U. S.
Army Corps of Engineers
Process Instrument And Control
Checklist
Installation Name
____________________________________________________________
Site Name / I.D.
____________________________________________________________
Evaluation Team
____________________________________________________________
Site Visit Date
____________________________________________________________
This checklist is designed to facilitate the performance evaluation of process instrumentation and control systems
used to operate and monitor treatment processes and equipment. It is divided into the following sections:
1)
2)
3)
4)
5)
6)
7)
8)
9)
Evaluation team composition
Typical objectives
References
Survey of instrumentation and controls
Operation and maintenance programs
Typical performance problems
Process monitoring
Alternatives for possible cost savings
Supplemental notes and data.
The checklist provides suggestions for information gathering, and space has been provided to record data and notes
from the site visit. Supplementary notes, if required, should be numbered to correspond to the appropriate checklist
sections.
1) Evaluation Team Composition
The following disciplines should be included in the evaluation team for the instrumentation and control system.
Instrument Engineer
Process Engineer
Cost Engineer
(site visit, control system evaluation)
(site visit)
(cost of alternatives)
2) Typical Objectives
Verify that the objectives established when the instrumentation and control system was designed
and installed are clear and still valid.
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3) References
Coordinate this checklist with the applicable treatment process checklist(s). The following references may also be
helpful:
CEGS 13405 1: Process Control
NIST SP 250 (1995): Calibration Service Users Guide
NFPA 70: National Electrical Code
ETL 1110-3-492 Year 2000 (Y2K) Compliance and Acceptance Procedures
USACE guidance on microprocessor year 2000 (Y 2K) compliance can be found at
http://www.usace.army.mil/inet/functions/im/ceimp/y2kguide.html.
Technical help on microprocessor year 2000 (Y 2K) compliance can be found at
http://www.zdnet.com/zdy2k/.
4) Survey of Instrumentation and Controls
Use the following checklists and tables to identify which instruments and control equipment are
currently used.
4.1) Sensors
a) Check all sensors that are used.
q
q
q
q
q
q
q
q
q
q
q
q
run time meter
watt-hour meter
leak detection
level instrumentation
differential pressure switch
flow switch
temperature sensor
pressure sensor
gas flow
liquid flow
gas velocity
liquid velocity
q
q
q
q
q
q
q
q
q
q
q
q
calorimeter (fuel value)
combustible gas
conductivity
oxidation reduction (ORP)
pH
photoionization (PID)
total dissolved solids (TDS)
turbidity
water hardness
ammonia (NH3)
carbon dioxide (CO2)
carbon monoxide (CO)
q
q
q
q
q
q
q
q
q
q
q
q
chlorine (Cl2)
hydrogen sulfide (H2S)
nitrogen oxides (NOx)
oxygen (O2)
ozone (O3)
dissolved ammonia
dissolved oxygen
dissolved ozone
dissolved chlorine
other: _______________
other: _______________
other: _______________
b) Have any of the sensors been repaired or replaced? If yes, which ones?
______________________________________________________________________________
______________________________________________________________________________
4.2) Control Systems
Check the type of control system in used.
a) The system is:
q manual on-off
q with alarm override
q with feedback trim from _____
q semi-automatic on-off
q flow proportional
q Other:______________
b) The Control is:
q direct digital control (DDC)
q distributed
q loop
q programmable logic control (PLC)
q modular
q other:______________
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c) The system is
connected by:
q 4-20 mA control wiring
q instrument air & pneumatic tubing
q 10-50 VDC control wiring
q other:______________
d) Has the control system required any major modifications or repairs? If yes, what was modified or repaired?
_________________________________________________________________________________
____________________________________________________________________
e) Have the hardware and software been checked for year 2000 (y2k) compliance? No / Yes
Description _______________________________________________________________________
_________________________________________________________________________________
Remarks _________________________________________________________________________
_________________________________________________________________________________
5) Operations and Maintenance Programs
a) Tools and Equipment
Are the following items in-stock in sufficient numbers and accessible?
Adequate
Stock?
Yes
No
Accessible?
Yes
Remarks
No
Calibration devices
Consumable supplies
Special tools
Portable tester/workstation
b) Maintenance Programs and Procedures
Are each of the following programs/procedures in-place and well-documented?
In place?
Adequately
Documented?
Yes
No
Diagnostics
Remarks
Preventive maintenance
procedures and schedules
Communication and
programming
Device troubleshooting and
diagnostic procedures
Repair instructions
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c) Operation of the control system
Discuss the following items with the operator:
Discussion Item
Remarks
Sequence and control loops
Set-points
Control ranges
Selector switches
Push buttons
Other inputs
Failures/upsets
Chart recorders
Event recorders
d) Are the control panels located to optimize operation and maintenance activities? What is the general condition
of the control panels? (e.g., complete, disassembled for repair)
______________________________________________________________________________
______________________________________________________________________________
6) Typical Problems
a) Is there evidence of feedback loop instability? (e.g., Cycling, sine waves in the printouts, surging)
______________________________________________________________________________
______________________________________________________________________________
b) Is the influent concentration too low to measure accurately with the instrumentation?
______________________________________________________________________________
______________________________________________________________________________
c) Are the sensor operating range(s) oversized, undersized, or appropriate? What are the typical readings as a
percent of full scale?
______________________________________________________________________________
______________________________________________________________________________
d) Is there adequate straight pipe/channel distance upstream and downstream of instruments for accurate
measurement? Are the straight pipe/channel distances in accordance with the manufacturers
recommendations?
______________________________________________________________________________
______________________________________________________________________________
e) Are the flow meter operating ranges oversized, undersized, or appropriate? What are the typical readings as
a percent of full scale?
______________________________________________________________________________
______________________________________________________________________________
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f) Are the pressure gauge operating ranges oversized, undersized, or appropriate? What are the typical readings
as a percent of full scale?
______________________________________________________________________________
______________________________________________________________________________
g) Is the construction documentation clear and updated to the existing conditions? (e.g., piping and
instrumentation drawings (P&ID), manufacturers descriptive and technical literature, performance charts,
installation instructions)
______________________________________________________________________________
h) Are the operating instructions and the maintenance manual clear and updated to existing conditions?
______________________________________________________________________________
______________________________________________________________________________
i) Is the nameplate data complete on each piece of equipment?
______________________________________________________________________________
______________________________________________________________________________
j) Are the instrument and valve tags complete and consistent with the controls and the P&ID?
______________________________________________________________________________
______________________________________________________________________________
k) Are there suitable interlocks on major equipment?
______________________________________________________________________________
______________________________________________________________________________
l) Are all control signals, pneumatic tubing, and wiring compatible between interconnected subsystems and the
central control system?
______________________________________________________________________________
______________________________________________________________________________
m) Has an electrical inspector verified that all NFPA 70 classifications are accurate and that the wiring is
appropriate for the area classification in which it is installed?
______________________________________________________________________________
______________________________________________________________________________
7) Process Monitoring
a) What control reports are generated?
______________________________________________________________________________
______________________________________________________________________________
b) Are instrument calibrations performed in-house or by a contractor? Are the calibration procedures
accessible and clearly outlined?
______________________________________________________________________________
______________________________________________________________________________
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c)
Instrument calibration:
Instrument ID
Calibration Frequency
Date of Last
Calibration
__/__/__
Remarks
__/__/__
__/__/__
__/__/__
d) Are all calibration gases/solutions traceable to NIST?
______________________________________________________________________________
______________________________________________________________________________
e) Are all of the calibration gases/solutions fresh? List the expiration date(s).
______________________________________________________________________________
______________________________________________________________________________
f) Instrument testing
Device
Last Test Date
Analog alarms
____/____/____
Digital alarms
____/____/____
Alarm horns
____/____/____
Pulse accumulator alarms
____/____/____
Alarm settings
____/____/____
Auto dialer
____/____/____
Panel indicator lights
____/____/____
Interlock
____/____/____
Uninterruptable Power Supply (UPS)
____/____/____
Results
8) Alternatives for Possible Cost Savings
a) Is the degree of automation appropriate?
______________________________________________________________________________
______________________________________________________________________________
b) Is there more potential for unattended/remote operation?
______________________________________________________________________________
______________________________________________________________________________
c) Would a reduction/simplification in instrumentation reduce the O&M without compromising the treatment
system?
______________________________________________________________________________
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______________________________________________________________________________
d) Is all of the data that is being collected needed for required reports? Verify the requirements for the
data generated and eliminate/reduce redundant reports.
______________________________________________________________________________
______________________________________________________________________________
9) Supplemental Notes and Data
There are _______ pages of supplemental notes and data attached to this checklist.
CEGS: USACE Guide Specifications for Construction, available at www.usace.army.mil/inet/usace-docs/
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