliability of agreement between multiple
raters when assigning categorical ratings in an effort to classify items. Landis and Koch
(1977) stated that kappa values of .41-.60 indicate moderate agreement, while kappa values of
Initial results for all 33-items yielded a Fleiss' kappa of .721. However, five items
yielded low inter-rater agreement. Four items yielded 60% agreement while a fifth item
yielded 40% agreement. These five items were dropped from the Four Horsemen of the
54
Removing any further items did not increase the kappa value. Cronbach’s alpha (1951) was
calculated to determine the internal consistency reliability of the scores resulting from each
subscale and the overall 28-item scale. This statistic assesses the intercorrelations between
items on a subscale and is the most widely used measure of internal consistency (Garson,
2008). Alphas above .6 are considered acceptable, while alphas between .7 and .9 are
considered good (Kline, 2000). The 28-item questionnaire can be found in Table 12 in
subscale (α = .654). Each of the four subscales were correlated with one another other as well
as the total score, which is expected given Gottman's (1999) assertion that the Four Horsemen
often occur in response to each other. Correlations are included in Table 13 in Appendix H.
The overall reliability for the 28-item questionnaire is α = .912. This 28-item measure and
CHAPTER IV
RESULTS
Primary Analyses
The first hypothesis was that the presence of negative communication patterns in a
preliminary linear regression analysis was conducted. The standardized total score from the
Relationship Assessment Scale was entered as the outcome variable, with the standardized
total score of the 28-item Four Horsemen of the Apocalypse Questionnaire serving as the
Relationship, and Long Distance Relationship (yes/no) were entered as control variables. This
preliminary linear regression model was significant (F(7, 188) = 16.253, p < .001) and explained
In order to test the hypothesis that the presence of negative communication patterns in
satisfaction in a sample of dating college students, a multiple linear regression was conducted
using the standardized total score from the Relationship Assessment Scale (RAS) as the
outcome variable. Standardized total scores from each of the subscales of the Four Horsemen
of the Apocalypse Questionnaire were entered as the independent variables, with Age, Gender,
Relationship (yes/no) entered as control variables. These demographic variables were chosen
as controls so that their potential influence on relationship satisfaction can be taken into
account and controlled for in order to avoid attributing their possible affects to the impact of
The linear regression model was significant (F(10, 185) = 12.784, p < .001) and explained
measured by the Relationship Assessment Scale. Graphs of the residuals are included in
Figure 1; Appendix I. Graphs indicate that the residuals may be related to some of the
variables included in the model, which provides some evidence that the model may not be
science models, the adjusted R2 does indicate that the model explains a large portion of
variance utilizing a relatively small number of variables. The results are given in Table 4.
Results indicate that of the Four Horsemen of the Apocalypse, Criticism (β = -.209, p <.05)
was also a significant predictor and shows that a one standard deviation increase in Contempt
Assessment Scale score. Of the control variables, Age (β = -.159, p <.05) and Length of
Relationship Assessment Scale score, and a one standard deviation increase in the Length of
Table 4
Linear Regression Model Exploring How the Four Horsemen of the Apocalypse
Impact Relationship Satisfaction Controlling for Demographic Variables (N =
196).
Β
Age -0.159 *
Length of Relationship 0.150 *
Gender 0.068
Race/Ethnicity -0.026
Sexual Orientation 0.034
Current Relationship Long Distance -0.022
R2 0.409 ***
2
Adjusted R 0.377 ***
Note. β = Beta, the standardized regression coefficient
*p < .05 ***p < .001
The second hypothesis was that higher amounts of each of the five facets of
mindfulness would be associated with higher relationship satisfaction in the dating college
student sample. A linear multiple regression was conducted in order to test this hypothesis.
The standardized total score from the Relationship Assessment Scale (RAS) was entered as the
outcome variable. Standardized total scores from each of the subscales of the Five Facet
Current Relationship, Long Distance Relationship (yes/no), and Mindfulness Training (yes/no)
The linear regression model was significant (F(12, 183) = 1.856, p < .05) and explained
measures by the Relationship Assessment Scale (Table 5). As was the case in the first
hypothesis, graphs of the residuals (Figure 2; Appendix I) indicate that they may be related to
some of the variables included in the model. Results indicate that none of the five facets of
significant (β =.143, p < .05). No control variables were found to be significant predictors. If
less rigorous standards of significance are applied, both Describing (β =.152, p < .1) and
Table 5
Standardized β Coefficient
Age -0.097
Length of Relationship 0.046
Gender 0.020
Race/Ethnicity 0.133
Sexual Orientation -0.022
Current Relationship Long Distance -0.006
R2 0.109 *
2
Adjusted R 0.050 *
Note. β = Beta, the standardized regression coefficient
~p < .1 *p < .05
In the final analysis it was hypothesized that increased mindfulness skills could be
utilized to reduce the negative impact of the Four Horsemen on relationship satisfaction.
This was tested using a blocked (or hierarchal) regression analysis. Blocked regression allows
the researcher to determine the strength of a group (or block) of variables in relation to other
groups of variables, and to determine if the addition of a variable or group of variables affects
the significant level or strength of relationship between another predictor and the outcome
variables. This analysis is well-suited for answering the research question because it allowed
60
the researcher to observe how the influence of the Four Horsemen on relationship satisfaction
changed when the five facets of mindfulness were added to the model.
In the first block, demographic variables including Age, Sex, Race, and Sexual
included. In the second block, standardized totals for each subscale of the Four Horsemen
(Criticism, Defensiveness, Contempt, Stonewalling) were included. In the third and final
block, standardized total scores for each of the Five Facet Mindfulness Questionnaire
variable assessing whether or not one has ever had formal mindfulness training was included
in this third block as an additional control on the effect of mindfulness. The results from each
The first block containing demographic variables was not significant (F(6, 189) = 0.741, p
= .617), indicating that the demographic variables alone do not account for a significant
The second block containing the influences of the Four Horsemen was significant (F(10,
185) = 12.784, p < .001) and accounted for 38% of the variance in relationship satisfaction
scores (Adjusted R2 = .377). Consistent with findings from the first hypothesis, Criticism (β =
-.209, p < .05) and Contempt (β = -.390, p < .001) were both significant predictors of
relationship satisfaction, as were Age (β = -.159, p < .05) and Length of Relationship (β =
The third block included the addition of the five facets of mindfulness (Observing,
Experience) as well as the Formal Training in Mindfulness variable. The full hierarchal
61
regression model was significant (F(16, 179) = 8.812, p < .001) and explained 39% (Adjusted R2
= .391) of the variance in relationship satisfaction. Again, graphs indicate that the residuals
may be related to variables included in the model (Figure 3; Appendix I). Criticism (β = -.206,
p < .05) and Contempt (β = .-.401, p < .001) remained significant. Although this model was
significant, the addition of the mindfulness variables accounted for only a 1% increase in the
amount of variance explained by the model. Furthermore, none of the five facets were
applied, only Describing (β = .119, p < .1) and Formal Mindfulness Training (β = .105, p < .1)
The change in R2 between the second and third models indicates that the addition of the
Four Horsemen was significant, specifically in that Criticism and Contempt are significant
predictors of relationship satisfaction. Although the third model indicates that the addition of
satisfaction, the change in R2 was only 1%, which indicates that the mindfulness facets have a
Furthermore, the impact of the Four Horsemen was relatively unchanged after mindfulness
facets were added to the model, which indicates that any impact these facets have on
relationship satisfaction occurs directly and not through increasing or decreasing the Four
Horsemen. It is more likely that the significant amount of variance accounted for by the
addition of the mindfulness facets was previously associated with the error term or residuals in
previous models.
62
Table 6
Hierarchical Regression Model Exploring How the Five Facets of Mindfulness Impact Relationship
Satisfaction Taking Into Account the Impact of Demographics and the Four Horsemen of the Apocalypse
Negative Communication Patterns (N = 196).
Block 3: Five
Facet
Block 1: Block 2: Four Mindfulness
Demographics Horsemen Questionnaire
Β Β Β
Secondary Analyses
Although subjects who indicated they were not currently in a dating relationship did
complete the survey, they were asked to answer survey questions based on their recollections
of their most recent relationship. By definition, this relationship had already ended, which
Furthermore, subjects' responses about a past relationship could be biased due to a number of
factors including how long ago the relationship ended, memory, how the relationship ended,
and why the relationship ended, among others. Therefore, only subjects who indicated they
were in a relationship at the time of data collection and provided a response to all questions on
the survey (N=196) were included in the primary analyses. In order to further support the idea
that the Current Relationship and Most Recent Relationship groups are qualitatively different,
an independent samples t-test was conducted comparing the Current Relationship (N = 229)
group with the Most Recent Relationship (N=177) group on age, whether or not they had
previously received mindfulness training, and all measures used in the study. All variables
Results indicate significant differences between the Current Relationship and Most
Recent Relationship groups on the Four Horsemen Questionnaire total score as well as each of
the Four Horsemen subscale scores. Specifically, the Most Recent Relationship group (M=
.414, SD=.999) scored significantly higher than the Current Relationship group (M=-.320,
SD=.878) on the Four Horsemen Total Score (t(404)=7.87, p<.000). The Most Recent
Relationship group (M= .365, SD=.992) also scored significantly higher than the Current
(t(404)=6.82, p <.000). Similarly, the Most Recent Relationship group (M= .323, SD=.975)
64
scored significantly higher than the Current Relationship group (M=-.250, SD=.947) on the
Four Horsemen Defensiveness subscale (t(404)=5.97, p <.000). Additionally, the Most Recent
Relationship group (M= .414, SD=1.062) scored significantly higher than the Current
(t(404)=7.87, p <.000). The Most Recent Relationship group (M= .338, SD=1.024) also scored
significantly higher than the Current Relationship group (M=-.261, SD=.900) on the Four
indicate that relationships that have already ended included significantly higher amounts of the
differences between current relationships and recall of past relationships, these results support
the decision to only include those currently in a relationship in the primary analyses in an
Table 7
Four Horsemen Criticism Most Recent 177 0.3649 0.9922 0.6469 6.817*** 404
Current 229 -0.2820 0.9128
Four Horsemen Defensiveness Most Recent 177 0.3235 0.9750 0.5735 5.970*** 404
Current 229 -0.2500 0.9479
Four Horsemen Contempt Most Recent 177 0.4142 1.0619 0.7343 7.870*** 404
Current 229 -0.3201 0.8184
Four Horsemen Stonewalling Most Recent 177 0.3382 1.0241 0.5996 6.268*** 404
Current 229 -0.2614 0.8996
RAS Total Score Most Recent 177 -0.6873 0.8851 -1.2185 -15.273*** 404
Current 229 0.5312 0.7221
FFMQ Total Score Most Recent 177 -0.1278 0.9530 -0.2266 -2.276* 404
Current 229 0.0988 1.0261
FFMQ Observe Most Recent 177 0.0407 0.9575 0.0721 0.720 404
Current 229 -0.0315 1.0326
FFMQ Describe Most Recent 177 -0.0412 1.0254 -0.0731 -0.730 404
Current 229 0.0319 0.9809
FFMQ Act with Awareness Most Recent 177 -0.1848 1.0082 -0.3277 -3.315** 404
Current 229 0.1429 0.9719
FFMQ Nonjudgment Most Recent 177 -0.1525 0.9689 -0.2704 -2.723 404
Current 229 0.1179 1.0098
FFMQ Nonreacting Most Recent 177 0.0264 1.0524 0.0468 0.467 404
Current 229 -0.0204 0.9594
Mindfulness Training Most Recent 177 0.1412 0.3493 -0.0160 -0.445 404
Current 229 0.1572 0.3648
*p <.05 **p < .01 ***p < .001
66
Similarly, Gottman (1999) reports that gender differences may be present in the way
the Four Horsemen manifest in relationships. For example, men are more likely than women
to respond to criticism by stonewalling (Gottman, 1999). These gender differences were one
reason that gender was controlled for in previous analyses. In an effort to further explore any
gender differences that may be present in the sample, an independent samples t-test was
conducted comparing the males and females on each of the subscales of the Four Horsemen of
the Apocalypse Questionnaire. All variables were standardized prior to analysis. Results are
included in Table 8. Results indicate that for the sample there were no significant differences
between males and females on the total score or any subscale scores of the Four Horsemen of
Table 8
Std. Mean
Outcome Gender N Mean Deviation Difference T-Value df
Four Horsemen Total Females 256 0.0027 1.0356 0.0072 0.070 404
Males 150 -0.0045 0.9395
Four Horsemen Criticism Females 256 -0.0463 1.0157 -0.1253 -1.219 404
Males 150 0.0790 0.9709
Four Horsemen Defensiveness Females 256 -0.0205 0.9982 -0.0555 -0.540 404
Males 150 0.0350 1.0054
Four Horsemen Contempt Females 256 0.0592 1.0552 0.1604 1.632 404
Males 150 -0.1011 0.8924
Four Horsemen Stonewalling Females 256 0.0298 1.0370 0.0806 0.784 404
Males 150 -0.0508 0.9347
It was hypothesized in that increased mindfulness skills can be utilized to reduce the negative
67
impact of the Four Horsemen on relationship satisfaction. Results for participants currently in
relationships supported the hypothesis that the Four Horsemen have a negative impact on
relationship satisfaction for the sample. However, results did not support the hypothesis that
mindfulness skills could be utilized to reduce this impact. A similar regression analysis was
conducted using data from the participants who previously indicated that they were not
relationship. Of the 177 participants that indicated they were not currently in a relationship,
152 (88%) indicated that they had been in a previous relationship and supplied data based on
In the first block, demographic variables including Age, Sex, Race, and Sexual
Orientation, and Length of Previous Relationship, were included. In the second block,
standardized totals for each subscale of the Four Horsemen (Criticism, Defensiveness,
Contempt, Stonewalling) were included. In the third and final block, standardized total scores
for each of the Five Facet Mindfulness Questionnaire subscales were included (Observing,
Inner Experience). Additionally, the dichotomous variable assessing whether or not one has
ever had formal mindfulness training was included in this third block as an additional control
on the effect of mindfulness. The results from each of the blocks are given in Table 9.
The first block containing demographic variables was not significant (F(5, 146) = 0.484, p
= .788), indicating that the demographic variables alone do not account for a significant
The second block containing the influences of the Four Horsemen was significant (F(9,
142) = 5.165, p < .001) and accounted for 20% of the variance in relationship satisfaction scores
(Adjusted R2 = .199). Consistent with findings from Current Relationship group analysis,
68
Criticism (β = -.262, p < .05) and Contempt (β = -.267, p < .05) were both significant
predictors of relationship satisfaction. Age and Length of Relationship were not significant
Consistent with the Current Relationship group analysis, the third block included the
addition of the five facets of mindfulness (Observing, Describing, Acting with Awareness,
Training in Mindfulness variable. The full hierarchal regression model was significant (F(15,
186) = 3.384, p < .001) and explained 19% (Adjusted R2 = .192) of the variance in relationship
satisfaction. Criticism (β = -.268, p < .05) and Contempt (β = .-.229, p < .05) remained
significant. Although this model was significant, the addition of the mindfulness variables
resulted in a 1% decrease in the amount of variance explained by the model. None of the five
Similar to the Current Relationship group, the change in R2 between the first and
second models indicates that the addition of the Four Horsemen was significant, specifically in
However, unlike with the Current Relationship group, the addition of the mindfulness
variables into the third block of the model actually resulted in a decrease in the amount of
variance explained, albeit a small and practically meaningless decrease. Again, the impact of
the Four Horsemen was relatively unchanged after mindfulness facets were added to the
model. These results lend further evidence to the argument that the Four Horsemen,
Table 9
Hierarchical Regression Model Exploring How the Five Facets of Mindfulness Impact Relationship Satisfaction
Taking Into Account the Impact of Demographics and the Four Horsemen of the Apocalypse in Participants'
Most Recent Relationships
CHAPTER V
DISCUSSION
The purpose of the study was to investigate the relationships between Gottman's Four
college students. Although Gottman (1999) suggested that skills like mindfulness may play
an important role in helping couples to regulate conflict and overcome the impact negative
communication patterns may have on their relationship, to date no study has empirically
examined these relationships. The current study had multiple goals. First, the study aimed to
explore the relationship between the Four Horsemen negative communication patterns of
of dating college students. Next, the study aimed to examine the relationship between the
different facets of mindfulness and relationship satisfaction in the sample of dating college
students. Finally, the study hoped to show that the facets of mindfulness may mediate the
One of the major contributions of the study, and possibly one of the most
important findings, was established prior to any research question being examined. While
attempting to analyze the data, it was discovered that although multiple studies (Boska, 2005;
Walker, 2005) and literature (Gottman, 1999) discuss the Four Horsemen of the Apocalypse
Questionnaire and the associated subscales measuring criticism, defensiveness, contempt, and
stonewalling, no publication includes a method of scoring the subscales or which items should
be included on the respective subscales. Therefore, before any research questions could be
answered, analyses for assigning items and scoring each of the subscales were conducted.
71
The first attempt included an exploratory factor analysis with a proposed four factor
solution corresponding to each of the four subscales. Unfortunately, results indicated a two
factor structure and did not provide a workable solution in assigning items to the four
subscales. This finding calls into question the construct validity of the Four Horsemen of the
communication patterns in college student dating relationships. It may also suggest that two
factors underlie the four negative communication patterns known as the Four Horsemen of the
Apocalypse. This measure was not necessarily designed for research purposes and was instead
designed to give clinicians a ways of measuring the presence of the Four Horsemen in couples
who are currently in therapy, but the current results suggest that it may not be assessing the
presence of four distinct constructs. However, if an empirically valid and reliable version of
the subscales can be constructed through future research, the potential for the measure to be
utilized in research settings is quite high, as it purports to capture the presence of very popular
constructs related to negative communication, and a framework for working with clients
utilizing the concepts already exists. Further evaluation of the measure, especially in terms of
establishing the construct validity with a sample of dating college students, could provide a
Although construct validity was not supported for the Four Horsemen of the
Apocalypse Questionnaire, content validity was examined through the use of interrater
reliability. Five doctoral interns who had been trained in Gottman's techniques assigned items
to their corresponding subscales, and kappa's were computed using the results. Results
indicated strong interrater reliability for each of the subscales. A 28-item version of the Four
Horsemen of the Apocalypse was produced, with internal consistency data suggesting strong
reliabilities for each subscale as well as the overall measure. Although further work is needed
72
to establish the clinical utility of the Four Horsemen of the Apocalypse Questionnaire, the
current study provides a method for assigning items to and scoring each subscale as well as a
rationale for the decisions involved in the process. In the absence of available information on
subscales, the subscales produced in the current study may prove useful for future researchers
The first research question aimed to examine the relationship between the Four
students. In order to examine this relationship, a multiple linear regression analysis was
conducted. After controlling for various demographic variables including age, gender,
race/ethnicity, and sexual orientation as well as the length of the relationship and whether or
not it was a long distance relationship, it was found that the Four Horsemen accounted for 38%
of the variance in relationship satisfaction scores. More specifically, both criticism and
the impact contempt has on a relationship, stating that the amount of contempt in a stable,
successful relationship is "essentially zero" (Gottman, 1999, p.46). Consistent with Gottman's
assertion and previous findings, contempt was found to be the strongest predictor of
relationship satisfaction. For every one standard deviation increase in contempt scores,
scores. Similarly, a one standard deviation increase in criticism scores results in a one-fifth
An additional blocked regression analysis was conducted using only those individuals
who answered items based on their previous relationship, which by definition had already
73
ended. Again, after controlling for demographics, the Four Horsemen were found to be
significant predictors of relationship satisfaction and accounted for 20% of the variance in
relationship satisfaction scores. Furthermore, consistent with the prior analysis, Criticism and
Stonewalling were not. Although the model performed similarly in terms of significance, it is
notable that the model accounted for nearly twice the amount of variance in relationship
satisfaction scores of the Current Relationship group compared to the Most Recent
could be biased due to a number of factors including how long ago the relationship ended,
memory, how the relationship ended, and why the relationship ended. These differences could
account for the differences in variance accounted for in the two populations. A more thorough
assessment of the Most Recent Relationship is necessary in order to further understand how
Providing further evidence of the role that the Four Horsemen play in college student
dating relationships, t-test comparing individuals who answered items based on their current
relationship to those who answered items based on their most recent relationship, which by
definition had already ended, revealed significantly higher levels of each of the Four
Horsemen in those responding according to their most recent ended relationship. However,
the proposed model accounted for less of the variance in relationship satisfaction scores for the
Most Recent Relationship group as compared to the Current Relationship Group, which
indicates factors other than the Four Horsemen not captured by the model may have played a
more significant role in the relationship satisfaction scores of the Most Recent Relationship
Group. Given the nature of data collection and analyses, the ending of the relationship cannot
be attributed directly to higher levels of each of the Four Horsemen, but this finding does
74
suggest that the past relationships may have contained significantly higher amounts of the Four
Horsemen compared to current relationships, which are still ongoing. The significantly higher
amounts of the Four Horsemen provide one possible explanation for why these relationships
Alternatively, another possible explanation for the differences in the amounts of the
Four Horsemen is that participants in the Current Relationship group may have more
relationship experience, may be older, and may have had more opportunities to learn from
previous experiences. Unlike in the Most Recent Relationship Group, the Current
Relationship group is responding about a relationship with at least one college-aged partner,
and the relationship is currently taking place while the respondent is in college. Because
information about the nature and quality of the relationships of Most Recent Relationship
group was not assessed, these individuals may be responding about past relationships that took
place during their high school or even junior high years. These past relationships may have
taken place when the participants were younger and at a different developmental level than the
typical college student. It may be the case that the Four Horsemen are simply more prevalent
in adolescent relationships or in individuals with less relationship experience, and this could
account for the difference in the Four Horsemen between the Current Relationship and Most
Similarly, another possible explanation for the significantly higher amounts of the Four
Horsemen in the Most Recent Relationship group may be due to the fact that these participants
are recalling aspects of a relationship that has ended, as opposed to the Current Relationship
group that is reporting aspects of a current relationship. It may be that past relationships are
recalled in a more negative light, especially for individuals who experienced difficult break-
ups, and this may result in higher amounts of the Four Horsemen being reported.
75
Future research should assess the presence of the Four Horsemen in younger
adolescent dating relationships so that the possible changes in these negative communication
patterns over time and through different developmental periods can be assessed. In addition to
designs may be utilized to assess the presence of the Four Horsemen and how these negative
communication patterns change over time in a sample of the same individuals. If information
assess specific information about the quality and duration of the relationship, including when
the relationship began and ended, how the relationship ended, and why. This information is
important if any conclusions are to be drawn in comparing past relationships to current ones.
Similarly, one area of interest that could be captured by longitudinal designs, and one
that would assist in further understanding the Four Horsemen, involves the role that
personality may play in the presence of the Four Horsemen in relationships. The Four
Horsemen are discussed in the context of interactive behavior that occurs in marital and dating
relationships. However, it may be the case that personality traits make one partner more likely
relationships with children. For example, McCrae and Costa (1997) discuss the five-factor
model of personality, otherwise known as The Big Five. It may be the case that individuals
who score high on one or some combination of these factors, which include neuroticism,
extraversion, openness, agreeableness, and conscientiousness, are more likely to engage in the
Four Horsemen in their relationships, and this likelihood may be stable over time regardless of
the behavior of one's partner. A longitudinal design would allow researchers to observe how
the Four Horsemen are present over time in relation to personality characteristics.
76
In support of the first hypothesis, results provide evidence that Gottman's Four
Horsemen are a suitable framework for discussing relationship problems with dating college
students in a clinical setting when criticism and contempt appear to be present in their
concerns. Gottman's theory, therapeutic techniques, and interventions are highly publicized
and accessible, and they provide a clear and understandable framework for clients to work
with. However, because they are marketed for married couples, these techniques may not
often be applied to dating college students, and they may often be overlooked and
underutilized in college counseling centers and other agencies treating college students. The
current study provides further evidence that Gottman's theory and interventions may be useful
when working will college students who are not only married by are also in committed dating
relationships. Furthermore, because the Four Horsemen are present in college student dating
Criticism and Contempt, and Gottman's techniques may prove useful in enhancing the
Unfortunately, not all of the Four Horsemen were significant predictors of relationship
satisfaction in the sample. Further research is needed to understand the role that
Defensiveness and Stonewalling might play in student dating relationships, especially given
that Gottman (1999) suggests defensiveness occurs in response to criticism and stonewalling
occurs when individuals become emotionally overwhelmed. Because the Four Horsemen may
occur in response to each other, the current findings highlight the importance of assessing both
members of the relational dyad in assessing the role the Four Horsemen play in relationships.
levels was previously mentioned. One possibility is that Criticism and Contempt impact
college student dating relationships in ways that Defensiveness and Stonewalling do not, but
77
this may change over the course of time as individuals mature, have more practice
communicating with their partners, and develop a more stable sense of identity. Another
possibility is that a generational shift has occurred in terms of how the Four Horsemen impact
the dating relationships of college students, and Defensiveness and Stonewalling no longer
play the significant role they once did. As previously noted, more research is needed on how
the Four Horsemen impact relationships over the course of the lifetime in order to further
The second aim of the study was to show that higher amounts of each of the Five
with higher relationship satisfaction in the sample of dating college students. A multiple linear
regression analyses was conducted in order to test whether any of the five facets of
mindfulness would be able to predict relationship satisfaction scores after controlling for
demographic variables, length of current relationship, whether or not the current relationship
was long distance, and whether or not one had undergone previous training in mindfulness.
Although the model was significant, the Five Facets of mindfulness accounted for only 5% of
the variance in relationship satisfaction scores. Surprisingly, none of the Five Facets of
one had ever received forming mindfulness training was in fact a significant predictor of
relationship satisfaction.
These findings are in direct contrast to previous research on the role mindfulness may
play in relationship satisfaction. Barnes, Brown, Krusemark, Campbell, and Rogge (2007)
utilized a sample of 82 dating college students and found that both state and trait mindfulness
distress. Carson, Carson, Gil, and Baucom (2004) evaluated the Mindfulness-Based
distress, relationship happiness, and relationship satisfaction. It is unclear why the results of
the current project are not consistent with findings from previous studies, but multiple
possibilities exist.
First, considering both the fact that none of the Five Facets of mindfulness were
significant predictors of relationship satisfaction and whether or not one had ever received
would appear as though at least one component of formal mindfulness training, other than the
Five Facets, is associated with increased relationship satisfaction. For example, it may be that
taking initiative and putting effort into learning a skill in order to improve one's relationship is
meaningful in and of itself, and this results in increased satisfaction with one's relationship.
The more one has invested in the relationship, the more likely they may be to report being
Enhancement program, it may not necessarily be increased mindfulness skills that improve
their relationship, but instead they may derive a sense of happiness or comfort with knowing
that they made an effort to improve the relationship. Further research is necessary in order to
explore what factors of mindfulness training other than the Five Facets may result in increased
relationship satisfaction.
Additionally, it may be the case that possessing mindfulness skills alone does not result
in increased relationship satisfaction, but being trained on how to formally utilize those skills
in the contact of a romantic relationship does. It is possible the Five Facets do actually have
the potential to provide increases in relationship satisfaction for college students, but college
students do not think to utilize these skills in the context of interpersonal communication and
79
conflict discussions until the benefits of doing so are pointed out during formal mindfulness
training. For example, an individual may possess the ability to calmly observe and describe
their anxiety, and they may be able to resist reacting to this anxiety in an intrapersonal context,
such as prior to taking an exam. However, they may not be aware of how to utilize these skills
mindfulness training program may orient them to utilizing their skill set in a way that improves
Another possible explanation for these finding might be the lack of diversity in the
current sample, which unlike other studies, includes mostly white, heterosexual freshman and
sophomore college students. Other studies in which mindfulness was found to predict
relationship satisfaction include samples that are older and more racially and ethnically
diverse, even when those samples involve college students. It may be the case that individuals
learn to utilize mindfulness skills in their relationships more over time. Even in a college
sample it is possible that college juniors and seniors, who have undergone more socialization
on campus and have had more time to date during college compared to freshman and
sophomores, utilize more mindfulness skills in an effort to improve their relationships. In this
way, samples containing more diversity may produce different results in terms of the
Evidence from the current study does not support the use of mindfulness interventions
alone for helping college students who are struggling with the Four Horsemen in their dating
relationships. As previously noted, research has shown the clinical utility of mindfulness
interventions and their positive impact on relationship satisfaction, but in terms of this sample
of young dating college students, they may not be effective as a primary treatment for treating
communication problems in romantic relationships with this population. Given the growing
80
mindfulness accounted for only a small portion of the variance (5%) in relationship
satisfaction scores. Furthermore, results indicate that although mindfulness did not impact
relationship satisfaction in meaningful ways, mindfulness training had a small but significant
impact on satisfaction scores. Further examination of mindfulness programs and their impact
unrelated to the five facets of mindfulness may enhance relationship satisfaction in college
The third and final hypothesis was that mindfulness facets would mediate the
relationship between the Four Horsemen of the Apocalypse and relationship satisfaction. In
order to test this hypothesis, a blocked regression analyses was conducted that included
demographic variables in the first block, the Four Horsemen in the second block, and
mindfulness facets and whether or not one had previous training in mindfulness in the third
block. Consistent with previous analyses, the first block containing demographic variables
was not statistically significant. Although this study was not focused on the effect of
variables including gender, race/ethnicity, and sexual orientation, were not found to influence
these college students’ satisfaction with their dating relationship. Although race/ethnicity and
sexual orientation were quite limited in the sample, gender was not (33.7% male). The
literature has yet to reach a strong conclusion regarding the impact of gender on relationship
satisfaction. Although pop culture continues to highlight the differences between genders in
relationship satisfaction (Karantzas, Goncalves, Feeney, & McCabe, 2011; Kurdek, 2005).
81
The current study supports previous research findings in that gender was not a significant
The second block containing the Four Horsemen was significant and accounted for
38% of the variance in relationship satisfaction scores. Again, criticism and contempt were
not. Although the third block including mindfulness facets was significant, the addition of the
mindfulness factors accounted for only a 1% increase in the amount of variance accounted for
by the model. Furthermore, the amount of variance accounted for by the Four Horsemen went
relatively unchanged with the addition of the mindfulness factors, which does not support the
hypothesis that mindfulness may mediate the relationship between the Four Horsemen and
relationship satisfaction. These findings suggest that mindfulness has a statistically significant
but practically negligible impact on relationship satisfaction in the sample, and this impact
does not affect the relationship between the Four Horsemen and relationship satisfaction.
In order to further evaluate this third hypothesis that mindfulness may mediate the
relationship between the Four Horsemen and relationship satisfaction, a similar blocked
regression analysis was conducted using the data from individuals who answered items
according to their most recent ended relationship. Demographic variables including length of
relationship were included in the first block, while the Four Horsemen were included in the
second block. The third block contained the five facets of mindfulness as well as whether or
not one has had formal mindfulness training. Results were largely consistent with the previous
analysis involving the current relationship group. After controlling for demographics, the
second model containing the Four Horsemen was significant and accounted for 20% of the
overall variance in relationship satisfaction scores. Again, both Criticism and Contempt were
significant predictors, while Defensiveness and Stonewalling were not. While the third model
82
was significant, the addition of the mindfulness facets actually accounted for a 1% decrease in
the variance explained by the model. Furthermore, the impact of the Four Horsemen went
mostly unchanged. Again, these findings suggest that mindfulness has a statistically
significant but practically meaningless impact on satisfaction in the sample, and this impact
does not affect the relationship between the Four Horsemen and relationship satisfaction.
Limitations
The current research study has a number of limitations. First, the sample lacks
diversity, which inhibits the generalizability of the findings. The sample is 84% White, 95%,
Heterosexual, and 71% first-year students. This lack of diversity is not surprising given the
demographics of the university from which the sample was taken and the fact that most
participants were involved in an introductory psychology course, but this information should
be considered when interpreting results. On this basis, the findings of the current study may
not be generalizable to the general population of college students and may instead only apply
to first or second year college students at universities with similar demographics. Performing
a replication study of the current model at a larger, more diverse university, and recruiting
subjects through means other than only introductory psychology courses would likely produce
a more diverse sample and allow researchers to answer further questions about the impact the
provide some interesting information regarding the applicability of findings to the college
student population. The current study set out to assess how the Four Horsemen and
mindfulness play a role in college student dating relationship satisfaction. However, with 71%
of the participants being freshman, the average age being nineteen, and the average length of
the current relationship being twenty-three months, much of what is being assessed are
83
communications and interactions that took place during the high school years prior to college.
Again, this calls into question the generalizability of findings, and a replication model of the
current study with a more diverse group of dating college students would allow for more
Furthermore, the proposed model performs differently for those individuals currently in
a relationship as compared to those who were asked to recall information about their most
recent relationship, accounting for nearly twice the amount of variance in relationship
satisfaction for those individuals currently in a relationship. For those individuals responding
about their most recent relationship, other variables account for 80% of this variance. In order
to assess the impact of the Four Horsemen and mindfulness on individuals whose relationships
have already ended, a more intentional focus with more specific research questions regarding
Additionally, although there was evidence of face validity regarding the Four
Horsemen of the Apocalypse Questionnaire, factor analysis failed to provide evidence for the
construct validity of the measure for the current sample. A two-factor structure was found,
which calls into question the utility of the instrument with this particular population. Thus,
any conclusions drawn about the role the Four Horsemen play in the current sample of dating
college students can be brought into question on the basis of the existing measure. Further
develop the subscales of Four Horsemen of the Apocalypse Questionnaire for individual
analysis.
Similarly, some questions exist in the literature as to how to best capture a construct
such as relationship or marital satisfaction. Bradbury, Fincham, and Beach (2000) outline
some of the pros and cons of using brief global measures versus more complex measures that
84
may capture different aspects of relationship satisfaction. The authors caution researchers that
more lengthy measures of satisfaction may actually be capturing overlapping constructs that
are either related to or represent different aspects of relationship satisfaction. However, more
global measures of relationship satisfaction may represent an oversimplification and may not
capture the complexity of the construct. As previously noted, Hendrick's (1988) Relationship
Assessment Scale is a widely used measure of relationship satisfaction that was suitable for
use in the current study. However, it is possible that a more complex measure of satisfaction
could have captured unique aspects of relationship satisfaction in the current sample of dating
college students.
Another possible limitation of the current study is that only individuals were assessed
as opposed to both members of the relationship dyad. Therefore, results are based on the
perceptions of only one member of the relationship, and these perceptions cannot be compared
to those of the other partner. This is especially significant in terms of the Four Horsemen of
the Apocalypse Questionnaire, which includes questions about one's own behavior as well as
the behavior of one's partner. Gottman (1999) described how one of the Four Horsemen may
occur in response to another. For example, defensiveness may occur in response to criticism.
If one partner is a frequent criticizer but is not often defensive, only one part of the Four
Furthermore, any impact that gender may have on the interaction between members of
the same relationship dyad cannot be assessed in the current study. Gottman suggests that
gender may play an important role in the presence of the Four Horsemen and relationship
satisfaction in relationship dyads. For example, Gottman states that men are more likely to
mindfulness action and is likely related to the Four Horsemen, was a predictor of marital
stability among newlyweds. The same was not found for wives. Although an independent
samples t-test revealed no gender differences for the Four Horsemen in the current sample,
Gottman's previous findings illustrate the importance of examining the impact of gender as
well as both members of the relationship dyad. Future studies should include a more complex
research design that includes collecting data from college-student couples who are currently in
a dating relationship. Doing so will allow for the analysis of the interaction between members
of relationship dyads, which can allow for conclusions to be drawn about the possible
patterned ways the Four Horsemen present in relationships, including any gender affects that
may be present in the relationships dyad. Although gender was treated as a control variable in
the current study, information about the impact gender may play in the interaction between
Conclusion
The purpose of the study was to investigate the relationships between Gottman's Four
college students. The current study had multiple goals, which included (1) exploring the
college students, (2) examining the relationship between the different facets of mindfulness
and relationship satisfaction in the sample of dating college students, and (3) determining if the
facets of mindfulness mediate the relationship between the Four Horsemen and relationship
satisfaction.
Regarding the relationship between the Four Horsemen of the Apocalypse and
relationship satisfaction, results support the hypothesis that the Four Horsemen are related to
86
relationship satisfaction in significant ways and provide evidence that Gottman's techniques
are a suitable framework for discussing relationship problems with dating college students in a
clinical setting. More specifically, a multiple linear regression analysis showed that two of the
satisfaction. Similarly, another multiple linear regression was run with participants who
responded about their most recent relationships. Again, Criticism and Contempt were both
(1999), Contempt was found to be the biggest predictor of relationship satisfaction. In general,
as criticism and contempt increase in a relationship, the satisfaction with the relationship
decreases. Additional support for the significant role the Four Horsemen may play in college
student dating relationships was found in an independent samples t-test, which revealed
significantly higher amounts of each of the Four Horsemen in participants responding about
their most recent relationship compared to participants responding about their current
relationship. Taken together, these results show support for utilizing Gottman's techniques
with dating college students, especially when the negative communication patterns of
The second aim of the study was to show that higher amounts of each of the Five
with higher relationship satisfaction in the sample of dating college students. Results do not
support the use of mindfulness interventions for college students who are struggling with
romantic relationship problems. A multiple linear regression analyses was conducted in order
to test whether any of the five facets of mindfulness would be able to predict relationship
satisfaction scores. Surprisingly, none of the Five Facets of mindfulness were significant
87
predictors of relationship satisfaction. However, whether or not one had ever received forming
findings are in direct contrast to previous research that found a relationship between
mindfulness and relationship satisfaction (Carson et al., 2004; Barnes et al., 2007). Results of
the current study suggest that some aspect of formal mindfulness training other than the Five
The third and final hypothesis was that mindfulness facets would mediate the
relationship between the Four Horsemen of the Apocalypse and relationship satisfaction.
Results do not support this hypothesis. In order to test this hypothesis, a blocked regression
analyses was conducted that included demographic variables in the first block, the Four
Horsemen in the second block, and mindfulness facets and whether or not one had previous
training in mindfulness in the third block. Again, Criticism and Contempt were significant
Although the third block including mindfulness facets was statistically significant, the addition
of the mindfulness factors accounted for only a 1% increase in the amount of variance
accounted for by the model, and the amount of variance accounted for by the Four Horsemen
went relatively unchanged with the addition of the mindfulness factors. These findings do not
support the hypothesis that mindfulness may mediate the relationship between the Four
Horsemen and relationship satisfaction. These findings suggest that mindfulness has a
sample, and this impact does not affect the relationship between the Four Horsemen and
relationship satisfaction. Results do not support the use of mindfulness interventions with
college students who struggle with negative communication patterns like the Four Horsemen
In addition to the aforementioned contributions to the literature base, the current study
provides a proposed methodology for scoring and utilizing the subscales of the Four Horsemen
of the Apocalypse Questionnaire. To date no studies utilizing the subscales of this measure
include a methodology for assigning items to the subscales and computing subscale scores.
The current study provides one possible solution to this gap in the literature. Unfortunately,
attempts to establish the construct validity of the instrument were not successful, and face
validity was obtained using inter-rater reliabilities from five raters who were trained in
establish the validity of the Four Horsemen of the Apocalypse Questionnaire and its subscales
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Appendix A
Demographics Questionnaire
1. Age:______________
3. Please select what you consider to be your race/ethnicity (check as many as apply):
a. Asian/Asian American/Pacific Islander
b. Black/African/African American/Black American
c. Hispanic/Latino(a)/Spanish/Hispanic American/Latino(a) American
d. Native American/Alaska Native
e. White American/Caucasian (non-Hispanic)
f. Middle Eastern
g. Biracial (please specify)_______________
h. Other (please specify)_______________
4. Please select the choice that best fits your sexual orientation:
a. Heterosexual
b. Homosexual
c. Bisexual (Attracted to men and women)
d. Pansexual (Attracted to all variants of gender)
e. Other (please specify)___________________
5. Year in school:
a. Freshman
b. Sophomore
c. Junior
d. Senior
e. Other (please specify)_____________________
7. If you are currently in a romantic relationship, how long is your current relationship?
a. (Please Specify)___________
8. If you are not currently in a romantic relationship, have you ever been in a romantic
relationship?
a. What is the length of your most recent romantic relationship?
(Please Specify______________)
Appendix B
NOTE: Items 4 and 7 are reverse scored. A=1, B=2, C=3, D=4, E=5. You add up the items and
divide by 7 to get a mean score.
104
Appendix C
Instructions: Please rate each of the following 39 statements using the scale provided.
Write the number in the blank that best describes your own opinion of what is generally
true for you.
1 2 3 4 5
never or very Rarely sometimes often very often or
rarely true True true true always true
8. I don’t pay attention to what I’m doing because I’m daydreaming, worrying, or
otherwise distracted.
11. I notice how foods and drinks affect my thoughts, bodily sensations, and
emotions.
12. It’s hard for me to find the words to describe what I’m thinking.
105
1 2 3 4 5
never or very Rarely sometimes often very often or
rarely true True true true always true
14. I believe some of my thoughts are abnormal or bad and I shouldn’t think that
way.
__ 15. I pay attention to sensations, such as the wind in my hair or sun on my face.
__16. I have trouble thinking of the right words to express how I feel about things
19. When I have distressing thoughts or images, I “step back” and am aware of the
thought or image without getting taken over by it.
20. I pay attention to sounds, such as clocks ticking, birds chirping, or cars
passing.
22. When I have a sensation in my body, it’s difficult for me to describe it because
I can’t find the right words.
24. When I have distressing thoughts or images, I feel calm soon after.
25. I tell myself that I shouldn’t be thinking the way I’m thinking.
27. Even when I’m feeling terribly upset, I can find a way to put it into words.
106
1 2 3 4 5
never or very Rarely sometimes often very often or
rarely true True true true always true
29. When I have distressing thoughts or images I am able just to notice them
without reacting.
30. I think some of my emotions are bad or inappropriate and I shouldn’t feel
them.
31. I notice visual elements in art or nature, such as colors, shapes, textures, or
patterns of light and shadow.
_____ 33. When I have distressing thoughts or images, I just notice them and let them go.
_____34. I do jobs or tasks automatically without being aware of what I’m doing.
37. I can usually describe how I feel at the moment in considerable detail.
Appendix D
Appendix E
Informed Consent
You are invited to participate in this research study, which is being conducted through Indiana
University of Pennsylvania. You have been randomly selected from the Psychology Subject Pool
to participate in this study. The following information is provided in order to help you to make
an informed decision about whether or not to participate. If you have any questions, please do
not hesitate to ask the researcher.
The purpose of this study is to investigate the relationships between communication,
mindfulness, and relationship satisfaction. Participation in this study involves filling out a brief
set of questionnaires using the online link that has been provided to you. Your responses will be
recorded by the online software but will not be linked to your name or identification, and all
information will be kept confidential. Your participation in this study should require
approximately 10-15 minutes. You will receive research participation credit for your
participation in this study.
Your participation in this study is voluntary. You are free to decide not to participate in this
study or to withdraw at any time without adversely affecting your relationship with the
investigator(s), with IUP, or your psychology professor. If you choose to participate, you may
withdraw at any time by simply exiting out of the survey on your computer. Upon your request
to withdraw, all information pertaining to you will be destroyed. If you choose to participate, all
information will be held in strict confidence. The information obtained in this study may be
published in scientific journals or presented at scientific meetings but your identity will always
be kept strictly confidential and your responses will not be connected to your name.
If you are willing to participate in this study, please indicate so below by typing your name in the
box and clicking the icon to indicate you understand this agreement. If you choose not to
participate, simply indicate so below and close out of the internet program.
This project has been approved by the Indiana University of Pennsylvania Institutional Review
Board for the Protection of Human Subjects (Phone: 724-357-7730).
109
Appendix F
Debriefing Form
At the beginning of this study, you were informed that the purpose of the study is to investigate
the relationship between communication, mindfulness, and relationship satisfaction. More
specifically, the study aimed to look at how particular negative patterns of communication
known as the “Four Horsemen of the Apocalypse” affect relationship satisfaction in college
students and the possible roles that mindfulness skills play in this relationship.
Because the term “Four Horsemen of the Apocalypse” may have a negative connotation, this was
referred to more generally in the study as “communication.” It is important to note that research
suggests that these communication patterns are present in varying levels in all relationships, and
the presence of these communication patterns do not indicate anything in and of themselves.
By participating in this study, you contributed to research that can help inform clinicians and
may eventually assist clinicians in helping college students work through their relationship
problems. It is my hope that you feel proud to have participated in the study, and I thank you for
your time and effort.
All of the information disclosed by participants during this study will be kept confidential. If
you have any questions or would like further information about this study, including the results
when the study has been completed, please contact the following individuals:
Appendix G
Referral Sources
Appendix H
Table 10
Eigenvalues for 4-Factor Confirmatory Factor Analysis for Items on the Four Horsemen of
the Apocalypse Measure (N=406)
Cumulative Proportion
Variable Eigenvalue Proportion of Variance of Variance
1 7.75148 0.23489 0.23489
2 2.38249 0.07220 0.30709
3 1.85829 0.05631 0.36340
4 1.67430 0.05074 0.41414
5 1.53824 0.04661
6 1.45232 0.04401
7 1.37497 0.04167
8 1.33708 0.04052
9 1.09396 0.03315
10 1.06501 0.03227
11 0.99536 0.03016
12 0.92093 0.02791
13 0.88112 0.02670
14 0.79557 0.02411
15 0.73907 0.02240
16 0.70901 0.02149
17 0.68159 0.02065
18 0.65297 0.01979
19 0.61819 0.01873
20 0.58825 0.01783
21 0.54207 0.01643
22 0.47973 0.01454
23 0.45356 0.01374
24 0.42055 0.01274
25 0.36407 0.01103
26 0.34125 0.01034
27 0.30693 0.00930
28 0.28760 0.00872
29 0.24043 0.00729
30 0.18179 0.00551
31 0.15660 0.00475
32 0.11079 0.00336
33 0.00443 0.00013
112
Table 11
Parallel Analysis for 4-Factor Confirmatory Factor Analysis of Four Horsemen of the
Apocalypse Questionnaire (N = 406)
95th Percentile of
Real Data % of Mean of Random % Random % of
Variable Variance of Variance Variance
1 24.2* 6.7 7.1
2 7.3* 6.2 6.6
3 5.7 5.8 6.1
4 5.2 5.5 5.8
5 4.6 5.2 5.5
6 4.3 5.0 5.2
7 4.2 4.8 5.0
8 4.0 4.6 4.8
9 3.4 4.3 4.6
10 3.3 4.2 4.3
11 3.1 4.0 4.1
12 2.9 3.8 4.0
13 2.7 3.6 3.7
14 2.5 3.4 3.6
15 2.3 3.3 3.4
16 2.2 3.1 3.2
17 2.1 2.9 3.1
18 2.0 2.8 2.9
19 1.9 2.6 2.7
20 1.8 2.4 2.6
21 1.7 2.3 2.4
22 1.4 2.1 2.3
23 1.3 1.9 2.1
24 1.2 1.8 1.9
25 1.0 1.6 1.8
26 0.9 1.4 1.6
27 0.9 1.3 1.5
28 0.8 1.2 1.3
29 0.5 0.9 1.1
30 0.4 0.7 0.9
31 0.3 0.5 0.7
32 0.1 0.3 0.5
33 0.0 0.0 0.0
113
Table 12
Table 13
Appendix I
List of Figures
Figure 1. Normal P-P plot of regression standardized residual, dependent variable RAS total
score.
116
Figure 2. Normal P-P plot of regression standardized residual, dependent variable RAS total
score.
117
Figure 3. Normal P-P plot of regression standardized residual, dependent variable RAS total
score.
118
Appendix J
Permissions
On Wed, 12 Feb 2014 17:13:31 -0800
ALAN KUNOVSKY <[email protected]> wrote:
Hello Michael,
The Gottman Institute gives you permission to include the Four Horsemen Questionnaire in your dissertation
research. Please quote Dr. Gottman as the author of the questionnaire where appropriate. Best of luck with your
studies.
Thanks
Alan Kunovsky
CEO
The Gottman Institute
www.gottman.com
(206)-607-8691
Hello, my name is Michael Lute, and I am currently a doctoral candidate in clinical psychology at the Indiana
University of Pennsylvania. I am a big fan of The Sound Marital House, and I would like to include the Four
Horsemen Questionnaire in my dissertation research. I can provide as much information on my project as needed,
but briefly stated it involves looking at the prevalence of the Four Horsemen in dating college students and the
relationships between the Four Horsemen, Mindfulness skills, and Relationship Satisfaction. Administration
involves a giving a simple packet of questionnaires to subjects, and analysis involves correlation (regression).
If this is not the correct place to request permission to include the measure in my research, could you please direct
me to the appropriate person? Thank you very much for your time!
Policy regarding e-mail communications: E-mail is neither secure nor confidential - other people may have access
to your e-mail communications, even if you do not intend for them to have access. For this reason, e-mail
communications should be limited to scheduling or canceling appointments, or similar administrative tasks. It is
generally not advisable to share personal or "clinical" information (information about your problems or concerns,
your functioning, your emotional state, crises that you may be experiencing, etc.) via e-mail.