Unit 3
Unit 3
Content
3.0 Objectives
3.1 Introduction
3.2 POSDCoRBEF
3.3 Planning
3.4 Organising
3.5 Staffing
3.6 Directing
3.7 Coordinating
3.8 Reporting
3.9 Budgeting
3.10 Evaluation and Feedback
3.11 LetUsSumUp
3.12 Key Words
3.13 Suggested Readings
3.14 Answers to Check Your Progress
3.0 OBJECTIVES
This unit will introduce you to the basic functions of a manager in formal
organisations. After reading this unit you would be able to:
know the various functions of a manager such as Planning, Organising,
Staffing, Directing, Coordinating, Reporting, Budgeting, Evaluation and
feedback,
explain how these functions are performed in an organisation; and
know the role of the manager in performing these functions.
3.1 INTRODUCTION
It is not difficult to see why social workers need to know the role and
functions of managers in formal organisations. Social work profession seeks
to improve the well-being of the clients by providing a variety of services.
In most cases these services are provided through governmental or non-
governmental organisations. A social worker, therefore, is often part of
a large organisation and has to perform his or her functions within such
organisations.
Also, as the social workers grow professionally they attain higher positions
in the organisation. Their role in the direct provision of services diminish and
their role as a manager gain significance. However since the ultimate goal
is the provision of welfare services, social jvork administrator cannot be a
bureaucrat or a manager with concern only fot efficiency. Social work values
will form the base for the administrative decisions taken in the context of
service delivery.
POSDCoRBEF
3.2 POSDCORBEF
POSDCoRB is an acronym which social welfare administration has borrowed
from management theory. The classical management thinker, Luther Gullick
gave this acronym to describe the functions of a manager in an organisation.
POSDCoRB stands
P - Planning
0 - Organising
S - . Staffing
D - Directing
Co - Coordinating
R - Reporting
B - Budgeting
3.3 PLANNING
According to Terry and Franklin 'Planning is selecting information and making
assumptions regarding the future to formulate activities necessary to achieve
organisational objectives'.
Every organisation does some form of planning, as they have to prepare for
the future. In large organisations, planning is done by a separate division or
department which generally reports to the Chief executive. Planning, here,
is a highly specialized area, as a number of factors have to be taken into
consideration. The department includes experts from diverse fields such as
economics, statistics, management, etc. When any organisation operates in
more than one region or country, the complexity of the planning process
increases. In smaller organisations, the task is entrusted to staff members,
who handle other work but have the competence and knowledge to do the
planning function; do planning. Either way planning is an important activity
of the administrator.
Major Steps in Planning
1) Define the problem.
Understanding the problem and its various dimensions is the first step
in the planning process. Many experts say that if the problem is adequately
defined half the problem is solved.
2) Collect all relevant data and information about the activities involved.
The sources of information can be from within the organisation and outside
it. The organisation can use outside sources of information like government
reports, policies, legislations, Planning commission documents etc. Sources
from within the organisation include policy statements, agency reports,
evaluation reports, minutes of meetings, documents etc.
Social Welfare Administration 3) Analyze the information.
An enormous amount of data may be collected from various sources.
But if they are not seen from the organisational perspective then they
cannot be of much use. Every component has to be seen as part of the
larger whole. Cause and effect relationships have to be established.
4) Establish planning criteria and standards.
Planning criteria are assumptions on which the plan is to be formulated.
The criteria will be drawn from the organisation's ideology, socio-economic
factors, information gathered and the priorities of the decision-makers.
These criteria will form the basis on which different action plans will be
judged.
5) Preparation of different action plans for achieving the goal.
Most organisations formulate a number of tentative plans. This enables
the decision-makers to choose among the alternatives available based on
its advantages and disadvantages.
6) Decide on one plan from the different alternative plans.
The Plan should be workable and cost effective. It should be realistic
enough to be implemented. Often it is said that the plan was good but
its improper implementation ruined it. A good planner, therefore, will
take into account these factors that impede implementation. A planner
should also take into account strengths and weaknesses of the implementing
agency.
7) Arrange detailed sequence and timing for the plan.
Decide what activities have to be carried out and when. Time is an
important but scarce resource and maintaining the time schedule is therefore
important.
8) Provide channels for feedback.
Constant feedback and monitoring are necessary. It will help identify
shortcomings in the plan and its implementation. Some part of the plan
may have to be modified if unforeseen factors influence the implementation
process.
9) Implement the Plan.
The success of any plan sets on its effective implementation.
10) Evaluate the plan performance.
The .last step of planning profess in the evaluation of its performance.
At his stage only the success or failure of a plan is judged.
Advantages of Planning
1) Planning brings direction and order into the functioning of the organisation.
When objectives are set and various steps needed to achieve these goals
are clear, employees can make decisions easily. All efforts will be focused
towards the desired results and unproductive work will be minimized.
2) The planning process gives an idea about the future. Any exercise in
planning has to study how different political, social, economic and organisational
factors will affect the functioning of the organisation. Further, threats and
opportunities have to be studied and ways to deal with them should be
identified.
POSDCoRBEF
3) 'What if' questions are consequences of decisions that the organisation
will have to take in future while dealing with specific situations which may
come up. Complex sets of variables have to be studied and their relationship
with the situation understood if these questions have to be answered. For
example, the additional financial costs have to be calculated, if the organisation
has to function in new areas.
4) Planning gives a basis for enforcing accountability and control.
Accountability and control are important elements in the organisation.
Control of the organisational functioning through planning can be internal
as well as external. When an organisation formulates a planand makes
it public, it is making itself accountable to the society. The organisation's
actual performance will be judged on the basis of the plan objectives.
Within the organisation also, the plan fixes targets and deadlines. The
employees have to achieve these targets or else, give reasons for their
fdures. This condition imposes a sense of responsibility on the organisation's
functionaries. Further, the manager can check from time to time whether
the organisation is able to meet its interim targets and is moving towards
its objectives.
5) Encourage Achievement
Well-established and achievable targets and time schedules encourage
employees to take efforts to attain them. That improves the morale and
motivation of the employees.
6) Compels a view of the whole
Managers often become so involved in the affairs of their own department
that they lose sight of the overall objectives of the organisation. Managers
also, have the tendency to give their attention to the immediate, but
routine tasks, which keep coming up in any organisation. Long-term needs
of the organisation are sidelined and effectiveness of the organisation is
adversely affected. A plan gives a vision to the employees helping them
focus on the broader and long-term view.
7) Increases the'balanced utilization of resources
Resources are always limited and their prudent use is important. Plans
help effective use of resources.
Disadvantages of Planning
The planning process has some disadvantages also. Planning consumes too
much of already scarce resources of the organisation. A lot of money, time
and human resources are spent when a plan has to be formulated. At times
there seems to be no corresponding benefit. Secondly, planning often demands
changes in organisation's functioning and the roles of the employers. This
threatens people who are afraid of new work situations and loss of their
status. Thirdly, planning affects initiative of lower level managers adversely.
As emphasized earlier, planning should only give broad direction to the managers.
But if the plan is too rigid and does not give enough flexibility to the managers,
planning may restrict their initiative. Planning, in general, tends to increase
centralization of authority in the hands of the top executive in the headquarters
at the cost of the lower level mangers operating in the field. Fourthly, planning
as managerial activity is seen as having limited value. Sometimes planning is
too theoretical and cannot be related to real life situations. Many factors that
are found in real life cannot be taken account of when the plan is being
Social Welfare Administration formulated. Further the planner assumes that there will be no change that
.is so big that the relationship between the variables could change drastically.
For example, an NGO which makes its plan on the basis that the donor
agency will, provide funds for a specific period will face difficulty if the donor
agency stops its funding.
'Qpes of Plans
Strategic Planning -
Strategic planning (also called long-term planning) has two important elements.
It covers a long period of time which may extend from five to twenty or
more years and secondly it covers mostly all the activities within the organisation.
In other words, it is long-term and comprehensive planning.
Operationalised Planning
Operationalised Planning is also called tactical planning and it indicates the
specific activities to be taken so that specific goals are to be achieved.
Compared to strategic planning, operationalised planning is short-term and
deals with specific areas. These two types of planning are not inclusive.
Strategic planning depends on the operationlised planning for achieving its
goals.
3.4 ORGANISING
Organising means establishing effective behavioural relationship among persons
so that they may work together efficiently and gain personal satisfaction in
doing selected tasks under given environmental condition for the purpose of
achieving some goal or objective.
The need for an organisation emerges when one individual cannot perform
all the necessary tasks. As number of individuals increase, they are further
divided into groups each of which are given a specific set of tasks to perform.
How and on what basis these tasks are divided among individuals and group
is the role of 'organising' in management.
Need for Organising
There are at least three departments which will almost inevitably be present
in every organisation. They are namely admhstration, accounts and services. Most
of the large organisations have departments based on more than one factors.
Social Welfare Administration Span of control refers to the number of subordinates an individual can supervise
and control. Control is not to be seen as something narrow and negative. It
refers to the superior's guidance, encouragement and appreciation provided to
the subordinates. Management experts recommend that no superior can control
more than five or six subordinates without decline in the quality of supervision.
3.5 STAFFING
Staffmg is the management function that deals with the recruitment, placement,
training and development of organisation members. Any organisation is as
good as it's employees' performance shows. Staff of the organisation should
be selected, retained and promoted based on the needs of the organisation
and their performance.
Staffing Process
Human Resource Planning should take into consideration the following internal
and external factors. The internal factors that need to be taken into consideration
are the present and future skill needs, vacancies, areas of priorities of the
organisation and its financial condition. External factors include the policies of
government, donor agencies, collaborating organisations, the labour market etc.
Selection: Selection involves evaluating and choosing among the job candidates.
A number of means like interviews, group discussion, and skill tests are used
to select the candidates.
3.6 DIRECTING
Directing is the managerial function of guiding, supervising and leading people.
According to Chandan 'it is concerned with directing the human efforts towards
~r~anisational goal achievement'. Sometimes directing and leading are seen
as one function. Often it is the success or failure of this function that will
determine whether the organisation will achieve its objectives. Leading also
determines the levels of satisfaction the employees of the organisation experience.
lower the quality of decisions made. There should also be trust between the
leaders and the members. If there are vested interests or if the organisation
has something to hide from the employees then the decision making process
will be flawed. Further, there should also be a spirit of give and take as no
one can get totally satisfactory decisions.
Laissez-faire or Free-rein Leadership
The leader gives the organisation maximum freedom to make decisions. The
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leader is in most cases a figure head and at other times a coordinator between
the various members. It gives maximum autonomy to the members leading
to creativity and freedom of expression. The major disadvantages are that
in under-motivated organisations this type of leadership will result in chaos.
1 3.7 COORDINATING
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Coordination is the process of integrating the objectives and activities of two
or more units (departments or functional areas) of an organisation in order
to achieve organisational goals efficiently. In the organising function, we have
seen the need for division of work among the various units of the organisation.
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Efficiency increases with specialization of activity and grouping of related
work. But the division of work brings about its own problems. Departments
become so involved in their work that they forget the organisational objectives.
Departmental interests are placed above organisational interests.
Ways to Achieve Coordination
Hierarchy is an important method to achieve coordination. People who are
high in the hierarchy have more authority and responsibility. Hierarchy in fact
channels and regulates the exercise of authority, work allocation and flow of
communication. Problems between departments if and when they arise can
be sorted out by the superior officer.
Till now we have discussed the formal means of imprdving coordination. But
it is now realized that informal relationships between employees are as important
as the formal means of coordination. Personal relationships between the various
members improve overall coordination within the organisation. In organisations
where proper understanding and trust between employees exists, the need
for formal means of coordination, which are time consuming and cumbersome,
will be less. This will contribute to a better work environment and improve
efficiency of the organisation.
3.8 REPORTING
Reporting means keeping the superiors informed about the various aspects
of work including progress of the various programmes, problems in implementation
and problems related in staff. Reporting is done at every level.
Any organisation which is developing a budget for the first time does a lot
of guess estimates as available information may not be enough to prepare
a budget. Subsequent budgets can be made on the information collected from
the previous experiences. A budget is very much like a plan in the sense
that it is forward looking and aims at making things happen.
A budget contains the expenditure, income and outcome planned for a specific
period of time. Usually budgets are made for a year, that is, annually. Through
the budget, the manager controls the activities of the organisatjon. Therefore
budgeting refers to the controlling of the organisation based on a budget.
Need for Budgeting
1) Finance is the fuel on which the organisation runs. One of the most
effective ways of directing and controlling the organisation is by controlling
the financial part of the organisation.
2) Budgeting helps to control the excessive expenditure. Sometimes managers
tend to over spend with justifications and sometimes without justifications.
Well prepared budget with clear allocations to various heads prevents
this,costly practice.
3) Budgeting also helps in preventing administrative and financial malpractices.
At times, unsckupulous employees try a variety of means to earn money
at the cost of the organisation. But budgetary allocation prevents this
practice to a great extent. At the end of the year audit is done in which
budgetary allocations are compared with actual expenditure incurred.
Discrepancies if any have to be explained. This ensures that there is a
check and balance.
4) Budgeting improves the coordination in the organisation.Proper appropriation
to different overheads within the organisation helps prevent conflict and
overlapping.
5) Budgeting also helps in measuring the performance of the organisation.
The actual pkrformance of the organisation can be seen in relation to
objectives set forth in the budget.
6) Budgets are also a source of information. Budgetary allocations to various
Social Weifare Administration activities of the organisation reveal the priorities of the organisation. This
is useful to people outside the organisation as well as its employees and
supporters.
7) Lastly, the very process of budget preparation is an educative exercise.
Managers review the existing situation, discuss the needs of the organisation.
in the coming year, and keeping in view the priorities of the organisation,
prepare the budget. Thus the budgeting process makes the managers
aware of the objectives of the organisation, its resource base and anticipate1
forecast trends and changes in the external environment.
1) Budgeting and budgets enable the managers to see the activities of the
organisation in financial terms. It helps in exercising control over the
organisation, prevent conflict between departments, prevent overlapping
and avoid malpractices.