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Integration of Community-based
Conservation Approaches to Wildlife and
Forest Laws
Emerging Legislation and Policies in
Neighbouring Countries
Ruchi Pant (ATREE- Eastern Himalaya Programme
Darjeeling
West Bengal, India
“some countries have Introduction
formulated new policies
and amended their laws
in the wildlife and
forestry sector”
We are alll aware of the emerging concepts in conservation. These concepts:
are not merely developing on paper but have taken root at ground level. [
am referring to the community approach to conservation. We are all
familiar with the successes this concept has gained in some countries of
south and south-east Asia. India, Nepal, and Thailand are some of the
countries that have seen the inception and strengthening of the community
approach.
Some countries have formulated new policies and amended their laws in
the wildlife and forestry sector, which reaffirms the strengths and
advantages of this approach to conservation. Until recently conservation-
related laws and policies had ignored the fact that wildlife areas, besides
serving as habitats for wild animals and plants, also harbour a large
human population of forest dwellers, especially in developing countries.
“these local people have These local people have lived in the forest and survived on forest produce
lived in the forest and for centuries, Such peoples’ existence, knowledge, practices, rights, and
survived onforest sense of responsibilities, which have often govemed the management of
produce for centuries” their environs, have usually been completely ignored by the authorities.
In this paper I refer to some of the relevant concepts that are gaining
popularity in Asian countries.
Concepts in the forestry sector include community forestry (CF) and joint
forest management (JFM) and in the protected area sector they include
conservation areas, buffer zones, biosphere reserves, ecodevelopment
programmes in the buffer zone of protected areas, community reserves,
and conservation reserves.
Historical backdrop
Although community-based conservation seems like a novel concept to.
many, it is not a new one. Only the recognition it has started receiving in
“although community. official circles in recent times is new. In most of these concepts we see that
based conservation _ there is not a major shift from an earlier system of management, that is,
seems like a novel from the system that prevailed prior to the nationalisation of forests in
concept to many, itis south Asian countries; the change has taken place in the attitudes of those
not a new one” who were considered to be the guardians of the resources of the
] 46 biodiversity in the eastern himalayas — conservation through dialognationalised forests — the Forest Department officials. The acceptance by foresters of the role of
the community in conservation of resources is new. This acceptance of the vital role of people in
conservation has given impetus to community-based conservation.
Instances of community initiatives in conservation have been documented and studied and
reveal initiatives in the following different circumstances.
+ Inareas where peoples’ rights to forests were curtailed as a result of the declaration of
reserved forests and protected areas, such as national parks, sanctuaries, and nature reserves,
which affected the livelihood of the people.
In forests that were declared reserved or protected but could not be actually protected by the
authorities concemed due to paucity of manpower and inaccessibility of such areas.
+ Inareas where forests were not nationalised and remained under the control of the people.
In areas that remained under the control of people de facto, natural resources continued to be
managed by people as per their rules and regulations despite the nationalisation of forests. But
areas that came under government control and began to be governed as per state laws started to
witness conflicts. Attempts were made to alienate people from the resources by fencing them off
from the forests, but in the absence of alternatives, people have continued to live in and around
these areas, sharing their habitat with the other inhabitants of the forest. Although in earlier
times man and animal have coexisted in the forest, these days the shrinking habitats of wild
animals together with an increase in human population have led to what are often termed
“people versus park’ problems. To find a solution to these problems, and especially after having
realised the inadequacies in state action, govemments in some countries have accepted the
strengths of the community for protecting the resources in their vicinity. The reason for the
strength of the community-based approach is simple — the dependence of these people on the
resources. This makes it different from the conventional approach to conservation.
Concepts Emerging Related to Forestry
Community Forestry (CF)
The growing consciousness amongst the forest bureaucracy in many countries regarding their
inadequacies in meeting the objectives of forest-resource management — and success stories of
community initiatives in conservation which have come to light from several countries have led
foresters to take the role of the community more seriously. Nepal was the first country in the
Hindu Kush-Himalayan region to amend its forest law (in 1993) to include the concept of CF.
In CF national or government forests can be handed over to the community after they have
formed forest user groups (FUGs) and have made an official request for part of the national
forest to be handed over. These groups are entitled to develop, conserve, use, and manage the
forest and to sell and distribute forest products independently, by fixing their prices according to
the workplan prepared for this purpose with the assistance of the District Forest Officer (DFO).
The FUGs are registered with the District Forest Office (DFO), which gives them a legal identity
and autonomy in action. The Forest User Groups (FUGs) can gerterate funds from grants and
donations received from the government and non-government or private sources and from
collection of fines and fees. The law in Nepal gives priority to CF The decision of His Majesty's
Goverment of Nepal has been welcomed for its progressive attitude, as it is for the first time
ever that forest authorities have handed over forests completely. There is no condition of sharing
of resources by the community with the department. Thus with an increased sense of ownership
of resources, there is a higher incentive to conserve.
Part two — a study on hkakaborazi national park of north myanmar 147“community forestry has A group of foresters strongly favoured the involvement of people in the
been described as | management of forests, a form of forestry that later came to be known ag
community development CE By the mid-1970s policy-makers realised that participation of local
witha special emphasis people was crucial in the management of the forests on which they were
on forestry” dependent. Government, with financial assistance from the World Bank
and other donor agencies, introduced a programme to restore the formal
control of forest resources to the local communities.
So far almost 10,000 community FUGs have been formed and
approximately 750,000 hectares of forest land has been brought under CF
(about 17% of the total forest area of Nepal).
Community forestry has been described as community development with a
special emphasis on forestry. While the master plan of the forestry sector
made it obligatory for users to spend income derived from the forests on
forest improvement, the Forest Act of 1993 deviated from this guideline
stating that surplus income of the FUGs can be used for development
activities other than forestry.
There is an implicit understanding that forest personnel should act as
mediators only in major conflicts and that conflicts of a minor nature
should be resolved at community level. This provision is a bit weak and
“there isan implicit has fed to several conflicts being left unresolved leading to further
understanding that forest problems.
personnel should act as
‘mediators only in major Joint Forest Management (JFM) in India
conflicts The concept of JFM in India differs only slightly from that of CF Whereas
in the CF practised in Nepal the management of the forest is handed over
entirely to the community with all the benefits accruing to the community,
in the case of JFM, the management of forest land is undertaken jointly by
villagers and forest department employees and the benefits are shared
between the two parties in a predetermined ratio. Ownership of the land is
not transferred in either of the cases.
Joint forest management is a process of reforestation/regeneration of
degraded forests through a partnership between foresters and forest
communities, by establishing ecological and economic benefits for the
community and greater society. This programme was a result of a
successful experiment undertaken in a village called Arabari in south-west
Bengal in 1971-1972, in which forest protection committees (FPCs) were
formed by an enterprising Divisional Forest Officer, who realised that the
protection of Arabari Forest was not possible without the cooperation of
“int forest management the local inhabitants because of their dependency on the forest's resources,
is a process of It was in 1990 that the then Secretary of the Ministry of Environment and.
reforestation’ ‘Forests issued a circular to all the forest secretaries of all states and UTs
regeneration of degraded laying down guidelines on ‘involving village communities and voluntary
forests through agencies in the regeneration of degraded forest lands’. Following this,
partnership between ™most of the states and UTs of India have passed resolutions to initiate J
foresters and forest in their areas, All these guidelines are in the form of executive or
communities’ administrative orders with very little legal enforcement. This has been
14. 8 biodiversity in the eastern himalayas — conservation through dialfound to be a limitation by many forest protection committees (FPCs). Although JFM is being
hailed as a positive step in forest conservation, it has not been accorded a legal status so far.
But in the meantime, the Ministry of Environment and Forests has brought forth a new set of
quidelines to overcome earlier weaknesses in the JFM order.
Some of the provisions as per the new guidelines are as follow.
+ Registration of FPCs under the Societies Registration Act, 1860
* Committees have different nomenclatures in different states, hence it is being suggested that
all such committees be called joint forest management committees (JFMCs)
+ Reservation for women members in the General Body and Executive Committee
* The preparation of a micro-plan after detailed participatory rural appraisals (PRAs) reflecting
the livelihood needs and provisions for meeting them.
* The extension of JFM to good forest areas in a phased manner
* Creating a working group for conflict resolution at divisional and state level with
representatives of stakeholders including non-government organisations (NGOs),
+ The recognition of existing seit-initiated groups
+ Part of the revenue eamed by the JFMCs should go to the village development fund.
At the time of writing, all states were expected to revise their state resolutions on JFM soon.
Concepts Emerging Related to Protected Areas in Wildlife
Management
Conservation Areas
This concept of shifting from the conventional approach to protected area management to the
community approach first took formal shape in Nepal. The third amendment, in 1989, to
Nepal’s National Park and Wildlife Conservation (NPWC) Act of 1973, heralded a new era in
the field of protection of flora and fauna in Nepal. This legislation for the first time formally
acknowledged the role of communities in resource conservation, thus replacing the notion of
strict protection with that of conservation entailing sustainable use of resources by the
community.
The third amendment to the NPWC Act allowed His Majesty’s Government, by way of
notification in the Nepal Gazette, to declare ‘conservation areas’ and to entrust the
management of any conservation area for the period prescribed in the notification to any
institution (including NGOs) established with the objective of conservation of nature and natural
wealth.
The first conservation area to be officially declared was the Annapurna Conservation Area
(ACA) in mid-western Nepal in 1992. But the actual management of this conservation area was
assigned to the King Mahendra Trust for Nature Conservation (KMTNC), a national-level NGO,
much earlier, in 1986, to initiate conservation work. The Annapuinas are one of the most
popular trekking destinations in the world and visited by over 25,000 trekkers every year. This
tourism pressure had taken its toll on the trekking trails and Ghandruk, being the first halting
town, was most severely affected by natural resource degradation. Thus KMINC set up their
first office in Ghandruk and began their work from there. Annapuma Conservation Area covers
7,629 sq.km. A small office would not have been able to manage this area. Hence decentralised
institutions in the form of Conservation Area Management Committees (CAMCs) were formed
part two — a study on hkakaborazi national park of north myanmar 149“the managementis at the level of village development councils (elected administrative units in
based ona model of Nepal). The management of ACA was placed in the hands of 55 CAMCs
rmultiple-use zones relying that formed their own rules and regulations guided by the operational plan
toa great degree on (OP). The work under the CAMCs was further divided into different
local participationin subcommittees: the forest management committee; the lodge
managementand © management committee; the hydropower management committee; the
development” trail management committee; and mothers’ groups.
An operational plan (OP) was drafted by the Worldwide Fund for Nature
for the management of the ACA in 1986 and for almost 10 years the
provisions of the OP guided the management of ACA. The managementis
based on a model of multiple-use zones relying to a great degree on local
participation in management and development. The management zones
indicated in the OP are the wildemess zone, the special-management zone,
the protected-forest/seasonal-grazing zone, the intensive-use zone, and the
biotic/anthropological zone. The OP regulated activities including hunting,
collection of dry wood, fodder, leaf litter, bamboo, timber, medicinal
plants, grazing, trekking, reforestation, and maintenance of hot springs;
traditional rights were not to be restricted.
In 1993, His Majesty’s Government formulated the Conservation Area
Management Regulations with the intent of having formal and uniform
rules for the management of conservation areas.
Annan Gosenntan The success ofthe Annapuma Conservation Area Projet (ACAP) has
‘rea Project (CAP) been acclaimed at international level. One of the main teasons for its
has been acclaimed at success is the legal status accorded to the concept, which makes it stable
ineratonal level” and secure. Declaration of four more conservation areas in Nepal has
‘occurred more recently.
Buffer Zones
A buffer zone is the peripheral zone of a national park or reserve which,
when formally designated, allows local inhabitants to use forest produce.
Although this concept has been talked about for many years now, Nepal is
the first Himalayan country to have incorporated it into law. Nepal
amended its wildlife law in 1993 to give legal recognition to the concept of
the buffer zone. Provision has been made to spend 30-50% of the income
of parks or reserves on development activities in the buffer zone, in
coordination with local bodies. His Majesty’s Government of Nepal
promulgated Buffer Zone Management Regulations in 1996.
This amendment and the new Regulations for the Management of Buffer
Zones are being looked upon as a measure for improving the people-parks
“although this concept conflict situation in protected areas. The successes of this model of
has been talked about conservation in Nepal are yet to be observed, as this is a relatively new
for many years now, experiment in Nepal. The responsibility for the management of this area
Nepal is the first rests with the Warden.
Himalayan country to
have incorporated it into. The new regulations provide for the formation of user committees in
law’ coordination with local authorities to assist in community development
1 50 biodiversity in the eastern himalayas — conservation through dialogueand balanced use of forest resources, and the conservation of other elements including wildlife,
the natural environment and natural resources, biodiversity and forests.
Some lacunae have been observed in the regulations, which are likely to hamper their intent.
The regulations provide for the preparation of the Buffer Zone Management Plan by the
Warden; the plan is then sent to the Director General of the Department of National Parks and
Wildlife Conservation and then to the Ministry for approval. Preparation of the Buffer Zone
Management Plan does not include any involvement of the local people. Their role comes much
later, in the preparation of the microplan, which is based on the Buffer Zone Management Plan.
Biosphere Reserves
The United Nations Educational, Scientific and Cultural Organization (UNESCO) introduced the
idea of biosphere reserves in 1973-1974 as part of its Man and Biosphere Programme.
Biosphere reserves are designated to reconcile the conservation of biodiversity, the quest for
economic and social development, and maintenance of associated cultural values. Biosphere
reserves are protected areas of land and/or coastal/marine environments wherein people are an
integral component of the system.
The basic intention behind the declaration of biosphere reserves is to fulfil the following three
functions:
* the conservation function — to ensure the conservation of landscapes, ecosystems, species,
and genetic variation;
the development function — to promote, at local level, economic development which is
culturally, socially, and ecologically sustainable;
the logistic function — to provide support for research, monitoring, education, and
information exchange related to local, national, and global issues of conservation and
development.
This category of protected area has received wide attention internationally. By December 1998,
356 biosphere reserves in 90 countries had been created.
India has declared seven biosphere reserves. These reserves have been established within the
existing legal framework through administrative orders. Hence the legal protection afforded to
these areas is limited to the extent that the boundaries coincide with those of a sanctuary or a
national park. No law affording legal status to the concept of biosphere reserves has been made
so far and there seems to be no attempt on the part of the Forest Department to push for any.
The central govemment in India has constituted a National Man and Biosphere Committee to
advise on policy and programme formulation for biosphere reserves in the country, to lay
guidelines for the preparation and approval of Management Action Plans, to oversee
implementation and monitoring, and to evaluate and approve new biosphere reserves.
The management of biosphere reserves is guided by Management Action Plans and is based on
a multiple-use, zonal principle. Biosphere reserves include a core area, a buffer zone, anda
transition area. Ownership pattem varies in accordance with the zones: the core areas are under
government ownership and the buffer and transition areas are usually under private and
community ownership. Although the concept of biosphere reserves has yet to show signs of
success in India, it has acclaimed success in many countries.
part two —a study on hkakaborazi national park of north myanmar 1 51“ecodevelopment The concept of conservation areas, as promoted initially in Nepal with the
Tmeasures were declaration of its first conservation area — Annapuma Conservation Area
recommended to divert — in 1986, is very close to the concept of biosphere reserves.
pressures from protected
areas” Ecodevelopment
The World Conservation Strategy proposed by the International Union for
Conservation of Nature and Natural Resources (IUCN), the United Nations
Environment Programme (UNEP), and the Worldwide Fund for Nature
(WWF) in 1980, emphasised the importance of alleviating rural poverty as
acomponent of conservation planning. Ecodevelopment measures were
recommended to divert pressures from protected areas. This is being done
in India by creation of ecodevelopment committees in fringe villages,
comprising the stakeholders.
This has not been too successful, probably because it too has been based
on the premise that people are a burden on forest resources and that they
have to be weaned from the forest by giving them altematives,
The concept of ecodevelopment is based on the perception of providing
benefits and concessions to local people to reduce their dependence on the
forests. It still excludes these people from the process of planning the
“this has not been tga management of the protected area. There are also other flaws in the
successful, probably implementation of the programme. Proper resource use and need
because it too has been assessment is not done prior to deciding on the benefit to be provided and
based on the premise the process of identifying the beneficiary is usually erroneous. As long as
that people are a burden money is poured in, there will be temporary relief (maybe) but
‘on forest resources” conservation will not be ensured. In many places, these committees exist
only on paper.
Community Reserves
Community reserves are a new form of protected area being proposed in
India. They are being proposed to ensure greater participation and
decision-making by the local people.
In 1997, an amendment was proposed to the existing Wildlife (Protection)
Act of India, 1972, to incorporate this new category of protected area in
order to give legal recognition to the efforts of those communities who
have been managing forest areas in different parts of the country for many
years; for example, areas such as the north-eastem states of India, where
the majority of forests are managed by the community. There are also
some communities, such as the Bishnois, who are well known for
traditionally conserving their forest resources.
The amendment bill proposes to declare this new category of protected
“there are also some — area in areas other than those that are within a national park; a sanctuary
communities, suchas the for protecting the flora, fauna, and traditional or cultural conservation
Bishnois, who are well yalues and practices, where the community or an individual has
known for traditionally” yolunteered to conserve wildlife and its habitats.
conserving their forest
Tesources”
1 52 biodiversity in the eastern himalayas — conservation through dialogueThe authority to oversee the management of this protected area would rest with a committee
comprising five village representatives and representatives of the state forest or wildlife
department. The committee would prepare and implement the Management Plan for the
community reserve and take steps to ensure the protection of wildlife and its habitats in the
reserve.
The committee has been given the authority to regulate its own procedures. However the
amendment bill is silent on the rules and regulations that will govern the new set of protected
areas, that is, community reserves and conservation reserves.
Conservation Reserves
This is yet another category of protected area that is being proposed to act as a buffer to
national parks and sanctuaries. This kind of protection is intended for areas lying adjacent to
protected areas inhabited by a considerable human population and for areas serving as corridors
between two protected areas. The government intends to conserve these areas by implementing
ecodevelopment programmes and seeking the participation of local people in the conservation of
the resources.
Itis proposed that a Conservation Reserve Management Committee be set up to advise the
Chief Wildlife Warden on conservation, management, and maintenance of the reserve. The
committee will comprise officials from the forest department, local village representatives, and
NGOs. In this case too the committee will have the authority to regulate its own procedures.
Conclusion
The enactment of legislation empowering the community in natural resource management has
certainly been a revolutionary move in Nepal, and conservation had benefited greatly. But it
would be unfair and unjust if the role of agencies such as NGOs (both national and
international) was not given due credit for the process. It is the unstinted conviction and
constant involvement of such NGOs at different levels that has contributed to the evolution and
success of community-based conservation, not only in Nepal but in India too. In India, the credit
goes largely to local and community-based NGOs. We also cannot overlook the fact that the
passing of amendments to the law in Nepal also reflects the political will of the country. And, in
Nepal, it is not merely the political will that is visible but the bureaucratic will has also been
found to be strong enough, which is evident from the enforcement of the laws there. All this
together has contributed to the success of CF and conservation area management in Nepal.
Before finally concluding, { would like to outline a few points that I feel are important for
‘Transboundary Conservation.
* If we look at the Himalayan belt, we find that there are several sets of protected areas
transcending political boundaries of countries. A policy gap analysis of these protected areas
that fall in different countries shows that these areas, which ate rich in biodiversity, may not
have the same degree of legal protection in adjacent countries. One example is Kanchenjunga
protected area, which is a national park in India and has conservation area status in Nepal.
Another example is Namdapha National Park in Arunachal Pradesh in India, which has the
most stringent of legal protections; but on the other side of the international boundary, in
Myanmar, the same area does not have protected area status. To overcome these lacunae, it
is at least necessary that protected transborder areas are governed by uniform legislation.
Contradictory and conflicting laws with respect to wildlife harvests, penalties, trade, customs,
part two —a study on hkakaborazi national park of north myanmar 153“people living in such bio-
rich areas on either side
of international borders
belong to the same
ethnic groups”
154
immigration, and extradition are often impediments in cooperative law
enforcement.
* Very often it has been observed that people living in such bio-rich areas.
on either side of intemational borders belong to the same ethnic groups
and also often have marital relationships with people in adjacent areas.
Communities residing in such areas normally have their own rules and
norms for the management of natural resources (including wildlife)
within the area, Hence it would also be appropriate to understand these
customary laws and practices, which may have some inherent
conservation value. Quite often the enforcement of statutory faws in
both countries is inadequate due to the remote and inaccessible terrain
in the mountains and hence the laws can become quite ineffective.
Instances have come to light where endangered species found in
transfrontier areas are found to be listed in different schedules in the
wildlife legislation of neighbouring countries, which implies different
provisions relating to the degree of protection accorded to these
animals. This could result in increased poaching in countries with a
lower degree of legal protection.
Bibliography (not necessarily cited in text)
Palit, S. (1996) Comparative Analysis of Policy and Institutional
Dimensions of Community Forestry in India and Nepal. Kathmandu:
ICIMOD
Pant, R. (1998) Transboundary Cooperation in Biodiversity Conservation
in the Eastern Himalayas Ecoregion: A Policy Gap Analysis.
Kathmandu: WWF — Nepal Programme
Pant, R. (1999) Customs and Conservation: Traditional and Modern Law
in the Arunachal Pradesh, India and Annapurna, Nepal, a paper
prepared for Kalpavriksh, Pune and the Intemational Institute of for
Environment and Development, London
biodiversity in the eastern himalayas — conservation through dial