Admin, Buffone PDF
Admin, Buffone PDF
Sonya Buffone∗
Abstract
The Farrington Theory (2003) was developed to explain offending and anti-social
behaviour by working class males. This theory alleges that stability in criminal
behaviour resides in the individual rather than in the environment; the social
problem of crime is largely medicalized, constituting a psychological model of
anti-social behaviour rather than a theory of crime and delinquency. The argument
proposed in this paper is threefold: First, I argue Farrington’s theory is problematic
given that it constructs deviance in a narrow and largely stable manner; therefore,
this theory is better conceptualized as a psychological model of anti-social
behaviour not a theory of crime. Secondly, I argue that integrated theoretical
perspectives offer more nuanced and dynamic explanations and understandings of
crime over the life course. As such, I attempt to address the shortcomings of
Farrington’s model by reframing it in terms of an integrative framework.
Specifically, I use strain theory and control theory to elucidate the importance of
structural and social processes leading to crime and delinquency, and to emphasize
the potential for discontinuity as well as change in criminal propensities over the
life course. I conclude the paper by illuminating the implications of Farrington’s
psychological model in terms of broader policy initiatives.
Introduction
∗
Department of Sociology and Legal Studies, University of Waterloo, Canada, [email protected]
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On the other hand, models offer more reductionist descriptions of phenomenon and social
processes. Indeed, models are often presented in a very mechanistic and static fashion, in
other words, models simplify phenomenon while providing “us with the sense of being
in a world of relatively fixed forms and content” (Pfohl, 1985). As such, models produce
the building blocks necessary to develop theories but are not sufficient to stand as
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theories on their own. In sum, the argument proposed in this paper is infused by this very
rudimentary distinction between models and theories. The focus of the paper will now
turn to an overview of the model proposed by Farrington (2003).
…children from poorer families may be likely to offend because they are less able to
achieve their goals legally and because they value some goals (e.g., excitement)
especially highly. Children with low intelligence may be more likely to offend because
they tend to fail in school and hence cannot achieve their goals legally. Impulsive
children, and those with a poor ability to manipulate abstract concepts, may be more
likely to offend because they do not give sufficient consideration and weight to the
possible consequences of offending. Also, children with low intelligence and high
impulsivity are less able to build up internal inhibitions against offending. [emphasis
added]
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The statement above elucidates rather clearly that Farrington stresses the psychological
while downplaying structural and social explanations of crime. That said, I do wish to
recognize that to some extent Farrington makes use of some social characteristics in his
theory (such as learning and strain), but ultimately as Jacob (2010) notes, in Farrington’s
view there is no mistaking that “all reasons for committing crime are focused on
individual personality issues” (pg. 26). In the section that follows I elucidate how
Farrington’s model is problematic and make the case for adopting integrative theories to
understand crime and deviance over the life course.
In his attempt to, “…propose a larger all-embracing theory” to explain most of the main
findings on criminal careers and risk factors for offending (pg. 165) Farrington fails to
explain how a number of theories are relevant to his model; in fact, when outlining his
model he seemingly deemphasizes the macro-level and micro- level contributions of
these theories of crime while using them to support his psychological model of crime and
deviance. In a sense, Farrington seems to justify this theoretical oversight by arguing that,
“there is far more agreement about risk factors than about their theoretical interpretation
(emphasis added, pg. 165). As such, by focusing on risk factors his model seemingly
simplifies the complex social processes that promote or inhibit delinquent behaviour over
the life course (see for example Laub and Sampson, 2003).
In essence, within Farrington’s model crime and delinquency are rendered to be a
psychological manifestation of an underlying antisocial personality disorder. This focus
is problematic insofar as it offers a relatively narrow conception of crime and
delinquency over the life course while de-emphasizing how social factors operating at
both the macro-structural level and at the micro level (i.e. intimate relationships)
contribute to criminal and antisocial behaviour. Overall, Farrington’s theory offers little
explanation regarding the role of larger external influences such as race, SES,
composition of communities, or schools (Jacobs, 2010). Persistent offending is
conceptualized as an individual–psychological problem rooted in biological deficiencies
and poor parenting, regardless of other social characteristics.
A second major shortcoming of Farrington’s model is the taken for granted
assumption of stability in antisocial behaviour. This view is problematic given that as
Robin’s (1978) explains, “adult antisocial behaviour virtually requires childhood
antisocial behaviour…[but] most antisocial children do not become antisocial adults”
(pg. 611, emphasis added). To address the shortcomings of Farrington’s approach, I argue
that we should continue to develop integrated theories of crime that allow for the merging
of theoretical perspectives. Integrative theories account for the possibility of multiple
pathways leading to delinquency while recognizing the potential for change over the life
course (Lilly et. al., 2011). Moreover, integrative approaches recognize that “competing”
theories focus on different aspects or explanations of delinquent behavior and, as such,
compliment rather than undermine one another (Kaplan, 2003).
A number of scholars have utilized integrative approaches to explain crime over
the life course (Hagan, 1997; Kaplan, 2003; Sampson and Laub, 1993; Wikstrom and
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Loeber, 2000) For example, in contrast to Farrington (2003), Sampson and Laub (1993)
embrace a sociological rather than psychological approach to explain crime and
delinquency. Although these authors recognize that psychological factors may play a role
in explaining individual propensities for crime, they also argue that individuals and social
processes exist within a structural context that is shaped by historical and macro-level
forces that influence delinquent behaviour. Further, they recognize that family processes
of socialization are influenced by structural background factors including, poverty,
residential mobility, family size, employment and immigrant status. As such, to explain
crime across the life course both micro and macro levels of analysis must be considered.
In their research of crime over the life course Sampson and Laub (1993; 2003) adopt an
integrated version of social control theory that recognizes the importance of both
structure and process (pg.247). These authors argue that structural contexts are mediated
by processes of informal social control provided by the family and schools, and that
changes in criminality over the life course can be explained by informal social bonds in
adulthood.
Furthermore, Wikstrom and Loeber (2000) emphasize the importance of adopting
an integrative theoretical framework to explain crime. More specifically, they suggest
that individual-level dispositional characteristics interact with structural characteristics
(i.e. community SES) to influence the decision making process to engage in delinquent
behaviour or avoid it. Finally, Hagan (1997) is particularly critical of developmental
theorist’s overemphasis on the micro and he advocates instead for sociologists to develop
theoretical positions that bridge the division between macro and micro level research on
crime. Hagan’s integrative framework incorporates both historical and contemporary
trends that involve social as well as economic processes that contribute to street crime in
American society.
Although Farrington explicates a largely psychological model of crime, upon
closer examination it might be argued that he alludes to a number of different theoretical
premises yet fails to acknowledge how important elements of strain theory, and control
theory inform his position. I contend that it is crucial to consider how these theories of
crime inform Farrington’s model so that his position reflects an integrative and
comprehensive social theory of crime and delinquency (Akers, 2000; Kaplan, 1984;
2003) as opposed to a linear or mechanistic psychological description of delinquent
behaviour.
The theoretical orientation we adopt informs the policies utilized to govern crime.
Napoleon famously argued that, “In order to govern, the question is not to follow out a
more or less valid theory but to build with whatever materials are at hand” (Napoleon).1
Indeed, I argue that rather than following one perceivably “valid” theory it is best to build
with the materials we have at hand. This form of theoretical building is possible if we
recognize the utility of integrative theories which offer nuanced understandings of the
etiology of crime and deviance by building on existent theoretical orientations. The
argument proposed in this paper is influenced largely by the position advocated by
Sampson and Laub (1993; 2003) which suggests that the causes of crime and deviance
are rooted in structural disadvantage and weakened informal social bonds to family,
school and work (1993: 255). In the following section I will discuss Farrington’s model
in terms of structural disadvantages.
1
Retrieved June 22, 2011 from, http://www.brainyquote.com/quotes/keywords/theory.html.
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Strain Theory
2
As mentioned above low intelligence, aggression, restlessness, impulsiveness, lack of empathy, inability
to delay gratification etc.
3
In a sense, Farrington’s explanation appears to be tautological in nature insofar as risk factors appear to
influence and be influenced by one’s desires.
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these cultural desires may cause individuals from disadvantaged neighborhoods to adapt
by pursuing illegitimate avenues, ultimately leading to long term antisocial tendencies
and various forms of delinquency.4
Farrington’s psychological conception of strain theory is not entirely surprising
given that numerous scholars have interpreted strain and anomie in psychological or
social psychological terms (Bernard, 1997). As a result, Merton’s theory is often mis-
conceptualized as a, “sociological variant of the frustration-aggression hypothesis”
(Bernard, 1997: 265). However, this interpretation of strain theory is largely inaccurate;
For Merton, strain and anomie do not refer to properties of individuals but rather refer to
properties of social structures (Bernard, 1997). According to Bernard (1997) Merton’s
theory is often misinterpreted because he adopts social psychological language to argue
that social structures “exert a definite pressure on certain individuals to engage in non-
conforming rather than conforming conduct” (p.132). Consequently, this “pressure” is
often interpreted, “in terms of frustrating experiences associated with the structurally
induced inability to achieve culturally prescribed goals. The, frustrating experiences then,
are interpreted as causing criminal activity at the individual level-that is, as driving the
individual to commit crime” (265). Nevertheless, Merton does not make this individual-
level argument anywhere in his theory, in fact, he does not offer any claims about the
psychological states of individuals in situations of structural strain (Bernard, 1987).
In sum, there is a tendency for some scholars to interpret strain theory out of
context. To reframe Farrington’s proposition in terms of strain theory is to recognize that
inequality in the economy and in the lives of poor individuals can be attributed to
structural disadvantages beyond the control of those affected (Hagan, 1997; Murray,
1984). Thus, long term patterns of delinquency are understood as a symptom of a
pathological social structure as opposed to a pathological individual.
Farrington’s second proposition suggests that the energizing factors responsible
for short term variations in antisocial tendency include boredom, frustration, anger, and
alcohol consumption and these are influenced by life events. Similar to the first
proposition, this argument focuses on individualized explanations of short term antisocial
tendencies while ignoring structural factors that might contribute to these propensities.
Cohen’s (1955) conception of the subculture of delinquency offers one way to understand
how these energizing factors are influenced at both the macro and micro level. Indeed,
Cohen’s (1955) theory bridges macro and micro level processes that contribute to
delinquency by merging structurally induced strain with notions of cultural transmission
(Lilly et., al., 2011; Williams and McShane, 2004). Cohen (1955) found that delinquent
gangs were heavily concentrated in slum areas. Moreover, according to Cohen (1955),
lower class youth are disadvantaged when it comes to achieving success and status in
conventional institutions given that they lack the legitimate means to achieve such goals
(see also Cloward and Ohlin, 1960). For example, the school system creates a source of
strain by inducing a sense of status deprivation among lower class youth (Bernard, 1997)
insofar as these youth feel forced to compete with middle class children and are also
evaluated on the basis of a middle class measuring rod. These structural conditions lead
to feelings of deprivation and injury resulting in status-frustration (Cohen, 1955). Cohen
argues to cope with these feelings many youth invest themselves in delinquent
4
Merton (1938) identifies this form of adaptation to an anomic social structure as innovation. The
innovator accepts culturally defined goals but pursues illegitimate avenues to pursue those goals.
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subcultures (Cohen, 1955). Therefore, the strains of class based status discontent present
lower class youth with a common problem that is solved by embracing delinquent values
that offer opportunities for status enhancement and “the psychic satisfaction of rejecting
respectable values that lie beyond their reach” (Lilly et., al., 2011: 70). Thus, Farrington’s
short term energizing factors, particularly frustration and anger might be symptomatic
expressions of larger social processes at work, processes beyond the control of the
individual.
In sum, an examination of Farmington’s first two propositions in the context of
strain theory moves the focus away from psychological explanations towards structural
factors that contribute to crime and delinquency. Nonetheless, to understand Farrington’s
model as an integrative theory of crime it is necessary to also acknowledge how micro-
level process variables (e.g. attachment to ones parents) explain delinquency (Sampson
and Laub, 1993). Indeed, Sampson and Laub (1993) maintain that understanding how
process variables contribute to delinquency is important given that, “informal social
controls derived from the family and schools mediate the effects of both individual and
structural background variables” (pg. 19). As such, as I explain in the following section
social control theory can be used to explain the next aspect of Farrington’s model
concerning “inhibiting factors.”
Control Theory
Farrington (2003) argues that when beliefs and attitudes are built up in a social learning
process that consists of rewards and punishments antisocial tendencies can be reduced.
More specifically, individuals are more likely to view offending negatively when they
have parents who favour legal norms, exercise close supervision, and punish
inappropriate behaviour with love-oriented methods. Farrington contends further that
parental warmth and loving relationships can elicit empathy which can also help to
inhibit antisocial tendencies. Thus, children who fail to “build up internal inhibitions
against socially disapproved behaviour” are more likely to offend (pg. 167). Moreover,
children that have delinquent friends and that come from criminal families will “build up
anti-establishment attitudes and the belief that offending is justifiable” (pg. 168).
Farrington’s proposition is problematic on two grounds. Firstly, Farrington again
stresses the psychological while downplaying social processes that may inhibit crime.
Secondly, this proposition depicts a static conception of the anti-social individual doomed
to a life of failure and unruly conduct from childhood onward (Lilly et. al., 2011).
However, as Sampson and Laub (2003) explain desistance from crime is universal and
childhood risk factors do not appear to predict the point at which desistance takes place
(Lilly, et. al., 2011). In what follows, I will explain how Farrington’s proposition can be
attributed to, and expanded by social control theory (Hirschi, 1969; Hirschi and
Gottfredson, 1990; Reckless, 1967; Reiss, 1951; Sampson and Laub, 1993).
Very generally, control theory deems deviant and criminal behaviour to be innate
but, in most cases, “restrained by internalized and external informal social control, due to
bonding to social control agents such as parents, family, peers, school, and community –
that is, to the social integration of the individual” (Carrington, 2011: 237). Arguably,
Farrington’s position is largely consistent with more recent conceptions of control theory
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theory of social control acknowledges the potential for Individuals to transform antisocial
trajectories during adolescence or young adulthood by acquiring positive social bonds
(Sampson and Laub, 1993; see also Jacob, 2010). In sum, as Jacob (2010) explains it is
important to recognize that the sources and relative strength of social controls vary
throughout the life course; as such the significance of social bonding extends beyond
childhood into adolescence, “as age-graded sources of informal social control contribute
to changes in antisocial and delinquent behaviour” (2010: ii). Thus, to return to
Farrington’s proposition, it is important to recognize the inhibiting stage as more than a
psychological internalization of control; rather we must recognize that this social learning
involves complex social processes that extend well beyond the psychological. Further,
this process is subject to change throughout the life course. The focus of the paper will
now shift to a discussion about the implications of Farrington’s psychological model in
terms of broader policy initiatives.
Policy Implications
Theories are relevant not only for knowledge building but also for policy development.
Indeed, when it comes to criminal justice policy “ideas have consequences” (Szasz,
1987).5 Theories provide conceptual understandings as to why crime occurs and, in
consequence, elucidate strategies to control crime (Lilly et. al., 2011). As such theory has
direct implications for policy development.
Unsurprisingly, the main policy implications derived from Farrington’s theorizing
are relevant to risk assessment and risk focused prevention (Farrington, 2003:170). In
order to reduce delinquent and criminal behavior risk based policies seek to identify and
address risk factors (e.g. antisocial behavioral tendencies) that have been found to be
linked to delinquent conduct. As Farrington (2003) explains, “Risk-focused prevention
suggests that in order to reduce offending, the key risk factors should be identified and
programs should be implemented to tackle these risk factors” (pg. 171). Farrington offers
three brief examples of the types of programs implemented under risk models: The first
program addresses issues of low intelligence and attainment targeting high risk children
in the preschool years. The second program is aimed at improving poor parental child
rearing behaviour through educational programs offered in pregnancy and the first few
years of parenthood. The final program is intended to target impulsivity by offering
cognitive-behavioral skills training (Farrington, 2003).
Farrington’s psychological model, focused on antisocial behavior and its proposed
link to life course criminal propensities, is largely consistent with broader policy
concerns. Indeed, Farrington’s model is aligned with current social discourses and
political ideologies that shape criminal justice today. It is crucial to acknowledge how
social context influences the way in which we theorize about crime (Lilly, 2011). To
borrow from Dorothy Smith (1990), we must not govern in abstract concepts and
symbols rather we must situate our knowledge in the “direct embodied experience of the
everyday world” (pg. 22). Indeed, historical research on crime and deviance has
undoubtedly elucidated that approaches to crime control in any given era are directly
5
As cited in Lilly et., al., (2011: 5).
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Accoding to Warr (2002), the age distribution of crime is irrefutable. Indeed, several
researchers have argued that during middle to late adolescence offending rates across
nearly all crime categories increase (Gottfredson and Hirschi, 1990; Wolfgang et. al.,
1987; Moffitt, 1993). Given that youth are disproportionately engaged in various forms of
delinquent behaviour a discussion of the current social context must first address the way
in which youth are constructed. It appears societal constructions of youth move between
two competing ideologies: one that renders youth in need of protection, and a second that
essentially problematizes and demonizes youth rendering adults in need of protection
(Crawford, 2009; Pearson, 1983). It can be argued that this latter conception most closely
characterizes how youth are constructed today. This perception is perhaps amplified
given that youth today are postponing commitments of work and family well into early-
adulthood, which is perceived by many to lead to a commitment-free pre-adulthood life
characterized by antisocial and criminal behavior (Crawford, 2009). Yet, this fear of
“criminal youth” is not new, in fact, older generations tend to contrast a mythical golden
age of “obedient youth” with current generations of youth characterized as “out of
control” and thus, spiraling into a state of irrevocable social disorder (Pearson, 1983).
According to Pearson (1983) this cycle of “respectable fear” reminds us that the origins
of youth crime cannot be explained in terms of conditions of the present but rather are
rooted in socio-economic relations characteristic of modern capitalist societies (Pearson,
1983: 236-242).
Further, this construction of “dangerous youth” is perpetuated quite frequently in
the media (Crawford, 2009; Pearson, 1983; Yanich, 2005). According to Crawford
(2009) for example, sensationalist media representations of ‘youth gangs’ and ‘feral
children’ terrorizing Britain’s streets has fostered myriad cover stories like the one in
Time Magazine in April 2008, titled: “Unhappy, Unloved, and Out of Control – An
Epidemic of Violence, Crime and Drunkenness has made Britain Scared of its Young.” A
similar sentiment is upheld across North America where youth crime is often
contextualized within tragedies like the shootings at Columbine High School in Littleton,
Colorado, in April 1999. Indeed, Gilliam & Iyengar (1998) contend, “the Columbine
story offered the perfect vehicle for the view of the juvenile as superpredator—violent,
remorseless and impulsive pre-adults responsible for widespread mayhem” (pg.45).6
Much evidence suggests that the construction of youth as risk prevails and consequently,
youth are to be held accountable for their ‘bad’ behaviour (Crawford, 2009).
In the realm of criminal justice this conception of dangerous youth has led to a
process of “adulteration” (Crawford, 2009: 22). In other words, when it comes to defining
behaviour and criminal responsibility youth are increasingly being treated like adults
(Goldson, 2004). Perhaps unsurprisingly, this philosophy is consistent with broader
ideological changes within the justice system. Indeed, over the course of the past four
decades the Western justice system has abandoned rehabilitative programs and developed
6
As cited in Yanic (2005: 104).
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a more putative approach, one that emphasizes ‘tough’ on crime methodologies (Levrant
et al, 1999; Presser and Hamilton, 2006). Influenced largely by the emergence of the neo-
liberal state (see for example Gordon, 2006; O’Malley, 1996) this line of reasoning
favours medicalization, individualization, punishment, and incarceration for those who
break the law. For example, the increasing desire to punish and prohibit was remarkably
clear in the war against drugs, as Luttwak suggests, “From the quasi criminal to the
politically incorrect, all manner of behaviour, attitude and gesture is subject to taboo and
control. The always criminal becomes more criminalized [and] the quasi-criminal
becomes criminal” (pg.16). As I discuss below, this social context has serious
implications for policy development.
Within Neo-liberal discourse responsibility for crime is not considered a function
of systemic disadvantage, but rather, a function of individual decision making (O’Malley,
1996); this notion very much parallels the model purported by Farrington (2003). Indeed,
the neo-liberal emphasis on rational, responsible and self-regulating individuals means
that crime is understood and explained in terms of a calculating, free thinking offender
(O’Malley, 1996). Individuals are presumed to be morally responsible and rational, and
crime is understood as an inevitable set of risks that can be predicted and managed at
least to some extent (O’Malley 1996). In essence, within a neoliberal framework,
“…disadvantaged communities are defined as sites of trouble not tribulation” (Herbert,
2001:447 italics added).
Additionally, the shift toward individual responsibilitization has fostered support
for programs and policies based on the regulation of behaviours and their consequences.
For example, actuarial/insurance based techniques are increasingly favoured as a method
of governance, especially within the criminal justice system (O’Malley, 1996). Actuarial
techniques sort and classify individuals into particular categories (be they medical,
criminal, financial etc.) based on differing levels of risk (O’Malley, 2010; Simon, 1988).
These techniques embody and are aligned with putative and disciplinary technologies that
eschew collective risk management in favour of an individual, responsibilization of risk
management (O’Malley, 2010). Implicit in these techniques is the view that individuals
have control over their own lives and therefore, they possess the ability to make reasoned
choices and can take steps to change their behaviour (McCarthy, 2010).
To return again to Farrington’s research it is important to reiterate the fact that his
theory garners support for policies based on risk management which are largely aligned
with the techniques discussed above.7 More specifically, risk based policies are largely
consistent with actuarial techniques as well as ideologies espousing individual
reponsibilitization; this has led to an obsession with targeting and managing anti-social
behaviors particularly among youth (Crawford, 2009).8 Broader support for antisocial
governance has stemmed from a growing concern among policy administrators with adult
perceptions of insecurity (Crawford, 2009). Indeed, efforts to afford reassurance to
members of the public by addressing social anxieties (e.g. fear of troublesome youth as
described above) directly inform policy initiatives (Crawford, 2009).
7
Please note this is largely consistent with the notion of the risk society purported by Beck (1992); despite
its relevance however, a discussion of this theory is well beyond the scope of this paper.
8
To some extent it can be argued that Farrington’s research is driven by policy concerns, rather than
theoretical concerns (see for example Sampson and Laub, 2003).
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We’re already paying the price for effectively demonizing and criminalizing a
generation… Let’s not beat about the bush, the anti-social behaviour agenda and respect
agenda are not targeted at the wider community. They are targeted at particular minorities
within it; young people.
In particular, research suggests that disadvantaged youth are directly targeted by these
types of policies. According to Gordon (2006), provincial legislation, and municipal
bylaws (for example the Safe Streets Act) have been utilized effectively to criminalize
vagrancy. For example, here in Canada the Safe Streets legislation rendered squeegee
kids deviant (O’Grady and Bright, 2002; Parnaby, 2003). According to Parnaby (2003),
through the use of disaster rhetoric anti-squeegee claimants suggested that squeegee kids
were, “indicative of rising crime rates and the overall deterioration of urban living
conditions” (pg.288). As such, squeegee kids were successfully constructed as a social
problem that necessitated a law and order resolution and direct police targeting. In fact,
the problem garnered so much public outcry that it was ultimately, “..addressed through
putative measures of social control backed by consonant legislation” (Parnaby, 2003:
283). This legislation provided Toronto officers with the authority to target and
criminalize those “antisocial youth deemed to belong to the squeegee culture.
9
Note that this definition is highly subjective and contextual (see Crawford, 2009). For instance some
people may define smoking as anti-social in nature, while others would not constitute this behaviour as
such.
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In another example, McCarthy (2010) examined how police utilize and enforce
contractual injunctions (e.g. Antisocial Behaviour Orders [ABO’s]) in the United
Kingdom. McCarthy found that ABO’s give police the authority to target and criminalize
the behaviour of certain marginalized groups deemed problematic. In essence, ABO’s
were utilized as a means of criminalizing as well as enforcing compliance among the
marginalized, including substance abusers, homeless, and mentally ill individuals. ABO’s
are enforced as a means of moderating behaviour and removing the marginalized from
public spaces to areas where they are less viewable. According to McCarthy (2010), “this
enables methods of banishment to conveniently bypass the complexities of socially
marginal groups by removing them from the area” (Pp.905-906). In sum, this brief review
of policies that seek to address antisocial behavior elucidates the potential dangers of
adopting such measures. As I have highlighted throughout this paper, these policies de-
contextualize the complexities surrounding the etiology of criminal and delinquent
behaviour.
Conclusion
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