CNN Based Fault Event Classification and Power Qua
CNN Based Fault Event Classification and Power Qua
Corresponding Author:
Y. Mohamed Shuaib
Department of Electrical and Electronics Engineering
B. S. Abdur Rahman Crescent Institute of Science and Technology
Chennai, Tamilnadu, India
Email: [email protected]
1. INTRODUCTION
The growing concerns regarding global warming and environmental pollution have accentuated the
significance of RES based power production. According to International Renewable Energy Agency (IRENA),
for year 2020, the capacity of world renewable energy has expanded by more than 260 GW, which is actually
50% greater than the amount of energy generated in 2019 [1], [2]. Among the available renewable energy
sources (RES), the wind and solar energy account for a significant portion in terms of utilization rates.
However, both these RES are characterized with intermittency, which leads to the introduction of electrical
disturbances that distorts the current and voltage, resulting in several power quality disturbances (PQD). The
massive infusion of power electronic technologies, which are non-linear in nature, into the electric power
system has also resulted in the onset of serious PQD [3], [4]. These PQD has to be minimized in order to curtail
power loses and also to prevent the malfunctioning of components interfaced to power system. The power grid
faults are unpredictable and random in nature, hence the development of a precise and accurate fault detection
technique is instrumental in ensuring its safe functioning. Moreover, for maintaining balance in power system,
a rapid fault detection model is essential as it improves the chances of quick recovery of unhealthy phases.
Thus, by restoring the unhealthy phases, the stability, PQ and transient response of the entire power system is
improved [5]-[10].
Numerous fault detection models for power distribution system are proposed so far, which includes a
communication-based protection plan in [11] that offers a back-up security in case of absence of the main
protection approach. In [12], the fault types in the output of the distributed generations are detected using abc
to dq transformation. However, the protection technique proposed in these works concentrate only on a specific
system topology or operating mode. A harmonic current based power distribution system protection plan is
proposed in [13], while a zero and positive sequence voltage magnitude and phase angle-based fault detection
approach is suggested in [14]. Due to the fluctuating fault impedances and dynamic load behaviour, it is a
challenging task to establish a suitable threshold value in the aforementioned techniques. Recently, the neural
network-based fault detection techniques are becoming increasingly popular. In these techniques, the various
types of faults are identified by extracting the line signal’s fault features as it is impossible to detect fault from
unprocessed current or voltage signal. Some of commonly used signal processing tool for extracting features
of the fault signals are Hilbert-Huang transform [15], S-transform [16] or wavelet transform [17].
For classifying the faults, machine learning techniques like support vector machines (SVM), k-nearest
neighbours (k-NN) and decision trees (DT) are utilized [18], [19]. However, the data reduction method
employed for minimizing the computational complexity, comes at the cost of information loss and lowered
accuracy. A fault discernment mechanism is envisioned on the basis of artificial neural network (ANN) is
suggested in [20], [21], while another fault discernment mechanism envisioned on the basis of probabilistic
neural network (PNN) is suggested in [22]. The process of image classification is challenging in case of ANN,
since the 2D images are required to be converted to 1D vectors, whereas the PNN are highly susceptible to
input data discrepancies. RNN is also employed in grid connected solar systems but is susceptible to stability
issues [23]. The most effective neural network for image classification is CNN and it is capable of handling
large input image database. A comprehensive examination of contemporary methodologies introduced for the
diagnosis of faults in power systems is elucidated within Table 1. The existing techniques provide valuable
contributions to fault diagnosis in power systems, but there is a notable research gap that the proposed work
aims to address. Specifically, none of the contemporary techniques discuss explicitly to integrate the
advantages of both DWT and CNN for fault identification in a power distribution system that includes RES
such as WECS and PV. This integration is precisely tailored to address the challenges posed by RES
intermittency by employing separate stabilization methods for PV and WECS.
The contributions of the proposed methodology are:
i) Integration of DWT and CNN: The proposed work introduces a novel fault detection methodology by
combining the strengths of DWT for efficient feature extraction and CN for robust classification. This
integration enhances the fault detection system's accuracy and effectiveness;
ii) Addressing challenges in RES integration: The work specifically addresses challenges associated with the
growing penetration of RES in power distribution systems. It recognizes and tackles issues such as RES
intermittency, kinetic energy insufficiency, and the lack of zero crossing current, which are prime aspects
of hybrid power system fault identification;
iii) Comprehensive power system model: The proposed framework comprises a comprehensive power
distribution system that includes both WECS and PV systems. The stability of each system is ensured
through the use of specific control methodologies, such as the boost converter and CFLC for PV and the PI
controller for WECS;
iv) Holistic evaluation of power system: The proposed work goes beyond fault detection and includes a
thorough evaluation of the power distribution system. It considers PQ issues, load variations, and influence
of faults on entire system stability. This holistic approach provides a more complete understanding of the
system's behavior under different conditions; and
v) Simulation and transparency: Simulation outcomes are presented and evaluated using MATLAB platform,
providing transparency and reproducibility. Thus, the proposed work contributes significantly to fault
diagnosis in power distribution by introducing an integrated approach, addressing challenges in RES
integration, providing a comprehensive power system model, conducting transparent simulations,
performing a comparative analysis, and demonstrating the feasibility and efficiency of the proposed
methodology.
These contributions collectively advance the understanding and application of fault detection techniques within
the framework of contemporary power systems.
The subsequent sections of the paper are meticulously organized to present a coherent and
comprehensive exploration of recommended fault identification system. Section 2 delves into materials and
methods employed in the study, providing a detailed account of the working methodology. Section 3 outlines
the intricacies of the proposed system, while the modeling intricacies of recommended system are expounded
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upon in section 4 section 5 is dedicated to presenting the results and engaging in a thorough discussion.
Simulation outcomes, parameters, and waveforms are meticulously analyzed to showcase efficacy of the
envisioned fault identification approach under various fault conditions. Finally, section 6 encapsulates the
findings and insights into a succinct conclusion.
Table 1. Contemporary techniques for fault diagnosis in power systems: an elaborate analysis
Ref. Classifier/technique Feature extraction Strong points Shortcomings
[24] DT classifier Hilbert Huang and Fast and accurate fault Sensitivity to measurement quality,
empirical mode detection, classification, and DG capacity changes, and fault
decomposition location incidence angles
[25] Random forest (RF) The technique used is High accuracy, robust Sensitive to noisy data and
not explicitly mentioned generalization and effectual interpretability limitations
handing of missing data
[26] k-NN based ensemble DWT Robust feature extraction by Multiple base classifiers introduce
classifier DWT and high discrimination computational complexity
accuracy
[27] Genetic algorithm Lasso penalty Automatic fault diagnosis and Assumption of homogenous fault
based ensemble uses less training dataset characteristics and limited dataset
classifier diversity
[28] DT classifier DWT High impedance fault Performance under unpredictable
diagnosis and high noise require validation
classification accuracy
[29] Fuzzy neural network The technique used is Distributed processing, Complex and resource intensive
(FNN) not explicitly mentioned successful fault diagnosis and
selective activation
[30] Temporal constrained No feature extraction Uncertainty integration, Challenges in adapting to highly
fuzzy petri nets temporal constraints dynamic power systems
incorporation, feasibility and
matrix algorithm
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Figure 1. Architecture of CNN based fault detection model in a hybrid power system
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phase experiences a short circuit to the ground, resulting in an increase in current and potential overheating of
equipment. Figures 2(a)-2(c) illustrates three types of single PG faults.
4.1.3. PP fault
In a three-phase system, the PP fault occurs when there is a short circuit between two specific lines.
The fault impedance magnitude of this unsymmetric fault, fluctuates over a wide range making it a challenging
task to determine its lower and upper limits. In this fault scenario, two phases of the system become directly
connected, bypassing the load impedance and creating an unintended low-impedance path for current flow
between them. This can lead to an imbalance in the system, causing changes in voltage and current magnitudes.
Figures 2(g)-2(i) illustrates the types of PP faults.
Figure 2. Types of faults: (a) a-g, (b) b-g, (c) c-g, (d) ab-g, (e) bc-g, (f) ca-g, (g) a-b, (h) b-c, (i) a-c,
and (j) abc-g
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coefficient [representation of large and small scale frequency components] and detail (Det) coefficient
[representation of small and large-scale frequency components]. DWT decomposition tree is created as a result
of App coefficient replication, as seen in Figure 3.
The occurrence of fault alters wavelet coefficients of waveforms, and these changes are also
documented for a variety of other system parameters that contain crucial fault signature data. The expression
for evaluating energy of a signal is given as (1).
𝐸𝑖 = ∑𝑛𝑗=1 𝑑𝑖𝑘
2
(1)
Where, the Det coefficient of a signal is specified as𝑑𝑖𝑘 , number of points for wavelet coefficients 𝑗 =
1,2, … , 𝑛 and scale 𝑖 = 1,2, … , 𝐼. With the occurrence of a fault or other transient events, the signal energy
changes in line with the variation in the wavelet coefficient. The required input features for presented fault
detection and classification model are obtained by evaluating the signal energy of every 3Φ signals. The DWT
applied to a signal 𝑥 at scale 𝑚 and position 𝑛 is (2).
𝑚𝑏
𝑛−𝑙𝑎
1 0 0
𝐷𝑊𝑇𝑥,𝑚,𝑛 = ∑𝑙 𝑥(𝑘)𝜓 ∗ ( ) (2)
𝑎0𝑚
√𝑎0𝑚
Where, 𝑎0𝑚 specifies scale shift parameter, 𝑙𝑎𝑚0 𝑏0 specifies the time shift parameter, and the terms 𝑚 and 𝑙 are
integer variables.
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When the filters come across unique features in an input image like colours or edges, it gets activated
and the network is also alerted. The max-pooling layer located between the convolutional layers, reduces
overfitting by decreasing the parameters and size of the input image. The major process of classification in
CNN takes place in the fully connected layer, which comprises of several neurons that are connected to the
previous layer activation functions. The ReLU activation function applied at each convolution unit is (3).
z l , ifz l ≥ 0
f(z l ) = { (3)
0, otherwise
Where, the 𝑙 th convolutional layer output element is specified as 𝑧 𝑙 . As mentioned earlier, the
maxpooling layer, aids with the reduction of the overall computational complexity by minimizing the spatial
size of parameters and features of the input data. All the pooled features are then converted to 1D vector by the
flatten function. On the basis of features collected by the prior layers, the fully connected layer forms a new
feature map. The final layer of the CNN is the softmax layer and for 𝑀 classes, the output is given as (4).
Here, the type of fault determined in the 𝑚-𝑡ℎ category of𝑀 classes is referred as 𝑧𝑀 , the softmax
function is specified as𝜎(ℎ) and for the final fully connected layer ℎ = [ℎ1 , … , ℎ𝑀 ]𝑇 , the output is given as (5).
ehm
zm = [σ(h)]m = hj (5)
∑M
j=1 e
With the aid of training data set 𝑉, CNN parameters are developed with the intention of minimizing the loss
function. Here, the 𝑖th training sample’s loss function is the cross entropy between the target and prediction,
as in (6).
(i) (i)
Loss(z (i) ) = − ∑M
m=1 t m log (zm ) (6)
(𝑖) (𝑖)
Where, for the 𝑖th training sample, if the index of ground truth is 𝑚, then 𝑡𝑚 = 1 or otherwise𝑡𝑚 = 0. The
total training set loss is given as (7).
1
I(θ) = |V| ∑iϵV Loss(z (i) ) (7)
Where, the test set elements are specified as|.|. Moreover, in order to minimize the loss function,
Adam optimizer is selected. An image of size 224 × 224 × 3which represents the3Φ voltage or current is
provided as the CNN input. This image is accepted by the input layer, then it passes through the various filters
of the convolution layer. It then subsequently passes through ReLU and maxpooling layer. Moreover, input
data is down sampled by the pooling layer, in order to minimize overfitting. The convolution between the input
matrix and filters is the major task performed by the convolution layer and its working is greatly influenced by
the filter size. The smaller filter size leads to information loss, whereas a larger filter size leads to computational
complexity. The presented fault classification technique is implemented in a hybridized power system
encompassing wind and PV with individual control approaches, which are detailed as follows:
The output current of a PV module produced by combining multiple PV cells is shown as (9).
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Where, the terms 𝑇, 𝑞, 𝑘 𝑎𝑛𝑑 𝐴 refers to the operating temperature, electron charge, Boltzmann constant and
diode ideality factor respectively. Moreover, the number of cells that together constitute a PV module is
specified as 𝑁𝑠 .
dIPV VPV
=
{dV dt L
−Vout
(10)
out
=
dt RC
- Off-state dynamics: In case of switch OFF condition, the boost converter’s state space equation is given
as (11).
Where, 𝑢 ∈ [0 1] and the vector state space is represented as 𝑋 = [𝑥1 𝑥2 … 𝑥𝑛 ]𝑇 . On the basis of (12), the model
of boost converter is formulated by multiplying the duty cycle D with (10) and (1-D) with (11). Moreover, the
state-space average approach is also used, in which (13) and (14).
Dϵ[0 1] (13)
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The extracted power from the PV is further maximized with the aid of an appropriate MPPT approach. Here, a
CFLC is utilized as MPPT controller, which adjusts D of boost converter to allow extraction of maximum power.
As mentioned above, five inputs are considered for the MPPT controller. Thus, it is resulting in the
requirement of 55 = 3125 rules, in case of a normal FLC with five membership functions. However, in case
of CFLC MPPT as seen in Figure 7, requires a total of 52 + 52 + 52 + 52 = 100 rules, thus successfully
reducing the computational complexity of the MPPT controller.
The FLC being an intelligent technique, is tuned on the basis of human experience and knowledge
about the working of the system. Moreover, compared to conventional MPPT techniques, it overcomes the
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problem of overshoot and is capable of maintaining the operating point at MPP in spite of fluctuations in
temperature and irradiance. The inputs of the FLC are mapped to the fuzzy variable in the fuzzification block.
The actual expert data are presented in the inference block through the membership rules contained in if-then
statements. The linguistic inference rules are then converted to crip numerical values in the output
defuzzification block. In case of CFLC MPPT, the change in duty ratio command for the boost converter is
attained as output.
116
Cp (λ, β) = 0.645( − 0.4β − 5)e−21⁄λi (18)
λi
0.5ρπR2 Cp (λ,β)V3
wind
Tm = (19)
ωWT
Where, the terms 𝜌, 𝛽, 𝜆, 𝐶𝑝 𝑎𝑛𝑑 𝑅 refers to the air density, pitch angle, tip speed ratio, power coefficient and
blade radius respectively. A highly efficient AC asynchronous variable-speed generator with decreased
mechanical stress, greater energy harvesting, and improved reactive power controllability is known as the
DFIG. Figures 8(a) and (b) illustrate the structure and equivalent circuit of a DFIG. The DFIG is modelled with
the aid of subsequent expressions. The stator voltage is estimated using (20).
̅̅̅̅s
1 dΨ 1 dθs
v̅s = −R s i̅s + +j ̅̅̅
Ψs (20)
ωb dt ωb dt
The rotor voltage is expressed as (21), the stator flux linkage is expressed using (22), while the
electromagnetic torque is expressed as (23).
̅̅̅̅r
1 dΨ 1 dθr
v̅r = −R r i̅r + +j ̅̅̅
Ψr (21)
ωb dt ωb dt
̅̅̅
Ψs = Ls (−i̅s + i̅), ̅̅̅ ̅̅̅
r Ψr = Ψs + Lkr i̅r (22)
̅̅̅s ir ) , ps = −Re(v̅s is )
t e = −Im (Ψ (23)
Where the stator voltage, current, inductance and resistance are specified as 𝑣𝑠 , 𝑖𝑠 , 𝐿𝑠 𝑎𝑛𝑑 𝑅𝑠 respectively,
while the rotor voltage, current, inductance and resistance are specified as𝑣𝑟 , 𝑖𝑟 , 𝐿𝑟 𝑎𝑛𝑑 𝑅𝑟 respectively. The
positive torque is specified as𝑡𝑒 , while the rotor and stator flux are designated as Ψ𝑟 and Ψ𝑠 respectively. To
obtain a DC voltage output, a PWM rectifier is linked to the DFIG-based WECS's output. The PWM rectifier's
output is stabilized using the PI controller, which provides the appropriate error compensation.
(a) (b)
Figure 8. DFIG topology: (a) DFIG structure (b) DFIG equivalent circuit
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are characterized with intermittency, individual control methodologies are employed for stabilizing their outputs.
Through accurate detection and correction of faults, the PQ of the entire system is enhanced. Moreover, by
taking suitable maintenance measures, the breakdown of the entire power distribution system is also prevented.
The simulation setup of suggested work is presented in Figure 9. The system includes a combination of WECS
and a PV system, where the PV system incorporates a boost converter and a closed-loop CFLC MPPT for
optimal power extraction. The output from the DFIG undergoes transformation through a PWM rectifier,
controlled by a PI controller. Both the PV system and DFIG are linked to grid via a three-phase VSI. Continuous
monitoring of voltage and current signals enables prompt fault detection. In the event of a fault, the signals are
processed through DWT and the extracted features are input into a CNN classifier for rapid and accurate fault
classification. The processing of signals is added as sub blocks in the simulation setup. This setup aims to
expedite fault identification, allowing for timely maintenance actions to prevent PQDs and ultimately ensuring
power system reliability, particularly in the context of intermittent and variable RES integration.
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(a) (b)
Figure 10. Output voltage waveforms: (a) PV panel and (b) boost converter
(a) (b)
Figure 11. WECS waveforms representing: (a) DFIG output and (b) PWM rectifier
(a) (b)
Figure 12. Waveforms showcasing wind turbine: (a) rotor speed and (b) torque
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(a) (b)
(c)
Figure 13. Output Waveforms of DFIG current: (a) phase A current, (b) DFIG phase B current,
and (c) DFIG phase C current
(a) (b)
Figure 15. Source voltage affected by PQ issues of (a) voltage swell and (b) voltage sag
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(a) (b)
(c)
Figure 16. Grid side waveforms representing (a) voltage, (b) current, and (c) voltage and current waveform
Magnitude of real power as observed from Figure 17(a) is 8500 W, while the reactive power is noted
to be below -150 VAR as seen in Figure 17(b). Since, both voltage and current waveforms are in phase, a
power factor value of one is observed in Figure 17(c). The power factor value of one also implies that the
amount of harmonic content in the grid side is very low. This is confirmed with the assistance of the THD
waveform given in Figure 18, which shows that the value of THD is 0.89%.
(a) (b)
(c)
Figure 17. Grid side: (a) real power waveform, (b) reactive power waveform, and (c) power factor waveform
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classifier's performance is analyzed on the basis of accuracy, sensitivity and specificity in Figure 22(a) and it
is observed that the CNN classifier outshines the functioning of all the other existing classifiers in these
categories. It offers an excellent accuracy of 96.33% with sensitivity and specificity of 96%, which is
comparatively better than the performance of ANN classifier as seen in Table 3. Moreover, the efficiency of
the proposed CFLC MPPT is 91% as given in Figure 22(b). Table 4 presents a comprehensive comparison of
the performance of various fault detection systems under diverse fault conditions. The proposed CNN exhibits
an overall accuracy of 96.33%, which is significantly greater than the average accuracy of other models
(ranging from 84% to 92%). This emphasizes the comprehensive effectiveness of the CNN-based approach
across different fault conditions.
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Table 5 offers a comparative overview of the classifiers based on their training time, inference speed,
and resource utilization, providing insights into the efficiency and computational demands of each model. The
proposed CNN exhibits a training time of 10.5 hours, an inference speed of 5 milliseconds, and a resource
utilization of 85%. These metrics collectively demonstrate the efficiency and computational effectiveness of
the proposed approach in training the model, making rapid predictions during inference, and utilizing system
resources optimally. In comparison, the DT classifier demonstrates a shorter training time of 2.3 hours but with
a slightly higher inference speed of 15 milliseconds and a resource utilization of 70%. SVM, RF, and FNN
show varying performance across these metrics, while the ANN classifier requires the longest training time
(20.1 hours) with moderate inference speed (12 milliseconds) and resource utilization (60%). These results
provide valuable insights into the trade-offs between training time, inference speed, and resource utilization
for each classifier. The proposed CNN stands out for achieving a balanced performance across these metrics,
showcasing its suitability for real-time fault detection applications in power systems.
(a) (b)
Figure 22. Comparison charts for (a) classifiers and (b) efficiency
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Table 4. Fault detection system performance comparison under various fault conditions
Fault condition CNN DT SVM RF FNN ANN
Islanding 98% 90% 92% 93% 94% 91%
Line-to-ground fault 95% 87% 88% 89% 92% 86%
Line-to-line fault 96% 85% 86% 87% 90% 84%
Overall accuracy 96.33% 87.33% 88.67% 89.67% 92% 87%
5.3. Discussions
The proposed fault detection system, integrating DWT and CNN, demonstrates notable effectiveness
in enhancing the PQ and reliability of a hybrid power system comprising WECS and PV. The simulation
results, conducted in MATLAB, provide insights into the system's performance under various conditions. The
stability of both WECS and PV, achieved through individual control methodologies, ensures the system's
resilience against faults and contributes to maintaining a stable PQ. The PV system, characterized by variable
voltage output, exhibits stable voltage maintenance through the boost converter and CFLC based MPPT.
Similarly, the WECS output is stabilized through a PI controller. The fault analysis, conducted under different
conditions such as islanding, line-to-ground fault, and line-to-line fault, showcases the CNN classifier's robust
performance, with an overall accuracy of 96.33%. The comparative analysis against other classifiers, including
ANN, highlights the superiority of the proposed CNN classifier in terms of accuracy, sensitivity, and
specificity. Additionally, the computational efficiency comparison reveals that the CNN model achieves a
balanced performance with a training time of 10.5 hours, inference speed of 5 milliseconds, and resource
utilization of 85%. The implications of these findings extend to the future development of fault detection
systems in power distribution. The robustness demonstrated by the CNN classifier, coupled with efficient
computational performance, positions it as a promising tool for real-time fault detection applications. This
research contributes valuable insights into advancing power system stability and reliability in the context of
increasing renewable energy source integration.
6. CONCLUSION
The increased penetration of RES in power system has resulted in the existence of severe protection
issues, PQDs and faults. Therefore, to improve stability, PQ, and reliability of power system, these faults are
required to be identified instantly without delay. So, a CNN classifier-based fault detection is proposed in this
work for identifying faults taking place in a hybrid power system consist of wind and PV. Moreover, features
of the fault signal are extracted with the aid of DWT. Furthermore, individual control approaches are applied
for wind and PV for stabilizing their outputs. Consequently, a boost converter along with CFLC MPPT is
employed for PV, while PI controller is employed for WECS. The MATLAB platform is utilized for carrying
out the simulation of the proposed fault detection approach. Moreover, the classification capability of CNN is
tested for various kinds of fault such as line-to-line fault, islanding and line-to-ground faults. On the basis of
the obtained outcomes, the CNN classifier offers an exceptional classification accuracy of 96.33% and it
outperforms other available classifiers such as ANN, SVM, and RF.
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CNN based fault event classification and power quality enhancement in hybrid … (Abdul Quawi)
1870 ISSN: 2088-8694
BIOGRAPHIES OF AUTHORS
Int J Pow Elec & Dri Syst, Vol. 15, No. 3, September 2024: 1851-1870