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I. Introduction
PERSONALITY is the set of psychological traits and mecha-
nisms within the individual that are organized and relatively
enduring and influences his or her interactions with and adapta-
tion to the intrapsychic, physical and social environment. (Larsen,
R. and Buss D. 2010) :
Personality plays a key role in affecting how people shape
their lives. Itinvolves the complex relationship of people with their
environment, how they cope and adjust through life, and how they
respond to demands of physical and social challenges.
HISTORICAL BACKGROUND
- The Earliest Theory. The Greek Philosopher Hippocrates
believed that four basic elements (air, water, fire, and earth) and
four bodily fluids or humors (blood, phlegm, yellow bile, and black
bile) affect human behavior. This was further elaborated by the
Roman physician Galen who said that someone with a high ratio
of blood is sanguine or cheerful; one with a lot of phlegm is slow
or unemotional; while one with an oversupply of yellow bile is
melancholic or sad and lonely.
In the 19th century, Franz Gall, a phrenologist, connected
personality to the bumps and shape of the skull. Later in the same
century, Cesare Lombroso, influenced by Charles Darwin's Theory
of Evolution, argued that physical features of criminals marked them
as evolutionary “throwbacks,” Such features as prominent jaws and
eyebrows and asymmetric skulls make them insensitive to pain and
prone to impulsive behavior. 3
German psychiatrist Ernst Kretschmer (1888-1964) also clas-
sified personality based on body build: e
1. Asthenic- thin, tall, fragile, narrowly built, and looks
weak ‘
2. Athletic - muscular and energetic,
Pyknic - round and robust or plump2 PERSONALITY Tria & Limpingco
4. Dysplastic- malproportioned body, a combination of
the above.
Kretschmer was convinced that body build was related to two
major forms of mental disorder. Those with the pyknic body were
more likely to be manic-depressive, while those with an asthenic
body were likely to be schizophrenic. However, Kretschmer gaye
no direct evidence to support his observations.
In the 1940s, William Sheldon examined the relationship
between body type and personality (Constitutional Theory of
Personality). He classified the human physique into the hypotheti-
cal biological structure called morphogenotype; and the external
observable physique called phrenotype. He attempted to measure
the morphogenotype directly through the phenotype, using what
he called-the Somatotype Performance Test. This is described in
Sheldon’s Atlas of Men.(1954). :
Sheldon’s Primary Component of Body Type
I. Endomorphy - (plump with fatty tissues) round, soft
bodies with large abdomens
IL Mesomorphs - (lots of muscles) hard, sturdy with
strong bones and muscles
If. Ectomorphs - (bony) thin, small boned, fragile, with
flat chest
Sheldon developed a system of somatotyping by scoring the
five different areas of the body +- head, chest, arms, stomach, and
legs. :
The rating scale used is from 1 to 7, with one representing
the absolute lowest component and seven the highest possible _
rate. Thus, an individual with a score of 1,6 is interpreted as very
low in I-endomorphy, II-mesomorphy, and extremely high in III-
ectomorphy.
Sheldon further identified three components of temperament,
as follows:Introduction i
L_ Endomorphy with viscerotonia
* Sociable ,
* Fond of food and people
© Even tempered
¢ Affectionate
Tl. Mesomorphy with somatotonia
* Love of physical adventure ;
* - Enjoyment of exercise and vigorous activity
* Competitive aggressiveness
¢ Assertiveness of behavior
IIL. Ectomorphy with cerebrotonia
- © Inhibited in movement
* Love of privacy
SecretiveTria &
4 PERSONALITY “Umpingco
Psychometric Influences
One of the first personality tests is the RS Woodworth’s Per-
sonal Data Sheet, which was used as early as World War L This
inventory test was a partial substitute for the psychiatric interview
to screen out maladjusted or mentally ill recruits. Other tests were
later introduced, like the Mooney Problem Checklists, Bernreuter
Personality Test, and the California Test of Personal Inventory.
Projective tests provide a different approach to personality
assessment. The main hypothesis of this technique is that people per-
ceives ambiguous stimuli according to their own aspirations, goals,
conflicts, and dispositions, including or especially unconscious ones.
Hermann Rorschach, a Swiss psychiatrist, introduced the
Inkblot Tests in 1921. Other psychologists devised systems based
on the Rorschach test, like Bruno Klopfer, Samuel Beck, David Ra-
paport, and John E. Exner. The Holtzman Inkblot test was devised
to answer some of the problems of the Rorschach Test, wherein the
subject is instructed to respond to 45 different inkblots.
Another kind of projective test is the Thematic Apperception
Test (TAT) developed by Christiana Morgan and Henry Murray
in 1935.
To arrive at a systematic evaluation of personality, psycholo-
gists developed the factor analysis test, such as Raymond Cattell’s
16 Personality Factors Questionnaire and Guilford Zimmerman’s
Temperament Survey. Later, the Edward’s Personal Preference
ae (EPPS) and the Myers Briggs Type Indicator were de-
veloped. *
Psychologists and researchers continue to imi rove personalit
assessment. According to Anne Anastasi, aun testing should
be used as an aid in describing and understanding the individual,
identifying his problems, and reaching appropriate action deci-
sions. Hence, personality test findings could be used as astepping
stone or springboard for clinical interview and counseling,Introduction 5
Limitation of Psychological Personality Tests
1, Failing and malingering is common and has a halo effect.
2. Personality is dynamic; responses are unstable and may
change over time.
3. The presence of response bias, or the automatic tendency
to answer in a certain way, regardless of the content of
the item.
4. Greater situational specificity of response in the non-
cognitive sphere of personality. For example, a student
who cheats in an examination might be honest in other
situations.
“Personality” according to different Psychologists
1.
Personality is the totality of individual psychic qualities
which include temperament, one’s mode of reaction and
character to objects of one’s reaction (Fromm, 1947),
Personality is that which permits a prediction of what a
person will do in a given situation (Cattell, 1950).
Personality maybe biologically defined as the governing or-
gan or superordinate institution of the body, in as much as
itis located in the brain. “No brain, no personality” (Mur-
tay, 1951).
Personality is the relatively enduring pattern of recurrent
interpersonal situations which characterize a human life
(Sullivan, 1953).
Personality is a person’s unique pattern of traits (Guilford,
1959). : :
Personality is a dynamic organization of the psychological
systems that determine the individual’s unique adjustment
to his or her environment (Allport, 1937). ;
Personality is the more or less stable and enduring organi-
zation of a person's character, temperament, intellect, and -
physique which determines his or her unique adjustment to
the environment (Eysenck, 1970).Tria & Limpingco
6 PERSONALITY
structural and dy-
; individual’s ka
8. Personality refers to the individ! selves in characteristic
namic properties as they reflect oe
resporse to a situation (Pervin, 1975).
9. Personality is the record of an individual 1
behavior, together with the psychophysical sy: s ee
contribute causal determination to the Paes aa es
tioning record. Some causal determination is found wi
the record itself (Cartwright, 1979).
10. Personality is the impression an individual makes on oth-
ers. It refers to his/her social skills, charismatic qualities,
and the like (Hall, Calvin, and Gardner 1985).
11. Personality is the individual's unique and relatively stable
patterns of behavior, thoughts, and emotion (Burger, 1990).
12. Personality is the stability in people’s behavior that leads
them to act uniformly both in different situations and over
extended periods of time (Felman, 1994).
13. Personality is a stable set of intrapsychic (internal) charac-
teristics and tendencies that determines the psychological
behavior of people. The behavior détermined by personal-
ity is relatively consistent over time (Maddi, 2006).
The definitions above all equate personality with the essence
and the uniqueness of behavior. 2
Origin of Consistent Behavior Patterns
4Introduction a
3. Learning. For learning theorists, the difference between
a successful and an unsuccessful person can be found in the pat-
terns of reward. Certain behaviors are rewarded while others are
ignored. Those that are rewarded tend to persist. The implication
is that one can control personality development by controlling the
circumstances under which rewards are dispensed or withheld.
4. Existential Humanistic Consideration. Proponents of
existential humanistic consideration minimize the importance of
knowing the origins of personality, who acquires what personality
completely, and how you find meaning in your existence.
These theorists emphasize, “What does it mean to you?” rather
than “Why are you the way you are?”
5. Unconscious Mechanism or “depth” theory. The primary
concem is to discover the underlying causes of behavior. The ulti-
mate cause of behavior is unconscious and originates in childhood.
To understand personality, one must get to the unconscious mind,
utilizing complex tools such as dream and symbols analysis, free .
association, and hypnosis.
Using only one theoretical orientation to understand personal-
ity would leave huge gaps in its understanding. We will therefore
study personality by utilizing paradigm, an overall concept accepted
by a large number of scientists as it is the most effective in explain-
ing complexity of personality.
Scientific Methods of Assessing Personality
Personality assessment is a set of processes used for devel-
oping impressions and images, making decisions, and checking
hypotheses about a person's pattern of behavior in relation to the
environment.
personality is more difficult than aptitude and -
Assessing
achievement tests, due to the following reasons:
1. Disagreement regarding the components of personality.
2. The tendency to fake responses so as to present oneself in
light.
amore8 PERSONALITY Tria & Limpingco
In view of these difficulties, p
improve techniques in personality
(1962) summarized the issue as
chologists are still trying to
ssment. Sundberg and Tyler
“.. . itis not the question of whether one should use assess-
ment, but how best to doit... ..no matter which direction evaluation
takes in the future, there is bound to be plenty of room for research
and creative development.” c
Common Methods Used in Assessing Personality
1. Objective Test. Written self-rating tests or the Inventory
Test variety; usually questionnaires answered with yes or nd, and
true or false.
2. Behavioral Method (conscious manifestation)
2.1 Interview - face-to-face interaction for a specific
_ Purpose. This method is highly dependent on the in-
terviewer’s skills. Untrained interviewers tend to be
influenced by first impressions and irrelevant issues.
2.2 Life history method —uses the biographical and autobio-
graphical techniques, diary, and anecdotal reports.
3. Projective Techniques (unconscious manifestation). Uses
ambiguous test stimuli to which the subject responds. The responses -
are assumed to manifest the innermost feelings, motives, and con-
flicts of the subject. The most widely used projective techniques
are: association, completion, picture interpretation, and repressive
techniques. i
3.1 Word Association - the oldest method in which the subjectis
asked to respond to some stimuli by stating the first word
that comes to mind. This method was used by Galton in
1879 and later employed by Wundt as a laboratory de-
vice for studying human sensory processes, In 1910 Jung
reportedly used Word Association to gain insight into a
patient's “emotional complexes.”
3.2. Sack Sentence Completion - consists of 60 incomplete sen-
tences. The subject completes the sentence with the first
Introd
ogmreIntroduction a
thing that comes to mind. It measures four areas: family,
sex, interpersonal relationships, and self-concept.
3.3 Thematic Perception Test — consists of a set of 20 pictures
which the subject uses to narrate his or her past, present,
and projected future. i
3.4 Rorschach Inkblot Test — consists of ten inkblot pictures.
The subject describes what the blot looks like and what
it might be. The responses are recorded on three bases:
location, determinant, and content.
3.5 Expressive Technique — assesses personality through self
expression. Examples are the drawing and toy tests.
a) Drawing - Ex: Machover Draw a Person Test (DAP).
The subject is instructed to first draw a person, and
then a house, a tree, and another person, followed by
an oral inquiry and quantitative analysis.
b) Toy Test—dolls and puppets are used in play therapy
to assess the child’s attitude towards his or her family,
fears, aggression and aspirations.
The Minnesota Multiphasic Personality Inventory (MMPI) is
one of the most extensively used and firmly established personality
inventories. It consists of 550 affirmative statements to which the
testee must respond with “True,” “False,” or “Cannot Say.” Con-
structed by Charles McKinley and Starke Hathaway in 1930, the
items on the MMPI cover a wide variety of topics including social at-
titudes, family relationships, overall health, phobias, etc. Ttinvolves
ten basic clinical scales (Fehf, 1983). An advantage of the MMPI
over other trait inventories is that it possesses four validity scales.
The 16 Personality Factor (PF) Questionnaire developed by
Raymund B. Cattell consists of 16 source traits drawn from a great
number of surface traits through factor analysis. It consists of 187
items to be answered with either “Yes,” “Uncertain,” or “No.” The
Child and Youth Research Center established Philippine norms
for this test. Hence, it is used extensively by Filipino researchers.10 PERSONALITY 77a & Linpligeg i
» California Psychological Inventory (CPI) test is deriveg
in neds the MMPI by Harrison Gough inthe 1950s (Fehr, 1983),
It aims to remedy some alleged criticisms regarding dominance,
socialization, and femininity issues. Designed fornormal people, it
contains 480 items to tap personality characteristics that are deemed
important in a person’s ability to function ina world where social
interfactional skills are critical. The scoring ofthe CPI is as objective
as the MMPI and the 16 PF. The results, however, need interpreta-
tion by experienced psychologists.
Other models of assessing personality includes: Kelly’s Role
Construction Repertory Test; Edwards’ Personal Preference Sched-
ule which is used by Filipino researchers; semantic differential,
Personal Orientation Inventory; and the Q-sort technique.
Erroneous Methods of Assessing Personality
1, First Impression. Some people use their first impression
to gain an idea of the observed individual's pattern of behavior. ©
They then brand that person as one from a certain “personality
type.” A first impression may be based on physical appearance, —
facial features or expressions, mannerisms, style of dressing,name, —
nationality, race, what a person says and how it is said, what a
person does and how it is done, or some physical or physiological
characteristic which the observer identifies with a certain personal:
ity type or stereotype. d
Once an impression of an individual's personality is form
the individual gains the reputation of being that certain type and
is judged in terms of this reputation. Studies on social acceptance
and prejudice demonstrate how difficult it is to change a re
tion gained from first impressions. An individual may change
or her behavior, but that will not guarantee that the reputation
automatically change. That reputation will change only when
attitude of others toward him or her also changes, "Introduction
2. Pseudo-scientific Methods
A. Physiognomy. A method of judging personality through
the measurement and study of a person’s physical features, particu-
larly the facial features. The underlying assumption is that physical
features are closely correlated with personality traits. Using sex and
age group norms, the physiognomist uses physical features, such as
the distance between the eyes, the size and shape of the chin, and
the color of the hair, as clues to assess personality characteristics.
The belief in physiognomy has been strengthened by widely ac-
cepted stereotypes. For example, a person who is tall, well-built,
and self-confident is viewed as a likely leader.
B. Phrenology. Personality is judged by the size and shape of
the skull. Elaborate techniques and tools are used to measure the
skull. The measurements are then translated into corresponding
personality characteristics.
C. Graphology. Uses the handwriting to know his or her
ality. It is believed that the penmanship and the way a letter
is formed corresponds to certain personality characteristics.
FILIPINO PERSONALITY AND CULTURE
Itis difficult to choose a reliable method to analyze the Fili-
pino personality since the country has been greatly influenced by
numerous colonizers. Some researchers use Western models that
are not applicable to Filipino culture, The situation has resulted in
what Jocano (1978) described as discrepancies between research
findings and the real Filipinp behavior.
Despite these limitations however, it is worthwhile to ascertain
the typical Filipino traits or the essence of the Filipino personality.
The following general traits of the Filipino are based on sci-
entific research and observations:
1, Smooth Interpersonal Relations or SIR - the ability to get
along with others in such a way that conflict is avoided.Tria & Limpingco
12. PERSONALITY
4
4
SIR is acquired by three means:
a) Pakikisama—derived from the Filipino ae ,
to go along. It refers to the yielding ofa person swi eo /
leader or majority so as to make the group $ decision 7 nus.
It is the “we” identification to the group. Ina way, paki isama isa
positive Filipino value. It encourages mutual assistance in times of
need or sympathy in times of sorrow. |
outsiders as hospitality or congeniality. ;
b) Go-between - the need for a mediator or facilitator. A 3
third party is used to avoid a feeling of inadequacy in face-to-face i
encounters or to acf as an intermediary when asking: for favors.
Helpfulness is extended to
c) Euphemism - Stating an unpleasant truth, opinion, or
request with beautiful language and a fine manner. Harsh and
insulting speech is frowned upon and regarded as a sign of ill
breeding. In Lynch’s (1970) research on social acceptance, he ad-
vocated SIR.
2. Hiya— In 1965 Fr. Jaime Bulatao defined hiyaas the painful
emotion arising from a relationship with an authority figure or a
society that inhibits self-assertion, even during situations perceived
as dangerous to one’s ego. Egan (1970) equated hiya with self-esteem,
pride, and personal dignity. Lynch (1970) considered hiya asshame.
Such sentiment is associated with the unpleasant experience of
embarrassment that prevents one from wrongdoing.
3. Bahala Na ~ an expression derived from the Filipino word
Bathala, meaning God. It is the “come what may” attitude that
rests on the line of least resistance. One need not exert any effort
because God will take care of everything. Itisa fatalistic resignation
manifested in the withdrawal or running away from Personal re-
sponsibilities; the tendency to leave initiative and action to superiors;
the religious belief that people are governed by forces beyond their
control. Lagmay (1977) and Jocano (1978) pointed out that bahala
na is utilized to maintain mental balance in times of stress; it gives
courage and determination. :
___4.Ningas Kugon —“ningas” means to catch fire, while “eagon’ Nr
is a fast buming kind of grass. Thus, ningas kugon refers to enthu-Introduction
13
siasm that is intense only at the start but gradually dies down. The
attitude could be a hindrance towards initiative and productivity.
It reflects the low achievement motive among Filipinos that could
be attributed to child-rearing practices.
In our culture, child-rearing practices do not emphasize
self-reliance and independence. A result is the tendency to curtail
initiative to plan, organize, and execute. The child’s life is often
dominated by over indulgent adults, leaving very little room for
creativity. Ideally, the child should be trained to be self-reliant and
to have a sense of responsibility and integrity.
5. Utangna Loob (debt of gratitude) — is of primary importance
in the Filipino value system. This value permeates and influences
all facets of the Filipino way of life - in business, education, poli-
tics, morality, and religion. Since utang na loob stems from a service
rendered or a material gift, it is often impossible to measure the
debt. Children owe their parents respect, gratitude, and obedience
for raising, feeding, and spending for their education and other
needs. Therefore, children are expected to care for their parents
in their old age.
Utang na loob could have negative effects when applied, for
instance, to the lagay system of bribery and extortion. It can also
be a modern virtue provided it is applied not only to one person
but to many persons. For example, utang na loob to the community
infers loyalty to the community interest, a commitment in return
for a debt that can never be repaid.
6. Hospitality - welcoming others to one’s home and offer-
ing the best to visitors, whilé deriying the same to members of the
family (Samson, 1965). :
7. Amoral Familism — the tendency to become individualistic
and inward-directed, hence, unable to see beyond the family circle
(Sendan, 1974, Ramirez 1966; Lapuz 1967, Guthrie, 1966). Some
observers remark that Philippine society has become segmented,
group-centered, and possessed by the tayo-tayo attitude which marks
social individualism.Tria & Limpingcg
14 PERSONALITY
ly expectations, such as sharing a
on : which may discourage one’s
7). Holding on to children by
Corollary to these are far
resources with the entire family,
creativity and productivity (Pal, 196: +
making them feel guilty if they ‘hould ever leave their helpless”
i ss, Filipinos must open
parents could also be a hindrance to succe’
up and must broaden their horizons. They must ee non
of the common good. The spirit of cooperation should prev. in
efforts to counteract social evils.
Studies show that value contrast or conflict is often rela|
to Filipinos’ personality traits, due to the influences of traditiona
vs. modem ways, family vs. school training, and urban vs. rural
influences (Church 1986). ‘
Lapuz (1988) listed many polarities or contrasts mentioned —
in Church’s studies, Filipino Personality: A Review of Research at
Writings, in 1986. sl
Some of the polarities are: 1) Emphasis on Smooth Int
sonal Relations vs. a high level of hostility; 2) Hiya vs. p
for status rank and the tendency toward extravagance and
ness; 3. Bahala na vs. a vowed desire for security and advan
emotion; 3) kagandahang loob or shared nobility, this is grounded
kapiwa and pakiramdam. Kagandahiing loob may also be d a
shared humanity. } ;
Human interaction is essential in understan
personality. Generally, Filipinos classify their i
ibang tao, outsiders and with hindi ibang tao, one of us.
. The levels of social interaction are: a) it
b) Pakikisalamuha - mixing; c) Pakikihalahok —
kibagay - conforming; e) Pakikisama — adjus15
Introduction
In studying the Filipino personality and values, the common
field methods used are; 1) Pagtatanong, asking around; 2) Paki-
ramdam, shared inner perception; 3) Panunuluyan, staying with; 4)
Pakikipamuhay, living with.
The actual development and implementation of the methods
should be sensitive to the situation and needs of the Philippines as a
Third World country. Thus, the katutubong pamamaraan (indigenous
method) should be designed to respond to the canons of science and
at the same time culturally sensitive and appropriate. Above all, it
should be people-oriented. The collective indigenous methods was
developed to thresh out research problems in data collection and
interpretation using of research expertise.
Filipino Personality
(based on the analysis of several researchers)
A. Strength
1) ability to survive survivor
2) optimism—positive outlook in life insight of all adds
3) flexibility—can shared easily ,
4) adaptability—can cope immediately
5) hard work—diligence perseverance
6) deep faith in god-religiosity
7) close family ties—closer to those with blood affinity
B. Weakness
1) Colonial mentality, the preference for things imported
and foreign:
2) Lack of appreciation for Jocal things and lack of pat-
riotism; :
3) Kanya-kanya syndrome, feeling of competitiveness,
: eee attitude (crab mentality), use of levelling
instrument of gossip mongering and distructive criti;
cism;16 PERSONALITY
stivi f initiative, hiya which in rela.
a pansy me high tolerance to destiny
resignatio
5) Lack of discipline,
space, poor decision
time management, . i
Extreme family centeredness, loyalty to the family a
the detriment of the welfare ofthe community;
7) Personalism bias and emotional involvement.
tude towards time
making, procrastination and
6)
SUMMARY
The search for a distinctive Filipino personality has identit
many trajts that are part of Filipino social heritage. Studies
shown that, to get along with Filipinos, one must utilize Smooth In
terpersonal Relations (SIR), the use of go-betweens, and euphe
The interaction of these traits is highly valued in Philippine
and found in all human interactions. Hiya, bahala na, ningas ku
utang na loob, hospitaility, and amoral familism are also impo
to comprehending the Filipino personality.
GUIDE QUESTIONS
1. Compare and contrast the cultural traits of urb:
rural ways of life.
2. Describe the typical Filipino personality traits.
3. Discuss child-rearin, tic iipinge
eee ig Practices among Filipinos and oth
4. Explain how better interperso: ‘citings
Filipinos can be attained. a a t
5, Are personality inventori
Petocaecieete a reliable index1. THEORETICAL PARADIGM:
Analysis of the Psyche
PSYCHOANALYTIC PARADIGM
A. SIGMUND FREUD (1856 — 1939):
Classical Psychoanalysis
Sigmund Freud was a Jew born in the small
town of Frieberg Moravia (now called Prebor
Czechoslovakia) on May 6, 1856. He was the
eldest of eight children by his father’s second
wife. Freud graduated at the top of his class and
was accepted to medical school at the age of 17.
He aspired to be a medical researcher; at the age
of 26, he did an exceptional research on the nervous system. He
worked with the highly successful Viennese neurologist Joseph
Breuer who was then developing a new method of treating hyste-
ria, a disorder with a wide variety of symptoms such as paralysis,
loss of sensation, and disturbance of speech and sight. In 1885
Sigmund and Breuer published the book Studies in Hysteria. They
sold only 625 copies, but 13 years later, it was marked as the
beginning of the psychoanalytic movement.
He later went to France where he studied under Jean Char-
‘cot, a French psychiatrist who used hypnosis in treating hysteria.
From Charcot, Freud learned that: 1) It is possible to treathysteria
as a psychological disorder rather than as an organic one; 2) A
patient’s problem can possibly have a sexual basis.
In 1881, Freud established his own private clinic specializ~
ing in the treatment of the nervous system. He used hypnosis for
treating hysteria but later 4bandoned it after discovering that not
all patients could be hypnotized. He eventually developed the
technique of free association, which he called the fundamental
tule of psychoanalysis. Here, patients were encouraged to speak
freely and report their thoughts regardless of their relationship (or
lack of it) to their symptoms.
Freud emphasized the importance of sexual conflicts as
the cause of hysteria. This conflict of ideas and professional dif-
ferences ended the harmonious relationship between Freud and
Breuer, resulting in Freud’s dismissal from the Vienna Medical
Society. :
~~ Sa18 PERSONALITY
ays in 1986. They had six
OT ; ally followed her father’s
la, eventu pee
gest, Anna aun child psychiatrist in London,
a well-kné
Freud marie
children. The youn
footsteps and became
is father, Freud experienced intense
| fear of traveling by train. Hence,
he began his historical self-analysis which eventually led to the
ic vi int focusing 07 the unconscious and
lapel hed The Interpretation of Dreams,
i 100 Freud publis -
oun ie be his eee work. The following year he pub-
lished Psychopathology of Everyday Life. With his influence, the
International Psychoanalytic Association was established in 1902.
In 1923 be was diagnosed with cancer of the jaw. Over
the next years he endured 33 operations on his mouth and jaw. -
Despite the pain, he continued to write. By 1930, it became
extremely difficult for Jews living in Europe. Although he was
constantly harassed, he refused to leave Vienna. After the Nazis
invaded and occupied Austria in 1938, his daughter was arrested —
then later released by the Gestapo. Freud consented to leave Aus-
tria and transfer to England. On September 23, 1939, one year
after his family migrated to England, Freud died at the age of 83.
After the death of hi
depression and an unnatural
VIEW OF HUMAN NATURE
Human beings are biological organisms motivated
satisfaction of bodily needs. They are hedonistic creatures x
by the same impulses as lower animals.
Religion and civilization devel i
of the unknown or for protection nk 7
dencies. Repressed thoughts manifest themselves in the cour:
everyday life. All human behaviors have areason. Nothing. ;
simply by chance- not even an accident. Minor mistakes,
of the tongue, are likewise manifestations of anconenaas
the psyche is to maintain or d supe
etl at sin tae ea1. Psychoanalytic Paradigm: FREUD 19
ergy used originates in the id, which hasa primitive and instinctive
nature. The ego, arising from the id, exists to deal rationally with
its basic drives, It also mediates between the forces that operate on
the id. The superego, arising from the ego, acts as a moral brake or
counterforce to the practical concerns of the ego. It sets out a series
of guidelines that define and limit the ego's flexibility.
The superego is the moral arm of the personality. It develops
from the internalized patterns of reward and punishment that a
young child experiences. The superego is said to be fully developed
when self-control replaces environmental or parental control. It
functions as the conscience, for self-observation, and for the forma-
tion of ideals.
As conscience, the superego acts to restrict, prohibit, or judge
conscious activity; it also acts unconsciously. The unconscious
restrictions are indirect, appearing as compulsions or inhibitions.
The superego develops, elaborates, and maintains the moral code
of an individual. Thus, to obtain pleasure or reduce pain, a child
learns to identify the constraints in any situation, and at the same
time incorporates the moral views of his or her parents.
The two subdivisions of the superego are:
a) conscience — the internalized experiences for which a child
is punished. When a child engages in this behavior or even just
thinks about it, he or she feels “guilty.”
b) ego-ideal - the internalized experiences for which a child
is rewarded. A child who engages in this behavior feels successful
and proud. . “
The superego constantly strives for perfection and is, therefore,
unrealistic, just like the id. The job of the ego is to satisfy both id and
superego. Thus, the ego acts as the executive arm of the personality.
The practical goal of psychoanalysis is to strengthen. the ego,
to make it independent of the overly strict concerns of the super-
ego, and to increase its capacity to deal with behaviors formerly
repressed or hidden in the id. :20 PERSONALITY
Cathexis and Anti-cathexis
Cathexis refers toa relationship or on ne
and an object that satisfies the need. Anti-ca' i
of an impulse by either the ego OF the superego.
Anxiety
beings experience an extreme fo
ed from their mother at birth,
called this birth trauma. It signifies a change from an environm
of complete security to one in which the satisfaction of their
is less predictable. The function of anxiety is to warn us that, if
continue thinking or behaving ina certain way, we willbeind
Since anxiety is not pleasant, we try to reduce negative behav
There are three kinds of anxiety:
__. a)reality anxie caused by real, objective sources of d
in the environment. This is the easiest to reduce. E.g,, fire and
b) neurotic anxiety — fear that the id’s impulses will ov
whelm the ego and make the person do something for whi
she will be punished. E.g., rape (becoming animal-like).
c) moral anxiety ~ fear of doing somethin, trary
superego and thus experience guilt. A ches ae te
There are two general ways of asing anxiel
to deal with the situation directly. ere relly
comeing obstacles, confronting Of running fr od “
to terms with the problem to pe a these
clarify difficulties, lower the chances of their wee
decrease the prospects of additional anxiety in the
The alternative approach to anxiety j distorting 0
the real situation, The ego protects the personality oh Eh
the nature ofthe threat. This is sometimes referred te
mechanisms,I. Psychoanalytic Paradigm: FREUD 21
Two things common to ego and defense mechanisms are
a) both are unconscious, i.e., the person is unaware that he or she
is using them; b) both falsify or distort reality.
The defense mechanisms are:
1. Repression - when the ego prevents anxiety-provoking
thoughts from being entertained in the conscious level. The thoughts
may either be those innately part of the id (primal repression, memo-
ries of painful experiences) or in repression proper. Repression
forces a potentially anxiety-provoking event, idea, or perception
away from consciousness, thus precluding any possible resolution.
Although it is unconscious, the repressed element remains part of
the psyche and is active.
2. Displacement - the substitution of one cathexis by another,
the person’s true desire. When displacement results in something
beneficial, it is called sublimation. Impulses toward destruction of
less threatening objects are called displaced aggression.
3. Identification - the tendency to increase personal feelings
of worth by taking on the characteristics of someone viewed as
successful.
4, Reaction Formation — objectionable thoughts are repressed
by the expression of their opposite goals. It masks parts of the
personality and restricts a person’s capacity to respond to events.
5. Projection - the repression of anxiety-provoking behavior
or thoughts and projected into someone else instead. A person can
thereby deal with actual feelings, but without admitting or being
aware of the fact that the feared idea or behavior is his or her own.
6. Rationalization - justifying behavior or thoughts that
are anxiety-provoking, The person presents an explanation that
is logically consistent with or ethically acceptable for an attitude,
action, idea, or feeling that arises from other motivating sources.
Rationalization disguises our motives, rendering our actions mor-
ally acceptable.Tria & Limpingeo
22 PERSONALITY
A 4 tage of development
i to an earlier s' )
7. Regression - returning, f " Hleviatin z
when one experiences stress. Itisa ewe et Te es ee
withdrawing from realistic thinking 1”
duced anxiety in earlier years.
TAPPING THE UNCONSCIOUS MIND
Freud employed several methods to determine the contents
of the unconscious mind:
1. Free Association. A trained observer can gain some hints
of the unconscious mind from conscious expressions. What is not
spoken is as important as what is said. Topics to which patients offer
strong resistance provide the analyst with useful hints to problem
areas in the unconscious mind.
2, Dream Analysis. Dreams are camouflaged or disguised
thoughts. The manifest content of a dream is what it appears to be,
while the latent content is the underlying repressed thought that
caused the dream. ~
Forms of dream distortion:
‘
a) Condensation - when a part of something symbolizes
the whole thing. E.g., an article of clothing symbolizes a
person; one street symbolizes a city.
b) Synthesis —when an idea contained ina dream is actually
a combination of many ideas in the latent content. Eg.,
childhood pet represents an entire family.
c) Dislocation - displacement of una i
s ar C ceptable ideas to some-
thing that is symbolically equivalent and acceptable. E.g.
breast = mountains; penis = baseball bat eee
The nature of dreams and the process of ressio: i
why the memory of dreams is so short-lived. ve nee
3. Everyday Life. Freud believed that iuman behaviors
Pe all ,
have a cause; nothing happens simply by Sage Little mistakes
such as lapses of memory provide information about'the uncon-
scious mind. Slips of the tongue reveal unconscious motives1. Psychoanalytic Paradigm: FREUD 23
: For Freud, “justbecause a thought is repressed does not mean
that it goes away; it is always there striving for expression and these
manifestations in everyday life are ways of getting a glimpse into
the unconscious,”
4. Humor. Humor allows expression of repressed thoughts in
a socially approved manner. For ajoke to be funny, it must contain
anxiety-provoking material. We laugh only at things that bother
us. Sex, elimination, and death are favorite topics. If you want to
know what has been repressed in a person’s mind, examine what
he or she finds humorous.
THE DYNAMICS OF PERSONALITY
For Freud, human behavior is primarily instinctive and moti-
vated mainly by unconscious mechanisms. Instincts are the driving
forces behind personality. Its four components are:
: a) The source, where the need arises, may be a part of the
"whole body; a deficiency of some kind. E.g., hunger.
b) The aim is to reduce the need until no more action is nec-
essary; it is to give the organism. the satisfaction it now
desires, thereby reestablishing internal balance. ~
The impetus is the amount of energy, force, or pressure
"used to satisfy or gratify the impulse; usually determined
" by the strength or urgency of the underlying need.
‘The object represents experiences or objects that reduce
‘or remove body deficiency. It refers to a thing, action, or
expression that allows satisfaction of the original aim.
‘assumed thatnormal and healthy mental and behavioral
achieved by reducing tension to previously acceptable
with a need will continue seeking activities that
an original tension. The complete cycle of behavior from
to tension toactivity and back to relaxation is called ten-
sction model. Tensions are resolved by returning the body
of equilibrium that existed before the tension arose.Tria & Limpingco
24 PERSONALITY
and behaviors, however, do not reduce ten-
sion; in fact, they create and maintain genera a ;
When this happens, it indicates that the direct exp 4
impulse has been redirected or blocked.
Freud noted two basic impulses: the life instinct or Eros and |
the death instinct or Thanatos. Each of these pa impulses —
has a separate source of energy. The libido is the psychic energy
associated with the life instinct. Freud believed that the libidinal —
energy is expended to prolong life.
insti the inorganic _
The death instinct prompts a person to retum to the inorganic”
state that preceded'life. The struggle to satisfy the biological needs —
ceases, For Freud, the aim of all life is death. A derivative of the
death instinct is aggression, which is the need for self-destruction,
manifested outwardly through cruelty, suicide, or murder. 4
Many thoughts
PSYCHOSEXUAL STAGES OF DEVELOPMENT
Freud believed that every child goes through a sequence of
developmental stages; experiences during these stages will later
determine his or her adult personality characteristics, The adult
personality is formed by the end of the fifth year of life. Each sta;
has an erogenous zone, which’is the greatest source of stimulation
and pleasure during that stage. In order to make a smooth transi-
tion from one psychosexual stage to the next, the child must not
- be over-gratified or under-gratified because this can lead to either
fixation or regression. 4
Freud uses the term fixation to describe what occurs when ¢
person does not progress normally from stage to stage, and inste
remains overly involved with a particular stage. That person
prefer to gratify his or her needs in simpler or more childlike wat ,
rather than in an adult mode that leads to normal developn
A. Pregenital stage
1. Oral stage ~ 1st year of life, The 7
uth, particularly the lips, tongue, and uae eaeI. Psychoanalytic Paradigm: FREUD 25
expressions are sucking, biting, and licking or smacking one’s lips.
Although it is normal to retain some interest in oral pleasures, it
can be pathological if this is the dominant mode of gratification,
ie,, if a person is excessively dependent on oral habits to relieve
anxiety or tension.
2. Anal stage - 2nd year of life. The erogenous zone is the
anus or buttocks region. In the early part of this stage, pleasure is
derived from feces expulsion; fixation results in the lack of sphincter
control or enuresis. Symbolical acts are over-generosity or wanting
to give away everything he or she owns; this character is called
anal-explosive.
In the later anal stage, pleasure comes from feces possession,
and affection is manifested through constipation. Symbolic acts are
stinginess, orderliness, and perfectionism. This character is called
anal-fetentive.
3. Phallic stage - 3rd to 5th year life. The erogenous zone is
the genital area. This is considered the most controversial stage.
Both female and male children develop strong positive feelings to-
ward the mother because she satisfies their needs. In contrast, they
resent the father who is seen as a rival for the mother’s attention
and affection. This feeling will persist in males but will change in
female children. 4
The male child begins to fear the father who is viewed as his
dominant rival. The fear becomes constriction anxiety, such that the
boy develops a fear of losing his sex organ which is assumed to be
responsible for the conflict between him and his father. The anxiety
causes a repression of sexual desire for the mother and hostility
towards the father. When he graws up, he will seek characteristics
in women like his mother.
On the other hand, the female child discovers she does not
possess a penis, for which she holds the mother responsible and
comes to hate her for it. This is known as the electra complex. Her
positive feelings for her father are mixed with envy since he has
something she does not have. Freud termed this penis envy. The
only hope for a female child is to have a baby boy.26 PERSONALITY
Homosexuality is thought to occur if the aeons ong.
are reversed, e.g.,if the male child strongly ident ies eal fal i
Regression to the phallic stage inthe male is m: : ested by disp!
ing the father’s characteristics like brashness and overconcern
masculinity and virility, while regression for the an is seen j
promiscuity, seductiveness, OT actions that yin 3 ically castrate
men such as embarrassing, deceiving, OF hurting them.
The three stages - oral, anal, and phallic— are considered
Freud as the basic ingredients of adult personality.
B. Latency stage — lower sexual energy and no love ol
a time of relative calm. For Freud, one’s personality is generally
completed by this stage.
C. Genital stage - the stage following puberty. This is when:
a person emerges from the pre-genital stage as the adult he or she
destined to become. Hopefully, the individual has been transforn
from a selfish, pleasure-seeking child to a realistic social adult with
heterosexual interests leading to marriage and child rearing.
If the experiences during the pre-genital stages caused
tions, these will be manifested throughout one’s adult life.
psychoanalysis can bring out these repressed experiences,
the individual face them, and reduce their effects. 2
EVALUATION
StrengthsI. Psychoanalytic Paradigm: FREUD 7
b. Developing an encompassing theory on complex hu-
man behavior
Psychoanalytic theory emphasizes that phenomenological
behavior can have very different antecedents and that similar mo-
tives can lead to different behavior. For example, the need to satisfy
thirst can have different approaches, such as by providing water,
_ juice, or beverage. Sexual needs can likewise be expressed through
__ thumb sucking, nail biting, or even through art forms like dancing.
3. Hall and Lindzey (1998) summarized the reasons for Freud’s
“is because his ideas are challenging, because his
conception of.man is both broad and deep and because his theory
"has relevance for our times. Freud may not have been a vigorous
- scientist nor a first rate theoretician, but he was a patient, meticu-
1, Freud has been widely criticized for over-emphasizing sex
or libido. His basically negative perception of women and
sexuality was a part of Victorian belief. Freud’s theories were
ely controversial during his time and remain so even today.
2, He focused too much on the unconscious level of the mind.
3, Gave exclusive role to intrapsychic conflict, anxiety and
s, and psychopathology.
Freud shocked the world by illustrating the effects of repres-
For him, the driving force behind repression is the instinctive
se. Instincts have a source, an aim, an object, and an impetus.
isa life instinct whose energy is collectively referred to as libido
Freud’s theory remains the most comprehensive theoretical
__ framework of personality. Many different disciplines — literature,
ociology, history, anthropology, philosophy, and political science
_ ~all make use of Freudian concepts. ‘