© Johnson & Johnson
Learning Together And Alone
David W. Johnson and Roger T. Johnson
January, 2015
To Appear In: Better: Evidence-based Education, 2015
1
© Johnson & Johnson
Abstract
Peers have positive in uences on learning only within a cooperative context. There are
three types of cooperative learning: formal, informal, and base groups. These types were
derived from social interdependence theory, which has been validated by over 1200 research
studies.
Power of Peer Interaction
Traditionally the interaction between adults and children are viewed as the most important
vehicle for ensuring (a) effective learning, (b) cognitive, moral, and social development, and (c)
socialization into the competencies, attitudes, and values needed to be contributing members of
society. Peer interaction is frequently assumed to be an unhealthy in uence, resulting in anti-
social behavior. Theorists such as Sigmund Freud, Erik Erickson, and Jean Piaget, however,
have argued that high-quality peer interaction is essential for cognitive, moral, and social
development, psychological well-being, and academic learning. In a recent meta-analysis, we
demonstrated that positive relationships with classmates accounted about one-third of the
variance in achievement. Not all peer interaction is constructive, of course. To be constructive,
peer interaction needs to occur within a cooperative context. In order to ensure that positive peer
interaction occurs day after day, therefore, schools need to ensure that most instruction is
structured cooperatively.
Learning Together And Alone
The power of cooperative learning lies in the interrelationship among theory, research, and
practice. In our research reviews, we located over 1200 studies with enough data reported to
calculate effect sizes. The studies were conducted from the 1890s to the present. We organized
the ndings within the framework of social interdependence theory. In addition, we personally
have conducted over 100 research studies to validate, modify, and re ne social interdependence
theory. From the validated theory we derived practical procedures for implementing cooperative
2
fi
fl
fi
fl
© Johnson & Johnson
learning from preschool through graduate school and adult training programs. These practical
procedures are known as “Learning Together and Alone.” We have helped implement our
cooperative learning procedures into schools, universities, businesses, hospitals, and other
settings throughout North, Central, and South America, Europe, Asia, the Paci c Rim, the
Middle East, and Africa. From our experiences implementing cooperative learning, we
discovered shortcomings in social interdependence theory that needed to be corrected, conducted
new research, modi ed the practical procedures, and implemented the revised procedures in
schools and universities. It is this combination of theory, research, and practice that gives
cooperative learning its strength and longevity.
Social Interdependence Theory
Social interdependence theory has its roots in Gestalt Psychology. Kurt Koffka proposed in
the early 1900s that groups were dynamic wholes in which the interdependence among members
could vary. In the 1930s, Kurt Lewin stated that the essence of a group is the interdependence
among members created by common goals. In the 1940s, Morton Deutsch developed a theory of
cooperation and competition in which he noted that goal interdependence can be positive
(cooperation), negative (competition), or nonexistent (individualistic efforts). Beginning in the
1960s, we have extended and re ned social interdependence theory. The basic premise of social
interdependence theory is that the way interdependence is structured determines how individuals
interact, which in turn determines outcomes. Positive interdependence results in promotive
interaction, in which individuals encourage and facilitate each other’s efforts to achieve.
Negative interdependence results in oppositional interaction, in which individuals discourage
and obstruct each other’s efforts to achieve. In the absence of goal interdependence there is no
interaction as individuals work independently. Typically, cooperation tends to promote greater
efforts to achieve, more positive relationships, and greater psychological health than do
competitive or individualistic efforts.
Three Types of Cooperative Learning
3
fi
fi
fi
© Johnson & Johnson
From social interdependence theory, three types of cooperative learning may be derived:
formal cooperative learning, informal cooperative learning, and cooperative base groups. From
these procedures, any lesson, in any curriculum, in any subject area, for any age student, in any
level of schooling, may be structured to be cooperative.
Formal cooperative learning consists of students working together, for one class period to
several weeks, to achieve shared learning goals and jointly complete speci c tasks and
assignments. In formal cooperative learning teachers:
1. Make a number of preinstructional decisions to plan and structure the lesson.
2. Explain the task and the positive interdependence to the students.
3. Monitor students' interaction and intervene to provide task or teamwork assistance.
4. Assess and evaluate students' learning, and help students process how well their groups
functioned and how effectively they have been working together.
Informal cooperative learning consists of having students work together to achieve a joint
learning goal in temporary, ad-hoc groups that last from a few minutes to one class period. In
informal cooperative learning groups students engage in three-to- ve minute focused discussions
before and after a lecture and two-to-three minute turn-to-your-partner discussions interspersed
every ten to fteen minutes throughout a lecture. The brief dialogues ensure that students
cognitively process the material being taught.
Cooperative base groups are long-term cooperative learning groups with stable membership
in which members provide the support, encouragement, and assistance they need to make
academic progress and hold members accountable for striving to learn. Typically, cooperative
base groups last for the duration of the semester or year. Base groups meet at the beginning and
end of each class session (or week) to complete academic tasks (such as checking each members’
homework), routine tasks (such as taking attendance), and personal support tasks (such as
providing guidance for writing a paper).
A typical class session may begin with a base group meeting, followed by a short lecture
utilizing informal cooperative learning, followed by a formal cooperative learning lesson,
4
fi
fi
fi
© Johnson & Johnson
followed by another short lecture involving informal cooperative learning, followed by a closing
base group meeting.
These three cooperative learning procedures form the basis for organizing the cooperative
school. At the school level, faculty and staff can meet weekly in teaching teams (base groups),
engage in school-based decision making (formal cooperative learning), and engage in short pair
discussions during presentations at faculty meetings (informal cooperative learning).
Basic Elements That Make Cooperation Work
Not all group efforts are cooperative. It is only when teachers carefully structure ve basic
elements into a lesson that cooperative learning truly exists. Through the use of the ve basic
elements, teachers become instructional engineers/designers who can take their unique lessons,
curricula, subject areas, courses, and students and (a) structure any lesson cooperatively and (b)
diagnose problems students have in working together and effectively intervene. The ve
essential elements are:
1. Positive interdependence, the perception that one is linked with others in a way so that
one cannot succeed unless they do (and vice versa).
2. Individual accountability, assessing the performance of each individual student and
giving the results to the individual and the group.
3. Promotive interaction, students helping, assisting, and supporting, each other's efforts to
learn.
4. Social skills, such as leadership, decision-making, trust-building, communication, and
con ict-management skills.
5. Group processing, group members discussing how well they are achieving their goals
and maintaining effective working relationships.
5
fl
fi
fi
fi
© Johnson & Johnson
Competitive and Individualistic Efforts
From social interdependence theory and our research we have formulated the conditions
under which competition and individualistic efforts may be constructive. Competition tends to
be more constructive when winning is relatively unimportant, all participants have a reasonable
chance to win, and there are clear, speci c, and fair rules, procedures, and criteria for winning.
Individualistic efforts tends to be most appropriate when the goal is perceived to be important,
students expect to be successful, the task is unitary and nondivisible, directions for completing
the task are simple and clear, there is adequate space and resources for each student, and what is
accomplished will be used subsequently in a cooperative effort.
What We Know
1. Peer interaction may promote achievement; healthy cognitive, moral, and social development;
and socialization into the competencies, attitudes, and values needed to be contributing
members of society.
2. Constructive peer interaction requires that students should spend most of the day in
cooperative learning groups.
3. Our cooperative learning methods (formal, informal, base groups) were derived from social
interdependence theory and the research that validates it.
4. To be cooperative, a lesson must include positive interdependence, individual accountability,
promotive interaction, the appropriate use of social skills, and group processing.
5. Constructive competitive and individualistic learning may supplement cooperative learning.
6. The interaction among theory, research, and practice makes cooperative learning one of the
strongest instructional procedures available to educators.
6
fi
© Johnson & Johnson
Further Reading
Johnson, D. W, & Johnson R. T. (1981). Student-student interaction: The neglected variable in
education. Educational Researcher, 10(January), 5-10.
Johnson, D. W, & Johnson R. T. (1989). Johnson, D. W, & Johnson R. T. (1989). Cooperation
and Competition: Theory and Research. Edina, MN: Interaction Book Company.
Johnson, D. W., & Johnson, R. T. (1994). Leading the cooperative school (2nd Ed.). Edina, MN:
Interaction Book Company.
Johnson, D. W., & Johnson, R. (2005). New developments in social interdependence theory.
Genetic, Social, and General Psychology Monographs, 131(4), 285-358.
Johnson, D. W., & Johnson, R. T. (2009). An educational psychology success story: Social
interdependence theory and cooperative learning. Educational Researcher, 38(5), 365-379.
Johnson, D. W., Johnson, R., & Holubec, E. (2013). Cooperation in the classroom (9th Ed.).
Edina, MN: Interaction Book Company.