Module 4 Design of Shallow Foundations
Module 4 Design of Shallow Foundations
Obj e ct ive s
N e t u lt im a t e be a r in g ca pa cit y ( ) : I t is t he net pressure t hat can be applied t o t he foot ing by ext ernal
loads t hat will j ust init iat e failure in t he underlying soil. I t is equal t o ult im at e bearing capacit y m inus t he
st ress due t o t he weight of t he foot ing and any soil or surcharge direct ly above it . Assum ing t he densit y of
t he foot ing ( concret e) and soil ( ) are close enough t o be considered equal, t hen
where,
Sa fe be a r in g ca pa cit y: I t is t he bearing capacit y aft er applying t he fact or of safet y ( FS) . These are of t wo
t ypes,
Safe net bearing capacit y ( ) : I t is t he net soil pressure which can be safet y applied t o t he soil
considering only shear failure. I t is given by,
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Safe gross bearing capacit y ( ) : I t is t he m axim um gross pressure which t he soil can carry safely wit hout
shear failure. I t is given by,
Allowable Bearing Pressure: I t is t he m axim um soil pressure wit hout any shear failure or set t lem ent failure.
Pr e su m pt ive be a r in g ca pa cit y : Building codes of various organizat ions in different count ries gives t he
allowable bearing capacit y t hat can be used for proport ioning foot ings. These are “ Presum pt ive bearing
capacit y values based on experience wit h ot her st ruct ures already built . As presum pt ive values are based only
on visual classificat ion of surface soils, t hey are not reliable. These values don't consider im port ant fact ors
affect ing t he bearing capacit y such as t he shape, widt h, dept h of foot ing, locat ion of wat er t able, st rengt h
and com pressibilit y of t he soil. Generally t hese values are conservat ive and can be used for prelim inary
design or even for final design of sm all unim port ant st ruct ure. I S1904- 1978 recom m ends t hat t he safe
bearing capacit y should be calculat ed on t he basis of t he soil t est dat a. But , in absence of such dat a, t he
values of safe bearing capacit y can be t aken equal t o t he presum pt ive bearing capacit y values given in t able
4.1, for different t ypes of soils and rocks. I t is furt her recom m ended t hat for non - cohesive soils, t he values
should be reduced by 50% if t he wat er t able is above or near base of foot ing.
Ta ble 4 .1 Pr e su m pt ive be a r in g ca pa cit y va lu e s a s pe r I S1 9 0 4 - 1 9 7 8 .
Re ca p
I nt roduct ion
Obj e ct ive s
M e t h ods of de t e r m in in g be a r in g ca pa cit y
The various m et hods of com put ing t he bearing capacit y can be list ed as follows:
1. Pr e su m pt ive a n a lysis
This is based on experim ent s and experiences.
For different t ypes of soils, I S1904 ( 1978) has recom m ends t he following bearing capacit y values.
Re ca p
Obj e ct ive s
I S code m et hod
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Reissner ( 1924) ext ended Prandt l's analysis for uniform load q per unit area act ing on t he ground surface. He
assum ed t hat t he shear pat t ern is unalt ered and gave t he bearing capacit y expression as follows.
= 5.14c+ q
if q= 0,
we get = 2.57q u
Te r za gh i's Be a r in g Ca pa cit y Th e or y
Soil above bot t om of foundat ion has no shear st rengt h; is only a surcharge load against t he overt urning load
L/ B rat io is infinit e.
Consider a foot ing of widt h B and dept h loaded wit h Q and rest ing on a soil of unit weight . The failure
of t he zones is divided int o t hree zones as shown below. The zone1 represent s an act ive Rankine zone, and
t he zones 3 are passive zones.t he boundaries of t he act ive Rankine zone rise at an angle of , and
t hose of t he passive zones at wit h t he horizont al. The zones 2 are known as zones of radial shear,
because t he lines t hat const it ut e one set in t he shear pat t ern in t hese zones radiat e from t he out er edge of
t he base of t he foot ing. Since t he base of t he foot ings is rough, t he soil locat ed bet ween it and t he t wo
surfaces of sliding rem ains in a st at e of equilibrium and act s as if it form ed part of t he foot ing. The surfaces
ad and bd rise at t o t he horizont al. At t he inst ant of failure, t he pressure on each of t he surfaces ad and bd
is equal t o t he result ant of t he passive eart h pressure PP and t he cohesion force Ca . since slip occurs along
t hese faces, t he result ant eart h pressure act s at angle t o t he norm al on each face and as a consequence in
a vert ical direct ion. I f t he weight of t he soil adb is disregarded, t he equilibrium of t he foot ing requires t hat
- - - - - - - ( 1)
The passive pressure required t o produce a slip on def can be divided int o t wo part s, and . The force
represent s t he resist ance due t o weight of t he m ass adef. The point of applicat ion of is locat ed at t he
lower t hird point of ad. The force act s at t he m idpoint of cont act surface ad.
------- (2 )
The use of chart figure ( 4.11) facilit at es t he com put at ion of t he bearing capacit y. The result s obt ained by t his
chart are approxim at e.
, , are t he shape fact ors whose values for t he square and circular foot ings are as follows,
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
For ( / B) < 2.5, ( where is t he dept h of foot ing and B is t he base widt h) .
For ,
M e ye r h of's Be a r in g Ca pa cit y Th e or y
The form of equat ion used by Meyerhof ( 1951) for det erm ining ult im at e bearing capacit y of sym m et rically
loaded st rip foot ings is t he sam e as t hat of Terzaghi but his approach t o solve t he problem is different . He
assum ed t hat t he logarit hm ic failure surface ends at t he ground surface, and as such t ook int o account t he
resist ance offered by t he soil and surface of t he foot ing above t he base level of t he foundat ion. The different
zones considered are shown in fig. 4.12
EF is considered as a im aginary ret aining wall face wit h failure surface as FGH. This problem is sam e as t he
ret aining wall wit h t he inclined backfill at an angle of a. For t his case t he passive eart h pressure act ing on t he
ret aining wall Pp is given by Caqnot and Kerisel ( 1856) . Considering t he equilibrium of t he failure zone,
where,
is t he vert ical com ponent of t he passive pressure act ing on walls JF and EF.
We get ,
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
, , = inclinat ion fact ors for t he load inclined at an angle a 0 t o t he vert ical,
= effect ive unit weight of soil above base level of foundat ion,
I n t able 4.4,
= angle of result ant m easured from vert ical wit hout sign,
H a n se n 's Be a r in g Ca pa cit y Th e or y
For cohesive soils, Hansen ( 1961) gives t he values of ult im at e bearing capacit y which are in bet t er wit h
experim ent al values.
According t o Hansen, t he ult im at e bearing capacit y is given by
where , are Hansen's bearing capacit y fact ors and q is t he effect ive surcharge at t he base level,
, , = Shape fact ors, , , = inclinat ion fact ors for t he load inclined at an angle a 0 t o t he vert ical,
are t he shape fact ors, , , are t he dept h fact ors and , , are inclinat ion fact ors.
.
Ve sic's Be a r in g Ca pa cit y Th e or y
Vesic( 1973) confirm ed t hat t he basic nat ure of failure surfaces in soil as suggest ed by Terzaghi as incorrect .
However, t he angle which t he inclined surfaces AC and BC m ake wit h t he horizont al was found t o be closer t o
inst ead of . The values of t he bearing capacit y fact ors , , for a given angle of shearing
- - - - - - ( 2)
- - - - - - ( 3)
eqns( 1) was proposed by Prandt l( 1921) ,and eqn( 2) was given by Reissner ( 1924) . Caquot and Keisner ( 1953)
and Vesic ( 1973) gave eqn ( 3) . The values of bearing capacit y fact ors are given in t able ( 4.5) .
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Ta ble 4 .4 M a ye r h of be a r in g ca pa cit y fa ct or s
Fa ct or s Va lu e For
Shape Any
> 10
=0
Dept h Any
> 10
=0
> 10
=0
Fa ct or s Va lu e For
Shape Any
> 10
=0
Dept h Any
> 10
=0
> 10
=0
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
St rip 1 1 1
Rect angle
, ,
Be a r in g Ca pa cit y Fa ct or s
I S code m e t h od
I S: 6403 - 1981 gives t he equat ion for t he net ult im at e bearing capacit y as
The fact or W' t akes int o account , t he effect of t he wat er t able. I f t he wat er t able is at or below a dept h of
+ B, m easured from t he ground surface, = 1. I f t he wat er t able rises t o t he base of t he foot ing or above,
= 0.5. I f t he wat er t able lies in bet ween t hen t he value is obt ained bylinear int erpolat ion. The shape
fact ors given by Hansen and inclinat ion fact ors as given by Vesic are used. The dept h fact ors are given below.
where = 5.14 and , and are respect ively t he shape, dept h and inclinat ion fact ors.
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Re ca p
I S code m et hod
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Obj e ct ive s
Test Procedure
Report
Calculat ion
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Pla t e Be a r in g Te st
Plat e bearing t est is an im port ant field t est for det erm ining t he bearing capacit y of t he foundat ion. I n t his a
com pressive st ress is applied t o t he soil pavem ent layer t hrough rigid plat es of relat ively large size and t he
deflect ions are m easured for various st ress values. The coefficient of sub - grade react ion is a very useful
param et er in t he design of rigid highway and airfield pavem ent s. The m odulus of sub - grade react ion K is
used in rigid pavem ent analysis for det erm ining t he radius of relat ive st iffness ‘ l ' using t he relat ion:
The exact load deflect ion behavior of t he soil or t he pavem ent layer in- sit u for st at ic loads is obt ained by t he
plat e bearing t est . The support ing power of t he soil sub - grade or a pavem ent layer m ay be found in
pavem ent evaluat ion work. Repeat ed plat e bearing t est is carried out t o find t he sub - grade support in flexible
pavem ent design by Mc Leod m et hod.
Obj e ct ive
To det erm ine t he m odulus of sub - grade react ion ( K) of t he sub - grade soil by conduct ing t he in- sit u plat e
bearing t est .
Apparat us
Bearing Plat es: Consist of m ild st eel 75 cm in diam et er and 0.5 t o 2.5 cm t hickness and few ot her plat es of
sm aller diam et ers ( usually 60, 45, 30 and 22.5 cm ) used as st iffeners.
Loading equipm ent : Consist s of a react ion fram e and a hydraulic j ack. The react ion fram e m ay suit ably be
loaded t o give t he needed react ion load on t he plat e.
Set t lem ent Measurem ent : Three or four dial gauges fixed on t he periphery of t he bearing plat e. The dat um
fram e should be supplied for from t he loading area.
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Te st Pr oce du r e
The plat e load t est shall be carried out in accordance t o BS5930 or ASTM D1194 wit h t he following addit ional
requirem ent :
Test pit should be at least 4 t im es as wide as t he plat e and t o t he foundat ion dept h t o be placed.
The t est shall be carried out at t he sam e level of t he proposed foundat ion level or as direct ed by t he Engineer
while t he sam e condit ions t o which t he proposed foundat ion will be subj ect ed should be prepared if possible.
At least t hree ( 3) t est locat ions are required for calibrat ion on size effect of t est plat es, and t he dist ance
bet ween t est locat ions shall not be less t han five ( 5) t im es t he diam et er of t he largest plat e used in t he t est s
The t est surface should be undist urbed, planar and free from any crum bs and loose debris. When t he t est
surface is excavat ed by m achinery, t he excavat ion should be t erm inat ed at 200m m t o 300m m above t he t est
surface and t he t est surface should be t rim m ed m anually.
To ensure even t ransference of t he t est load on t o t he t est surface, t he st eel plat e should be leveled and have
full cont act wit h t he ground. Sand filling or cem ent m ort ar or plast er of Paris could level sm all uneven ground
surface.
I f t he t est is carried out below t he groundwat er level, it is essent ial t o lower t he groundwat er level by a
syst em of wells or ot her m easures out side and below t he t est posit ion.
The preparat ion of t he t est surface m ay cause an unavoidable change in t he ground st ress which m ay result in
irreversible changes t o t he subsoil propert ies. I t is essent ial t hat t he exposure t im e of t he t est surface and t he
delay bet ween set t ing up and t est ing should be m inim ized. The t im e lag shall be report ed wit h t he t est result .
Support t he loading plat form s or bins by cribbing or ot her suit able m eans, at point s as far rem oved from t he
t est area, preferably not less t han 2.4m . The t ot al load required for t he t est shall be available at t he sit e
before t he t est is st art ed.
The support for t he beam wit h dial gauges or ot her set t lem ent - recording devices shall not less t han 2.4m
from t he cent er of t he loaded area.
Mackint osh Probe Test t o be carried out at load t est locat ion ( cent er of plat e) at t est ing level before t he t est
for calibrat ion purpose.
Loading shall be applied in 3 cycles. The t im e int erval of each st age of loading should not less t han 15
m inut e. Longer t im e int erval is required at cert ain specified loading st ages.
The set t lem ent at each st age of loading should be t aken at t he int erval of every 15 m inut es before and aft er
each load increm ent . I f t he required t im e int erval is m ore t han 60 m inut es, t he reading shall be t aken at
every 15 m inut es int erval.
I n t he load m easurem ent , t he t est record sheet should include t he t arget ed load schedule, load cell readings
( prim ary m easurem ent ) & pressure gauges readings ( secondary m easurem ent ) .
The t est ing cont ract or shall cont rol t he loading using load cell readings t o achieve t he t arget ed load in each
st age of loading & record t he act ual readings in t he load cell & t he pressure gauge sim ult aneously.
Cont inue each t est unt il a peak load is reached or unt il t he rat io of load increm ent t o set t lem ent increm ent
reaches a m inim um , st eady m agnit ude. I f sufficient load is available, cont inue t he t est unt il t he t ot al
set t lem ent reaches at least 10 percent of t he plat e diam et er, unless a well- defined failure load is observed.
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
5. Measuring inst rum ent s used are found t o have been t em pered.
Re por t
I n addit ion t o t he cont inuous list ing of all t im e, load, and set t lem ent dat a for each t est , t he report shall
include at least t he followings:
General inform at ion such as dat e, weat her condit ions, t em perat ure, locat ion of t est , t est surface soil
descript ion and ot hers.
Measured dat a. All dat a shall be checked for m isreport ing or m iscalculat ion.
Load set t lem ent relat ionship shall be plot t ed and present ed in t he report .
Evaluat ion of t he yielding load, elast ic m odulus, sub grade react ion and allowable bearing pressure.
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Ca lcu la t ion
A graph is plot t ed wit h t he m ean set t lem ent in m m on x axis and load kN/ m m 2 y - axis. The pressure P
corresponding t o a set t lem ent of A = 1.25 m m is obt ained from t he graph. The m odulus of sub - grade
react ion K is calculat ed from t he relat ion
or kN/ m m 3
Fig. 4 .1 4 Loa d se t t le m e n t gr a ph
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Re ca p
Test Procedure
Report
Calculat ion
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Obj e ct ive s
I nt roduct ion
Procedure
Lim it at ions
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
St a n da r d Pe n e t r a t ion Te st
Met hod 1 .The ult im at e bearing capacit y of cohesion less soil is det erm ined from t he st andard penet rat ion
num ber N. The st andard penet rat ion t est is conduct ed at a num ber of select ed point s in t he vert ical direct ion
below t he foundat ion level at int ervals of 75 cm or at point where t here is a change of st rat a. An average
value of N is obt ained bet ween t he level of t he base of foot ing and t he dept h equal t o 1.5 t o 2 t im es t he
widt h of t he foundat ion. The value is obt ained from t he N value and t he bearing capacit y fact ors are found.
I t can also be direct ly found from figure 4.15.
Met hod 2 . As t he bearing capacit y depends upon and hence on N, it can be relat ed direct ly t o N. Teng
( 1962) gave t he following equat ion for t he net ult im at e capacit y of a st rip foot ing.
B= widt h of foot ing, N= average SPT num ber, D f = dept h of foot ing. I f D f > B, use D f = B.
or
t he net allowable bearing capacit y can be obt ained by applying a fact or of safet y of 3.0
• The allowable bearing pressure, for a foot ing on sand can be est im at ed from t he
result s of an SPT t est by m eans of t he relat ionship bet ween t he SPT index, N, and
Values det erm ined in t his m anner correspond t o t he case where t he groundwat er t able is locat ed deep below
t he foot ing foundat ion elevat ion.
I f t he wat er t able rises t o t he foundat ion level, no m ore t han half t he pressure values indicat ed in Fig 4.16
should be used.
The chart s are based on SPT indices obt ained from a dept h where t he effect ive overburden pressure is about
100 KPa ( about 5m ) . I ndices obt ained from ot her dept hs m ust be adj ust ed before using t he chart s. Fig. 4.16
indicat es a correct ion fact or, CN , based on t he effect ive overburden st ress at t he dept h where t he act ual SPT
was perform ed. The allowable bearing pressure det erm ined from Fig. 4.15 is expect ed t o produce set t lem ent s
sm aller t han about 25 m m .
The SPT is subj ect t o m any errors which affect t he reliabilit y of t he SPT index, N. Correlat ion bet ween t he SPT
index and t he int ernal frict ion angle of sand is very poor. Consequent ly, t he calculat ion of allowable bearing
pressure from N values should be considered wit h caut ion. The SPT index is not appropriat e for det erm ining
t he bearing pressure in fine - grained cohesive soils.
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Re ca p
I nt roduct ion
Procedure
Lim it at ions
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Obj e ct ive s
Ce n t r ifu ge t e st
Model t est ing represent s a m aj or t ool available t o t he geot echnical engineer since it enables t he st udy and
analysis of design problem s by using geot echnical m at erials. A cent rifuge is essent ially a sophist icat ed t ool
fram e on which soil sam ples can be t est ed. Analogous t o t his exist s in ot her branches of civil engineering: t he
hydraulic press in st ruct ural engineering, t he wind t unnel in aeronaut ical engineering and t he t riaxial cell in
geot echnical engineering. I n all cases, a m odel is t est ed and t he result s are t hen ext rapolat ed t o a prot ot ype
sit uat ion.
Modeling has a m aj or role t o play in geot echnical engineering. Physical m odeling is concerned wit h replicat ing
an event com parable t o what m ight exist in prot ot ype. The m odel is oft en a reduced scale version of t he
prot ot ype and t his is part icularly t rue for cent rifuge m odeling. The t wo event s should obviously be sim ilar and
t hat sim ilarit y needs t o be relat ed by appropriat e scaling laws. These are very st andard in areas such as wind
t unnel t est ing where dim ensionless groups are used t o relat e event s at different scales.
Modeling of foundat ion behavior is t he m ain focus of m any cent rifuge st udies. A wide range of foundat ions
have been used in pract ical sit uat ions including spread foundat ions, pile foundat ions and caissons. The m ain
obj ect ives of cent rifuge m odeling for foundat ion behavior are t o invest igat e:
Load- set t lem ent curves from which yield and ult im at e bearing capacit y as well as st iffness of t he foundat ion
m ay be det erm ined.
St ress dist ribut ion around and in foundat ions, by which t he apport ionm ent of t he resist ance of t he foundat ion
t o bearing load and t he int egrit y of t he foundat ion m ay be exam ined.
The perform ance of foundat ion syst em s under working loads as well as ext rem e loading condit ions such as
eart hquakes and st orm s.
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Re ca p
Obj e ct ive s
Modes of Failure
Pr e se n ce of t h e W a t e r Ta ble
I n granular soils, t he presence of wat er in t he soil can subst ant ially reduce t he bearing capacit y.
, and
for t he use .
I n cohesive soils for short - t erm , end - of - const ruct ion condit ions use:
= 5.14, = 1, and = 0
Thus
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
Le ct u r e 1 7 : Be a r in g ca pa cit y [ Se ct ion 1 7 .7 : Pr e se n ce of t h e W a t e r Ta ble & diffe r e n t m ode s of
fa ilu r e ]
M ode s of Fa ilu r e
Ge n e r a l sh e a r fa ilu r e result s in a clearly defined plast ic yield slip surface beneat h t he foot ing and spreads
out one or bot h sides, event ually t o t he ground surface. Failure is sudden and will oft en be accom panied by
severe t ilt ing. Generally associat ed wit h heaving. This t ype of failure occurs in dense sand or st iff clay.
Fig. 4 .1 8 Ge n e r a l sh e a r fa ilu r e
Loca l sh e a r fa ilu r e result s in considerable vert ical displacem ent prior t o t he developm ent of not iceable
shear planes. These shear planes do not generally ext end t o t he soil surface, but som e adj acent bulging m ay
be observed, but lit t le t ilt ing of t he st ruct ure result s. This shear failure occurs for loose sand and soft clay.
Pu n ch in g sh e a r fa ilu r e occurs in very loose sands and soft clays and t here is lit t le or no developm ent of
planes of shear failure in t he underlying soil. Slip surfaces are generally rest rict ed t o vert ical planes adj acent
t o t he foot ing, and t he soil m ay be dragged down at t he surface in t his region.
Fig. 4 .2 0 Pu n ch in g sh e a r fa ilu r e .
The above equat ion is valid for general shear failure but wit h cert ain m odificat ions also applicable for local
shear failure.
Say, = 25 o t his im plies t hat t he failure is local shear failure. So for = 25 o refer t o t he chart of local
shear failure, or convert to ( = 17.26 o ) and for t hat angle refer t o general shear chart . Also use and
not c
Ta ble 4 .1 3 Te r za gh i's be a r in g ca pa cit y fa ct or s
Re ca p
Modes of Failure
Obj e ct ive s
I n t h is se ct ion you w ill le a r n t h e follow in g
By Bowle's m et hod
Be a r in g ca pa cit y of la ye r e d soil.
Bu t t on M e t h od ( 1 9 5 3 )
When t his condit ion is not sat isfied t hen use t he following m et hod t o obt ain as given by Brown &
Meyerhof ( 1969) based on m odel t est s.
For clays = ( / ) < 1, bot t om layer is weaker soil.
For = 0 , = 5.14.
By Bow e ls' m e t h od
M odu le 4 : D e sign of Sh a llow Fou n da t ion s
c = Cohesion of t he soil.
Re ca p
By Bowle's m et hod