My Notes CPC
My Notes CPC
The word ‘summon’ has not been defined anywhere in the code. The definition of summons as
given by the Oxford dictionary states that, “a document which is issued from the court of justice
and calls upon a person to whom it is directed, to be present before a judge or court for a specific
reason is called a summon.” Issue and service of summons are given under Order 5 of the Code.
The importance of summons lies in the fact that when a plaintiff files a suit, the defendant must
be informed about the suit that has been filed against him so that he can be heard and the
procedure of fair trial is followed. The document which is sent by the court to the defendant to
inform him about the suit filed against him is known as a summon.
Essentials of summons
The essentials of a summon are given under Order 5, Rules 1 and 2 of the code. These are:
Every summon must be signed by the judge or any other officer whom he appoints to
do so on his behalf.
It must be sealed properly.
The court will not issue any summons to the defendant if he has appeared before the
court at the time of the institution of the plaint.
After summons are issued, the defendant is required to file written statements within
30 days. If he fails to do so, he has to provide reasons, and if the court is satisfied, it
can extend the time period to file written statements to not more than 90 days.
Another essential element of summons is that every summon must be accompanied by
a copy of the plaint.
The format of a summons must be according to the prescribed form given in
Appendix B of the First Schedule under the code.
Contents of summons
Rule 5 to Rule 8 of Order 5 under the code gives the content of summons. A summon must
contain:
Information, whether it is issued for settlement of issues or final disposal of the suit.
According to Rule 5, the court of small causes can only issue a summons for the final
disposal of a suit and nothing else.
It must contain the date and day fixed for the appearance of the defendant, considering
the factors like the residence of the defendant, time, etc., so that he can get a
reasonable time and opportunity to appear before the court.
It also contains the list of necessary documents that a defendant is required to produce
in court.
If the summons is issued for final disposal, it must direct the defendant to produce
witnesses on his behalf to support his side.
Summons to defendants
According to Rule 1 of the Order, whenever a lawsuit is instituted by a plaintiff, the defendant
has to file a written statement within 30 days of the issuance of the summons to him. If he fails to
do so and furnishes an appropriate reason, the court, after consideration, may extend the time up
to 90 days. However, the court will not issue any summons if the defendant was present at the
time of the institution of the plaint and has admitted the claim of the plaintiff. Section 27 of the
Code further provides that a summons must be issued to the defendant when the suit is instituted
to appear before the court and answer the plaint in the form of written statements.
Appearance of defendant (Rule 3)
According to Rule 3, if summons has been issued to the defendant, he may appear before the
court in the following ways:
He may appear himself in person or,
Through his pleader, who will answer all the questions on his behalf or,
by a pleader along with another person to answer all the questions.
The court, however, has the power to call defendants at any time to appear personally before the
court if there are reasons to do so.
Exemption from appearance (Section 132, 133, Rule 4 of Order 5)
The code provides certain provisions that mention the people who are exempted from appearance
in the court on the issuance of a summons and the necessary conditions. These are:
Section 132 provides that any woman who cannot be compelled to appear in public
due to the customs and other manners followed, will not be asked to appear before the
court. This does not mean that she will not be arrested if required in civil proceedings.
This will only happen if the code provides for any such exemption provision.
Section 133 further gives the list of particular people who are exempted from
appearing before the court personally. This includes:- The President of India, Vice-
President , Speaker of house, Union Ministers, Supreme Court judges, States’
Ministers, High Court judges
According to Rule 4 of Order 5, a person will be exempt from appearing before the
court if:
o He does not reside within the local limits of the court’s jurisdiction or
o He lives in a place that is more than 50 miles or 200 miles away from the
court.
Mode of service of summons (Rule 9 -30)
This is one of the most fundamental and important rules of law that states that a party must be
given a fair chance to represent himself, and this is only possible if he has been served with fair
and reasonable notice of legal proceedings stating the legal action taken against him. This will
also give him the opportunity to defend himself and present his case.
One of the major causes of delay in justice or pendency in cases is the service of summons. The
defendants or people to whom the summons are issued may avoid it or ignore it, which results in
a delay in proceedings, leading to a delay in justice. The Law Commission and the makers of the
law felt a need to make certain amendments with respect to the service of summons and their
modes of service.
Personal or direct service (Rules 10 to 16 and Rule 18)
Rules 10 to 16 and Rule 18 of the order deal with personal or direct service. While serving
summons through this mode, the following principles must be taken into consideration:
The service officer must try to serve the summons to the defendant or his agent. – R12
If the defendant is not present at his place of residence and there is no agent, then it
must be served on any adult male or female member of the family living with him on
his behalf. –R15. A servant cannot be said to be a family member.
If a suit is related to the business or work of a person who does not reside within the
territorial jurisdiction of the court, then it may be served to the manager or agent of
that business or work.- R13
In the case of a suit on immovable property, if the defendant is not found, then the
summons may be served on any person or agent who is in charge of such property–
R14
If a suit involves two or more defendants, then the summons must be issued to each of
them. –R11
In all the above cases, service of summons should be made by delivering or tendering a copy
thereof (R-10). Where the serving officer delivers or tenders a copy of summons to the
defendants personally or to his agent or other person on his behalf, the person to whom the copy
is delivered or tendered must make an acknowledgement of services of summons.(R-16). The
serving officer, thereafter must make an endorsement on the original summons stating the time
and manner of service thereof and the name and address of the person, if any identifying the
person served and witnessing the delivery or tender of summons. (R-16).
Service by the court (Rule 9)
Rule 9 of the Order deals with the service of summons by court. It provides that if a defendant
resides within the jurisdiction of the court, then the summons must be served to him by the court
officer. It can also be served by post, fax, message, email service, approved courier service, etc.,
but if the defendant does not live within the jurisdiction, then it must be served by the officer of
the court within whose jurisdiction he resides.
In the case, summons are served by Registered post acknowledgment due (RPAD), the court will
assume the valid service of summons is complete even if there is no acknowledgement slip. If a
person refuses to accept it, the court may treat it as a valid service.
Service by plaintiff (Rule 9A)
According to Rule 9A of the Order, the court may permit the plaintiff, on his application, to
serve summons to the defendants. He has to deliver the copy of the summons which is sealed and
signed by the judge or any other officer appointed by the judge to do so, and also make sure that
the defendant summons acknowledges the service. If the defendant refuses to acknowledge the
service or if it cannot be served personally, the court will re-issue the summons and serve it to
the defendant.
Substituted service (Rules 17, 19 and 20 of the Order)
Substituted service means a mode of service of summons that is adopted in place of ordinary
service of summons. There are two modes of substituted service as given under Rules 17, 19 and
20 of the Order. These are:
If the defendant or his agent refuses to acknowledge or sign the receipt of the
summons, or if the officer serving the summons reasonably believes that the defendant
is not present at his residence and will not be found within a reasonable time, and
moreover if there is no agent to receive summons on his behalf, he may affix the copy
of the summons on the door or any conspicuous part of his house.
o In this case, the serving officer has to make a report stating the reasons for
affixing the summons, the circumstances, the name and address of the
person who helped him and the witnesses to affixing the summons.
o The court can declare that the summons has been issued if it is satisfied
with the report of the officer.
If the defendant is deliberately avoiding service and the court has a reason to believe
so, it may affix the summons in some conspicuous place in the court and house of the
defendant where he used to reside, carry on business or work for somebody.
According to Rule 20, if a court orders to advertise the summons in the newspaper, then it must
be done in a local newspaper where the defendant lived, had a business, or worked.
Service by post (Rule 20A)
The Code earlier provided that the summons could be served through the post as well and was
given under Rule 20A of the Order, but this provision has been repealed by the Amendment Act
of 1976.
ORDER 39 (TEMPORARY INJUNCTIONS)
Rooted in the principles of goodwill, equity, good conscience and the legal maxim, “Ubi jus, ibi
remedium” – where there is a right, there is a remedy – an injunction is an equitable remedy
where an individual is commanded by a court – having authority over that individual – to
perform or cease to perform a specific action, provided, if the court were not to intervene would
cause irreparable harm to the status quo of the individuals involved in the case.
Kinds of Injunction:
A temporary or interim injunction restrains a party temporarily from doing the specified act
and can be granted only until the disposal of the suit or until the further order of the court. It is
regulated under the provisions of Order -XXXIX of CPC and may be granted at any stage of the
suit.
Permanent Injunction restrains a party forever from doing the specified act and can be granted
only on the merits at the conclusions of the trial after hearing both the parties to the suit. It is
governed by Section-38 to Sec-42 of Specific Relief Act,1963.
Conditions for granting Temporary Injunction:
Injunction is discretionary remedy and thus, before granting of the temporary injunction, the
following conditions are required to be satisfied:
1. Prima Facie Case is in the favour of the plaintiff and against the defendant.
2. Irreparable injury is likely to be caused to the plaintiff, which cannot be compensated for in
terms of money.
3. Balance of convenience is in favor of the plaintiff and against the defendant.
Rules under Order XXXIX of the Code of Civil Procedure, 1908
Order 39, Rule 1 talks about the cases in which the court may grant a temporary injunction as a
statutory relief, they are:
In the case of property dispute, if the property in question is under a risk of being wasted,
damaged or alienated or wrongfully sold by an individual involved in the suit.
If an individual threatened or displayed intention of removing or disposing off of his property
with a motive to defraud his creditors. This is specific to the defendant only.
If the plaintiff is threatened – by the defendant – to be dispossessed or injured in the context of
the property dispute under question.
Order 39, Rule 2 If the defendant were to commit a breach of peace or contract or other injury
of any kind, whether compensation is claimed in the suit or not, the plaintiff may, at any time
after the commencement of the suit, and either before or after judgment, apply to the Court for a
temporary injunction to restrain the defendant from committing the breach of contract or injury
complained, of, or any breach of contract or injury of a like kind arising out of the same contract
or relating to the same property or right. The Court may by order grant such injunction, on such
terms as to the duration of the injunction, keeping an account, giving security, or otherwise, as
the Court thinks fit.
Lastly, the court may issue an injunction if it is of the opinion that it would be an act in the
interest of justice.
Order 39, Rule 2-A talks about the non-compliance of an individual with regards to an
injunction, they are:
It mandates the detainment of that individual in civil prison for not more than three months.
Furthermore, it warrants the attachment of property of that guilty individual for not more than a
year. However, if the delinquency were to continue, the property may be sold.
In the case of Ram Prasad Singh v. Subodh Prasad Singh (1983), it was highlighted that it is
not necessary for an individual to be a party to the concerned suit, to be liable under Order 39,
Rule 2-A of the CPC, 1908, provided it is known that he was an agent of the defendant and
violated the injunction despite being aware of the same.
Order 39, Rule 3 Usually, the court is required to issue a notice to the opposite party regarding
the application of injunction, but through Order 39, Rule 3, requires that the applicant to issue a
notice to the opposite party before an injunction is granted. Though the court has the power to
grant an ex-parte injunction without issuing a notice the Court shall record the reasons for its
opinion that the object of granting the injunction would be defeated by delay, and require the
applicant—
(a) to deliver to the opposite party, or to send to him by registered post, immediately after the
order granting the injunction has been made, a copy of the application for injunction together
with—
(i) a copy of the affidavit filed in support of the application;
(ii) a copy of the plaint; and
(iii) copies of documents on which the applicant, relies, and
(b) to file, on the day on which such injunction is granted or on the day immediately following
that day, an affidavit stating that the copies aforesaid have been so delivered or sent.
Order 39, Rule 4 lays down that an injunction may be discharged, varied or set aside, if any
dissatisfied party makes an appeal against it, provided that:
The application for injunction or documents advocating the same included knowingly false or
misleading statements and the injunction was granted without listening to the other party. Thus,
the court will vacate the injunction. However, it can also stick with the injunction if it considers
– the reason is to be recorded – the same not be necessary in the discourse of injustice.
Furthermore, the court may also set aside the injunction if, due to a change of circumstances, the
party against whom the injunction is granted, has suffered unnecessary hardships.
Order 39, Rule 5 makes an important point that, if an injunction is granted against a corporation
or a firm, the authority of the is not limited to the corporation as an entity alone, members and
officers of the corporation whose personal action it seeks to restrain are also included under its
ambit.
SECOND APPEAL
Section 100 to 103, 107-108 and Order 42 of the code deals with second appeal.
Section 100:- second appeal
(1) An appeal shall lie to the High Court from every decree passed in appeal by any Court
subordinate to the High Court, if the High Court is satisfied that the case involves a substantial
question of law.
(2) An appeal may lie under this section from an appellate decree passed ex parte.
(3) In an appeal under this section, the memorandum of appeal shall precisely state the
substantial question of law involved in the appeal.
(4) Where the High Court is satisfied that a substantial question of law is involved in any case, it
shall formulate that question.
(5) The appeal shall be heard on the question so formulated and the respondent shall, at the
hearing of the appeal, be allowed to argue that the case does not involve such question:
Substantial question of law:
The legislature has not defined the term substantial question of law, although the expression has
been used in the constitution as well as in other statutes. The expression substantial question of
law cannot be confined into straight jacket. The existence of substantial question of law is a sine
quo non for exercise of jurisdiction u/s 100 of cpc.
Section 100A. No further appeal in certain cases.
where any appeal from an original or appellate decree or order is heard and decided by a Single
Judge of a High Court, no further appeal shall lie from the judgment and decree of such Single
Judge
Section 101:- No appeal shall lie except on the grounds mentioned in section 100.
Section 102. No second appeal in certain cases.—
No second appeal shall lie from any decree, when the subject matter of the original suit is for
recovery of money not exceeding twenty-five thousand rupees.
Section 103. Power of High Court to determine issue of fact.—
In any second appeal, the High Court may determine any issue necessary for the disposal of the
appeal,—
(a) which has not been determined either by trial court or appellate court or both,or
(b) which has been wrongly determined by such Court or courts.
Sec 107 This provision provides a systematic arrangement of the powers of an appellate court
which includes final determination of a case, remanding a case, framing issues and addressing
the same during the trial, and taking additional evidence whenever required. All these four
powers need to exercise judiciously without any scope for creases in the administration of
justice.
Section 108 specifies two parameters in which it will apply to the appeals concerning those
grounds only. They are appeals from appellate decrees that are the rights of the parties laid down
by an appellate court while considering an appeal by one of the parties in the suit, and to those
Orders under the Code of 1908, or any other special, or local law which have not been provided
with a proper procedure to be followed for its execution.
Order 42 CPC
1.Procedure
The rules of Order XLI shall apply, so far as may be, to appeals from appellate decrees.
2. Power of Court to direct that the appeal be heard on the question formulated by it
At the time of making an Order under rule 11 or Order XLI for the hearing of a second appeal,
the Court shall formulate the substantial question of law as required by section 100 and in doing
so, the Court may direct that the second appeal be heard on the question so formulated and it
shall not be open to the appelant to urge any other ground in the appeal without the leave of the
Court, given in accordance with the provision of section 100.
3. Application of rule 14 of Order XLI
Reference in sub-rule (4) of rule 14 of Order XLI to the Court of first instance shall, in the case
of an appeal from an appellate decree or Order, be construed as a reference to the Court to which
the appeal was preferred from the original decree or Order.
RECEIVER (ORDER 40)
Under order 40 of CPC, The Receiver is an independent and impartial person who is appointed
by the court to administer/manage, that is, to protect and preserve a disputed property involved in
a suit.
For example, in a dispute between A and B for an immovable property, if the court thinks that it
is in the best interest of both the parties that possession should be taken from B and given to an
independent person, the court may appoint a receiver who can manage the property till the time
the suit is being decided. Such a receiver appointed by the court would be responsible for the
maintenance of the property. He can collect the income accruing like rent or any other profits
and utilize it to maintain the property. After deducting the expenses incurred in maintenance
from the income received from the property, the receiver will have to submit the remaining
income, if any, in the court.
Order 40, Rule 1 Where it appears to the Court to be just and convenient, the Court may by
order— (a) appoint a receiver of any property, whether before or after decree; (b) remove any
person from the possession or custody of the property; (c) commit the same to the possession,
custody or management of the receiver;
Order 40, Rule 1(d) of the CPC outlines the powers of a receiver, including: Bringing and
defending suit and for the realization, mgt., protection, preservation and improvement of
property and
1. Collection of Rents and Profits: The receiver is authorised to collect rents and profits arising
from the property.
2. Application and Disposal of Rents and Profits: They can apply and dispose of these rents and
profits.
3. Execution of Documents: The receiver has the power to execute documents as if they were the
owner.
4. Legal Actions: They can institute and defend suits related to the property.
5. Additional Powers: The court may grant additional powers as deemed necessary.
The receiver enjoys indirect powers as an extension of the court. For example, interference with
the receiver’s possession can be treated as contempt of court. Additionally, property in the hands
of the receiver cannot be attached without the court’s permission.
Receivers are entitled to remuneration for their services, as fixed by the court. Order 40,
Rule 2 allows the court to fix the remuneration for the receiver’s services through general or
specific orders.
Duties of the Receiver under the Civil Procedure Code
Order 40, Rule 3 of the CPC stipulates the duties of a receiver, which include:
1. Furnishing Security: The receiver must provide security to account for the income received
from the property.
2. Submitting Accounts: They must submit half-yearly accounts as directed by the court, detailing
income received and expenses incurred for the property’s maintenance.
3. Paying Amounts Due: The receiver is responsible for paying any amounts due to the court.
4. Preventing Value Reduction: The receiver must prevent any reduction in the property’s value
due to willful negligence.
5. Personal Discharge of Duties: The receiver must personally discharge their duties without
delegating or assigning their responsibilities.
Failure to fulfill these duties can result in the court taking action against the receiver, holding
them personally liable for any losses incurred due to negligence or failure to protect and preserve
the property.
Liabilities of the Receiver under the Civil Procedure Code
Order 40, Rule 4 of the CPC outlines the liabilities of a receiver, which arise if they fail to:
1. Submit Reports: Failure to submit the specified reports.
2. Pay Due Amounts: Failure to pay amounts due as directed by the court.
3. Prevent Property Loss: Causing loss to the property due to gross negligence.
4. Perform Directed Duties: Failing to perform any other court-directed duties.
In such cases, the court may order the attachment of the receiver’s property to recover losses
caused by willful default or negligence. The proceeds from the sale of the receiver’s property
will be used to cover the losses, with any remaining balance paid to the receiver
Appointment of a Collector as Receiver under the Civil Procedure Code
According to Order 40, Rule 5, a collector can be appointed as a receiver if the property
generates revenue for the government. The court may appoint a collector as a receiver, with their
consent, if it believes that the collector’s management will promote the interests of those
concerned.
REVIEW( SECTIONN 114, ORDER 47)
Review is covered under S. 114 of CPC. Review means nothing but to reconsider/rethink or re
examine/re-evaluate something. The term "review" refers to a court's re-examination of a
previous decision. The very same judge and the very same court conduct the review. Any
individual who is dissatisfied by an order or decree from which no appeal exists or wherein an
appeal exists but is not chosen may request a review of verdict.
Any person who has been aggrieved by a court of small causes decision on a referral may request
a review of the judgement. The petition for review must be fled with the court that issued the
decree or order. The court to which a petition for review should be addressed is the court that
issued the judgement or order.
An application for review can be filed by anyone who is affected by a decree /order or by the
ruling of court of small causes on a reference. The provisions governing the form of preferred
appeals apply to the application form for review also with few necessary alterations which is also
known as "mutatis mutandis".(RULE 2 OF ORDER 47)
When the term “Functus Officio” is used in relation to the court, it means that ‘once the court
passed any judgment after the lawful hearing, then the case cannot reopen and the judgment is
binding on the parties’. A lawful hearing and trial are the essential conditions for the “Functus
Officio”.
Right to review judgment is the exception to this Latin term “Functus Officio”. On the
application of an aggrieved party or person, the proceeding for review of Judgment will be
initiated.
Grounds of review (Rule 1)
“(1) Any person considering himself aggrieved
by a decree or order from which an appeal is allowed, but from no appeal has been preferred,
by a decree or order from which no appeal is allowed, or
by a decision on a reference from a Court of Small Causes,
AND who
Discovery of new evidence: – When something new is discovered which was not filed by the
deceased person at the time of decree or was not within the knowledge of the deceases person at
the time of decree, then a review petition can be filed.
Mistake or error :- When any mistake or error can be seen which is apparent on record and
didn’t require any extra evidence to establish it, then review petition can be filed.
No right to Appeal:– When no right to appeal is allowed as per the decree of the order, then the
deceased can file for a review petition.
Appealable Decree:- When appeal is allowed for the decree against the deceased person and he
did not appeal, then review petition can be filed.
Any other ground:- Party may file review petition, if the Court agrees to it that it has sufficient
ground to file.
(2) A party who is not appealing from a decree or order may apply for a review of judgment
notwithstanding the pendency of an appeal by some other party except where the ground of such
appeal is common to the applicant and the appellant, or when, being respondent, he can present to
the Appellate Court the case on which he applies for the review.”
(Rule 4 of Order 47)
Rejection of Application of Review
As per Sub rule 1 of Rule 4 of Order 47 of CPC, where it appears to the Court that there is not
sufficient ground for a review, it shall reject the application.
Acceptance of Application of Review
As per Sub rule 2 of Rule 4 of Order 47 of CPC, where the Court is of opinion that the
application for review should be granted, it shall grant the same.
Provided that—
(a) no such application shall be granted without previous notice to the opposite party, to enable
him to appear and be heard in support of the decree or order, a review of which is applied for;
and
(b) no such application shall be granted on the ground of discovery of new matter or
evidence which the applicant alleges was not within his knowledge or could not be adduced by
him when the decree or order was passed or made, without strict proof of such allegation.
Rule 6 of Order 47
“Application where rejected-
Where the application for a review is heard by more than one Judge and the Court is equally divided,
the application shall be rejected.
Where there is a majority, the decision shall be according to the opinion of the majority.”
As per Rule 7 of Order 47, An order of rejection of review application is not appealable. The party
filing the application of review cannot appeal again if their review application is rejected by the
Judges or court. However, the accepted application is appealable.
Where the rejection of application is due to the failure of appearance of the applicant on the date
fixed for the hearing, the applicant can apply for an order to restore his application and court will
restore his appeal is it is proved that there was a sufficient cause for non-appearance.
The opposite party must be notified of the status of the review application.
Rule 8 of Order 47 of CPC:
When the court accepts the application for review judgment, the court will proceed with the
procedure of rehearing of the case. And the after review judgment will be binding on the parties.
Rule 9 of Order 47, mentioned that there will be no further review of any order or
judgment passed on the review order.
Reference and Review
S.No. Reference Review
The case is referred to the High Court by the
For review, the application is made by the
1. subordinate court and not by the party for
aggrieved party.
reference.
The matter of reference can be decided by the A review is done by the court which has
2.
High Courts only. passed the decree or made the order.
Reference can be made only when the suit, A review can be done only after the decree or
3.
appeal or execution proceeding is pending. order is passed.
4. Grounds of reference is different than a review. Grounds for review are different.
Reference and Revision
S.No. Reference Revision
For revision, the application is made to the High
For reference, a case is transferred by a
1. Court either by the aggrieved party of by High
subordinate court to the High Court.
Court suo moto.
The grounds for reference is when there is
The ground for revision is jurisdictional errors
2. reasonable doubt on the question of law by
by the subordinate court.
the subordinate court.
Revisional jurisdiction can be exercised only A review is done by the court who has passed the
1.
by the High Court. order or decree itself.
Revisional power is exercised when no Review of an order or decree can be done even if
2.
appeal lies to the High Court. an appeal lies to the High Court.
The High Court can exercise the revisional For review, an application is required to be filed
3.
power even suo moto(by its own motion). by the aggrieved party.