Tema 2
Tema 2
With the advent of the Internet of Things (IoT), sensors have become ubiquitous
in all aspects of our lives, whether it’s at home, work, car or socially. The mobile
phone and smart watch are now a key aspect of all our lives and contain a vast array
of sensors. The iPhone 12 has a comprehensive list of sensors including Face ID,
LiDAR scanner, Barometer, Three-axis gyroscope, Proximity Sensor and Ambient
Light Sensors. Similarly, the Apple watch counts an ECG (electrocardiogram),
Gyroscope, Accelerometer and Optical Heart Sensor among its many sensors.
In 2019, the global sensor market size was valued at $166.69 billion and is
projected to reach $345.77 billion by 2028 [1]. This demonstrates the proliferation
of sensors across all aspects of our lives, while also highlighting the need for
low cost ways to integrate and interface to those sensors. This chapter is focused
on addressing the challenges associated with interfacing to such sensors in deep
sub-micron CMOS technology nodes. 28 nm CMOS and below for high volume
consumer applications, including mobile phones. However, while these technologies
bring many advantages, particularly around the scale and cost, there are many
challenges including reduced transistor gain which have to be addressed when trying
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2022 137
P. Harpe et al. (eds.), Analog Circuits for Machine Learning,
Current/Voltage/Temperature Sensors, and High-speed Communication,
https://doi.org/10.1007/978-3-030-91741-8_9
138 I. ÒConnell et al.
to realise 12+ Bit Analog to Digital Converters (ADCs). This chapter will address
many of these challenges.
This chapter is organised as follows. First, we will provide a brief overview
of ADCs. Then is a recap on the current state of the art, with a focus on ADC
architectures. Finally, a design example is discussed in detail.
1 ADC Overview
Fig. 9.1 Continuously varying signals both in magnitude and time on the left are sampled and
quantised by the ADC to produce the discrete time digital representation on the right
9 Precision Voltage Sensing in Deep Sub-micron and Its Challenges 139
Fig. 9.2 The act of sampling a continuously varying signal on the left reduces the signal to having
a value at specific points in time
input signal (from the sensor) is significantly diminished, unless we know when
that magnitude occurred. This is especially the case in safety monitoring systems
irrespective of whether they are in the car, home or office.
1.1 Sampling
Typically, the ADC first samples the input signal at discrete points in time, separated
by a period, Ts. The process of sampling limits or restricts the ADC to only consider
the applied input from the sensor at these specific points in time as illustrated in
Fig. 9.2. The act of sampling means that a significant amount of information can
potentially be lost. However, provided that the Nyquist theorem is observed, there
is no loss in information [3]. The Nyquist theorem states that:
The input signal can be regenerated with no loss of information provided
that it is sampled at a frequency greater or equal to twice the bandwidth of the
signal.
1.2 Quantisation
Quantising the input signal, as illustrated in Fig. 9.3, is the process of restricting
the magnitude of the signal to a finite set of values, which is typically given by 2N ,
where N is the number of bits within the ADC. The act of quantising the input signal
introduces a quantisation error, which can be modelled as having a flat spectrum
from 0 to fs /2, where fs is the sampling frequency [3]. fs /2 is the Nyquist frequency,
which is the largest frequency that can be sampled without loss of information. The
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Fig. 9.3 Quantising the sampled signal in Fig. 9.2 restricts its magnitude to a limit set of values;
this rounding error is called a quantisation error and reduces as the set of available magnitudes
increases
quantisation noise power is VLSB 2 /12 where VLSB is the voltage difference between
two adjacent magnitude levels and is often referred to as the LSB (Least Significant
Bit). The resultant Signal to Quantisation Noise Ratio (SQNR) is given by [4]:
Hence, each additional bit (or doubling of the available set of magnitudes)
increases the resolution by 6 dB.
While sampling and quantisation are the primary functions of an ADC and can
be modelled by an appropriate noise source, the realisation of an ADC in CMOS
introduces a significant number of other errors [4] that will be briefly addressed in
this section.
Fig. 9.4 Uncertainty in the sampling instance is called Aperture error. Deviating from the desired
sampling instance results in the wrong value being sampled by the system
Fig. 9.5 Sampling the input voltage onto a capacitor introduces thermal (KT/C) noise which can
only be reduced by increasing the sampling capacitor size
V2n = 4KTR.
Fig. 9.6 ADC Signal to Noise Ratio highlighting the Signal Power and noise sources including
Sampling Jitter/ Aperture Error, Thermal (KT/C) noise and quantisation noise given by VLSB 2 /12
where C is the sampling capacitor. Therefore, to reduce the resultant thermal noise
voltage by a factor of 2x, a 4x increase in the sampling capacitor is required, which
can quickly become limiting at higher resolutions.
The resultant Signal to Noise Ratio (SNR) of the ADC is given by:
where the Noise Power is the sum of all the noise sources in the bandwidth of
interest, as illustrated in Fig. 9.6. These error sources include Clock Jitter, KT/C
Noise and Quantisation to name a few.
ADC can come in all shapes and sizes, which makes it difficult to do a fair
comparison between the different designs. To address this, two Figures of Merit
(FoMs) have been developed, namely, the Walden [6] and Schreier FoMs [7].
where Power is the power consumed by the ADC, ENOB is the Effective Number of
Bits and BW is the Bandwidth of the ADC. FoMW is typically expressed as fJ/conv-
step. Illustrated below is the latest ADC survey from Prof. Boris Murmann [7]. Note
that when considering the Walden Figure of Merit, it is important to be aware that
it is more suited to compare data converters that are quantisation noise-limited, i.e.
ADCs where quantisation noise is the dominant noise source. In these cases, the
quantisation noise can be reduced by a linearly increase in the power consumed, i.e.
an additional bit of resolution only requires a 2x increase in the power consumed.
It is clear from Fig. 9.7 above that there can be significant variation in the FoM
across the published ADCs. Hence, it can be extremely difficult to extract any
meaningful information.
While the Walden FoM is more suited for comparing low and medium resolution
ADCs (less than 12–14 bits), a more appropriate FoM is required to fairly compare
high resolution data converters which are typically thermally noise-limited. Thus,
any increase in the resolution typically requires a 4x increase in the associated power
consumption. The Schreier FoM is given by:
Illustrated in Fig. 9.8 is the Schreier FoM versus Nyquist Frequency for the
various ISSCC and VLSI publications over the last 25 years [7]. It is clearly evident
that the achievable Figure of Merit starts to roll off at higher frequencies.
Fig. 9.9 SNDR versus Nyquist Frequency for different ADC architectures
Fig. 9.10 SNDR versus Nyquist Frequency for published ADCs grouped by CMOS technology
node
Illustrated in Fig. 9.11 is the SNDR versus the Schreier Figure of Merit, where it
is clearly evident that there is a strong correlation between SNDR and the Schreier
Figure of Merit.
Figure 9.12 below shows the SNDR versus Nyquist Frequency for Sigma Delta-
based ADCs from which we can make a number of interesting observations. First,
Continuous Time (CT)-based implementations dominate the higher Bandwidth
applications, while the Switched Capacitor (SC) discrete time-based implementa-
tions dominate the lower bandwidth and higher resolution designs.
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Fig. 9.12 SNDR versus Nyquist Frequency for Sigma Delta-based Architectures, divided into
continuous time (CT)-based architectures and discrete time/switched capacitor (SC)-based archi-
tectures
It is clear from Fig. 9.13 that the SNDR of published SARs is centred around an
SNDR of 60 dB, or 10 bits across most of the frequency range. Another significant
observation from this plot is the lack of any correlation with CMOS technology
node. This demonstrates and highlights the popularity of the SAR architecture in
recent years and also the fact that the architecture scales well CMOS technology
node.
Fig. 9.13 SNDR versus Nyquist Frequency for SAR ADCs grouped by CMOS technology node
• The resolution is typically limited to around 14 bits. While there a few exceptions
to this [8–11], SAR ADCs typically achieve resolutions of 10–12 bits without
requiring calibration.
• The SAR architecture is almost process technology agnostic, in that it is prevalent
across all CMOS process technologies. In fact, it is becoming more dominant at
lower geometries, reinforcing the fact that the architecture readily scales with
technology.
• At higher resolutions beyond 12 bits, the SAR architecture starts to become
limited by Thermal Noise (KT/C), where each additional bit of resolution
requires a 4x larger DAC capacitance with a corresponding increase in power
and area.
On the other hand, the Sigma Delta architecture has its own limitations or
constraints:
• It’s more suited to higher resolution applications, where it is typically associated
with achieving 14+ bit resolution.
• Noise shaping requires a significant amount of open loop gain to sufficiently
suppress the quantisation within the band of interest. Therefore, it is more suited
to larger CMOS geometries, where the native transistors typically have larger
inherent gain.
• Noise shaping architectures are oversampled, as the process of shaping the
quantisation noise out of the band of interest to some other frequencies requires
an oversampled system. Hence, the thermal noise, which is typically set by the
first stage, benefits from the inherent oversampling within the system, reducing
the in-band thermal noise.
• The noise-shaping architecture leverages the inherent property that many of the
error sources are shaped by the loop, which makes them very tolerant of any
circuit imperfections [3].
148 I. ÒConnell et al.
Fig. 9.14 Single-end SAR ADC with CDAC, SAR logic and clocked comparator
Fig. 9.16 Predicted power consumption bounds for both noise-limited and mismatch-limited SAR
ADCs together with their individual components [13]
• At lower resolutions (4–6 bits), the power is dominated by the digital SAR logic
power. This can be explained by the fact that the target resolution is readily
achievable.
• At higher resolutions (12+ bits), the power is dominated by the DAC, namely
thermal noise and mismatch. At these resolutions, the KT/C noise requires a 4x
increase in the DAC capacitor for each additional bit in resolution.
• For medium resolution, there is a transition between these two regions of
operation.
A number of years ago, Prof. Mike Flynn et al. observed that the residue voltage,
which resides in the SAR CDAC at the end of the conversion, is a measure of the
Quantisation noise or error relating to the conversion as discussed in the previous
section [14]. Hence, taking that error and adding it to the next input sample results
in an Error Feedback modulator, who’s linear model is given by Fig. 9.17 [15],
whereby the reside voltage is filtered by the loop filter, L(z), and added to the
sampled input [16].
To realise this structure, the implementation shown in Fig. 9.18 below results.
The resultant implementation requires that this “residue” voltage is sampled and
150 I. ÒConnell et al.
added to the next input sample as illustrated above, where an additional amplifier
is required to amplify the “residue” voltage prior to sampling it onto a capacitor.
The resultant amplified residue voltage is then added to the next sampled input, Vin ,
prior to undertaking the next set of bit trials.
This approach has the impact of realising a noise-shaped architecture, where the
quantisation error associated with any individual output is effectively averaged out
over a series of samples [17]. This is the objective of all noise-shaped architectures.
Today, there are several architectures used to realise a Noise-Shaped SAR
architecture, whereby the architecture refers to residue voltage which is available
9 Precision Voltage Sensing in Deep Sub-micron and Its Challenges 151
Fig. 9.19 An error feedforward-based architecture, where the residue voltage is sampled, process
for the loop filter, H(z), before being added at the comparator input
at the end of a conversion. One of the earliest realisations is what was originally
proposed by Fredenburg and Flynn [14], where the residue voltage was sampled and
filtered before being added at the input of the comparator as illustrated in Fig. 9.19
above.
This architecture can be easily described when we look at the linear model
illustrated in Fig. 9.20 above, where the previous residue voltage is sampled and
filtered prior to being added at the input to the quantiser for the next set of bit trails.
Noise-Shaped SAR ADCs offer a number of inherent advantages over the
standard SAR architecture:
152 I. ÒConnell et al.
Fig. 9.22 Linear model of the proposed first-order error feedback noise-shaped SAR, with error
sources included
-100
PSD, dB
-150
Sampled kT/CDAC noise
+Amplifier's thermal noise
-200
Ideal: SNDR = 121 dB
With noise sources:
SNDR = 73 dB
-250
4 6
10 10
Frequency, Hz
• At the same time, the residue voltage, which is amplified by 16, is sampled onto a
16C capacitor. Amplifying the residue by 16 has the equivalent effect of sampling
it onto a 256C capacitor, which is the same size as the DAC. Therefore, the
residue voltage is transferred to the next sample without any attenuation. A gain
of 16x is deemed manageable, while the KTC noise charge associated with the
16C feedback capacitors is not deemed excessive.
• Then during the normal synchronous SAR operation during SAR , the residue
voltage is combined with the input signal using charge sharing.
• After the bit trials have been completed, the residue voltage, Vres , is sampled and
amplified by the 2 stage Dynamic Amplifier, during res .
• After which the process repeats itself.
The layout of the capacitor DAC is completed using a segmented, common
centroid approach as illustrated in Fig. 9.24. The MSB capacitors are realised using a
16C segmented column approach with dummy capacitors at either end for matching.
This improves the matching, while also simplifying the layout effort. The 16C
columns are then selected in a common centroid manner to realise the MSBs. The
unit capacitor, Cu , is 16 fF, resulting in the total differential DAC capacitance being
4 pF.
This design targeted first-order Noise shaping; however, to enable an accurate
performance comparison, second-order noise shaping was also enabled.
Illustrated in Fig. 9.25a is the first-order noise shaping where the 20 dB/dec
quantisation noise shaping is clearly visible. But Fig. 9.25b demonstrates the
second-order noise-shaping, with the associated 40 dB/dec noise shaping. Closer
156 I. ÒConnell et al.
Fig. 9.25 Simulated transistor noise for (a) first-order error feedback noise-shaped SAR and (b)
second-order error feedback noise-shaped SAR
Table 9.1 Thermal noise calculations for the proposed first-order error feedback noise-shaped
SAR
Noise sources Noise power % of total noise
Sampling noise 2kT/Cs oversampled 6.5E-11 26.4
Jitter 1 ps 1.0E-12 0.4
Quantisation noise 100 dB 2.0E-11 8.2
Mismatch noise (W) 2.0E-11 8.2
Oversampled op-amp thermal noise (W) 7.8E-11 31.9
op-amp flicker noise (W) 5.625E-11 22.9
Reference noise (W) 4.7E-12 1.9
Total noise (W) 2.5E-10
SNR(dB) 91.2
5 Dynamic Amplifier
Fig. 9.26 Proposed Dynamic Amplifier implementation, featuring a two-stage approach. The
output shows the additional capacitors required to support second-order noise shaping
stage illustrated in Fig. 9.28b. However, the presence of 1/f noise necessitated
the introduction of chopping; hence, when chopping is introduced, Fig. 9.28a is
replaced with Fig. 9.29.
Note, chopping is not required in the second Dynamic amplifier, as there is
sufficient gain to suppress the 1/f noise when input referred by the first stage.
Illustrated in Fig. 9.30 below is the simulated output results associated with the
design. The presence of 1/f noise is clearly evident in Fig. 9.30a when the chopping
within the first stage of the dynamic amplifier is disabled. However, when the
chopping is enabled, the SNR increases significantly, along with an improvement
in SFDR of 3.7 dB.
The design was fabricated in a 28 nm CMOS bulk process. A die photograph is
illustrated in Fig. 9.31 below.
Illustrated in Fig. 9.32a below are the measured silicon results, clearly showing
the impact of 1/f noise in the absence of chopping. Figure 9.32b shows the simulated
results, showing good correlation with the measured results.
9 Precision Voltage Sensing in Deep Sub-micron and Its Challenges 159
Fig. 9.28 Proposed schematics of the two-stage Dynamic Amplifier (a) illustrates the first stage
and (b) illustrates the second stage with capacitive degeneration
avdd
reset
out1n out1p
φ1 φ2 φ2
en φ1
φ1 φ1
vinp vinn
φ2 φ2
vinn vinp
Fig. 9.29 First-stage Dynamic Amplifier with chopping added to reduce the in-band flicker noise
The measured results are summarised in Fig. 9.33 below, where the presence
flicker noise significantly increases the noise floor at lower frequencies. At higher
frequencies, there are a number of harmonics present. These result from capacitor
mismatch within the SAR DAC and ultimately result in high frequency noise
being modulated down into the baseband increasing the noise floor. In this specific
160 I. ÒConnell et al.
Fig. 9.30 Transistor noise simulations (a) shows the first-order error feedback modulator with
no-chopping in the Dynamic Amplifier. The presence of 1/f noise is clearly evident at the lower
frequencies and (b) with chopping enabled in the first stage of the Dynamic Amplifier, with a small
tone at 30 kHz being an artefact of chopping
Fig. 9.32 (a) Measured silicon results illustrating the impact of capacitor mismatch and the
presence of 1/f noise and (b) the transistor simulation results which compare well with the
measured results
Fig. 9.33 Summary of Measured Results for the proposed first-order noise-shaped SAR
example, the brute force calibration algorithm we implemented was such that it only
targeted the reduction of distortion in the signal band. The out of band distortion was
never considered in the algorithm, and in fact the out of band distortion can be higher
in the calibrated spectrum than in the non-calibrated one.
162 I. ÒConnell et al.
6 Conclusion
The noise-shaped SAR offers a viable architecture for realising high precision for
voltage sensing in deep sub-micron CMOS process nodes. However, the first stage
ultimately limits the achievable accuracy where:
• Thermal Noise: in the form sampled KT/C in the SAR DAC, amplifier thermal
noise in design employing active loop filter and the loop filter sampled KT/C
noise need to be considered in the resultant performance.
• 1/f Noise: in architectures employing active loop filters, the 1/f noise of the
amplifier needs to be included in the noise calculation. At higher resolutions,
12+ bit, chopping or autozeroing needs to be added to the design to reduce the
in-band 1/f noise.
• Capacitor Mismatch: Capacitor mismatch within the SAR DAC ultimately limits
the achievable resolution. Hence, techniques such as DEM, Dither or calibration
need to be considered.
• While a single higher order loop is desirable to supress the in-band quantisation
noise, the additional thermal noise overhead associated with these designs
actually degrades the achievable performance. Hence, first-order single loops are
preferable.
• However, early research into cascaded/MASH based Noise-Shaped SARs is
offering interesting possibilities.
Considering this, noise-shaped SARs are enabling precision converters to be
realised in deep submicron CMOS technology nodes. In addition, while noise-
shaped SARs have gained popularity in recent years, especially in the research and
academic community, there are still many exciting research vectors to be explored.
One of these vectors is the area of hybrid architectures where noise-shaped SARs
are combined with other architectures. This is an exciting area with a lot of future
potential.
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