IOS (Part 1)
IOS (Part 1)
Overview:-
Jurisprudence Theories of Law & Justice
Primary Literal/Golden/Mischief/Harmonious
Rules of Interpretation
I.O.S. & its Application Secondary Non-Obstante Clause/ Legal Fiction/
Mandatory & Directive Proviso/
Conjunctive & Disjunctive Words
Maxims & Presumption Of
Statutory Interpretation
External Aids
Society: Morality, Ethics, Justice, Righteousness, etc
Legislature: Rules, Regulation, Statutes, Ordinances, etc
Judiciary: Order/Decree/Judgments, Rulings/Writs
Definitions:-
Salmond – “the law may be defined as the body of principles recognized and applied by
the state in the administration of Justice”
Austin – “A law is command which obliges a person or persons to a course of conduct.”
THEORY OF LAW
Natural Theory Of Law:- Law as the dictate by Devin/Nature: It suggests that law as not
formed by human beings, it is rather something that the nature provides us with in the form of
ethics, morality, and the ability to judge whether any act is right or wrong. Criticism: Ethics &
morality differ from one person to another making the laws differ on a subjective basis.
Positive Theory of Law/Imperative Law: Law as the command of the sovereign that is
backed by sanction. Criticism:- law has existed before the existence of states and sovereigns.
Realist Theory of Law/Legal Realism: Law as the practice of the Court. Law is a product of
judgements of judges by their social, economic and contextual influences. Criticism:- It is
exclusively based on litigation but ignore the other circumstances which do not warrant court
interference. Further, different judges would use different approaches to deliver justice in their
best knowledge, hence interpretation varies subjectively.
WHAT IS THE PURPOSE & FUNCTION OF LAW?
Law was established to maintain order. If people were to let loose without any restrictions
and limitations that correspond to unfair or immoral practices, the society would be in chaos.
Human behavior needs to be regulated in order for civilizations to exist. Further, law sets the
standards of code of conduct and etiquettes that would be the minimum requirements in
order to be part of a society or community.
Thus, laws perform various functions. One of the most accurate functions of law were
stated by ROSCOE POND, who treated LAW AS A SPECIES OF SOCIAL ENGINEERING.
According to him the Major Functions of law:
1) Maintenance of Law & Order in society; RULE OF LAW
AV DICEY in his work Introduction To The Study
2) Protection of Fundamental Rights;
Of The Law Of The Constitution has given four
3) To ensure maximum freedom of individuals; features of Rule Of Law.
4) To satisfy the basic needs of the people; 1) No one should be punished except for breach of
5) Control of Political System; law.
6) The regulations of economic activity; 2) The law should not discriminate against persons
7) Regulations of human relations; & and apply equally to ordinary citizens and
8) International relations. government officials.
3) There must be certainty of punishment when law
is broken.
4) Rights and liberties of individual should be
embodied in the ‘ordinary law’ of the land.
SOURCE OF LAW
FORMAL MATERIAL
HISTORICAL LEGAL
SUPREME SUBORDINATE
LEGISLATION LEGISLATION
2) Reliability; 2) Conservation;
LEGAL
SOCIAL POLITICAL ECONOMIC JUSTICE
JUSTICE JUSTICE JUSTICE
It refers to the rule of law,
It provide all individuals with not the rule of any
It is defined as the equality All individuals have
equivalent political rights & individual. It states that all
of all persons in a society, suitable opportunities to
chances to participate in the men are equal before the
with no discrimination on make a livelihood and get
administration of their law and that the law applies
the grounds of faith, caste, fair wages, enabling them
respective countries. Citizens equally to all.
creed, colour, sex, or to satisfy their basic
should be free to vote without It ensures that everyone is
status. necessities while also
fear of being discriminated protected by the law. The
assisting them in their
against on the basis of religion, law makes no distinction
Example: Article 15 growth and advancement.
race, class, creed, gender, place between the wealthy and the
Example: Article 19(1)(g)
of birth, or social standing. destitute.
39 & Part XIII 301 – 307
Example: Article 15 - 19 Example: Article 14 to 18
Dwarkin's Rights Thesis: He emphasizes the importance of the rights of the individuals.
Utilitarian Theory Of Justice: Bentham claims that a law should be enacted with the prime object of providing
maximum justice to the maximum number of people.
Amartya Sen's Theory Of Justice: A law should be enacted understanding the needs of the society and should be
based on demand of justice.
Gandhian Theory of Justice: The concept of Lok Adalat based on the principles of truth, equality and social justice.
Rawl's Theory of Justice: Justice is the first virtue of social institution
Indian Constitution: Preamble defines the terms Justice, Liberty, Equality among the Other feature.
JOHN RAWLS’ THEORY OF JUSTICE
John Bordley Rawls was an American Moral & Political Philosopher. UTILITARIANISM
He is best known for his political-philosophical publication “A Theory the greatest amount of good for
of Justice” (1971). the greatest number of people.
He was a firm opposer of Utilitarianism. As it covers the way for
governments to function in ways that bring happiness to a majority
but ignore the wishes and rights of a minority. Social Contract is a
hypothetical agreement between
Rawls’ theory of justice is largely influenced by the Social Contract the government & the people
Theory. He emphasized, the need for a state that is neutral between governed that defines
the various perspectives of values. their rights & duties.
He calls his conception “JUSTICE AS FAIRNESS.”
Accordingly, He proposed a hypothetical scenario where a group of people ignorant of their or others’
social, economic, physical, or mental factors come together to make laws for themselves.
The idea behind this hypothecation is that under such a circumstance, everyone will be virtually
equal. Rule-making will not be influenced by the self-centered desires of particular sections of society.
Then, there will be no hierarchy in the bargaining power within the collective idea of justice. Under this
state, there will also be equal sharing of burdens and benefits among all.
So, the theory of justice proposed by Rawls advocates for a system of rule-making that ignores the
social, economic, physical, or mental factors that differentiate the people in society.
FUNDAMENTAL PRINCIPLE JOHN RAWLS’ THEORY OF JUSTICE:
EVERY INDIVIDUAL IS INVIOLABLE:
• Any Individual should not be sacrificed for the sake of majority;
• An Act of injustice is tolerable if & only if it is necessary to avoid greater act of injustice; &
• Individual liberties should be restricted in order to maintain equality of opportunity.
Apart form the principle & in addition to the same, Rawls introduced two basic principles of justice:
JUSTICE AS FAIRNESS:
• Equal Liberty Principle: 1) Equal access to basic human needs; 2) Rights; & 3) Liberties.
• Difference Principle: 1) Idea of fair equality of opportunity & The equal distribution of
socio-economic inequalities.
To adopt this principles universally he suggested with his notion & explained the concept of
WELL-ORDERED SOCIETY:
• Original Position: It’s a through of expression whereby the parties have the choice to select
the principles of justice that are to govern the basic structure of society.
• Veil Of Ignorance: It’s an unbiased position, the Individuals hide their identity without
influence of their sex, race, natural abilities, social status, economic conditions and the like
to promote the justice in the interest of society at a large.
“to give meaning to” INTERPRETATION OF STATUTES “Act or Will of the Legislature”
Both terms are generally used interchangeably, but these two terms have different connotations.
The Cardinal Law Of Interpretation is that if The Cardinal Rule Of Construction of a statute
the language is simple and unambiguous, it is to is to read it literally, which means by giving to the
be read with the clear intention of the with the words used by the legislature their ordinary,
clear intention of legislation. natural and grammatical.
Commissioner Of Wealth-Tax V/s. H. Begum (1989 SCR (1) 155)
It is a process by which the true sense or Every act or deed is construed using the ordinary
meaning of the word is understood & hence it is words hence it is question of law
NOT a question of law
It does not lies within the letter of law as it
It lies within the letter of law as it depend upon depends upon the inference which lies in the spirit
the spirit of law
It involves the drawing of conclusion regarding
It aim to ascertain the true sense of words used subjects that are not always included in the direct
in a statute. expression.
Bhagwati Prasad Kedia V/s. C.I.T (2001 (248) ITR 562 Cal)
Where the Court adheres to the plain meaning of the language used by the legislature, it would be
‘interpretation’ of the words, but where the meaning is not plain, the court has to decide whether the
wording was meant to cover the situation before the court. Here the court would be resorting to what is
called ‘construction’.
GENERAL CLASSIFICATION OF INTERPRETATION
When there is an actual When its purpose is
rule of law which binds to discover
the Judge to place a ‘real’ & ‘true’ meaning
LEGAL DOCTRINAL of the statute.
certain interpretation of
the statute.
Rule of It comes from some Applies only the ordinary When the court goes
Interpretation is other source such rules of speech for finding beyond the words and
derived from the as custom or case out the meaning of the tries to discover the
legislator himself law words used in the statute. intention of the statute
Literal Or Grammatical Rule of Interpretation: The Primary Rule: Plain Meaning Rule:
Elliot V. Grey, 1960: According to the Road Traffic Act of 1930 uninsured cars are not allowed to be
driven or parked on the road. The defendant’s car was parked on the road near the public place but he
was not using it. The defendant was held guilty because the parliament has passed a bill which states
that people should insure their car only then they can drive the car. The mischief rule was applied by
the court by stating that the car being used in the road if in case the car causes an accident, insurance
would be required. The reason behind this was that people should be compensated when they are
injured by such incidents and danger caused to them by others.
Kanwar Singh v. Delhi Administration, AIR 1965 SC 871: Issues of the case were as follows – Section
418 of the Delhi Corporation Act, 1902 authorized the corporation to round up the abandoned cattle
grazing on the government land. The MCD rounded up the cattle belonging to Kanwar Singh. It was
contended by Kanwar Singh that the word abandoned means the loss of ownership and those cattle
which were round up belonged to him and hence, was not abandoned. The court held that the mischief
rule had to be applied and the word abandoned must be interpreted to mean let loose or left unattended
and even the temporary loss of ownership would be covered as abandoned.
Glaxo Laboratories V/s. Presiding Officer (A.I.R. 1984 S.C. 505): Supreme Court said that the
purpose of interpretation is to give effect to the intention underlying the statute, and therefore, unless
the literal or grammatical construction leads to absurdity, it has to be given effect to. If two construction
is possible, that construction which advances the intention of legislation and remedies the mischief
should be accepted.
K.S. Paripooran V/s. State of Kerala, [AIR 1995 SC 1012]: It was held by the court that when
interpreting provisions of law, it is important for the court to determine the pre-existing law, identify any
issues or flaws in that law, and understand Parliament's intentions for addressing the situation.
Legislation, especially if enacted to prevent social mischief, is typically interpreted to benefit the general
public.
Regional Provident Fund Commissioner V/s. Sri Krishna Manufacturing Company [AIR 1962
SC 1526, Issue, in this Case, was that the respondent concerned was running a factory where four
units were for manufacturing. Out of these four units one was for paddy mill, other three consisted of
flour mill, saw mill and copper sheet units. The number of employees there were more than 50. The
RPFC applied the provisions of Employees Provident Fund Act, 1952 thereby directing the factory to give
the benefits to the employees. The person concerned segregated the entire factory into four separate
units wherein the number of employees had fallen below 50, and he argued that the provisions were not
applicable to him because the number is more than 50 in each unit. It was held by the court that the
mischief rule has to be applied and all the four units must be taken to be one industry, and therefore,
the applicability of PFA was upheld.
Badshah v. Urmila Badshah, (2014) 1 SCC 188: in this case “Who is a ‘Wife’ for the purposes of
Section 125 of the CrPC ?” has held that ‘wife’ for the purpose of Section 125 means legally wedded
wife, therefore, second wife will not be ‘wife’ for the purposes of maintenance, however, an important
exception has been carved out in cases where there is concealment of fact of first marriage from the
second wife and she has been deceived into believing that she is the first wife. In this case, the Supreme
Court gave a purposive interpretation to S.125 of the CRPC and applied the ‘mischief rule’ with a view to
subserve the objective of the Act and to prevent evasion of this provision.
British Airways Plc V/s. Union of India [AIR 2002 SC 391]: The Supreme Court observed that
advancing the remedy and suppressing the mischief is what the court's duty is.
Novartis Ag V/s. Union of India [(2013) 6 SCC 1], The court stated that the most effective means of
ascertaining the meaning and intent of a statute is through the mischief rule.
MISCHIEF RULE OF INTERPRETATION
ADVANTAGES DISADVANTAGES
Consistent with legislative intent: To Can be subjective: The identification of the
identify the legislature's intent in enacting the "mischief" or problem that the statute was
statute, and therefore can lead to an designed to address can be subjective, and
interpretation that is consistent with that different judges may reach different conclusions
intent. about what that problem is.
Flexible: It allows judges to apply their minds Can lead to uncertainty: The use of the Mischief
and to depart from a literal interpretation of Rule can create uncertainty for individuals and
the statute's words in order to achieve the businesses who must comply with the statute, as
purpose of the statute. they may not know how a court will interpret the
statute in a given case.
Adaptable to changing circumstances: It
allows judges apply their mind to consider the Can be manipulated: It can be manipulated to
social and technological changes. achieve a desired outcome, as a judge could
identify a different "mischief" or problem in order
It helps avoid unjust results. to support a particular interpretation of the
statute.
DOCTRINE OF HARMONIOUS CONSTRUCTION
In generally sense, it means to maintain a balance between two concepts/provision/subject of equal
importance in the event of their conflict with each other in any law.
The Doctrine states:- Whenever there is a conflict between two or more Statutes or between two or more
parts or provisions of a Statute, then the Statute has to be interpreted upon harmonious construction.
It signifies that in case of inconsistencies, proper harmonization is to be done between the conflicting
parts so that one part does not defeat the purpose of another. It is considered the thumb rule to the
Rule of Interpretation of Statutes. It aims to achieve a harmonious balance between different legal
provisions while upholding the overall intent and purpose of the law.
It is based on a cardinal principle in law that –
• Every statute has been formulated with a specific purpose and intention and thereby should be read
as a whole; &
• It is usually presumption that what the Parliament has given by one hand is not sought to be taken
away from another.
The essence/goal is to give effect to all the provisions. However, If it’s impossible to harmoniously
interpret or reconcile the different parts or provisions, then it’s the responsibility of the judiciary to make
the final decision and give its judgment. Courts aim to interpret the law in a way that resolves conflicts
between the provisions, making the statute consistent as a whole and ensuring it’s understood
accordingly.
Bengal Immunity Co. V/s. The State of Bihar (1955) 6 STC 446 (SC): In this Case it was held that when
there are two provisions in a statute, which are in conflict with each other, they should be interpreted such
that effect can be given to both and the construction which renders either of them inoperative and useless
should not be adopted except in the last resort.
The Principles Of Doctrine Of Harmonious Construction:- According to the Doctrine, a Statute
should be read as a whole and one provision of the Act should be construed with reference to other
provisions in the same Act so as to make a consistent enactment of the whole statute. Such an
interpretation is beneficial in avoiding any inconsistency or repugnancy either within a section or
between a section and other parts of the statute.
APPLICATION: The Courts have outlined specific procedures for the interpretation as follows:
1) Equal Importance;
2) Comprehensive Reading of Section/Sub-section/Proviso/Explanation;
3) Considering & Analyzing the Scope Law and its Provision;
4) Non-Obstante Clause Usage;
5) Establishing Legislative Intent;
6) Avoid superfluous words;
7) Applicability of constitution principles;
8) Conflict between Statute & Rules/Regulation made there under;
9) Conflict between general & special provision of the statute:
(a) Generalia Specialibus Non Derogant : General laws do not prevail over Special Laws; &
(b) Generalibus Specialia Derogant : If a special provision is made on a certain matter, the matter
is excluded from the general provisions. For Eg. Indian Constitution - Article 351 V/s. Article 348 ;
10)Conflict between General Act & Special Act or between two Special Act;
11)Conflict between Substantive Law & Procedural Law; &
12)When reconciliation is not warrant.
Sri Shankari Prasad Singh Deo V/s. Union of India (AIR 1951 SC 458)
This case revolved around a conflict between Part III (Fundamental Rights) and Part IV
(Directive Principles of State Policy) of the Indian Constitution.
It challenged the validity of the first amendments on grounds that with the insertion of
A31-A and A31-B the two provisions limited the scope of right to property - a fundamental
right. It was contended that the first amendment also violated Article 13(2), which is
deemed as a protector of fundamental right. Also, it raised issues such as-whether the
parliament can amend the constitution? Can the fundamental rights be amended? And, to
what extent can the constitution be amended under Article 368?
It was evident that there existed a conflict between Article 13 and Article 368 of the Indian
constitution. On one hand Article 368 gave legislature the power to amend the constitution
at the same time Article 13 (2) restricted the same. The Supreme Court in this case used
the doctrine of harmonious construction in an attempt to resolve the conflicting provisions.
It was concluded that the word 'law' in Article 13 (2) is for ordinary laws and not
constitutional laws. Thereby limiting the extent of 'law' under Article 13 (2).This also meant
that the parliament had exclusive power under Article 368 to amend the constitution
including the fundamental rights under part III of the constitution. The apex court
validated Article 31 A&B and also upheld the validity of the agrarian land reforms
Sri Venkataramana Devaruand Others V/s. The State of Mysore (1958 AIR 255)
In this case, trustees of the temple of Shri Venkataramana of Moolky Petta challenged
the Madras Temple Entry Authorisation Act, which allowed entry of Harijans in the
temple, as breaching the right to manage its own affairs.
Here an appeal against the High Court decision was filed by the trustees of the temple of
Sri Venkataramana of Moolky Petta demanding to uphold the ban of entry Harijan into
the temple premises.
The Supreme Court when dismissing the appeal reasoned that Article 25(2)(b) must be
read harmoniously with Article 26 i.e. it must be given a liberal interpretation to benefit
the public. It also declared that Article 26 is not an absolute right and yields to the
restrictions found in Article 25. The scheme in Article 26 was further read down by
extending the application of the essentiality principle to clause (b) ‘matters of religion.’
The entry of Harijans was allowed with the exception of some special ceremonies when
entry could be restricted.
Unni Krishnan J.P. V/s. State of Andhra Pradesh 1993 AIR 2178: The Court in Unni Krishnan
expressed its disagreement with the finding in the earlier case of Mohini Jain v State of Karnataka 1992
AIR 1858 that the right to education at all levels is guaranteed by the Constitution.
The Supreme Court held that the right to basic education is implied by the fundamental right to life
(Article 21) when read in conjunction with the directive principle on education (Article 41).
The Court held that the parameters of the right must be understood in the context of the Directive
Principles of State Policy, including Article 45 which provides that the state is to endeavour to provide,
within a period of ten years from the commencement of the Constitution, for free and compulsory
education for all children under the age of 14.
The Court ruled that there is no fundamental right to education for a professional degree that flows
from Article 21.
It held, however, that the passage of 44 years since the enactment of the Constitution had effectively
converted the non-justiciable right to education of children under 14 into one enforceable under the
law. After reaching the age of fourteen, their right to education is subject to the limits of economic
capacity and development of the state (as per Article 41).
Quoting Article 13 of the International Covenant on Economic, Social and Cultural Rights, the Court
stated that the state's obligation to provide higher education requires it to take steps to the maximum
of its available resources with a view to achieving progressively the full realization of the right of
education by all appropriate means.
Outcomes: 93rd Amendment, Article 21-A, which provides for the fundamental right to education for
children between the ages of six and fourteen. In addition, passed legislation making primary education
compulsory.
K.M. Nanavati v. The State of Maharashtra (1962 AIR 605):
In the case, a Navy Commander, KM Nanavati, was accused of murdering his wife’s secret lover, Prem
Ahuja. He was charged under Section 302 and Section 304 of the Indian Penal Code (IPC). The trial
took place before a Sessions Judge in Bombay and a special jury found him not guilty under both
sections.
However, the Sessions Judge disagreed with the jury’s decision, believing it was not supported by the
evidence. He referred the case to the High Court of Bombay under Section 307 of the Code of Criminal
Procedure, 1973, providing reasons for his view. The High Court agreed with the Sessions Judge,
stating that considering the circumstances, the offense could not be reduced from murder to culpable
homicide not amounting to murder. The High Court convicted Nanavati of murder and this decision
was further appealed in the Supreme Court.
During this time, the Governor of Bombay, using the power granted under Article 161 of the Indian
Constitution, ordered Nanavati’s suspension. This decision was challenged because it occurred while
the case was pending before the Supreme Court. To resolve the conflict between the executive and the
judiciary, the Supreme Court applied the principle of harmonious construction. It held that Article
161 and the Governor’s suspension order were not applicable when a case was sub-judice or pending
before the court.
This case is notable not only for its impact on the abolition of jury trials in India but also for its
clarification of the relationship between executive and judicial powers in matters of suspension during
ongoing legal proceedings
GENERALIA SPECIALIBUS NON DEROGAT:- GENERAL LAWS DO NOT PREVAIL OVER SPECIAL LAWS
This maxim has its literal meaning as when there are two rules or laws, one general and one specific, the
specific rule takes priority over the general rule. In other words, special law is given superiority over later
general law. It says that in case of conflict between two statutes, the later will repeal the earlier one.
For Eg.: Traffic Laws, Arbitration Law V/s. CPC, etc.
CONDITIONS:
a) Both are inconsistent to each other; &
b) Some reference should exist in expressed form, in the later to the earlier enactment.
LIMITATIONS: The application of this maxim not applicable on the use of the principle:
• Harmonious construction; &
• Principle of the election.
For Eg: When more than one form of remedy exists for the same issue under two different acts.
Such as CPA 2019 V/s. Arbitration V/s. RERA
Suresh Nanda vs C.B.I [2008] SCC 3 674: There are 2 Acts that provide for impounding of passports:
•Criminal Procedure Code;
•Passports Act.
In this case, the petitioner lost access to his license as the result of the procedures of a case in which he
was the accused. His passport was seized by C.B.I., thus, he couldn’t travel.
Therefore, there was a conflict between section 104 of CrPC and section 10(3) of the Passport Act.
The court decided that the scope of the law under CrPC was defined by saying that the courts or the police
cannot impound but can only seize a passport. As impounding a passport has far-reaching and permanent
consequences, special law provisions will prevail to provide a better remedy to the petitioner.
EJUSDEM GENERIS RULE OF INTERPRETATION
Latin Maxim – “Of The Same Kind And Nature”
The doctrine states that when a statute uses specific words, followed by general words, the general
words will be given a restricted meaning, limited to the same class or genus as the specific words. It is
merely a rule of construction to aid the Courts to find out the true intention of the Legislature. Usually
this principle is applied when doubts are arisen whether the word or words fall within the general words
like – other articles, etc., such things, similar acts, etc.
Applicability of Doctrine of Ejusdem Generis
The provision must consist of specific words and general words
The meaning of the general words will be restricted to same class/category of the specific words.
Eg.: 1) Cars, Trucks, Tractors, Bikes & Other motor-powered vehicles (Ship & Airplane not included);
2) Bulls, Goat, Cows, Buffaloes, Horses, Etc. (Wild & Pets animal not included)
When Applied:
There is ambiguity in the language of the provisions of statutes, or
When in the provision, there is a possibility of two views, or
The meaning which the provision of a statute gives, defeats the purpose of the statute.
There is NO NEED for the interpretation if in the language there is no ambiguity and it is clear.
Jage Ram V/s. State Of Haryana: Rule is applicable subject to the following conditions:
Statute contains the enumeration (list) by specific words;
Members of the enumeration constitute a class;
Class is not exhausted by enumeration;
General term follows enumeration;
There is a distinct genus which comprises more than one species; &
There is no clearly manifested intention that the general term be given a broader meaning than the
doctrine requires.
The rule is required to be applied with great caution because it implies a departure from a natural
meaning of words, in order to give effect to supposed intention of legislature.
Halsbury stated: “...for the ejusdem generis rule to apply, the specific words must constitute a
category, class or genus, if they constitute such a category, class or genus, then only things which
belong to that category, class or genus fall within the general words.”
Therefore, unless there is a genus or category, there is no room for the application of ejusdem generis.
Evans V/s. Cross [(1938) 1 KB 694]: the Court had applied the ejusdem generis rule. The issue was in
relation to the interpretation of the word “other devices”. It was under the definition of “traffic signals”
under Section 48(9) Road Traffic Act, 1930, to include “all signals, warning sign posts, signs, or other
devices”. The Court held that a painted line on a road cannot be included in the “other devices” as a
traffic signs because devices are here indicating a thing, whereas painted line on a road is not.
Assistant Collector of Central Excise V/s. Ramdev Tobacco Company: The question was the
interpretation of section 40(2) of the Central Excise and Salt Act, 1944 before its amendment was
provided, that, no suit, prosecution or other legal proceeding could be instituted for anything done or
ordered to be done…
The SC held that the expression ‘other legal proceedings’ must be read ejusdem generis with the
preceding words suit and prosecution as they constitute a genus. Therefore ‘penalty’ and ‘adjudication’
proceedings do not fall within the expression ‘other legal proceeding’.
Powell V/s. Kempton Park Racecourse (1897): The Betting Act 1853 made it an offence to “…keep a
house, office, room or other place for the purposes of betting”.
The issues before the House of Lords had to decide if the statute applied to a betting stand in an
uncovered enclosure at Kempton Park Racecourse?
The Court applied the ejusdem generis rule and held that the other items mentioned in the statute
related to places indoors whereas the enclosure was outside. Therefore, the general term “other place”
will not include uncovered enclosure at a racecourse. There was thus no offence committed.
B.H.E.L. Vs Globe Hi-Fabs Ltd. (2015 (5) SCC 718) - The principle of ejusdem
generis does not apply in every situation and it is essential for its application that the
enumerated things before the general words must constitute a category or a genus or a
family which admits of a number of species or members. Thus the specific words must
form a distinct genus or category”. If the specified things preceding general words belong to
different categories, this principle of construction will not apply. At the same time this rule
has no inverse application in as much as general words preceding the enumeration of
specific instances are not governed by this rule and their import cannot be limited by any
such principle….. The Rule of ejusdem generis has to be applied with care and caution. It
is not an inviolable Rule of law, but it is the only permissible inference in the absence of an
indication to the contrary, and where context and the object and mischief of the enactment
do not require restricted meaning to be attached to words of general import, it becomes the
duty of the courts to give those words their plain and ordinary meaning
Dr. Devendra M. Surti V/s. State of Gujarat (AIR 1969 SC 63) – The court was dealing with the
definition of ‘Commercial Establishment’ in section 2(4) of the Bombay Shops and Establishment Act,
1948, that reads: “Commercial establishment means an establishment which carries on any business or
trade or profession”.
Q: Whether a private dispensary of a doctor will fall within the definition of commercial establishment?
A: The word ‘profession’ was construed with the associated words business and trade and the Supreme
Court held that a private dispensary of a doctor was not within the definition of commercial
establishment given in the Act.
Pradeep Agarbatti, Ludhiana V/s. State of Punjab (AIR 1998 SC 171) – SC dealt with interpretation
of term perfumery as used in Schedule ‘A’ Entry 16 of Punjab Sales Tax Act, which reads as: “cosmetics,
perfumery & toilet goods excluding toothpaste, tooth powder kumkum & soap.”
Q: Whether dhoop and agarbatti will fall under ‘perfumery’ as mentioned above.
A: With reference to the Punjab Sales Tax Act held that the word, “perfumery’’ means such articles as
used in cosmetics and toilet goods viz, sprays, etc. but does not include ‘Dhoop’ and ‘Agarbatti’.
Rainbow Steels Ltd. V/s. Commissioner Of Sales Tax, Uttar Pradesh (AIR 1981 SC 2101)
Q: Consider the interpretation of the word ‘old’ as used in “old, discarded, unserviceable or obsolete
machinery, stores or vehicles etc.”
A: It was held that the four adjectives - old, discarded, unserviceable, obsolete, which are susceptible
to analogous meaning are clubbed together while qualifying machinery. The first adjective is more
general than the other three and as such all the four would take their color from each other, the
meaning of the more general adjective ‘old’ being restricted to a sense analogous to that of less
general namely “discarded, unserviceable or obsolete”. The expression ‘old’ was therefore construed
to refer to machinery that had become non-functional or non-usable.
ADVANTAGES
Precision In Interpretation: Ensures that each clause is understood in its context;
Avoids Generalization: Prevents generalizing of clauses that apply to a specific part only.
Resolves Ambiguities: Resolves ambiguities if a statue has multiple clause that could be taken
together.
DISADVANTAGES
Complexity: Can make the interpretation of laws more complex.
Not Always Applicable: May not be applicable in all case, especially where this rule itself is causing
ambiguity.
EXPRESSIO UNIUS EST EXCLUSIO ALTERIUS RULE OF INTERPRETATION
Latin Maxim – “The Expression Of One Thing Is The Exclusion Of The Other”
NEGATIVE IMPLICATION RULE
This rule assumes that the legislature intentionally specified one set of criteria as opposed to the other.
It simply means that when one or more things are expressly stated, other things not mentioned are
impliedly excluded. This is usually indicated by a word such as “includes” or “such as”.
For Ex.:
1) ‘Weekends & Public Holidays’ excludes ordinary weekdays.
2) If a lease agreement states that the tenant is allowed to use the property for residential purposes
only, it implies that they are not allowed to use it for commercial purposes.
3) If law gives power to record confession to magistrates, this power cannot be delegated.
In a law, general words in a statute must receive a general construction unless the statute is
specifying any special meaning to the general words. Whenever something is added in the statute it is
added with the due consciousness. It is assumed that if something is not added in the statute there is
a reason behind it, which is to exclude that from the particular statute.
Literal meaning of Maxim was discussed by the Hon’ble Supreme Court in the case of GVK Industries
Ltd. V/s. ITO [2011] 332 ITR 130 (SC) – as follows: The express mention of one thing implies the
exclusion of another. This maxim indicates that when something is expressly mentioned in a statute, it
leads to the presumption that the things which are not specified in the statute are excluded.
Taylor V/s. Taylor (1975): When a statute describes or requires a thing to be done in a particular
manner; it should be done in that manner or not at all.
The TWO CONDITIONS which need to be fulfilled cumulatively in order to apply this maxim are:
1st :- The list of words appearing in a statute should be specific in nature; &
2nd:- Those specific words should not be followed by general words.
For Ex.: 1st board which says “Car and Bike Parking – 08 a.m. to 10 p.m.”
2nd board, which says “Car, Bike & Vehicle Parking – 08 a.m. to 10 p.m.”
ADVANTAGE:
Clarity: It provides a clear guideline for interpreting laws by focusing only on what is expressly
mentioned
Prevents Overreaching: It ensure that law are not applied more broadly than intended.
DISADVANTAGE:
Too Restrictive: It may lead to narrow interpretation, excluding relevant item or issues not explicitly
mentioned.
Assumes Prefect Drafting: Assumes that the law is perfectly written & all intended item are listed
which may not always be the case.
M/S Swastik Gases Pvt. Ltd V/s. Indian Oil Corp. Ltd (2013 (9) SCC 32)
In this case, a dispute arose between the parties and the parties made several attempts to resolve the
dispute amicably, but they all failed. The Respondent eventually filed a case against the Appellant in the
Rajasthan High Court, whereas Clause 18 of the agreement stipulated that the Agreement would be
subject to the jurisdiction of the Calcutta courts. larity that the lack of words such as “alone,” “only,”
“exclusive,” or “exclusive jurisdiThe same was dismissed by the Rajasthan High Court, instructing them
to approach the Calcutta High Court, which had exclusive jurisdiction over the issue. When the parties
moved to the Supreme Court, it was dismissed and it was ruled that only the Calcutta High Court had the
authority to hear their concerns.
The Supreme court provided cction” is neither conclusive nor significant in determining a court’s
jurisdiction.
The parties’ intention by including Clause 18 in the contract is obvious, that the courts in Calcutta shall
have jurisdiction, which means that the courts in Calcutta alone shall have jurisdiction. In such cases,
the principle of expressio unius est exclusio alterius (expression of one is an exclusion of the other) would
apply, according to the ruling. The above-mentioned decision was followed in B.E. Simoese Von
Staraburg Niedenthal V/s. Chhattisgarh Investment Ltd. & Indus Mobile Distribution (P) Ltd. V/s.
Datawind Innovations (P) Ltd.
EXPRESSUM FACIT CESSARE TACITUM
Latin Maxim – Express Mention Of One Thing Implies The Exclusion Of Other
The first and primary rule of construction is that intention of the legislature is to be found in the words
used by the legislature itself. So, when a matter is clear and precise provided in a statutes,
contracts/deeds and documents then implied meaning need not be adopted.
For Ex. When a condition is provided that a contract should be fulfilled on a certain date, the tactic
construction that the contract should be fulfilled within a reasonable time need not be adopted. When
an express date is provided for repayment of a debt, the creditor cannot demand payment before that
date.
Idea & Object: It is always important for the Court to keep in mind the purpose which lies behind the
statute while interpreting the statutory provisions. The true or legal meaning of an enactment is derived
by construing the meaning of the word in the light of the apparent purpose or object which
comprehends the mischief and its remedy to which an enactment is directed.
B. Shankara Rao Badami v. State of Mysore – 1969 (3) SCR 112
Union of India v. Tulsiram Patel – AIR 1985 SC 1416.
Union of India v. Filip Tiago De Gama of Vedem Vasco De Gama – AIR 1990 SC 981
Padma Sundara Rao V/s. State of T.N. – AIR 2002 SC 1334