10 1061@asceme 1943-5479 0000684
10 1061@asceme 1943-5479 0000684
Abstract: The more detailed building information modeling (BIM) is, the more accurate are the quantities that can be extracted in BIM-
based quantity take-off. However, the time and cost typically allowed for modeling are insufficient to extract accurate quantities throughout a
Downloaded from ascelibrary.org by Iowa State University on 01/16/19. Copyright ASCE. For personal use only; all rights reserved.
project’s life cycle. In addition, variations in quantity interfere with estimating accurate construction costs. Despite the recognition that
extracted quantities can differ depending on the details of building interior components, the number and extent of discrepancies, or whether
these would differ by material, is unknown. Therefore, this study identifies and analyzes the approximately 6–9% quantity discrepancy (QD)
in quantities extracted from different building interior components, in order to improve the accuracy of cost estimation using BIM. The dis-
crepancy was analyzed by comparing the extracted quantities via two different model types, specifically a compositely modeled object and an
individually modeled object. These models were applied to four cases of interior work in residential units. Results indicate that the QD occurs
non-sequentially and exceeds the loss rates for some interior materials. Furthermore, this study identifies the causative factors of the QD by
common features observed in the particular materials and suggests modeling and measurement strategies for minimizing QD. DOI: 10.1061/
(ASCE)ME.1943-5479.0000684. © 2019 American Society of Civil Engineers.
Author keywords: Building information modeling; Component; Quantity take-off; Discrepancy; Compositely modeled object; Individually
modeled object.
Introduction for accurately estimating the construction cost. Architects and esti-
mators have questioned who should be responsible for validating that
As the architecture/engineering/construction (AEC) industry adopts BIM built during the design phase contains the necessary information
building information modeling (BIM) in its construction projects, for cost estimation (McCuen 2015).
stakeholders such as owners, architects, and general contractors are In response to this problem, the Royal Institution of Chartered
paying more attention to ways to reduce time and cost, including Surveyors (RICS), the Quantity Surveyor Association in the UK,
cost estimation using BIM (Ghoilzadeh et al. 2018; Jin et al. 2018). defined a BIM guideline intended for cost managers, and an associ-
Research projects have shown that estimation using BIM reduces ated procedure for validation (RICS 2015). The guideline includes a
working time and errors, in addition to improving the estimator’s process to confirm whether the quantities suitable for the measure-
performance when compared to traditional estimation practices ment rule can be obtained from BIM when checking the quantities
(Staub-French et al. 2003; Shen and lssa 2010; Peterson et al. of BIM generated in the design stage. Monteiro and Martins (2013)
2011). However, the use of BIM estimation poses a number of chal- suggested modeling and measuring building elements to extract
lenges: (1) insufficient estimator knowledge and understanding of quantities suitable for a BIM the measurement rule. Nevertheless,
BIM; (2) implementing data exchange between various applications there are constraints in validating the quantities measured from
such as the BIM authoring tool and estimation programs; and (3) BIM owing to quantity differences dependent on the details of BIM
limitations to the maintenance of the relationships between cost model components. Researchers have mentioned the discrepancy in
data and building elements modeled in three-dimensional (3D) an extraction quantity caused by the modeling composition and
objects (Aibinu and Venkatesh 2014; Wu et al. 2014). Furthermore, detail of the included objects (Monteiro and Martins 2013), and the
it is difficult to trust the quantity data automatically extracted from concern that variations in quantities extracted from BIM can inter-
BIM, because BIM generated by architects lacks sufficient properties fere with accurate estimation of construction costs.
In element-based estimating, a discrepancy in the quantity
extracted from building components can hinder the consistency of
1
Research Fellow, School of Civil Architectural Engineering &
Landscape Architecture College of Engineering, Sungkyunkwan Univ.,
quantities. Because the quantities used for generating a bill of quan-
Seobu-ro 2066, Suwon 16419, South Korea. Email: [email protected] tities (BOQ) in the design stage serves as the basis for determining
2
Professor and Chair, School of Civil Architectural Engineering & the tender price and comparing the appropriateness of the construc-
Landscape Architecture College of Engineering, Sungkyunkwan Univ., tion cost when concluding a general contract, it is crucial to measure
Seobu-ro 2066, Suwon 16419, South Korea (corresponding author). accurate quantities that have less risk of increasing or decreasing
ORCID: https://orcid.org/0000-0002-4639-9649. Email: [email protected] the total building cost during construction (Ashworth and Perera
3
Professor, School of Civil Architectural Engineering & Landscape 2015; Hyari 2016). In addition, measured quantities can be reflected
Architecture College of Engineering, Sungkyunkwan Univ., Seobu-ro in subcontracts with other companies. Therefore, it is important to
2066, Suwon 16419, South Korea. Email: [email protected]
estimate quantities consistently in the tendering stage. A BIM
Note. This manuscript was submitted on May 26, 2018; approved on
September 10, 2018; published online on January 16, 2019. Discussion pe- model divided into architecture, structure, and mechanical, electri-
riod open until June 16, 2019; separate discussions must be submitted for cal, and plumbing (MEP) can be generated at different levels of de-
individual papers. This paper is part of the Journal of Management in velopment (LOD) for each element by consultation among partici-
Engineering, © ASCE, ISSN 0742-597X. pants (BIMForum 2017). Thus, the models and components that
works. Nassar (2012) showed that interior components, such as modeling. These objects have various properties to represent com-
wood, plastic, protection, and finishes, are prone to less accurate ponents of buildings (Eastman et al. 2008). When modeling build-
estimates than other components, such as concrete, masonry, doors, ing components, they can be represented as a composite object or
and windows. In addition, the frequency of interior work modeling an individual object depending on the materials. Fig. 1 presents two
is lower than other work, while still offering high potential value waterproofed walls modeled in different ways, with cement mortar
(Jones and Laquidara-Carr 2016; Kim et al. 2017). If a quantity dis- and tiles. These walls can be represented differently according to
crepancy is found after the contract is underway, it poses the risk of the composition of materials for the object, regardless of the func-
increased construction costs and reduced quality. Thus, this study tion supported by the BIM authoring tool. This study defines the
limits the scope of QT to interior works, including masonry, wood, components for modeling interior materials in two ways, as pre-
thermal and moisture protection, insulation, and finishes. sented in Fig. 1. The first is a compositely modeled object (CMO)
Residential units in apartment housing were selected as cases that represents a group of materials with a single BIM object, and
for modeling and QT in this study because one in four residential the second is an individually modeled object (IMO) that represents
buildings built annually in Korea is apartment housing. The materials with separate BIM objects.
design and spatial layouts for residential units are almost standar- BIM users can select either of these modeling methods accord-
dized in Korea, and construction companies have internal estima- ing to their strategy and a given time period for modeling interior
tion manuals for cost estimation and budgeting. Four residential components, because CMO is a more time-efficient method than
unit types built by the Korea Land and Housing Corporation IMO. However, CMO has difficulty extracting quantities from BIM
(KLHC) were selected for study: 59-, 74-, and two types of 84-m2 for particular components since all the components of CMO are
assumed to have identical length and area, while IMO makes it pos-
sible to model and extract quantities for components installed in a
particular area or partially installed components. Therefore, consid-
eration must be given to adjusting quantities extracted from CMO
for materials whose quantities are over- or underestimated due to
their installation characteristics in a specific aspect of interior work.
To identify interior components whose quantities are over- or
underestimated, and suggest a way to reduce any excessive discrep-
ancy, this research focusses on the discrepancy of quantities
extracted from the two different models.
Fig. 1. Definitions of modeling interior components: (a) CMO; and Two types of 3D models (CMO and IMO) were built for the four
(b) IMO. cases, and the quantities of materials for the interior works were
extracted from these models (Fig. 2). The interior components were
curtain wall, door, equipment, opening, slab, stair flight, wall, and struction status. The QD was defined as the ratio of the difference
window. It defines the elements of the floor, roof, and landing as a between the target variable of each material in the IMO and CMO
slab type, but it does not include the ceiling. By modeling the inte- models. Through this data collection, the patterns and causative fac-
rior materials placed on the floor and ceiling with a slab object, this
tors of the QDs found in the four cases were analyzed. The causes
study reflects the quantity types required by IDM, as listed in
of the QDs were validated by refining the data collected from R and
Table 1, to compare the quantities extracted from different models.
R Studio and removing the outliers. Notably, the cases that
The focus is on identifying the discrepancies between native quanti-
exceeded the typical loss rates for construction materials (i.e., the
ties measured from BIM models, and the study does not address the
range of QD acceptance) were surveyed in detail. By synthesizing
the findings from these cases, a modeling guideline was proposed to
minimize the quantity discrepancy caused by differences in the
Table 1. Required quantities in Information Delivery Manual
methods of setting up components and maintaining consistency in
Quantity type Description extracted quantities using BIM.
Slab thickness Length measure along the extrusion axis
Slab perimeter Aggregate length measure of all faces parallel to
Modeling and Quantity Take-Off
the extrusion axis
Slab gross area Area measure of the top face of the slab
Wall height Length measure of the wall along its extrusion Typical Interior Materials for Modeling a Residential Unit
axis (base to top)
Typical interior materials of a residential unit in Korea are catego-
Wall length Length measure of the wall along its reference-
rized by room type, with types such as entrance, living room,
line axis
kitchen, bedroom, walk-in wardrobe, bathroom, and terrace. The in-
Wall gross side area Area measure of the two vertical (or near-vertical)
terior materials installed in these rooms can then be further catego-
faces of the wall that are parallel to its reference
rized again as floor, wall, or ceiling materials. The interior materials
axis
listed in the KLHC cost estimation manual are similarly classified
by room and installed part and sorted into seven functional work Table 2. Result of modeling cases
types: partition, thermal and moisture protection, plaster, carpentry,
Num. of interior components (object)
covering, tile, and painting (Fig. 3). These work types do not include File size
components of the necessary interior work, such as doors, windows, (KB) Floor Wall Ceiling Total
miscellaneous metals, and furnishings, because the work types are Unit CMO IMO CMO IMO CMO IMO CMO IMO CMO IMO
modeled by a product with particular specifications that are not sig-
nificantly different to the quantity extracted from the model gener- 59AL 4,270 5,065 10 34 42 340 10 25 62 399
ated at LOD 200–300. Nassar (2012) has found, depending on how 74A 4,669 6,509 14 37 68 385 11 38 93 460
the components were modeled, estimated quantities of concrete, 84E 4,022 5,002 13 49 50 375 13 39 76 463
84EH 7,848 9,332 15 41 104 553 15 40 134 634
door, and window work components to be more accurate and with-
out discrepancies than other works.
In Fig. 3, the interior materials are classified into two types: Fig. 2. The file size of the modeled CMO was counted about 4 MB
rough and finish. The finish types of interior materials are used for in each residential unit, but the file size of 84E-type was 8 MB with
finishing and decorating a space, while the rough types contain 134 objects (Table 2). For IMO, the file size was counted 1–2 MB
items installed before the finish materials are applied to ensure the larger than CMO in all types of units, and the number of objects was
quality of a space. Rough items include mortar, waterproofing, and approximately 300 to 400 more, as listed in Table 2. The file size
insulation. In Korean residential spaces, the floor is generally cov- has increased depending on the number of objects. Despite the dif-
ered with floor heating systems and laminated wood, while the ference of 10 m2 in area from 74A and 84E, the reason for little dif-
walls are covered with wallpaper. Ceilings are generally finished ference in the number of objects is a difference in the plan design of
with a suspension ceiling system that consists of gypsum board and the residential unit, as presented in Fig. 2.
paper. Bathroom and terrace floors are covered with waterproofing As mentioned in the section Data Collection and Analysis, the
and ceramic tiles in preparation for frequent water usage and result- interior materials were modeled using wall and slab objects to sat-
ant damp conditions. Thus, the interior materials vary according to isfy the quantity type required for the IDM, as listed in Table 1. The
space, usage, and function, and one or more materials are applied to interior materials placed on the wall were modeled using a wall
an interior component, such as the floor, wall, or ceiling. object, and the materials placed on the floor and ceiling were mod-
The interior materials in the CMO model are represented by eled using a slab object. The quantities extracted from the CMO and
three objects corresponding to the floor, wall, and ceiling for each IMO models were applied to calculate the QD, which was defined
room. Conversely, the interior materials in the IMO model are rep- by the ratio of the difference in the quantities extracted from the
resented as separate objects, where quantity discrepancies can be CMO and IMO, as given in Eq. (1):
observed depending on the sequence of interior materials installed,
QCMO QIMO
as illustrated in Fig. 4. Fig. 4(a) gives a typical case where a gypsum QD ¼ (1)
board is installed after the floor heating system, while Fig. 4(b) QIMO
gives a case where a gypsum board is installed after the expanded
polystyrene (EPS). The area of the gypsum board varies according The total number of QDs calculated from the CMO and IMO
to the installation sequence, thickness of screed, and floor heating. models for four units was 535, and this is illustrated in the histo-
This study selected type (a) of Fig. 4 for use in a quantity compari- grams given in Fig. 5. The QDs occur non-sequentially over a range
son between the CMO and IMO models. of −1 to 1, and about a half of the QDs approach 0. This means that
a QD takes place for a fraction of the interior materials depending
on the modeling method. Some QDs show large values, and others
Modeling and Quantity Take-Off for Cases
approach 0 or 61 (6100%). A QD close to 0 means that the
This study built two types of models of each residential unit type for extracted quantities of the interior material do not differ between
collecting data on the QDs that occurred between the CMO and the CMO and IMO models, whereas a QD close to 1 or −1 means
IMO by using a BIM authoring tool, ArchiCAD, as presented in that the model could not extract the quantity of material from the
IMO or CMO models. If a material component for measuring is not Table 3. Analysis of quantity discrepancy
represented in the CMO, the extracted quantity of the material is Data Case Min. 1st Qu. Median Mean 3rd Qu. Max. SD
zero and the QD becomes −1. In all four units, more than 10 types
of materials with QDs of −1 were discovered. A negative QD indi- QD 59AL −0.379 −0.003 0.008 0.059 0.083 0.758 0.154
cates that the quantity extracted from the CMO is less than that — 74A −0.313 −0.006 0.007 0.065 0.082 0.807 0.183
extracted from the IMO, and conversely, a positive QD indicates — 84E −0.723 −0.007 0.013 0.065 0.097 0.878 0.237
that the quantity extracted from the CMO is greater than that — 84EH −0.390 −0.009 0.003 0.088 0.121 0.830 0.212
extracted from the IMO. |QD| 59AL 0 0.004 0.028 0.090 0.119 0.758 0.138
— 74A 0 0.006 0.037 0.110 0.149 0.807 0.160
— 84E 0 0.011 0.044 0.135 0.173 0.878 0.205
Analysis of Quantity Discrepancy
— 84EH 0 0.006 0.032 0.126 0.157 0.830 0.191
As listed in Table 3, the mean of the QDs was calculated to range
Note: Max. = maximum; Min. = minimum; Qu. = quartile; and SD =
between 5.9 and 8.8% for the four cases, excluding 48 items with
standard deviation.
QDs of −1 (Fig. 5). The mean and standard deviation (SD) of the
QD increases as the floor area of the residential units increases. The procurement, whereas a QD exceeding the loss rate could cause a
mean calculated for the QDs implies that the quantities estimated cost variation. Therefore, this study presumed that a QD exceeding
by the CMO model are approximately 6 to 9% higher than those the loss rate would vary the cost. It was reanalyzed by adding the
generated by the IMO model, which could imply that the quantity data of the loss rate and work type to the QD results, as presented in
extracted from the CMO has more contingency quantity than that Fig. 6, with the added loss rate listed in Table 4.
from the IMO. As presented in Fig. 5 and listed in Table 3, the QDs are widely
The mean of the QDs in Table 3 is a sum of the negative and pos- distributed between 1 and −1, deviating from the first and third
itive QDs. Because the QDs summed to obtain the mean were offset quartiles. Considering that the loss rate of construction materials in
by the negative QDs, the mean of the absolute values of the QDs Korea is between 3–10% depending on the material, 157 QDs are
was recalculated as 9–14%, as given in Table 3. In particular, the distributed between zero and their loss rates, while the rest of the
difference between the means of the QDs and absolute QDs was the QDs (378) are distributed outside the range between zero and their
highest at 7% in the 84-m2-type unit because the SD of the QD for loss rates. Among 378 QDs, 48 QDs are −1, which means the corre-
this type is larger than that for the other units. In addition, the me- sponding material is not represented in the CMO so that no quantity
dian between the absolute QDs and the QDs was similar for all four can be extracted from BIM. Materials common to four units with
units, showing a difference of only 2–3%. QDs of −1 were analyzed in order to determine any common fea-
Not all the QDs found in this study affected a variation of cost tures. The materials whose QD were not −1 were sorted by material
and quantity. When procuring construction materials, general or and work type and used to determine a causative factor impacting
subcontractors purchase more than the measured quantity of the the quantity variation when using BIM. In summing up these inves-
materials while considering the potential loss. A QD less than the tigations, a solution is suggested for minimizing the discrepancy of
loss rate of materials does not raise the quantity of materials for measured quantities from the model (Fig. 6).
Fig. 7. Distribution of QDs outside the range of zero to material loss rate except when QDs are −1.
different quantities extracted from the object corresponding to spe- than the mean of the total QDs in the four units (Table 3 and
cific materials, such as the lengths given in Fig. 11. Here, the Fig. 12). Therefore, the QDs caused by changes in object length
lengths of insulation (lR) and wallpaper (lF) in the living room are were found to have a nonsignificant influence on the quantity varia-
shown to be different in the IMO model. Conversely, since the wall- tion, even though some of the materials exceeded the loss rate.
paper and insulation are modeled as one object in the CMO, the The QDs caused by the representation of the model coexist as
length of the wallpaper is the same length (lR) as the insulation. both positive and negative values and are widely distributed in all
However, the QDs caused by the thickness of an object are observed cases (Fig. 12). There were 146 QDs, out of which 123 were
to be lower than those from other causes because insulation is one found to exceed the loss rate (Table 5). The largest cause of QDs
of the thickest interior materials in a residential unit, and the thick- was limited model representation and unnecessary modeling in
ness of insulation on a wall is typically no more than 230 mm in the CMO.
Korea.
The causative factors (CFs) of the QD can be summarized as
falling into one of three categories: (1) representation of a model, Discussion
(2) unnecessary modeling of areas excluded from the QT in a CMO,
and (3) changes in the object length owing to the thickness of previ- This study found that 6–9% of QDs occurring in each residential
ously modeled objects and materials. It is difficult to explain the unit was due to the approach to modeling the interior components,
QD of any material with a single factor because these factors are and that the quantity of some materials could not be extracted by
compounded for each material. Therefore, CFs that exerted the the CMO model. When use of the interior model is close to LOD
greatest influence on the 330 QD results are identified, and the QDs 200, such as in the case of CMO, manual take-off should be
are reanalyzed with consideration of the CFs. The reanalysis of the applied to calculate the quantities of any materials with a QD of
QD results (e.g., Fig. 12) showed that the inclusion of unnecessary −1 in this study, that is, those for which quantity estimates were
areas for the QT is the largest cause of QDs in all cases, followed by not extracted from the CMO model. If the model is used to extract
the way a model is represented. quantities, it is necessary to consider whether 6–9% of QD is ac-
Fig. 12 gives an increasing trend of positive QDs by unnecessary ceptable at the stage of adopting BIM for a housing project. The
area as the area of a residential unit increases, which is thought to be quantities extracted from CMO include the unnecessary area in
caused by the increase in the area of built-in furniture, such as bath- QT, and thus the derived take-off can be lower than the 6–9% of
rooms, entrances, kitchens, and walk-in wardrobes, incorporated QD by the exclusion of the unnecessary area. The QDs caused by
into each unit. The frequency of QDs by an unnecessary area was different modeling methods for an interior component are widely
50, and all of them exceeded the loss rate (Table 5). Of the QDs distributed across positive and negative values, meaning that
caused by changes in the length of an object, 157 out of 291 quantities of some materials are overestimated while others are
exceeded the loss rate. The mean of these 157 QDs was not greater underestimated. This might be not perceived as a risk because the
Fig. 8. Insulation around entrance door: (a) vertical cutting view in CMO;
(b) vertical cutting view in IMO; (c) horizontal cutting view in CMO; and Fig. 10. Example of unnecessary area for QT. (Adapted from Kim
(d) horizontal cutting view in IMO. (Adapted from Kim 2015.) 2015.)
Fig. 9. Different interior wall heights in (a) CMO; and (b) IMO.
Causative Factors 59AL 74A 84E 84EH Total (A) Over typical loss rate (B)
1. Constraint by model representation 30 38 50 28 146 123
2. Unnecessary area 10 16 12 12 50 50
3. Change in object length 62 82 89 58 291 157
a
Quantity discrepancies of −1 are not included in Fig. 12 or Table 4.
be measured by subtracting a furniture area from an area 3. If underestimation of a quantity is suspected, objects should
extracted from the interior component. The derived quantity be modeled separately, at least for the materials included in
reduction is then used to prevent over- and underestimation of the work types of plastering, water tightness, and insulation.
the quantity automatically generated from the model. Conversely, when the concern is overestimation, whether the
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