Audit Tracking Sheet

Department Name/Department Reference to applicable legal and Standard Corrective Action / Clsoe out evidence
Sr. Name Type of Audit Audit Date Description Requirement Evidence (picture) Category of Finding Target Date Preventive Action (CAPA) (picture) Status (Open & Close) Closure Date Closing varinace (Days) Closed out by Inspection done by Remarks
by SC

1 Department 1 Internal Audit First Party 01-Nov-16 Major Open

2 Department 1 Internal Audit First Party 01-Nov-16 Minor Open

3 Department 1 Internal Audit First Party 01-Nov-16 Observation Closed

4 Department 1 Internal Audit First Party 01-Nov-16 Note Worthy Effort Closed

5 Department 1 Internal Audit First Party 01-Nov-16 Major Open

6 Department 2 Internal Audit First Party 11-Nov-16 Major Closed

7 Department 2 Internal Audit First Party 11-Nov-16 Major Closed

8 Department 2 Internal Audit First Party 11-Nov-16 Minor Open

9 Department 2 Internal Audit First Party 11-Nov-16 Minor Open

10 Department 2 Internal Audit First Party 11-Nov-16 Observation Closed

11 Department 2 Internal Audit First Party 11-Nov-16 Observation Open

12 Department 2 Internal Audit First Party 11-Nov-16 Observation Open

13 Department 2 Internal Audit First Party 11-Nov-16 Observation Closed

14 Department 3 Internal Audit First Party 21-Nov-16 Major Closed

15 Department 3 Internal Audit First Party 21-Nov-16 Minor Open

16 Department 3 Internal Audit First Party 21-Nov-16 Observation Closed

17 Department 4 Internal Audit First Party 28-Nov-16 Note Worthy Effort Closed

18 Department 4 Internal Audit First Party 28-Nov-16 Major Closed

19 Department 4 Internal Audit First Party 28-Nov-16 Major Open

20 Department 4 Internal Audit First Party 28-Nov-16 Major Open

21 Department 4 Internal Audit First Party 28-Nov-16 Minor Closed

22 Department 4 Internal Audit First Party 28-Nov-16 Minor Closed

23 Department 4 Internal Audit First Party 28-Nov-16 Observation Open

24 Department 4 Internal Audit First Party 28-Nov-16 Observation Closed

25 Department 4 Internal Audit First Party 28-Nov-16 Observation Closed

26 Department 4 Internal Audit First Party 28-Nov-16 Observation Open

27 Department 4 Internal Audit First Party 28-Nov-16 Major Closed

28 Department 4 Internal Audit First Party 28-Nov-16 Minor Open

29 Department 4 Internal Audit First Party 28-Nov-16 Observation Closed

30 Department 5 Internal Audit First Party 06-Dec-16 Note Worthy Effort Closed

31 Department 5 Internal Audit First Party 06-Dec-16 Major Open

32 Department 5 Internal Audit First Party 06-Dec-16 Major Closed

33 Department 5 Internal Audit First Party 06-Dec-16 Major Closed

34 Department 5 Internal Audit First Party 06-Dec-16 Minor Open

35 Department 5 Internal Audit First Party 06-Dec-16 Minor Open

36 Department 5 Internal Audit First Party 06-Dec-16 Observation Closed

37 Department 6 Internal Audit First Party 13-Dec-16 Observation Closed

38 Department 6 Internal Audit First Party 13-Dec-16 Observation Open

39 Department 7 Internal Audit First Party 13-Dec-16 Observation Closed

40 Department 7 Internal Audit First Party 13-Dec-16 Major Closed

41 Department 8 Internal Audit First Party 19-Dec-16 Minor Open

42 Department 8 Internal Audit First Party 19-Dec-16 Observation Closed

43 Department 8 Internal Audit First Party 19-Dec-16 Note Worthy Effort Closed

44 Department 8 Internal Audit First Party 19-Dec-16 Major Open

45 Department 8 Internal Audit First Party 19-Dec-16 Major Open

46 Department 8 Internal Audit First Party 19-Dec-16 Major Closed

47 Department 8 Internal Audit First Party 19-Dec-16 Minor Closed

48 Department 9 Internal Audit First Party 26-Dec-16 Minor Open

49 Department 9 Internal Audit First Party 26-Dec-16 Observation Closed

50 Department 9 Internal Audit First Party 26-Dec-16 Observation Closed

51 Department 10 Internal Audit First Party 05-Jan-17 Observation Open

52 Department 10 Internal Audit First Party 05-Jan-17 Observation Closed

53 Department 10 Internal Audit First Party 05-Jan-17 Major Closed

54 Department 10 Internal Audit First Party 05-Jan-17 Minor Open

55 Department 10 Internal Audit First Party 05-Jan-17 Observation Closed

56 Department 10 Internal Audit First Party 05-Jan-17 Note Worthy Effort Closed

57 Department 10 Internal Audit First Party 05-Jan-17 Major Open

58 Department 10 Internal Audit First Party 05-Jan-17 Major Closed

59 Department 10 Internal Audit First Party 05-Jan-17 Major Closed

60 Department 10 Internal Audit First Party 05-Jan-17 Minor Closed

61 Department 11 Internal Audit First Party 12-Jan-17 Minor Open

62 Department 11 Internal Audit First Party 12-Jan-17 Observation Closed

63 Department 11 Internal Audit First Party 12-Jan-17 Observation Closed

64 Department 11 Internal Audit First Party 12-Jan-17 Observation Open

65 Department 11 Internal Audit First Party 12-Jan-17 Observation Closed

66 Department 12 Internal Audit First Party 19-Jan-17 Major Closed

67 Department 12 Internal Audit First Party 19-Jan-17 Minor Closed

68 Department 12 Internal Audit First Party 19-Jan-17 Observation Open

69 Department 12 Internal Audit First Party 19-Jan-17 Note Worthy Effort Closed

70 Department 12 Internal Audit First Party 19-Jan-17 Major

71 Department 12 Internal Audit First Party 19-Jan-17 Major Open

72 Department 12 Internal Audit First Party 19-Jan-17 Major Closed

73 Department 12 Internal Audit First Party 19-Jan-17 Minor

74 Department 12 Internal Audit First Party 19-Jan-17 Minor

75 Department 12 Internal Audit First Party 19-Jan-17 Observation Open

76 Department 12 Internal Audit First Party 19-Jan-17 Observation Closed

77 Department 12 Internal Audit First Party 19-Jan-17 Observation

 Company Total Finding Open Closed Open % Closed % Major Minor

Department 1 4 3 1 75% 25% 2 1

Department 2 8 4 4 50% 50% 2 2

Department 3 3 1 2 33% 67% 1 1

Department 4 12 5 7 42% 58% 4 3

Department 5 6 3 3 50% 50% 3 2

Department 6 2 1 1 50% 50% 0 0

Department 7 2 0 2 0% 100% 1 0

Department 8 6 3 3 50% 50% 3 2

Department 9 3 1 2 33% 67% 0 1

Department 10 9 3 6 33% 67% 4 2

Department 11 5 2 3 40% 60% 0 1

Department 12 11 3 8 27% 73% 4 3

Total 71 29 42 41% 59% 24 18

To t al N C's Op en Till Dat e To t al N C's c lo sed Till d at e 59%

5 8
7
4 6
3 3 3 3 3
2 4
3 3 3
1 1 1 2 2 2
0 1 1

Department 10

Department 11

Department 12
Department 1

Department 2

Department 3

Department 4

Department 5

Department 6

Department 7

Department 8

Department 9

Department 1

Department 2

Department 3

Department 4

Department 5

Department 6

Department 7

Department 8

Department 9

Department 10

Department 11

Department 12
41%

Open % Closed %

Total Audit Finding

12
11

9
8

6 6
5
4
3 3
2 2

Department 1 Department 2 Department 3 Department 4 Department 5 Department 6 Department 7 Department 8 Department 9 Department 10 Department 11 Department 12