Nagy 2015
Nagy 2015
Author: Zoltán Nagy Fah Yik Yong Mario Frei Arno Schlueter
PII: S0378-7788(15)00175-9
DOI: http://dx.doi.org/doi:10.1016/j.enbuild.2015.02.053
Reference: ENB 5727
Please cite this article as: Zoltán Nagy, Fah Yik Yong, Mario Frei, Arno Schlueter,
Occupant Centered Lighting Control for Comfort and Energy Efficient Building
Operation, Energy & Buildings (2015), http://dx.doi.org/10.1016/j.enbuild.2015.02.053
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Occupant Centered Lighting Control for Comfort and
Energy Efficient Building Operation
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Zoltán Nagy1 , Fah Yik Yong1 , Mario Frei, and Arno Schlueter
Architecture and Building Systems, Institute for Technology in Architecture
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Department of Architecture, ETH Zürich, John-Von-Neumann Weg 9, 8093 Switzerland
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Abstract
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We present an adaptive control strategy for lighting control in office spaces,
with the aim to reduce energy consumption and provide occupant comfort.
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Based on the premise that each occupant is unique, yet consistent in his
actions, the set-points for switching the artificial lights on and off are derived
dynamically from statistical analysis of the occupancy sensor data, and from
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nature.
Keywords:
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1 1. Introduction
2 Increasing energy efficiency is one of the key strategies for the reduction of
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3 energy consumption and carbon dioxide emission as part of the efforts to mit-
4 igate climate change. Compared to other measures, it is generally more cost
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5 effective and can be implemented more quickly. Recently, more and more fo-
6 cus has been placed on energy efficient buildings. It is estimated that almost
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7 a third of the world’s energy is consumed in buildings, both commercial and
8 residential [1].In Switzerland, lighting in residential building alone accounts
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9 for up to 12% of total electricity consumption [2] and lighting in the service
10 and agriculture sectors accounts for almost 24% of total electricity used [3].
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11 This has led to increasing efforts to improve lighting systems in buildings. In
12 this paper, we focus on lighting systems in an office environment.
Good-quality lighting is an essential part of occupant comfort. It can
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15 our feelings of well-being. Poor-quality lighting on the other hand, can be un-
comfortable, confusing and even inhibit visual performance. In general, light
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17 not only provides the physical stimulus necessary for visual performance, but
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26 must always be considered.
27 Efforts have been made in designing lighting control systems capable of
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28 reducing energy consumption and ultimately achieving cost savings. The
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29 very first conceptions included the use of occupancy sensors, where the idea
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30 was to simply switch on and off the lights automatically whenever the target
31 room is occupied or unoccupied. Many works have shown that the integration
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32 of such devices alongside a controller is able to achieve significant savings in
33 energy consumption. Simulations have show that it is possible to achieve
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34 energy savings of up to 38% with occupancy sensors compared to manual
35 switching [5, 6] while an occupation study by Han et al. reports possible
36 savings of up to 40% [7]. An experimental study done by Jennings et al.
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37 reports 20-26% savings [8].
38 There are however drawbacks to control via occupancy monitoring. A
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39 conventional occupancy sensor works with a time delay(TD) setting, i.e. the
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40 room is considered unoccupied and the lights switched off only after a time
41 period of non-activity equal to TD. Higher energy savings can be realised with
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42 a low TD, but a low TD value will also lead to false triggers where the lights
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43 are switched off even though the room is still occupied [5]. This may happen
44 for example when the occupant is working on his computer and is stationary
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45 for a period of time longer than the TD, and usually leads to annoyance of the
46 occupant and reduces the perceived quality of lighting control system. Also,
47 in a system where occupancy sensors are used to switch the lights both on
48 and off, energy waste compared to manual switching occurs, because lights
49 may be turned on automatically even when there was sufficient daylight
50 available [6]. Further, occupants in rooms with occupancy senors are less
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51 likely to switch off the lights manually as they rely on the sensors to control
52 the lights for them [9]. This tendency reduced the energy savings from the
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53 occupancy sensors by as much as 30%, and is an example for the rebound
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54 effect observed in energetically retrofitted buildings [10].
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55 Recently, more advanced controls have been developed with the aim of
56 achieving further economy on energy consumption as well as improving oc-
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57 cupant’s comfort. This includes implementations with adaptive and learn-
58 ing capabilities to overcome the drawbacks of occupancy sensors mentioned
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59 above, as well as inclusion of illuminance sensors to incorporate the avail-
60 abilility of ambient and day lighting. Illuminance sensors were included in
61 addition to occupancy sensors in [11, 12], achieving as much as 65% and 69%
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62 energy savings respectively compared to the baseline of having the lights on
63 for all day. A simple statistical method to model the occupant’s activities
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70 advanced behavioural models [15], fuzzy logic [16] and sensor networks [17]
71 show that there is indeed potential to achieve further energy savings from
72 such smart control systems.
73 Inspired by [13], in this paper we introduce an occupant centered lighting
74 control scheme, which derives its set-point for TD based on statistical analysis
75 of the motion sensor data, and through interaction with the occupant for
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76 the light level threshold. This contributes to the comfort of the occupant
77 by adapting the desired illuminance levels and occupancy sensor TD values
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78 to this preferences, in addition to removing the need to manually switch
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79 the lights on. Further, energy consumption is reduced as the light is only
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80 switched on when required. This paper discusses the control system, and
81 presents results of a six week experimental study conducted in the offices of
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82 the authors, in a total of 10 rooms. We show that the individual set-points
83 are achieved relatively quickly, and demonstrate up to 37.9% energy savings
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84 respectively compared to a standard setting control baseline, and up to 73.2%
85 compared to a worst-case baseline.
86 The main advantages and characteristics of our work are
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87 • A simple setup which makes use of only two sensors, typically available
in standard building management systems (BMS)
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88
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91 • Presentation of the learning curves which are required for the adapta-
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99 2. Occupant specific set-points
100 In this Section, we discuss the occupant specific set-points for the time-
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101 delay and the illuminance threshold.
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102 2.1. Time Delay
103 The activity level of an occupant is assumed to vary with the time of
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104 the day and shows a particular trend unique to that occupant. It is further
105 assumed that this daily trend is relatively constant over a period of time,
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106 e.g., a few weeks. Since the behaviour of each occupant is unique, the TD
107 setting of the occupancy sensor should be adapted to the occupant in order
to maximize potential energy savings.
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109 Our approach is inspired by [13]. The occupancy of the room is moni-
110 tored with passive infrared (PIR) motion sensors. Every period of activity
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111 and inactivity is registered throughout the day. Figure 1 shows a sample of
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112 the signal registered by an occupancy sensor, with the arrows representing
113 the periods of inactivity in a room. By taking into account all periods of inac-
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114 tivity after a sufficiently long time, a histogram of the inactivity period, and
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117 level. This level describes the probability, pT D , with which the room can be
118 considered as unoccupied. With this approach, the target probability can be
119 defined globaly, but it results in different settings for each room based on the
120 individually recorded data. As an example, Figure 2 shows a TD value of
121 546 seconds being determined for pT D = 95%. In other words the probability
122 of a false trigger is 5%. Finally, by considering data only from a certain time
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123 period, e.g., the last 1-2 months, the setting can adapt itself to changing of
124 occupancy, reorganization, or potential seasonal variations.
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125 [Figure 1 about here.]
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126 [Figure 2 about here.]
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127 2.2. Illuminance
128 A similar approach is taken for the illuminance threshold, or the minimum
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129 illuminance threshold, below which the control system switches the lights on,
130 in case of occupancy. Based on the premise that individual occupants un-
131 dertake actions consciously and consistently [18], we register the illuminance
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132 of the room at each time the occupant manually switches the lights on. We
133 assume further that the occupant will only switch on the lights manually
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134 when the illuminance falls below his desired level. Then, all samples of this
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135 threshold are taken after a sufficiently long period of time to obtain a his-
136 togram. Since much fewer data samples are collected than in the case of TD,
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138 determine the minimum illuminance threshold as the lower of the median and
139 the mean of the gathered data. To prevent large values from unnecessarily
skewing the data to a larger set-point, we introduce a cut-off value above
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140
141 which the illuminance values are discarded. This cut-off value is defined as
142 the illuminance that the lights in the room provide at night, and determined
143 for each room individually.
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145 Figure 3 shows sample illuminance levels when the occupant switched the
146 lights on. In this case, values above the cut-off of 439 lux were neglected in
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147 the calculation of the mean and median, and the lower value of 143 lux (the
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148 median in this case) was taken to be the minimum illuminance threshold.
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149 A third set point, maximum illuminance threshold, is derived from the
150 minimum illuminance threshold, to evaluate if the illuminance in the room is
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151 sufficiently high to switch the lights off. This maximum illuminance threshold
152 is determined as the simple addition of this cut-off value to the minimum
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153 illuminance threshold value in each room.
154 In conclusion, by having a pair of set points for each room, the preferences
155 of the occupants can be well adapted to. The objective is then to decide
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156 the optimal confidence level in order to maximize energy savings without
157 compromising the comfort of the occupant.
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160 tion (PLC) system based on digitalStrom (dS) technology [19]. Figure 4
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161 shows a typical room in the study. In each room, a push-button light switch
162 and basic occupancy sensors are available and connected through dS. For
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163 our purposes, the basic dS system is augmented with a light sensor at about
164 10cm above desk level in order to log desk illuminance levels, and a main
165 control server with a database to perform the data analysis and execute con-
166 trol actions. By mounting the light sensor 10cm above the desk, we can avoid
167 that the sensor is accidentally covered by objects, such as paperwork, while
168 still gathering relevant illuminance data. Figure 5 shows the control system
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169 schematically.The following information is logged:
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171 ii Every trigger of the occupancy sensor in each room.
172 iii Every action on the manual light switch in each room.
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173 iv On/Off status of the lights in each room(logged every minute).
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174 [Figure 4 about here.]
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177
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With this information, the control software runs every minute to determine
if it is necessary to turn the lights on or off.
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178 Note that no extra hardware or interaction feature is provided to the oc-
179 cupant, i.e., no special action is required from the occupant for the system
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180 to work. The operation of the lighting is exactly as it was before the instal-
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181 lation of the control system, with the exception of the added (unintrusive)
182 light sensor.
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183 Table 1 shows the control table that summarizes the main actions of the
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184 control system. The four main control inputs are occupancy, current light
185 status and whether the room is determined as dark or bright. There are
basically only three cases when the control is activated:
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186
188 i When the room is unoccupied but the lights are on, the control will
189 proceed to turn off the lights.
190 ii When the room is occupied and determined to be dark but the lights are
191 not on, the control will proceed to turn on the lights.
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192 iii When the room is occupied, the lights are on, but the light level is de-
193 termined to be excessive (bright), the control will proceed to turn off the
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194 lights.
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195 3.1. Example of control operation
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196 A successful operation of the control in one of the rooms (G25.2) on 28
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197 May 2014 is described as follows and depicted visually in Fig. 6.
198 At about 08:30 (A), the occupant enters the room and control switched
on the lights as the light level was below the minimum illuminance threshold.
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199
200 The light was turned off and on several times due to the occupant leaving and
201 entering the room. When the occupant reentered the room again at about
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202 10:30 (B), the control did not switch on the lights as the light level was
203 above the maximum illuminance threshold. However, the occupant deemed
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204 the room to be dark and turned on the lights manually at about 10:45 (C).
The control switched off the lights again when the occupant left the room at
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206 around noon (D), and back on on his return afer lunch (E). Shortly after, the
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207 light levels were deemed sufficient to switch off the lighting. The occupant
switched on the lights manually again at about 17:00 (F) with decreasing
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208
209 light level in the room, and finally the control switched off the lights at
210 about 19:00 (G) when the occupant left the office at the end of the workday.
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213 An experiment was conducted for a period of six weeks from 22 April to 4
214 June 2014 in ten different rooms of the author’s research group (see Fig. 7):
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215 [Figure 7 about here.]
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216 221
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217 • G23, Double-occupant Office 222 • G26.2, Double-occupant Office
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218 • G24, Multi-occupant Office 223 • G27, Conference Room
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219 • G25.1, Single-occupant Office224 • G31.1, Double-occupant Office
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227 an
Three different control modes are defined and investigated as shown in
Tab. 2. The baseline mode (M0) has no active control other than after 19:00
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228 when lights are switched off with TD=15min. This was implemented to
229 prevent excessive energy wastage in the case where occupants do not switch
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230 off the lights when leaving the office at the end of the day. Modes M1 and M2
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231 are used to compare the influence of TD. Initially, the difference between pT D
232 for M1 and M2 was more dramatic (pT D (M1) = 95%, and pT D (M2) = 70%),
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233 which caused too many false triggers. Hence, it was decided to increase it to
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234 pT D (M2) = 90%. An arbitrary limit of 20min was set on the maximum TD
235 to ensure that the values are not artificially large.
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236 To achieve a relatively fair comparison between the modes, and to average
237 out the effects of weather and office location, the control mode for each office
238 is determined randomly at midnight each day. In addition, the experiment
239 was conducted double-blind as to not to bias the results. All occupants were
240 informed to continue using their lighting as usual.
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242 The TD values for all the rooms in M1 were initialised to 15 min and
243 M2 to 10 min. The minimum illuminance thresholds were initialised to 0 lux
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244 and the maximum illuminance thresholds were initialised by recording the
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245 light levels in each room with lights on at night (i.e. no natural light). The
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246 controller updates TD once a day based on the occupants behaviour in each
247 room. The illuminance thresholds values are calculated every hour for the
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248 first two weeks and every 4 hours thereafter to ensure quick adaptation.
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249
254
255 observed that in both modes, M1 and M2, the determined TD values are
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256 well below the industry standard of 12min, except for the special rooms G22
(kitchen) and G31.2 (printer room), which will be discussed below. Further,
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258 minimum illuminance threshold values are also below the typical light level
259 recommendations for an office, i.e., 400 lux [11]. This shows that all the occu-
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260 pants in each of the rooms actually require less light than the recommended
261 value and hence would consume less energy.
262 From this, we can confirm previous findings in this research field, i.e.,
263 that there is a significant potential in reducing energy consumption by im-
264 plementing an adaptive control system. We now present the actual energy
265 savings.
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266 5.2. Energy Savings
267 The energy consumption is estimated from the power ratings and the
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total time during which the lights were switched on per day. Each office
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268
269 is equipped with 10 light bulbs of 20W each. Thus, one hour of operation
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270 results in 20Wh electricity consumption. The savings of M1 and M2 are then
271 calculated by dividing the energy consumption of each mode by the energy
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272 consumption of M0. Figures 9 and 10 show the energy consumption (in lines)
273 and the percentage energy savings relative to mode M0 (in bars) in rooms
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274 G25.2 and G31.2, respectively. The values shown are calculated at the end
275 of each week and are cumulative.
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276 [Figure 9 about here.]
280 the occupant before displaying energy savings in M1. The final percentage
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281 savings obtained at the end of the experiment in M1 and M2 are 34% and
282 72%, respectively.
The results observed in G31.2, the printer room, were contrary to expec-
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283
284 tation. M1 and M2 consumed more energy than the baseline mode M0. This
285 can be attributed to the fact that G31.2 is used as a common facility room.
286 The normal behaviour exhibited in this room is that occupants enter the
287 room to collect their prints without switching on the lights. However, with
288 the control system, the lights are turned on for the occupants automatically,
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289 resulting in higher energy consumption. Thus, our control approach is un-
290 suitable for this type of room. For this reason, in the following the results for
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291 the three utility rooms, namely the kitchen G22, the conference room G27
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292 and the printer room G31.2 were neglected for the calculation of the overall
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293 energy consumption.
294 Figure 11 shows the cumulative overall energy consumption and savings
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295 of the control system, aggregated and averaged over all the rooms excluding
296 G22, G27 and G31.2. In general, it shows that the control system took
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297 about 1 week to adapt to all occupants across all rooms. Energy savings
298 were evident after only two weeks of operation. The final percentage savings
299 obtained at the end of the experiment in M1 and M2 are 23.2% and 37.9%
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300 respectively.
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301 [Figure 11 about here.]
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302 It can be observed that M2 achieved almost twice as much energy savings
303 than M1. This was achieved without much occupant discomfort, judged
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305 study will have to be conducted to ascertain the actual effects on the comfort
306 of occupants, and determine the relationship between pT D and the savings
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313 23.2% and 37.9% in M1 and M2, respectively. For a comparison with other
314 published results, we compare our results to a hypothetical all-day, 8hrs lights
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315 on baseline with a consumption of 1600 Wh/day. Then, we achieve energy
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316 savings of 66.8% and 73.2% in mode M1 and M2, respectively.
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317 [Figure 12 about here.]
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318 5.3. Adaptation of Time Delay
319 Figures 13 and 14 show the evolution of the time delay values in each room
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320 for modes M1 and M2, respectively. It is interesting to note that the TD
321 values stabilised after just a week of operation, with only minor changes of
+/-1 min in the subsequent weeks. This shows that the occupant’s mobility
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322
323 in each room is rather consistent and does not change much with time. It also
324 suggests that the control system is capable of readapting itself to potential
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328 As expected the TD values for M2 are generally lower than for M1. The
329 sudden increase in TD values at the start of the third week (black dashed
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330 line) is due to the change in PT D , from 70% to 90%. This was due to TD
331 values being too small and causing unwanted false triggers of the lights.
332 Another interesting observation from the two figures is that the two high-
333 est TD values correspond to the kitchen, G22 and the printer room, G31.2.
334 This can be attributed to the fact that these rooms have a rather irregular
335 occupancy, and hence, the method we used to determine TD is not suitable.
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336 5.4. Adaptation of Minimum Illuminance Threshold
337 The adaptation of the illuminance thresholds differs is shown in Figure 15.
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It can be seen that while in some rooms the values stabilized (G25.1, G26.1),
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338
339 in others there is still a trend developing. This may be due to the fact that
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340 the data that has been collected is insufficient to converge to a stable result.
341 On the other hand, this also shows the dynamic nature of adaptive set-
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342 points. Since the threshold is defined based on interaction data from the
343 past four weeks, convergence to a fixed-set point may not be achieved or even
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344 desired. Rather, the evolution of the set-point reflects the latest preference
345 settings of the occupant. In addition, if changes in occupancy occur, such a
system can easily reprogram itself to adapt to a new situation.
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346
349 An automatic control system can reduce the need for the occupant to
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350 manually operate the lights if configured correctly, but it can also cause
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353 occupant centered lighting control strategy, and its successful implementation
354 in a case study. For 10 offices, occupant-specific set-points for time-delay,
355 minimum and maximum illuminance thresholds were determined based on
356 interaction with the user, and statistical data analysis. The results of the 6
357 weeks case study show that there is a large savings potential as the derived-set
358 points are both individual to each office, and well below standard settings.
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359 A double-blind occupany study was conducted and the system performed
360 as intended, adapting well to the occupants as well as achieving significant
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361 energy savings. The best result achieved is 37.9% energy savings in M2
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362 compared to our own baseline mode, and 73.2% compared to a worst-case, all-
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363 day lights on mode. We cannot exclude any bias effects from the occupants,
364 e.g., waiting for the lights to be switched on or off automatically. However, we
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365 assume that positive and negative effects average out over the experimental
366 time and across the offices.
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367 In addition, it has been shown that the dynamic nature of our proposed
368 statistical determination of set-points results in time-variant set-points. This
369 allows for adaptation in case of, e.g., occupancy changes. The effects of time
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370 variant set-points on building operation and occupant comfort need to be
371 further studied. From a long-term study, the desired set-points could be cor-
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373 which could lead to an adaptive lighting comfort model, similar to the adap-
374 tive thermal model [20].
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375 One potential drawback of our method is that when the function of the
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376 room is not one of normal occupancy, e.g., the kitchen, conference and printer
377 rooms, the occupant centered control may lead to higher energy consumption.
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378 For these cases, simple visual prompts to remind occupants to switch off
379 the lights while leaving the rooms is a viable alternative to ensure energy
380 savings [21]. In addition, we have only qualitatively evaluated the comfort
381 of the occupants by the lack of complaints. A proper post-occupancy study
382 in a long-term study, e.g., a living lab environment, has to be performed to
383 quantify the comfort gains.
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384 Finally, the study in this paper was limited to lighting control due to
385 hardware constraints. Of course the concept extends to all types of HVAC
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386 systems as long as interaction with the occupant is allowed. In the case of
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387 heating, the comparatively low response types needs to be considered. All in
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388 all, we can conclude that occupant centered control holds a great potential
389 to ensure energy efficient buildings and satisfied occupants due to its rather
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390 simple implementation and interactive nature.
Acknowledgement
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391
392 The support through the Building Technology Accelerator (BTA) Pro-
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393 gram of the Climate-KIC initiative of the European Institute of Innovation
394 & Technology (EIT) is gratefully acknowledged.
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395 References
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Light
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PIR Motion
Sensor
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max lux A B C D E F G
threshold 1000
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a)
500
min lux
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threshold 0
06 09 12 15 18 21
Occupied
b)
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Empty
06 09 12 15 18 21
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c) Push- ON
button
events OFF
06 09 12 15 18 21
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d) State ON
of lights
OFF
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06 09 12 15 18 21
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ON
e) Control
Events OFF
06 09 12 15 18 21
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Hour of Day
Figure 6: Operation of Control System in Room G25.2 on 28 May 2014. a) Light levels
with min and max illuminance thresholds, b) Occupancy, c) Interaction with user through
push-button, d) State of lights, e) Control events. See text for explanation
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Figure 9: Energy consumption (line plot) and savings (bar plot) in G25.2
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Figure 10: Energy consumption (line plot) and savings (bar plot) in G31.2
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Figure 11: Overall energy consumption (line plot) and savings (bar plot)
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Figure 12: Overall absolute energy consumption and savings for each mode
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Mode: M0 M1 M2
Type: Baseline Comfort Mode Savings Mode
Desc: After 19:00, TD=15min pT D = 95% pT D = 90%
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*Highlights (for review)
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Discussion of the applicability for different room types
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Graphical Abstract (for review)
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