Rules and Regulations
What is the Rules and Regulations Section of the Federal Register ?
Contains documents with:
!Final legal effect !General applicability to the public
Most, but not all, rules amend the CFR and are codified in the annual revision The terms rules and regulations are used interchangeably in the Federal Register publication system
Rules and Regulations
What Types of Documents are in the Rules & Regulations Section ?
Final Rules Interim Final Rules Direct Final Rules Documents that relate to previous rules & regulations
Such as: ! Interpretive Rules and Policy Statements ! Withdrawal or Confirmation of rule, change to effective date ! Temporary Rules
Rules and Regulations: Final Rule
Final Rule
! Generally, to amend the CFR (by adding, removing or revising text)
Why is it issued? What does it make final?
! Finalizes a previously issued proposed rule OR ! Takes final action without a prior proposed rule (for good cause)
When is it effective?
! At least 30 days from date of publication, in most cases ! At least 60 days from date of publication for major rules ! On date of publication in response to emergency, or for other good cause shown
Rules and Regulations: Final Rule
Standard Preamble Headings & Captions
Headings Captions AGENCY: ACTION: SUMMARY: DATES: ADDRESSES:
e.g., Research and Special Programs Administration, DOT e.g., Final rule, Interim final rule brief what and why: the issues & rulemaking objectives effective dates; applicability and compliance dates; comment dates for interim and direct final rules docket info; mail/fax/e-mail for comments or objections Agency name, CFR title and part(s), docket info, subject matter
FOR FURTHER INFORMATION CONTACT:
name and number/e-mail of knowledgeable person at agency
SUPPLEMENTARY INFORMATION:
main discussion of issues and rulemaking objectives and regulatory analyses
Rules and Regulations: Final Rule
Final Rule -- Preamble
Date caption: shows effective date and compliance date
Headings: Agency + Sub-agency CFR part(s) affected Docket No. and OMB Reg Info No. (RIN) Subject matter
Discussion of preceding Proposed Rule
Action caption
Summary describes the subject, need for, and intended effect of rule
Rules and Regulations: Final Rule
Final Rule Preamble
Response to comments on Proposed Rule
Basis and Purpose of rule: Economic and Regulatory Analyses
Rules and Regulations: Final Rule
Final Rule Amendments and Regulatory Text
Appear after the Supplementary Information section of the Preamble The List of Subjects for the rule and formal words of issuance always precede the amendments and regulatory text Numbered amendatory instructions specifically state how the CFR will be amended
Rules and Regulations: Final Rule
List of Subjects
Final Rule Amendments and Regulatory Text
Amendatory Instructions Words of Issuance
Regulatory Text
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