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Addiction is driven by excessive goal-directed drug choice
under negative affect: translational critique of habit and
compulsion theory
1
Lee Hogarth
Drug addiction may be a goal-directed choice driven by excessive drug value in negative affective states, a habit driven by strong
stimulus−response associations, or a compulsion driven by insensitivity to costs imposed on drug seeking. Laboratory animal and
human evidence for these three theories is evaluated. Excessive goal theory is supported by dependence severity being associated
with greater drug choice/economic demand. Drug choice is demonstrably goal-directed (driven by the expected value of the drug)
and can be augmented by stress/negative mood induction and withdrawal—effects amplified in those with psychiatric symptoms
and drug use coping motives. Furthermore, psychiatric symptoms confer risk of dependence, and coping motives mediate this risk.
Habit theory of addiction has weaker support. Habitual behaviour seen in drug-exposed animals often does not occur in complex
decision scenarios, or where responding is rewarded, so habit is unlikely to explain most human addictive behaviour where these
conditions apply. Furthermore, most human studies have not found greater propensity to habitual behaviour in drug users or as a
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function of dependence severity, and the minority that have can be explained by task disengagement producing impaired explicit
contingency knowledge. Compulsion theory of addiction also has weak support. The persistence of punished drug seeking in
animals is better explained by greater drug value (evinced by the association with economic demand) than by insensitivity to costs.
Furthermore, human studies have provided weak evidence that propensity to discount cost imposed on drug seeking is associated
with dependence severity. These data suggest that human addiction is primarily driven by excessive goal-directed drug choice
under negative affect, and less by habit or compulsion. Addiction is pathological because negative states powerfully increase
expected drug value acutely outweighing abstinence goals.
Neuropsychopharmacology (2020) 0:1–16; https://doi.org/10.1038/s41386-020-0600-8
BRIEF INTRODUCTION TO THEORIES OF ADDICTION Positive reinforcement theories, by contrast, argue that the
Scientific and clinical theories seek to explain why addicts excessively rewarding effects of drugs drive persistent drug use
continue to take drugs despite experiencing consequential harms. independently of the withdrawal syndrome [12–15]. The
This paper evaluates evidence for just three accounts of addiction challenge for positive reinforcement theories is to explain why
—goal-directed choice under negative affect, habit and compul- drug use persists when addicts claim the drug has lost its value
sion—to try and determine which mechanism plays the most [16]. To solve this contradiction, a range of secondary processes
important role in addiction. A brief summary of the broad scope of have been postulated wherein drug seeking becomes less
addiction theory follows [1], to place these three accounts in controlled. Theories that appeal to appetitive Pavlovian con-
context. ditioning, for instance, argue that the pairing of drug cues with
Withdrawal-based negative reinforcement accounts argue that drug reward endows drug cues with capacity to elicit drug
although euphoric drug effects maintain initial use, growth in the seeking, and sensitivity to this effect may underpin dependence
adverse withdrawal syndrome drives persistent drug use [2–4]. [1, 17–20], because cue-reactivity is automatic [21], or because
The self-medication account specifies psychiatric symptoms, drug cues signal the accessibility (and hence greater utility) of
which increase during abstinence, as the main driver of the drug in the presence of drug cues [22, 23]. However, drug
persistent drug use [5]. Although individual sensitivity to a cue-reactivity is not reliably associated with dependence severity
multidimensional withdrawal syndrome and other negative in humans [24–27], suggesting this mechanism probably does
states is associated with problematic substance use, there not underpin addiction.
remains debate as to which component of withdrawal is most Other positive reinforcement accounts have argued drug-
important [6], how this relates to psychiatric comorbidity [7, 8], seeking behaviour becomes involuntary (or ‘crystalized’ [28]) with
and whether negative states prime drug seeking automatically practice. These theories argue that drug cues, or contexts, or the
[9] or via value-based decision making [10, 11]. This work forms completion of a prior link in a drug seeking chain, elicit drug
the basis of the goal-directed choice under negative affect seeking ‘automatically’ in the sense of not being determined by
account evaluated at length later. drug craving [29], or ‘habitually’ in the sense of not being
1
School of Psychology, University of Exeter, Washington Singer Building, Perry Road, Exeter EX4 4QG, UK
Correspondence: Lee Hogarth ([email protected])
Received: 5 July 2019 Revised: 9 December 2019 Accepted: 18 December 2019
© The Author(s) 2020
Addiction is driven by excessive goal-directed drug choice under negative. . .
L Hogarth
2
determined by an expectation of the current value of the drug
[30], or ‘compulsively’ in the sense that costs associated with drug Box 1: Definitions and methods of three addiction theories
Definitions
seeking are discounted and do not impinge on the behaviour
[31, 32]. The habit and compulsion models are evaluated at Theory 1—Goal-directed drug choice under negative affect
On this view, individuals differ in their experience of drug reward value, due to a
length later. variety of constitutional risk factors. The frequency of goal-directed drug seeking
Neurocognitive versions of positive reinforcement theory claim is driven by an expectation of drug value (determined by experienced value)
that although drug reward drives greater drug use, the persistence combined with knowledge of the voluntary behaviour necessary to obtain the
of this behaviour in addicted individuals is driven by acquired drug [8, 15, 297–299]. The second process is that for some users, negative states
(withdrawal, distress, pain, anxiety, depression etc.) are acutely mitigated by
dysfunction in decision-making capacity. These accounts differ in drugs, enabling these negative states to powerfully raise expected drug value
focus. Addiction could be driven by global impairments in (reflected in verbal ‘coping motives’), driving goal-directed drug seeking above
cognitive function [33], loss of volume/function of the prefrontal already elevated baselines [10, 11], acutely outweighing competing abstinence
cortex and other brain regions [34], specific impairments in goals [300].
inhibitory control [35], or specific narrowing of temporal horizon Theory 2—Habit.
Drug seeking is initially goal-directed, but drug reinforcement progressively
such that future costs and benefits are not considered in decision strengthens the association between drug stimuli (S) and the drug-seeking
making [36]. It remains unclear to what extent these neurocog- response (R), such that drug stimuli can elicit the drug-seeking response directly
nitive dysfunctions can be methodologically isolated from each through an S−R association, without retrieving an expectation of drug value [30].
other, and whether they play a causal/prospective role in Addiction is driven by an increased contribution of this S−R/reinforcement
addiction or are non-functional consequences of drug exposure mechanism to the control of drug seeking. Habit theory predicts that drug
seeking is controlled by the established S−R strength only so long as the
[37]. These neurocognitive models will not be considered further reinforcer is not re-experienced has having a different value. Once the reinforcer
because there is insufficient space to do justice to this broad field. is experienced as having a lower or higher value, this will change the strength of
The various theories for addiction are usually pitted against one the S−R association and the frequency of drug seeking will change accordingly
other on the assumption that only one mechanism can explain (i.e. habitual drug seeking is flexible, but requires experience of the changed
value of the drug to adapt).
addiction. However, multiple mechanisms could contribute
Theory 3—Compulsion
simultaneously. Furthermore, the underpinning mechanisms Compulsion theory is akin to habit theory, except that the flexibility of drug seeking
could differ between individuals depending on developmental is argued to be lost. As with habit theory, drug seeking is argued to be goal-directed
pathway, constitution, risk and protective factors [38, 39], or initially, and then transitions to become an S−R habit, but then in the third stage,
between drug classes, for example, stimulants vs. depressants [40], becomes a compulsion—a maladaptive habit where the S−R association
controlling drug seeking can no longer be modified by direct experience of the
or across types of behaviour, for example, drug seeking vs. drug drug reinforcer [31, 32]. Because compulsive drug seeking is controlled by the
taking [41, 42]. However, methods do not exist to adequately established S−R association (and not by the S−R/reinforcement mechanism) drug
isolate the contribution of specific mechanisms to behaviour in seeking is not modified by direct experience of the low value of the reinforcer and
different conditions. so continues in perpetuity despite loss of value. This explains why drug seeking
persists even though drug use is directly experienced as harmful, because this does
Box 1 defines the three theories of addiction evaluated in this not weaken the S−R association controlling drug seeking.
paper, alongside key methods used to test each theory in
laboratory animals and humans—providing a translational per- Methods
Stress-induced reinstatement in laboratory animals: In the reinstatement model,
spective. The methods used with each species are descriptively laboratory animals are first trained to self-administer an addictive drug. The
similar and arguably tap the same theoretical mechanisms, but response is then extinguished by omitting the drug, and responding declines. In
multiple methodological differences make direct comparison the reinstatement test, animals are exposed to stress vs. no-stress (manipulated
between species challenging. Despite these complications, the behaviourally or pharmacologically), and it is typically found that stress increases
(reinstates) drug self-administration [83].
weight of evidence does appear to provide converging transla-
Mood/stress-induced drug motivation in humans: Human drug users are exposed
tional support for the claim that addiction is primarily driven by to negative mood or stress induction via a range of methods (music, self-
excessive goal-directed drug choice under negative affect, and to referential statements, mood congruent words, public speaking, cold pressor,
a lesser degree by habit or compulsion. heat pain, serial addition, video clips, guided imagery etc.), and contrasted to a
no-induction control condition (either between-subjects or counterbalanced
within-subjects). Drug motivation is measured post-induction via a range of
methods (craving, choice, consumption, cognitive bias, economic demand etc.). It
IS ADDICTION PRIMARILY DRIVEN BY EXCESSIVE GOAL- is typically found that drug motivation is increased in the induction vs. no-
DIRECTED CHOICE UNDER NEGATIVE AFFECT? induction condition (sometimes also relative to pre-induction), demonstrating
the ability of negative states to motivate drug seeking [7, 10, 301, 302].
Studies with laboratory animals
The outcome-devaluation task in laboratory animals: Animals first learn an
This section will consider animal studies that test whether instrumental response to produce an appetitive reward. The response could be
dependence vulnerability is due to greater expected drug value goal-directed (driven by an expectation of current reward value), or habitual
driving goal-directed drug seeking, particularly in negative states (driven directly by an S−R association). To test this, the reward is devalued (in
one group) by pairing it with lithium chloride-induced sickness or specific satiety
[43]. Drug value can be measured by giving laboratory animals a
(in a separate context so that the test context is not paired with the devaluation
mutually exclusive choice between a response that earns the treatment). Then, at test, animals again have the opportunity to perform the
drug and a response that earns another reward such as food. instrumental response in extinction (so experience of the reinforcer cannot
The proportion of drug choices quantifies the relative value of modify any S−R association controlling the response). The response is deemed
the drug. Only some ‘vulnerable’ animals show preferential drug goal-directed in being controlled by an expectation of the current value of the
reward if the devalued group decreases responding in the extinction test. If they
choice [44–46]. Drug choice can be increased by extended drug do not show a devaluation effect, the response is deemed habitual in being
exposure [47, 48], and modified by manipulating the relative controlled directly by an S−R association. Four versions of this method have
magnitude, delay or effort associated with the two rewards been used to test whether drugs promote habitual behaviour, as outlined in the
[49–59] and by the opportunity for social interaction [60, 61]. text [30, 174–176].
The outcome-devaluation task in humans: Typically, participants learn that two
Thus, drug choice is modified by individual differences, and responses (R1 and R2) earn different rewarding outcomes (O1 and O2). One
multiple decision parameters relevant to that choice. outcome is then devalued by consumption to satiety or instructions that an
The claim that animals make goal-directed choices between outcome is no longer available. Finally, choice between the two responses is
drug and food based on the expected relative value of the tested in nominal extinction (i.e. instructions that outcomes will not be signalled
until the end). A decrease in responding for the devalued outcome suggests
rewards is supported by two lines of evidence. First, rats that that the response is goal-directed in being controlled by an expectation of the
preferentially choose drug over food have a greater number of current value of the outcome. But if responding for the devalued outcome does
neurons in the orbitofrontal cortex (OFC), which selectively not decrease (relative to baseline, or non-devalued control group), then the
activate prior to performance of the drug choice, as if the ramping response is deemed habitual in being elicited directly by an S−R association
[111, 130, 199–203, 303].
up of OFC neuronal activity is the genesis of the drug choice
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Addiction is driven by excessive goal-directed drug choice under negative. . .
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3
The two-stage task in humans: In each trial, selecting one stimulus from the first- raising the expected value of the drug, or through a more
stage pair produces a ‘common’ and ‘rare’ second-stage pair with a 70:30 automatic form of control [96]. Furthermore, a wide range of non-
probability, respectively. If the other stimulus from the first-stage pair is selected, stress variables prompt reinstatement suggesting it may be a
the probabilities of the second-stage pairs are reversed. Selecting a second-stage
stimulus pays an amount that varies slowly over trials independently for each noisy index of emotional control of behaviour [97]. Finally, one
stimulus. Payoff is maximised by learning the transitional structure between study has found that yohimbine-induced stress did not increase
stages and which second-stage stimulus currently pays most. The goal-directed drug over food choice (Ahmed et al., personal communication
(model-based) vs. habitual (model-free) status of responding is determined by 2019). In sum, the studies reviewed here provide suggestive but
the choice of first-stage stimulus following a trial where a stimulus from the rare
second-stage pair paid most. Goal-directed participants will choose the other preliminary evidence that drug seeking in laboratory animals can
first-stage stimulus than they chose in the previous trial, giving a 70% chance of be goal-directed in some conditions, that withdrawal (and
producing the same second-stage pair as the previous trial, to access the second- possibly stress) may motivate goal-directed drug seeking, and
stage stimulus that paid most. By contrast, habitual participants will choose the that individual variation in this motivational effect could underpin
same first-stage stimulus as they chose on the previous trial because that
previous trial was reinforced, even though this choice gives only a 30% chance of dependence vulnerability. However, more work is needed to
producing the same second-stage pair as the previous trial. In short, the task convincingly determine that addiction in laboratory animals is
measures whether participants make choices using knowledge of the transitional driven by excessive goal-directed drug choice under negative
structure between stages, or simply repeat choices that paid off in the previous affect.
trial [229, 233, 278–281].
Shock punishment of self-administration in laboratory animals: Animals are first
trained on a drug self-administration schedule (or seeking-taking chain, where an Human studies
initial response is required to access the self-administration lever). After training, This section will consider human evidence that drug dependence
the self-administration response is punished by foot shock to quantify the is associated with excessive goal-directed drug choice, especially
decrease in responding relative to baseline and/or a no-punishment group.
Compulsivity is indexed by less shock suppression of self-administration
under negative affect. Dependence symptom severity is consis-
[60, 197, 283–295]. tently associated with greater economic demand (willingness to
pay) for drugs, in both non-clinical [98–100] and clinical samples
[101–103]. Economic drug demand also predicts treatment
outcomes [99, 104], and drug consumption [105], and is increased
[62, 63]. The OFC also carries signals reflecting multiple dimen- by withdrawal [106, 107], stress induction [108], impulsivity [109],
sions of rewards such as magnitude, effort, delay etc., suggesting depression, anxiety [110] and schizophrenia [102]. To the extent
the OFC may be important in calculating the overall utility of that drug demand reflects expected drug value, these studies
rewards [64]. Finally, although there is a question of homology support the claim that goal-directed drug seeking increases with
[65], the OFC plays a role in goal-directed decision making in dependence and negative affect states (withdrawal, stress
humans [66], which may translate to animals. induction, psychiatric symptoms).
The second line of evidence comes from the outcome- Excessive drug value indexed in human concurrent choice tasks
devaluation procedure used to determine whether behaviour is is also associated with dependence. Participants make forced
goal-directed [67] (see Box 1). In one study [68], rats were trained choices between drug and natural reinforcer over a series of trials.
on a seeking-taking chain for cocaine before the taking lever was Different designs use points for rewards [111, 112], pictures of
extinguished. This manipulation immediately reduced perfor- rewards [7, 113–117] or consumption of rewards [14, 118–124].
mance of the seeking response tested in extinction (in the Preferential drug choice is reliably associated with the severity of
absence of the taking lever), suggesting the seeking response was dependence to heroin [125], cocaine [116, 117, 126, 127], alcohol
controlled by a goal-directed expectation of access to cocaine, [10, 15, 26, 112, 113, 115], and tobacco [15, 111, 114, 124, 128].
rather than an S−R association. So although drug seeking can be These associations have been found in both clinical
goal-directed (see also [69–71]), as noted in the habit section, [15, 113, 114, 116, 117, 125–127] and non-clinical samples
most animal studies suggest it is habitual (see also [72]). It remains [10, 26, 111–113, 115, 128]. Percent drug choice also increases
unclear what the optimal parameters are for detecting goal- with latency to relapse [129], abstinence [7], depression and
directed vs. habitual drug-seeking behaviour [73]. anxiety symptoms and self-reported drinking to cope with
The most important question is whether negative states such as negative affect [10, 15, 113, 115], and is decreased by health
withdrawal and stress can motivate goal-directed drug seeking. warnings and satiety [111, 130, 131], by raising the magnitude of
The key study testing this prediction [74] found that when shifted the alternative reward [14, 112, 118, 121, 132–134], and by
to a state of heroin withdrawal, rats immediately increased their increasing the effort [59], and delay of the drug choice
heroin seeking in extinction, suggesting withdrawal raised the [112, 133, 134]. Thus, like economic demand, concurrent choice
expected value of heroin as a goal. Relatedly, other animal studies tasks index drug value, and this is increased in individuals with
have demonstrated that withdrawal or conditioned withdrawal dependence and associated psychiatric risk factors.
motivate drug vs. food choice, or reinstate drug self-administra- The crucial question is whether drug choice is goal-directed as
tion, or activate negative emotional brain circuits. However, these opposed to automatic. In support of the goal-directed account,
motivational effects may not necessarily be goal-directed, there drug choice is immediately reduced in extinction by decreasing
are several null effects to consider, and it is possible that the the value of the drug via satiety [11, 111, 135], pharmacotherapy
motivational impact of withdrawal may differ between drug [130] and health warnings [111, 135], indicating that drug choice is
classes [75–82]. goal-directed (see outcome-devaluation task in Box 1). The
The stress-induced reinstatement model has also produced implication is that preferential drug choice in dependent
mixed support for the goal-directed account (see Box 1). individuals is controlled by greater expected drug value.
Behavioural and pharmacological stress induction procedures Crucially for the theoretical model, goal-directed drug choice
reliably increase single lever drug seeking and taking in the has also been augmented by negative affect induction in two
reinstatement model [83, 84]. Furthermore, sensitivity to this effect studies. In the first study, smokers were trained on a concurrent
is increased by various ‘vulnerability’ factors: specifically, long vs. choice task to earn tobacco and food points, before tobacco was
short access to drugs [85–88]; adolescent vs. adult onset of drug devalued by specific satiety [11]. Participants then completed
exposure [89, 90]; oestrous cycle [91]; individual heterogeneity either a negative or positive mood induction procedure before
[92]; protracted withdrawal [93]; and baseline anxiety level at test choice was measured again in extinction. For participants in the
[94]. This work suggests that sensitivity to negative-affect-driven positive mood induction group, satiety decreased goal-directed
drug seeking may play a role in vulnerability to dependence [95]. tobacco choice as expected [111, 135]. By contrast, participants in
However, it is not clear whether stress augments drug seeking by the negative mood induction group who reported an increase in
Neuropsychopharmacology (2020) 0:1 – 16
Addiction is driven by excessive goal-directed drug choice under negative. . .
L Hogarth
4
negative mood actually increased their goal-directed tobacco sessions. Then, in separate tests, each outcome is devalued and
seeking, despite smoking satiety. The implication is that negative response rate for the devalued outcome is measured in extinction.
mood is a powerful motivational state driving goal-directed Four such designs have found that the drug-seeking response
tobacco seeking that can outweigh the primary motivational state does not decrease from baseline following devaluation, suggest-
of satiety. In the second study, alcohol drinkers were trained on a ing the behaviour is not goal-directed (controlled by expected
concurrent choice task for alcohol and food points before being outcome value), but is an S−R habit elicited by drug paired
tested in extinction with a negative or positive affect statement contextual stimuli [30, 174–176]. The food-seeking response, by
read at random prior to each choice [10]. Negative affect contrast, is reduced by devaluation, indicating that it is goal-
statements primed an increase in goal-directed alcohol choice, directed. These four studies provide the core empirical basis for
relative to positive statements and baseline, in participants who the claim that drug seeking as opposed to natural reward seeking
reported drinking to cope with negative affect. The implication is (in laboratory animals) is especially prone to habitual control.
that negative affect augments goal-directed drug choice, and this In the second design, animals are chronically exposed to a drug
effect is magnified in those who are constitutionally predisposed (experimenter administered or consumed in the home cage), and
to use drugs to cope with negative affect. then trained on a single lever for food. Food is then devalued, and
Other studies have demonstrated that, in vulnerable individuals, the food-seeking response is tested in extinction. Eight such studies
mood/stress induction has a greater priming effect on drug have shown that, at test, food seeking is insensitive to devaluation
motivation measured by pictorial drug choice, craving, economic (habitual) in drug-exposed animals and sensitive to devaluation
demand and consumption. The stress-induced increase in drug (goal-directed) in non-drug-exposed animals [69, 177–183], although
craving predicts risk of relapse in alcohol [136–139] and cocaine- three studies reported null group differences [184–186]. The
dependent individuals [140, 141], suggesting this sensitivity is a implication is that chronic drug exposure renders reward seeking
core mechanism in addiction. Mood/stress-induced drug motiva- prone to habitual control, producing general behavioural autonomy.
tion is also amplified in individuals who self-report using drugs to However, it is not clear how habitual natural reward seeking would
cope with negative affect [10, 115, 125, 136, 137, 142–149], in lead to drug dependence.
smokers with depression symptoms [7, 150], young adult drinkers In the third design, animals are trained on a single lever for
with depression symptoms [10] and alcohol-dependent men with drug, and sensitivity to devaluation is tested after minimal vs.
anxiety symptoms [137]. Individual sensitivity to mood-induced extended training. Three studies have demonstrated that the
drug seeking also correlates with withdrawal-induced drug drug-seeking response is initially goal-directed but then becomes
seeking suggesting a common mechanism [7]. Importantly habitual with extended training [69–71]. However, because food
however, although alcohol dependence has been associated with seeking also transitions from goal-directed to habitual control with
greater mood/stress-induced drug motivation in some studies training in animals [187] (not replicated in humans [188]), these
[147, 151–153], a sizable number of other studies have reported findings do not inform us about the unique habit forming
null associations [10, 113, 115, 137, 143, 146, 148, 149, 154]. The potential of drug seeking.
implication is that although dependence severity is associated In the fourth design, animals are trained on a single lever for
with preferential goal-directed drug choice, negative affect- drug and tested for sensitivity to devaluation following a fixed
induced priming of drug motivation is predominantly linked to amount of training. These studies have revealed drug seeking to
psychiatric symptoms and drug use coping motives, and this be both goal-directed [68, 74], and habitual [189], so do not inform
second process may represent the unique additional risk factor us about the unique habit forming potential of drug seeking.
that drives addiction in those with psychiatric comorbidities and There are two main criticisms of the animal outcome-devaluation
subclinical psychiatric symptoms. model. First, habitual instrumental behaviour is generally only found
Psychiatric symptoms, abuse/trauma history and associated when animals have access to a single lever in each session
drug use to cope with negative affect are major prospective risk ([190, 191] but for one exception see [30]). By contrast, it is
factors for the development and persistence of drug dependence commonly found that when rats have concurrent access to two
[155–173]. Furthermore, as shown in Table 1, self-reported drug levers for different rewards in each session, drug seeking remains
use to cope with negative affect mediates the relationship goal-directed [73], food seeking remains goal-directed despite
between psychiatric/abuse/trauma severity and dependence chronic drug exposure [184, 192], and food seeking remains goal-
severity, in a wide range of clinical and subclinical groups. directed despite extended training [193–196]. If one accepts that
Although the majority of studies listed in Table 1 are cross- human drug users’ natural environment offers a multitude of
sectional, precluding causal inferences, they nevertheless strongly responses for different rewards, then it must be concluded that
support the hypothesis that drug dependence in a wide range of habitual behaviour seen in the animal model has minimal ecological
vulnerable groups is driven by excessive goal-directed drug choice validity and likely does not play a major role in human addictive
under negative affect. behaviour [197, 198].
The second criticism is that habitual control is fragile because
sensitivity to devaluation is immediately restored in reacquisition
IS ADDICTION DRIVEN BY HABIT LEARNING? tests where drug seeking produces the devalued reinforcer. This
According to habit theory of addiction [30, 32], repeated experience restoration of sensitivity to devaluation in reacquisition tests is found
of drug reward progressively strengthens the stimulus−response for both drug seeking [30, 174–176] and food seeking in chronically
(S−R) association between drug stimuli and the drug seeking drug-exposed animals [180, 181]. If one accepts that in human drug
responses, such that drug stimuli become able to elicit drug seeking users’ natural environment, extinction conditions rarely occur, but
directly, without an expectation of the drug and its current value. conditions comparable to reacquisition prevail (i.e. drug seeking is
Thus, drug seeking becomes less susceptible to voluntary control typically reinforced), then it must be concluded that the habitual
and decision making [30, 32]. The outcome-devaluation and two- behaviour seen exclusively in the extinction test of the animal model
stage procedures are the key sources of evidence for the habit has limited ecological validity and likely does not play a major role in
account, and these studies are reviewed now. human addictive behaviour.
Studies with laboratory animals Human studies
Outcome-devaluation designs testing habit theory of addiction in Table 2 summarises outcome-devaluation studies conducted with
animals fall into four categories. In the most compelling designs, human drug users to test habit theory. There have been 11 tests
animals learn that two responses earn drug and food in separate published in 7 papers [111, 130, 199–203]. A scan of the ‘Support
Neuropsychopharmacology (2020) 0:1 – 16
Table 1. Studies showing that self-reported drug use to cope with negative affect mediates the relationship between psychiatric/abuse/trauma symptoms and drug dependence severity.
Paper Participants Gender Index of psychiatric/abuse/trauma symptom severity Index of drug use to cope with Index of drug/alcohol dependence severity
negative affect
[249] South African school-aged Both Childhood abuse in the Childhood Trauma Q Adolescent Coping Orientation for Problem Alcohol Use Disorder Identification Test
adolescents Experiences
[250] Canadian Aboriginal school-aged Both Hopelessness subscale of the Substance Use Risk Profile Scale Drinking Motives Q Bespoke excessive drinking questionnaire
adolescents
[251] Scottish school-aged adolescents Both Neighbourhood deprivation subscale of Scottish Index of Drinking Motives Q Bespoke measure of drinking frequency
Multiple Deprivation
[252]. Armed service member reservists Both Psychological distress in the Kessler K-6 Q Drinking Motives Q Alcohol Use Disorders Identification Test
and veterans
[253]. Veterans Both PTSD measured by DSM-V Drinking Motives Q Brief Young Adult Alcohol Consequences Q
[254] University students Both Frequency of intimate partner violence Drinking Motives Q Rutgers Alcohol Problems Index
Neuropsychopharmacology (2020) 0:1 – 16
[255] University students Both Childhood abuse in the Childhood Trauma Q Marijuana Motives Measure Marijuana Problems Scale
[256] University students Both Neurotic personality: hopelessness and anxiety sensitivity Drinking Motives Q Alcohol Use Disorder Identification Test
subscales of the Substance Use Risk Profile Scale
[257] University students Both Avoidance subscale of the Liebowitz Social Anxiety Scale Drinking Motives Q Rutgers Alcohol Problem Index
[258] Adult moderate drinkers Both Negative mood in Positive and Negative Affect Scales Drinking Motives Q Bespoke measure of acute alcohol use disorder
symptoms
[259] Prisoners with history of childhood Female Trauma symptoms checklist Drinking Motives Q (modified for drugs) Inventory of Drug Use Consequences
sexual abuse
[260] Adult community mental health Both PTSD Symptom Scale Interview version Drinking Context Scale First two items of Alcohol Use Disorders
clients Identification Test
[261] School-aged adolescents Both Bespoke bullying Q Drinking Motives Q Rutgers Alcohol Problem Index
[262] University students Both Frequency of intimate partner sexual coercion Drinking Motives Q Rutgers Alcohol Problems Index
[263] University students Both Beck Depression Inventory Drinking Motives Q Brief Young Adult Alcohol Consequences Q
[264] University students Both Childhood abuse in the Childhood Trauma Q Drinking Motives Q Alcohol Use Disorder Identification Test
[265] Homeless Female PTSD symptoms in Posttraumatic Diagnostic Scale Drinking Motives Q Timeline follow back of alcohol use frequency
[266] University students with history of Both The Adult Suicidal Ideation Q Drinking Context Scale Alcohol consumption in NIAAA Questions + Young
L Hogarth
suicidal ideation Adult Alcohol Consequences Q
[267] Sample from Virginia Adult Both Lifetime major depression in DSM-IV Alcohol Use Inventory Lifetime Alcohol dependence in DSM-IV
Twin study
[268] Prisoners Female Perceived Stress Scale Substance Abuse Treatment Drug Abuse Screening Test
Functionality Scale
[269] Woman exposed to domestic Female Trauma Symptom Inventory Drinking Motives Q Timeline follow back: Number of heavy drinking days
violent abuse
[270] Adult community members Both Depression symptoms in DSM-IV Drinking Motives Q Alcohol dependence symptoms in DSM-IV
[271] Woman who have experienced Female Bespoke lifetime trauma exposure Q Two alcohol items from the Brief COPE Q Bespoke problem drinking Q
adult sexual assault
[272] Adult community members Female Single item endorsing childhood sexual assault vs. not Drinking Motives Q Bespoke alcohol dependence Q
[273] Prisoners Male Antisocial behaviour in Psychopathy Checklist—Revised Drinking Motives Q Michigan Alcoholism Screening Test —Short
[167] Adult community members Both Depression/anxiety symptoms Drinking Motives Q Bespoke drinking frequency and problems Q
[274] University students Both Anxiety Sensitivity Index Drinking Motives Q Bespoke measure of drinking frequency
[275] Adult community members Female Court-substantiated cases of child abuse and neglect vs. Single item assessing use of alcohol to cope Diagnosis of alcohol dependence
matched controls
[276] Adult community members Both Center for Epidemiologic Studies Depression Scale Drinking Motives Q Alcohol consumption frequency in the National Health
and Leisure Time Survey
[277] Adult regular gamblers Both Shame subscale of the State Shame and Guilt Scale Coping subscale of the Gambling Motives Problem Gambling Severity Index
Questionnaire
This mediational role is observed in clinical and non-clinical samples, both genders, across age groups, countries, drug classes (including gambling), and with a wide range of questionnaires (Q). These studies
suggest that excessive goal-directed drug seeking under negative affect (indexed by coping motive) drives addiction in vulnerable groups
Addiction is driven by excessive goal-directed drug choice under negative. . .
5
6
Table 2. Outcome-devaluation procedure testing habit theory of addiction.
1 2 3 4 5 6 7 8
Test # Paper Participants Task design Reduced devaluation Reduced devaluation with Status of explicit contingency Support for
in users vs. controls? dependence severity in knowledge in drug user group habit theory
user group?
1 [111] expt. 1 Young adult Concurrent choice of tobacco and chocolate — No Accurate No
smokers points. Devaluation by specific satiety.
2 [111] expt. 2 Young adult Concurrent choice of tobacco and chocolate — No Accurate No
smokers points. Devaluation by health warnings.
3 [130] Young adult Concurrent choice of tobacco and chocolate — No Accurate No
smokers points. Tobacco devalued by 1 mg intranasal
nicotine replacement therapy.
4 [199] Young adult Concurrent choice of water vs. chocolate — No Accurate No
smokers points. Devaluation by specific satiety.
5 [200] expt. 1 Treatment-seeking Concurrent choice of water vs. crisp points. No — Accurate No
users vs. controls Devaluation by specific satiety.
6 [200] expt. 2 Treatment-seeking Concurrent choice of coca-cola vs. chocolate No — Accurate No
users vs. controls points. Devaluation by specific satiety.
7 [203] task 2 Cocaine- Concurrent choice of correct vs. incorrect No — Accurate No
dependent vs. avoidance response based on stimulus
controls signalling a shock to left or right wrist.
Devaluation by disconnecting one wrist.
L Hogarth
Addiction is driven by excessive goal-directed drug choice under negative. . .
8 [201] task 2 Heavy smokers vs. Comparable task to [203] task 2 above. No No Accurate No
controls
9 [202] Alcohol- Fabulous fruit task. Yes Impaired S-R knowledge in users vs. Yes
dependent vs. controlsa
controls
10 [203] task 1 Cocaine- Modified fabulous fruit task. Yes — Impaired S-O, R-O and S-R Yes
dependent vs. knowledge in users vs. controls
controls
11 [201] task 1 Heavy smokers vs. Modified fabulous fruit task. No Yes Not impaired in users vs. controls, Yes
controls but impaired S-R and S-O
knowledge with dependence
severity in users
Habit theory predicts reduced impact of devaluation on choice in drug users vs. controls, and/or as a function of dependence severity in the drug user groups, suggesting propensity to habit and/or impaired
goal-directed control. Columns 5, 6 and 8 highlight that only 3 out of 11 tests supported the predictions of habit theory. Furthermore, column 7 shows a strong correspondence between impaired devaluation
performance and impaired explicit contingency knowledge. In the three tests where devaluation performance was impaired (tests 9–11), explicit task contingency knowledge was also impaired, whereas in the
eight tests where devaluation performance was intact (tests 1–8) explicit contingency knowledge was also intact, suggesting that the apparent evidence for habit may be due to impaired knowledge of task
contingencies stemming from general task disengagement
a
Note that in this paper, contingency knowledge data were not published originally, but are reported in the supplementary materials of the current paper
Neuropsychopharmacology (2020) 0:1 – 16
Addiction is driven by excessive goal-directed drug choice under negative. . .
L Hogarth
7
for habit theory’ column indicates that these tests yield an 8 to 3 multiple regression analysis suggested that weaker knowledge of
ratio of evidence against habit theory. Additionally, the analysis the stimulus–outcome contingencies explained the relationship
below indicates that the three positive tests can be explained by between nicotine dependence severity and weaker devaluation
general task disengagement producing impaired explicit knowl- performance, leading the authors to conclude that “habitual
edge of task contingencies, rather than a specific propensity to responding in severely dependent smokers may be the result of
habit learning. compromised goal-directed learning”. However, because this
All the studies in Table 2 used an outcome-devaluation task in specific impairment in stimulus−outcome knowledge was not
which there was a concurrent choice between two responses that found consistently across the three studies supporting habit
earned different rewards. These rewards could be points for tobacco, theory, this conclusion cannot be maintained. Indeed, test 9 [202]
food, soft drinks, or money plus a specific outcome picture, shock or did not publish the explicit contingency knowledge data, but later
aversive noise. Outcomes were then devalued by specific satiety, by analysis of these data (reported in the supplementary materials of
instructing participants that outcome pictures would not earn the current paper) found less accurate explicit knowledge of
money points, or by disconnecting the shock or noise. Finally, stimulus−response contingencies in alcohol dependent vs.
participants were tested for choice between responses in extinction. control participants—the very knowledge that should be impor-
If participants show reduced choice of the response that led to the tant for habit learning. In sum, all three studies showing impaired
now devalued outcome, they are goal-directed, but if they do not devaluation performance also showed impaired explicit contin-
reduce choice of the devalued outcome, they are habitual. gency knowledge suggesting that the apparent evidence for habit
Habit theory predicts that the effect of devaluation on choice at could be explained by general task disengagement perhaps
test should be reduced in drug users vs. controls, and/or as a driven by a general cognitive impairment [37, 210–212].
function of dependence severity in the user group, demonstrating The idea that devaluation performance could be disrupted by
a propensity to habit. Columns 5 and 6 of Table 2 summarise general cognitive impairment is supported by ‘cognitive load’
evidence for these predictions. Tests numbered 1–8 provide no studies in humans and animals. These studies have found that
evidence for habit theory, in that the devaluation effect was not devaluation performance can be impaired by stress [214–219],
reduced in the drug user group or as a function of dependence acute alcohol administration [220], an alcohol consumption
severity. This failure to support habit theory was found in both expectancy [135], being placed in drug-related contexts
clinical (tests 5–8) and non-clinical samples (1–4). Furthermore, the [221, 222], and sleep deprivation [223]. Furthermore, devaluation
failure to support habit theory cannot be attributed to the use of performance is impaired in a range of neuropsychiatric conditions
concurrent choice procedures (which tend to discourage habitual including social anxiety [224, 225], autism spectrum disorder [225],
learning as noted earlier) because all of the tests in Table 2 used schizophrenia [226], Parkinson’s disease [227], obsessive compul-
concurrent choice procedures, both those that failed (test 1–8) sive disorder [213], impulsivity [199], and in young children [228].
and those that notionally supported habit theory (test 9–11). The generality of the devaluation deficit suggests it stems from
In those tests that supported habit theory (tests 9–11), the drug general motivational or cognitive impairments, and is not the
user group or more dependent users also showed impaired unique mechanism underpinning addiction.
explicit knowledge of the contingencies operating in the task, in A similar analysis may be applied to the two-stage task (see
addition to weaker devaluation performance. Indeed, column Box 1 for a description of the methods). The results of these
7 shows a perfect correspondence between impaired explicit studies are summarised in Table 3. There have been nine tests of
contingency knowledge and impaired devaluation performance. whether model-based (goal-directed) learning is impaired or
In numerous human learning tasks, explicit knowledge of task model-free (habit) learning is increased in drug users vs. controls
contingencies is necessary for accurate performance, that is, (column 4), or as a function of dependence severity in the user
participants who have impaired contingency knowledge perform group (column 5). Of the nine tests, only four claimed evidence for
less accurately in these tasks [204–209]. The implication is that habit theory (although one of these was one-tailed and the group
drug users, or more dependent users, failed to acquire explicit difference was not significant when a confound in cognitive speed
contingency knowledge in the three tests supporting habit theory was controlled [229]). Crucially, none of the studies measured
(tests 9–11), which impaired their devaluation performance, participants’ explicit knowledge of the task contingencies.
making them appear to be habitual. Drug users have general Consequently, it is unknown whether the four studies reporting
deficits in cognition or motivation that underpin their perfor- evidence for habit theory can be explained by impaired
mance deficits in wide range of tasks [37, 210–212]. Arguably, this contingency knowledge (as was the case with the outcome-
general deficit in cognition or motivation produced general task devaluation procedure). However, it is known that model-based
disengagement that impaired explicit contingency knowledge learning can be increased by adding incentives (points) for
and thereby impaired devaluation performance. In other words, accurate performance [230], and impaired by a working memory
impaired devaluation performance is probably not driven by a load manipulation [231], and is impaired in individuals with lower
specific propensity to habit learning or deficit in goal-directed working memory capacity [232], and lower cognitive speed
control but by general task disengagement. [233, 234]. These findings suggest that the four two-stage studies
It is important to note that drug users’ deficit in explicit that reported evidence for habit theory may be attributed to
contingency knowledge extended to knowledge of stimulus general motivational/cognitive deficit in drug users or as a
−response (S−R), response−outcomes (R−O) and stimulus−out- function of dependence severity, rather than a specific propensity
come (S−O) contingencies. Thus, it cannot be claimed that drug to habit learning or deficit in goal-directed control. To quote one
users were specifically impaired in learning about outcomes two-stage paper [233]: “whether reduced model-based control in
important for goal-directed action, as has sometimes been patients constitutes a disease-specific mechanism or results from
claimed [201, 213]. For example, the supplemental material for general cognitive impairments can only be teased apart in future
test 10 [203] states that: “Compared with control volunteers, CUD longitudinal studies”.
[cocaine dependent participants] demonstrated significant deficits
in explicit knowledge in terms of stimulus-outcome … response-
outcome … and stimulus-response … relationships”. Similarly, in IS ADDICTION DRIVEN BY COMPULSION (INSENSITIVITY TO
test 11 [201], “Strong evidence was obtained for a negative PUNISHMENT)?
association between FTND scores [nicotine dependence severity Studies with laboratory animals
in smokers] and explicit knowledge on stimulus–response… One of the major problems with habit theory noted earlier is that
and stimulus–outcome associations”. Furthermore, hierarchical sensitivity to devaluation is restored immediately when responses
Neuropsychopharmacology (2020) 0:1 – 16
Addiction is driven by excessive goal-directed drug choice under negative. . .
L Hogarth
8
produce the devalued reinforcer, so habit could not explain the
Habit theory predicts reduced model-based or increased model-free learning in drug users vs. controls, or with dependence severity in the user groups, suggesting impaired goal-directed control/propensity to
habit. Columns 4 and 5 highlight that only four out of nine tests have supported these predictions. Furthermore, one of the positive studies (test 6 [229]) was rendered null when the group difference in
cognitive capacity was controlled. It remains unclear whether the other positive results stem from general motivational or cognitive deficits, or tap the prospective mechanism underpinning dependence
persistence of drug seeking in the human natural environment. To
negate this theoretical dilemma, it has been proposed that drug
habit theory seeking is controlled by compulsion, defined as “a maladaptive
Support for
stimulus-response habit” [31], and “as the maladaptive persistence
of responding despite adverse consequences” [32] (it should
Yes/no
be noted that other researchers use the term compulsion to mean
Yes
Yes
Yes
No
No
No
No
No
a wide range of processes which are not considered here because
6
they are difficult to test empirically [198]). The principal assay of
model-free learning in users vs. controls learning with dependence severity in user group
compulsivity is the persistence of punished drug seeking. The
problem, however, is that persistence of punished drug seeking
Reduced model-based/increased model-free
can equally be explained by excessive value ascribed to the drug,
outweighing the punisher [43]. Unique evidence for the compul-
sion model relies on demonstrating that persistence of punished
drug seeking is not associated with excessive valuation of the
drug in another assay. Early studies presented preliminary support
for this dissociation between assays, but later studies that have
employed more sensitive measures of drug value have indicated
that persistence of punished drug seeking is associated with
greater valuation of the drug, undermining the core behavioural
evidence for compulsion theory.
Table 4 summarises studies that have measured the suppres-
sion of drug self-administration by shock punishment (the
putative assay of compulsivity), and drug value in a second assay
(e.g., self-administration frequency, breakpoints in progressive
Yes
Yes
No
No
No
No
No
—
ratio tasks, persistence under extinction, and preferential choice of
5
drug vs. natural reward). Studies reporting a dissociation between
these two assays (column 5) support compulsion theory by
suggesting that persistence under punishment cannot be
Reduced model-based/increased
explained by greater drug value. By contrast, studies reporting a
correlation between these two assays contradict compulsion
theory by suggesting that persistence under punishment may be
due to greater drug value. Column 5 indicates that four studies
support compulsion theory, and 11 studies support drug value
theory. Overall, the evidence favours drug value over compulsion
theory as an explanation for the persistence of punished drug
seeking. One speculation is that vulnerable animals persist under
punishment not because they are insensitive to costs, but because
the punisher motivates drug self-administration in the following
Yes
Yes
No
No
No
—
—
General online sample, with alcohol dependence —
period to self-medicate. If this is true, then persistence of punished
4
drug seeking could be another example of excessive goal-directed
University students with substance use as a key
University students with substance use as a key
drug seeking under negative affect, not an example of
compulsion.
[278] comparison 1 Methamphetamine dependent vs. controls
[278] comparison 2 Currently abstinent alcohol-dependent vs.
Children of alcoholic fathers vs. controls
Human studies
Two-stage procedures testing habit theory of addiction.
Human studies designed to test whether dependence is
associated with insensitivity to costs (cost discounting) have also
Alcohol-dependent vs. controls
Alcohol-dependent vs. control
provided minimal evidence for compulsion theory. Demand tasks
measure the amount of drug participants would hypothetically
18-year-old social drinkers
severity as a key measure
consume across increasing prices (costs). The intensity of demand
(maximum consumption at low price) is considered to be a
relatively pure index of drug value unaffected by costs. By
contrast, breakpoint—the price at which drug consumption drops
to zero—is thought to be more sensitive to the impact of price
Participants
costs on the decision to consume. Compulsion theory would be
measure
measure
controls
supported if dependence severity was more strongly associated
with breakpoint than intensity, suggesting cost insensitivity is
more important than drug value [235–237]. However, meta-
3
analyses and systematic reviews of this literature have found that
proxies for dependence correlate more consistently with measures
of intensity than breakpoint [238–241], suggesting that depen-
[281] expt. 2
[281] Expt. 1
dence is more likely to be driven by greater drug value than cost
discounting. However, one key study found that student drinkers
Test # Paper
with a family history of alcoholism were less sensitive to the effect
[233]
[279]
[280]
[229]
[282]
of imagined next-day responsibilities on reducing alcohol demand
2
Table 3.
[242], supporting the notion that dependence vulnerability may
be linked to discounting costs imposed on alcohol. It remains to
1
2
3
4
5
6
7
8
be seen what explains this discrepancy.
Neuropsychopharmacology (2020) 0:1 – 16
Table 4. Studies that have tested compulsion theory of addiction by determining whether persistence of punished drug seeking is dissociated from drug value measured in another assay.
1 2 3 4 5
Test # Paper Criteria to identify vulnerable vs. nonvulnerable groups Measure of drug value Relation between assay of punishment suppression and
drug value?
1 [283] High impulsivity Acquisition of single lever self-admin dose−response function Dissociated
2 [284] Long access Acquisition and reacquisition of seeking-taking chain for Dissociated
single dose
3 [285] N/A Higher breakpoints for self-admin. Dissociated
4 [286] N/A Higher breakpoints for self-admin. Dissociated
5 [287] Long access Progressive ratio breakpoint Correlated
6 [288] High novelty preference Progressive ratio breakpoint and persistence under extinction Correlated
Neuropsychopharmacology (2020) 0:1 – 16
7 [289] N/A Economic demand measure akin to progressive ratio Correlated
8 [290] Long access Acquisition and reacquisition of seeking-taking chain for Correlated
single dose
9 [291] N/A Economic demand measure akin to progressive ratio Correlated
10 [292] 3 Crit model Progressive ratio breakpoint and persistence under extinction Correlated
11 [293] 3 Crit model Progressive ratio breakpoint & persistence under extinction Correlated
12 [197] 3 Crit model Progressive ratio breakpoint and persistence under extinction Correlated
13 [294] 3 Crit model Progressive ratio breakpoint and persistence under extinction Correlated
14 [60] 3 Crit model Progressive ratio breakpoint and persistence under extinction Correlateda
15 [295] N/A Choice of drug over natural reward Correlated
The top four studies report a dissociation between these assays suggesting persistence of punished drug seeking has a different mechanism to drug value (or the design was not sensitive enough to detect the
correlation). The bottom 11 studies reported a correlation between persistence of punished drug seeking and greater drug value, suggesting persistence may be driven by drug value outweighing costs. Overall,
the evidence favours drug value over compulsion account. Several technical details of the studies are noteworthy. The majority of studies identified separate groups of animals as vulnerable vs. nonvulnerable to
dependence using various criteria described in column 3 (e.g., impulsivity or the 3 crit model [296]). If vulnerable vs. nonvulnerable animals showed less punishment suppression but no difference in drug value,
L Hogarth
the measures were defined as dissociated. But if vulnerable vs. nonvulnerable animals showed less punishment suppression and greater drug value, the measures were defined as correlated (sometimes these
studies also reported the correlation coefficient between punishment suppression and drug value, which corroborated the conclusion from the group contrasts). Other studies included a single group of animals
(in which case column 3 was labelled as N/A), and reported the correlation coefficient between punishment suppression and drug value. Column 5 was labelled as ‘correlated’ if this relationship was positive and
significant. Finally, column 4 labels the method used to measure drug value. There are a multitude of procedural parameters that could explain differential sensitivity of the measure of drug value between
experiments
a
Note there was no correlation between persistence of punished self-administration and choice of drug over social reinforcement in this case
Addiction is driven by excessive goal-directed drug choice under negative. . .
9
Addiction is driven by excessive goal-directed drug choice under negative. . .
L Hogarth
10
Deficits in reversal learning have been interpreted as evidence addictive behaviour in the natural environment where these
for greater cost discounting in addiction. In reversal learning tasks, conditions prevail. In humans, most studies found no evidence
participants learn that one response has a higher payoff than an for habitual behaviour in drug users vs. controls, or as a function
alternative choice, before these response−reward contingencies of dependence. The three studies supporting habit theory
are reversed. Drug users show deficits in reversal learning despite showed a correspondence between impaired devaluation
comparable acquisition of the initial contingencies [35, 243–245] performance and impaired explicit contingency knowledge.
(for similar findings with laboratory animals see [246, 247]). One Furthermore, deficits in devaluation performance have been
interpretation is that drug users are less sensitive to the found with a wide range of ‘cognitive load’ manipulations and
punishment of the incorrect choice, driving persistence of this psychiatric symptom states, suggesting a general effect pro-
choice. However the effect could also be due to impaired duced by task disengagement. Finally, only the minority of
prediction error coding, cognitive inflexibility, or general task studies using two-stage tasks supported habit theory, and these
disengagement [35]. Reversal learning deficit therefore do not could also be explained by task disengagement. Collectively the
provide compelling evidence for cost discounting in addiction. studies provide minimal evidence for a specific propensity to
A recent study directly tested whether alcohol dependence was habit or impairment in goal-directed control as a major factor
associated with discounting delay and opportunity costs imposed on controlling human addiction.
alcohol seeking [112]. Student drinkers (n = 127, who varied in The evidence for compulsion theory is also weak. In animals, the
alcohol dependence symptom severity) made concurrent forced primary index of compulsivity—persistence of punished drug
choices between alcohol and food points under conditions that seeking in vulnerable animals—is most often associated with greater
manipulated the magnitude of points and the delay to receive drug value indexed in a separate assay. The implication is that
points. Alcohol value was indexed by preferential choice of alcohol persistence of punished drug seeking is not due to insensitivity to
vs. food, whereas sensitivity to costs was indexed by the decrease in costs imposed on drug seeking (compulsivity), but due to excessive
alcohol choice when food points were of greater magnitude value of the drug. Human studies have similarly found minimal
(sensitivity to opportunity costs) and when alcohol points were evidence that dependence is associated with cost discounting in
delayed (sensitivity to delay costs). It was found that alcohol use economic demand tasks, reversal learning tasks or concurrent choice
disorder symptom severity was associated with increased alcohol tasks where costs are imposed on the drug choice.
choice indicating greater value of alcohol, but not with sensitivity to The overall conclusion from this translational analysis is that
opportunity or delay costs imposed on the alcohol choice. This paper addiction is primarily driven by excessive goal-directed drug
provided further evidence that dependence is driven by greater choice under negative affect, and much less by habit or
value ascribed to drugs, and not with greater discounting of costs compulsion. This conclusion accords with other negative reinfor-
imposed on drugs, i.e. compulsion theory was not supported. cement models of addiction [3, 9, 248], except that in the current
model, negative states enhance the expected value of the drug
driving goal-directed drug choice [10, 11, 74], rather than priming
SUMMARY AND CONCLUSION drug seeking automatically as is commonly claimed [9]. Addiction
The paper reviewed studies with laboratory animal and humans is pathological not because it is automatic, but because negative
that tested whether addiction is driven by excessive goal-directed states powerfully drive up expected drug value acutely out-
drug choice under negative affect, habit, or compulsion. There weighing other goals such as a job, abstinence, family and health,
was substantial support for the first account, and limited support resulting in a return to drug use despite wishes to the contrary
for the latter two. Animal studies supporting the excessive goal expressed at other times.
account found that drug choice was associated with dependence
vulnerability, can be modulated by multiple decision parameters,
is subserved by the OFC decision-making centre, and is goal- FUNDING AND DISCLOSURE
directed. However, there was only indirect suggestive evidence The authors declare that they do not have any conflicts of interest
that negative states such as withdrawal and stress motivate drug (financial or otherwise) related to the content of the paper. The
seeking via a goal-directed mechanism, and that this effect might research was supported by an Alcohol Change grant (RS17/03)
be amplified in vulnerable animals. This area needs more and a Medical Research Council (UK, MRC) Confidence in Global
attention, back-translating human findings. Human studies, by Mental Health pump priming award (MC_PC_MR/R019991/1) to
contrast, supported the excessive goal account by demonstrating LH. Funders had no role in the study design, collection, analysis or
that economic drug demand increases with dependence, psy- interpretation of the data, writing the manuscript, or the decision
chiatric symptoms, and stress induction. Similarly, concurrent drug to submit the paper for publication
choice is demonstrably goal-directed, is modulated by decision
parameters, and increases with dependence, psychiatric symp-
toms, and mood/stress induction, and this latter effect is amplified ADDITIONAL INFORMATION
in individuals who report psychiatric symptoms and drug use to Supplementary information accompanies this paper at (https://doi.org/10.1038/
cope with negative affect, and in those at greater risk of s41386-020-0600-8).
relapse. Finally, psychiatric symptoms, abuse/trauma history, and
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims
coping motives confer prospective risk of dependence, and
in published maps and institutional affiliations.
coping motives mediate this risk. These data provide converging
translational (and longitudinal) evidence that addiction is primarily
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