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Saturated ketones exhibit four main ultraviolet absorption bands, with the most significant at 280 nm, which is crucial for the photochemistry of carbonyl groups. The primary photochemical reactions include Norrish Type I cleavage, which can occur through both singlet and triplet states, leading to various secondary processes such as decarbonylation and hydrogen abstraction. Cyclic ketones preferentially undergo reactions via the triplet state, while acyclic ketones can react through both states, with the stability of radicals influencing the reaction pathways.
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Save Photochemistry. For Later Saturated ketones exhibit four main bands in their ultraviolet absorption spectra. These bands
are centered on 280, 195, 170 and 155 nm. The most important band is at 280 nm for the
Photochemistry of carbonyl group. This band corresponds to the n —» m* transition. The
photochemical reactions of carbonyl group is initiated by n — n* transition. Promotion of an
electron will lead to either a singlet state or a triplet state. Photochemical reactions given by
carbonyl group takes place either by singlet state or by triplet state or by both states.
Dem
According to the Kasha’s rule, only the lowest excited states will be involved in the
Primary photochemical or photophysical processes of organic molecules in solution
Carbonyl compounds give four type of reactions, These reactions include:
(i) o-Cleavage.
(ii) B-Cleavage.
(ii) Intramolecular and intermolecular hydrogen abstraction by carbonyl oxygen.
(iv) Addition of carbonyl oxygen atom to a carbon-carbon multiple bond.
; In many cases the four Processes are competitive and the major process followed is
sensitive to structural variations in the ketones and the choice of the solvents.
71 G- CLEAVAGE OR NORRISH TYPET PROCESS nl
Norrish type I process is given by three type of ketones
(i) Saturated acyclic ketones.
wy rom — >é-0-
(ii) Saturated cyclic ketones,
(iii) B, y-Unsaturated ketones.
7.1.1 Norrish Type | Process Given by Acyclic Sat.
Saturated carbonyl compounds undergo photoind
process was first observed by R.G.W. Norrish an
lurated Ketones
luced decarbonylation in the gas phase: ™*
d is known as Norrish Type I or a-cleava#®
184 aereaction of this type is uncommon,
Primary Processes
Norrish Type I process is characterised by initial cleavage of the carbonyl carbon and
alpha carbon bond to give an acyl and an alkyl radical. This process is known as primary
photochemical process)(Scheme 1).
1
Ce ea mae
R’
[>
I.
R—CH,—C’ + fH —CH,—R”
R’
‘Scheme 1: Primary process
The initially formed acyl radical and alkyl radical is stabilised by one of the secondary
processes [(a) — (c)] shown in the Scheme 2, Similarly the alkyl radical can be stabilised by
recombination or disproportionation (Scheme 2).
Secondary Processes
(a) Decarbonylation of acyl radical to give carbon monoxide and an alkyl radical. This
alkyl radical can recombine to give an alkane or can undergo intermolecular hydrogen
abstraction to form an alkane and an alkene [Scheme 2(a)].
I Decarbonyation
R-CH,—C* —————» R—CH, + CO
R—GH,+ R —CH, ——> R-CH,—CH,-R
(Recombination)
R—CH,+ (H—CH,—R + RCH, +’—CH#—= CHR”
nt Intermolecular hydrogen abstraction
‘Scheme 2 (a)© Photchomiy and Peteyete Ramotons
(b) Intermolecular hydrogen abstraction by the acyl radical from the alkyl radica
an aldehyde and an alkene (Scheme 2(6)].
ll ;
R-CH,—C: +R_—CH—CH, —R”
s B
ll
R—CH,—C—H +R'—CH=CH—R’”
‘Scheme 2 (b)
This process can only be possible if alkyl radical has atleast one f-hydrogen.
(©) Intermolecular hydrogen abstraction by the alkyl radical from the a-carbon of the
acyl radical to form a ketene and an alkane [Scheme 2 ©).
i
R-CH,—C- + R_CH—CH, —R”
| |
R—CH=C=0+ R’—CH,—CH,—R”
Scheme 2 (c)
‘The main secondary reaction of saturated acyclic ketones is decarbonpaton)
A
cals ca
1 secondary process. Formation of acyl and alkyl radicels
Fon amen teabring of these radicals by the use of suitable trapping at
23 2,4, 4 Tetramethylpiperidne-1-oxy radical was used for the trapping and the "4
ements produced by the fission of 1, 3-diphenyl ster am
ether (Scheme 3). ip! ylacetone were trapped as anll
C,H,—CH,—C—CH,—C,H,
hy
°
Ct —CH, + C,H,—CH, ——> C,H,—CH,—CH,—C,H, + CO
co
Gk +
N’
b-c_cH,—caH, H,—C,H,
ster) 6 Ether
Scheme 3
Formation of ether and ester confirms that there should be the formation of acyl and
alkyl
mixture of ketones (A) and (B) which give products from mixed radical combination.
°
The formation of radical intermediates is also readily demonstrated by photolysis of a
I I
Ph,—CH—C—CHPh, + Ph—CH,—C—CH,—Ph
(a) B®)
|»
Ph,—CH—CH—Ph, + Ph—CH,—CH,—Ph + Ph,—CH—CH,—Ph + CO
(Cross product)
. (93%)
“his cross over experiment also confirmed the two steps radical mechanism.
ny qh2ttish Type I process occurs from both the excited singlet and the triplet states of
from oe tion. Photolysis of ditertbutylketone results in high yield of carbon monoxide (90%)
the excited singlet and triplet states. This clearly shows that the Norrish Type I
ste an om — from both the excited states. The lifetime of the singlet state is 4.5 — 5.6 x 10°
from both ten with 0.11 x 10-° sec for the excited triplet state. Since the reaction occurs
“ Singlet and triplet excited states, the Type I process must occur about 100 times
1, Seyelon Tiplet than from singlet excited state. Studies with triplet quenchers, such as
And sing entadiene, have also shown that Norrish Type I processes occurs from both triplet
ct excited states.
age ee |
try and Perioyole Reactions we
Norrish Type I cleavage is given mostly by those ketones whose nn stay
lowest erat ete Ln mmostat the cages, the n>" state is the lowest excited state. Ho”
Tonoa and diaryi ketones is less efficient because n -» x* exci
aE
sae Uae aoeas cacied Sate In this case, there is a large barrier on the reaction coordina,
eee 8, (n,m)
100 kcal/mole
—— 81 (rm)
76 kcal/mole
So
Fig. 7.1 Energy of diphenyl ketone (CH,COC,Hs)
In Norrish Type I reactions there is a preference for the formation of most stable ally
radical in case of unsymmetrical ketones.
CH, 0
CH,—G,—C—-CH,—CH,—CH,
CH,
CH, °
CH,—C: + ca,—cx,—cr,_&
cn, |
CH, O
cn,o_bs CH,—CH,—CH
cn,
In the above case, only a-bond undergoes cleavage. If both alkyl substituents ar® s**
then there is little selectivity of bond cleavage.
I
CH,—CH,—CH,—C_CH, cH,
|o
0
| . I
CH,—CH,—CH,—C- + CH,—CH, + CH,—CH,—CH, + CHy—CHs"ke Photochemistry of Carbony! Compounds 499
The Norrish Type I process is mostly favoured by photolysis in the vapour phase and is
Joss pronounced for photolysis in the inert solvents. In inert solvent formation of solvent cage
place. Formation of solvent cage facilitates recombination of the initially generated radical
pair. Thus low quantum yield of products is obtained in inert solvents,
Norrish Type I process is efficient in liquid phase only if a stable radical is formed. The
stable radical includes allylic, benzylic, tert alkyl and acyl radicale,
I
C.H,;—CH,—C_CH,—C,H,
|». Liquid phase
I] '
(C.H,—CH,—C- + C,H,—CH,]
C,H,;—CH,—CH,—C,H, + CO
"Problem 1: Complete the following Norrish Type 1 reaction:
q
CcHhy—GR—C—CH_O, =e
CoH, CH;
| Solution: Compound is saturated acyclic ketone. It will give Norrish Type I process in
‘€ases as well as in solution phase.
f Process:
CHC: +
feos Cit PCat
k ent encit a ca cies e
i
i—C
CH ,
Beet "Sea +co
CoHs
Den + eC ogi, --orCa
5 SCoHs oH, CoH
(200% yield)[iige_Provccnemsty and Percyte Reactions q
7.1.2 Norrish Type I Reaction of Saturated Cyclic Ketones
Cyclic ketones, in contrast to the acyclic ketones, show a greater tendoncy to undergo ceclonyy
to furnish acybalky! biradicals Norrish Type [ cloavage of acyclic ketones take place by sin
as well as by triplet excited state, In cyclic ketones, the reaction takes place exclusively bY the
triplet state. It is possible, however, that inter system crossing in cyclic ketones is so rap
that reaction from the singlet state would not be observed. The triplet state is at least 100
times more reactive than the excited singlet state.
Available information indicates that the excited triplet state for Norrish Type I Processes
is n + n* triplet state, This was demonstrated first for the irradiation of cyclopentanone jg.
both gases and in solution phases. Under both conditions, the product is 4-pentenal, Formation
of 4-pentenal takes place at 313 nm and 254 nm, The formation of the aldehyde can be quenched
by 1, 3-cyclopentadiene. This quenching experiment confirms the formation of the triplet state,
Norrish Type I process involves the initial cleavage of a carbonyl carbon-alpha carbon
bond. Subsequent secondary processes [(a) to (c)] correspond to those observed for acyclic
ketones.
(a) Decarbonylation of acyl-alkyl diradical to give carbon monoxide and a dialkyl radical
The dialkyl radical can recombine to give a cycloalkane or it undergoes intramolecular hydrogen
abstraction to form an alkene. [Scheme 4 (a)].
CHy
(CH), c=0
CH,—CHy
hw
§, 1, 7,
7a
(CHD,
CH;—CH,
Acyl-alkyl diradical
| Pecesbonyition
CHy
(CH),
CH;—CH,
Radical
Fecocabicetion Intramole-
Pa tiiecon
(CHa), CH, CHs
cy” (CH),
Cycloalkane CH=CH:
Alkene
Scheme 4 (a)) Intramolecular hydrogen abstraction by the acyl radical from the B-carbon of the
alkyl sedical to give an unsaturated aldehyde [Scheme 4 ()].
ou
(CH),
CH,—CH,
(eo
aH, tt
(CH,),
CH=CH,
Unsaturated aldehyde
‘Scheme 4 (b)
(© Intramolecular B-hydrogen abstraction from the acyl radical by the alkyl radical to
produce a ketene [Scheme 4 (c)].
B
7H
(CH,),
CH,—CH,
|
CH=C=0
(CH),
CH,—CH,
Ketene
‘Scheme 4 (c)
[ang (0) vi. can undergo one of the two hydrogen transfer processes
on 32 cyclic transition state in which a hydrogen atom is transferred to one radical
= atom adjacent to other radical centre.
hydrogen ab, Jsis of cyclic ketones in gas phase gives decarbonylation as well as intramolecular
stra ion. Intramolec n abstraction mai: i
icti¢ ular hy droge! stractic ‘inly leads to the formation of
“rated aldehyde (Scheme 5). :
The biradical of cyclic ketones
a
a182 Photochemistry and Perloyolc Reactions
a Oe
Decarbonylation Intramolecular
Unsaturated
aldehyde
C+
‘Scheme 5
In solution phase biradical pair is not usually stabilised by decarbonylation. In this as,
biradical is mainly stabilised by intramolecular hydrogen atom transfer. This intramolenkr
hydrogen atom transfer leads to the formation of either unsaturated aldehyde or a ketene
both (Scheme 6).
C=? -atier Cho a C0
phase °
Intramolecular Intramolecular
hydrogen abstraction by hydrogen abstraction
carbonyl carbon radical
C+ ( =o
H
Ketene
‘Scheme 6
a
When photolysis is carried out in the presence of polar protic solvent then the
species formed is ketene. This ketene then undergoes solvent addition to give carboxy
(with water) or its derivative (ester with alcohol) as the only product.
hy
Opnente Om
One
OR
EsterPhotochemistry of Carbonyl Compounds 193
SS ee ee
with UV light in the presence of MeO)
‘Solution: In In the presence of polar protic solvent, cyclic ketone forms only ketene.
Me CH,
ay anes OE 0)
‘CH,OH
Carvone camphor |
CH,
CH, CH,
CH
H eo CH,OH =
‘OCH,
le alkyl radical
ul
In case of unsymmetrical ketones, the o-bond that produces more stabl
cleaves preferentially.
- Problem 3: Complete the following reaction:
E 9
Ay
‘Liquid phase
hv
a
"Solution: The a-bond that produces the more stable alkyl radical cleaves preferentially
"in unsymmetrical ketone. The vapour phase photolysis gives decarbonylation and
intramolecular hydrogen abstraction.
R= = COG
i: In the liquid phase, the main reaction is intramolecular hydrogen ebetraction which
to the formation of unsaturated aldehydes.. ; - ata
According to the biradical mechanism,
reaction to reform the starting material.
i i
hy CO ‘Recombination
=, aaa,
Use of suitably a-substituted cyclic ketones show that recombination reaction resulted
in epimerisation at the a-carbon if a-carbon is a chiral.
H.C O fa 9
CoO = CO
=
“@ Epimer of (A)
Experimently it has been found that photolysis product formation via route ((a) -()
is faster than the photochemical interconversion of the epimers. Since there is the
formation of epimeric mixtures, each epimer affords the same mixture of products.
HC. cH, HO. § cH,
hy LY
_—_
Av
3 cH,
CH, CH,
+ +
HC. 9 HC. 9?
CH, 7
I + |Photochemistry of Carbonyl Compounds 195_
P rds the same mixture of products. This clearly indicates that the
Each epimer affor i
tional integrity of the a-carbon is lost during the course of the reaction. This loss of
commgaty is due to the free rotation about C,—C, bond in the diradical.
° 9
HC, 1 CH, . CH,
a Ls “A
oe
—
3 3
Rotation about
C;—C, single bond
°
° scH, H,C, 1 as
a Recombination *
=
‘The recombination process is important even when hydrogen transfer reactions occur,
but loss of carbon monoxide in solution phase photochemistry is a major reaction pathway
only when the alkyl radical centres are stabilised by inductive effect, by B, y-unsaturation or
by cyclopropyl conjugation. This reflects an increase in the rate of loss of carbon monoxide
from the acyl-alkyl biradical in these systems. 2, 6-Dimethyl-cyclohexanone gives carbon
monoxide on photolysis in solution at room temperature. 2, 2, 6, 6-tetramethyleyclohexanone
gives carbon monoxide in a yield greater than 70%, 7, 7, 9, 9-tetramethylbicyclo [4, 3, 0] non-
1, 6-en-8-one gives 100% yield of carbon monoxide and hydrocarbon products.
TF — US
Highly stable)
|Fission to ethylene is much more efficient in comparison to cyclobutane formation (Sehem*Photochemistry of Carbonyl Compounds 197
2 atx je LI Oo
H,=CH, + CH,=CH,
‘Scheme 7
In solution the loss of carbon monoxide from a cyclopentanone is a major path only
ne the radical centres formed are stabilised by alkyl substitution, double bond or cyclopropyl
ox -at-
ce (Highly stable)
Cyclopropyl
|» conjugation
{> ste
fe
ZF
—
Minor product (Both radicals are conjugated
ict (13%) Maj oduct (80%) i
(is product) eo. by cyclopropyl ring)198 Photochemistry and Pericyclic Reactions
Problem 5: Give the mechanism of the following transformation:
CE
70% Yield
Solution:
(Stabilished by
cyclopropyl ring)
-Cleavage is not given only by eyclic ketones. Other cyclic compounds such as lactones
lactams and cyclic anhydrides undergo a-cleavage to give a biradical species on photolysis n
gas or solution phase.
9 9 9
L H
° hy . ‘0 0
Li we \ ~—\ }
(Unsaturated
i Fa
q 9
6 Intramolecular H
Lh hydrogen o
H abstraction
(Wialdehyde)
7.1.4 a-Cleavage Given by Cyclobutanones a
Cyclobutanone also gives a-cleavage reaction. The efficiency of a-cleavage reastio
cyclobutanone is ten times more than the cyclopentanone due to the angle strain. Angle *# ;
and steric strain increase the efficiency of a-cleavage. The photochemistry of arcleavat
cyclobutanone differs significantly from the photochemistry of o-cleavage of other evel Ke"Fo ccc
eee Photochemistry of Carbonyl Compounds 199
&
Unlike other ketones, cleavage occurs from S, (n—>n*) and leads to the formation of a 1, 4-acyl-
ikyl diradical. There are three following different pathways for stabilisation of the diradical:
ae (Loss of carbon monoxide and formation of 1, 3-diradical that undergoes either
recombination to cyclopropane or an hydrogen abstraction to form propene.
CHAPTER 7 —
0 a
hy 3, —>
1, Aeyhalcyl
diradical
[-co
ATL
K
(ii) By a subsequent B-cleavage and formation of ethylene and ketene.
K —— CH,=C=0 + CH,=CH,
. | 2+21—Cycloaddition
(iii) 1, 4-Acyl-alkyl biradical can undergo ring expansion by rebonding to oxygen to give
oxacarbene. This carbene can be trapped by polar protic nucleophile solvents. The over all
Teaction is a ring expansion.
Ring 0. 0. H
expansion K Y ROH < Ker
Oxacarbene Acetal
re Formation of 1, 4-acyl-alkyl radical can be proved by trapping experiment. 1, 4-acyl-
ten liradical can be trapped by 1, 3-butadiene at low temperature (-78°C) because low
ature suppress the decarbonylation and | 2 +2 |—cycloaddition reaction. Photolysis of
Cyclobutanone
hexanone® ** ~78°C in the presence of trapping agent, 1, 3-butadiene gives 3-vinyleyclo-NS “NS
3-Vinyleyclohexanone
Scheme 8: Trapping of 1,4-acyl-alky! diradical by 1,3-butadiene
9 p
(nstable alkyl radical) (Stable alkyl radical)
0,
H, gor Re HH i
Co : CS “ S;
. : 28
Photolysis of eyclobutanone is also stereospecific reaction, Stereochemistty # Gis
retained during the rearrangement to the oxacarbene. Ring expansion reaction always ©
retention of configuration in methanol,Photochemistry of Carbonyl Compounds 201
0 0. OMe
Pa : Pou, Av/MeOH. Pha “a SN”
- : ’ “H -
C HC :
H,C Ph mw,
CH, HC ih
“Problem 6: Identify (A) and (B) in thia reaction:
°
H,C, CH,
> Oe
Pi Ph
CH,
| 2
|
HAC ‘
Ph
(ui Hy
HAC h
[avon
H,C, _20Me HC. 7° ‘OMe
Phi HOt Phy “NH
(CH, mat CH,
H, h HC h
® w
Problem 7: Give mechanism of the given reaction:
Et,
Et
» >
a
MeO!
| vio MeO
Et, 0. H
Meo"Photochemistry of Carbonyl Compounds 208
Some class of compounds have relatively weak C,—C, bonds which ean undergo cleavage asa py
result of electronic excitation of the carbonyl group. Cyclopropyl ketones are one such class,
and evidence for interaction between the carbonyl and cyclopropyl groups, which provides a
mechanism by which energy may be transferred from the carbonyl group to the bond which is
broken, is found in the UV spectrum.
‘The mechanism of the reaction has been shown to involve the formation of a 1,3-biradical
intermediate. Photolysis of acetyleyclopropane leads to the cleavage of the cyclopropane ring,
and this is followed by a 1,2-hydrogen shift or alkyl shift.
H
Oo
fo) (a)
{I
Cone mcance CH =CH—CH, ton
a Minor) * .
Ina similar way, bicyclo [4, 2
Ina similar way cyclo (4, 1, 0] heptane-2-ones undergo cleavage of one of the cyclopropyl
9 °
o
@ 5 wy, SH 1, 2-Hydrogen shift
cH,
Ei 1, 3-Diradical
0
‘CH,1, 2-Hydrogen shift
@
In some cases the o-cleavage and B-cleavage are often in competition as shown below:
° ° t
H—C.
Q @
In the above case, product (1) is formed due to the B-cleavage and product (2) is formed
due to the a-cleavage.
a, B-Epoxy ketones have also a relatively weak C,—C, bond which can be cleaved in the
excited state. Epoxy ketone reacts by way of B-cleavage and alkyl migration on photolysis
Mechanistically this reaction arises from a singlet nn* state and result is the fission of t
C—O bond. The migratory aptitudes shown within such compounds is best explained via th?
involvement of a biradical species formed by C—O bond fission. Some examples are:
en)
Ph ? Pa aD)
@ 1H,
‘CHs
ee Me
[: ‘2-Methy! shift
7 fl
peaega emcee
CHs— =
Photochemistry of Carbonyl Compounds. 207
+) excited carbonyl compounds having an accessible hydrogen atom in the y-position
1,3(" * “naracteristic 1, 5-hydrogen atom transfer by an intramolecular cyclic process with
ws
fe
_ medion of Ketyl like 1, 4-diradica, E
:
H z
H. oO OH 6
Es §
PS siort —> =
J, Hie sen
RY R R~
Cyclic transition state 1,4-Diradical
Depending on the conformation of the initially formed 1, 4-diradical, two different
pathways to stabilisation are possible:
(i) only the sp-orbitals of the radical centres can overlap, a cyclobutanol is the product.
(i) If the sp-orbitals of the radical centres are parallel to the B-bond, they participate in
formation of two double bonds (one in the enol and one in the alkene), a result of the
cleavage of the B-bonds.
OH .
= 4
R sp-Orbital sp-Orbital H
Cyclisation HH
'—CH, | Cleavage of B-bond
t
| 0ae
208 Photochemistry and Pericyclic Reactions
The second process of this reaction is known 48 Norrish Type II process which lead,
the formation of alkene and alkenol.
Although the reaction occurs from both the singlet and the triplet states of tansy
the quantum yield from the singlet state is generally lower than iplet state, j,
case of aryl-alkyl ketones, the reaction occurs only with the eierat th bese aroma,
ketones can undergo rapid intersystem crossing. Solvents also af f if e ciency of
reaction. The singlet state reactions are unaltered in the presence O° poldr. solvents, P
solvents such as alcohol, on the other hand, enhance the reaction from the triplet state
‘The quantum yield of the reaction is poor since radiationless deactivation from the §
and T, states and reversal of the hydrogen transfer can compete with reactions Proceeding ,
products. The reversal process is confirmed by using the optical active ketone (1) having
chiral y-carbon, Ketone (1) undergoes racemisation. Racemisation reaction confirmed that th
reaction intermediate is 1, 4-diradical. This also confirmed the back transfer of hydroge,
atom.
CH, CoHs PH,
. on + on 4
. |
Ay Le = I
Qa
Back transfer of hydrogen atom i.e., photoracemisation can be quenched by the addition
of 1, 3-cyclopentadiene. This quenching experiment confirmed the formation of triplet stat
Participation of a 1, 4-diradical intermediate in the Norrish Type II reaction has bea
confirmed by trapping experiments and spectroscopic techniques. Formation of 1, 4-diradi
has also been proven chemically. Photoracemisation of a ketone with a y-chiral carbon sles
and loss of the chirality in the product was observed.
Hf
AS
Ry
hy [na an)
Rs Reversal of
Ry R,
on «AR, on «Aap, angen og HLA, on
=) J transfer SS +a+@t!
Ry RR R;
Ry Ph HO R,
as OH R,
wn we
7
“ ®) © o, Photochemistry of Carbonyl Compounds 209
The y-hydrogen transfer to the oxygen atom has been shown to be intramolecular. The
transfer involves @ SiX membered cyclic transition state. 5, 5-Dideuterohexan-2-one on
agradiation gives 2-deuteropropene and 1-deuteroacetone. Formation of thee Products confirms
that the transfer of hydrogen takes place from y-carbon and Process is intramolecular
CH3
D. OD OH
0 iy ° CH _hv | DH i
As oJ D = cH;—C=cH, + i + Ph—-C=CH,
| +
Ph He CH,—cH=cH,
ll
CH;—C—CH,D
When a molecule has two y-carbons both having hydrogens, transfer of hydrogen in the
Norrish Type II process is marked by a preference of cleavage of the weaker carbon-hydrogen
bond as in case of ketone (2).
h
aS g by
ts ‘CH—CH;—C—CH,; —“~ >
HCC ®
CH;
Weaker C—H bond
ous ?
CHa=CH—CHC = + CHs~C=CH—CH, + CHp—C_CH,
‘CH Hy
(Minor) (Major)
Intramolecular hydrogen abstraction is not possible if y-carbon has no hydrogen.
For alkylaryl ketones the electron donating groups such as p-methyl and p-methoxy
substituents decreases the rate and quantum yield for Norrish Type II cleavage. Following
this tend p-hydroxy, p-amino and p-phenyl substituents inhibit the reaction completely. This
isbecause in such cases energy for m— n* excitation is less than that for the n —> n* excitation.
._, Therate of radical recombination to give cyclobutanols compared with a, B-bond cleavage
soften dependent on a-substitution, ‘
RZto be studied was the formation of oxetanes from
own as the Paterno-Biich)
yield of an oxetane.
One of the first photocyclonddition reactions to be A was
to alkenes. This reaction is kn
addition of carbony! compounds : : 4
reaction. For example, benzophenone ‘with isobutene gives a high
oO
C,Hs—C=0 + cH,=¢—-CHh a
| én, H,Ce CH,
Hs CH, CH;
90% Yield
Paterno-Biichi reaction can be studied under two categories and the categories depend
on the nature“of alkenes.
7.7.1 Addition to Electron-Rich Alkenes
Mechanistic studies have shown that the reaction pathway varies according to the type of
carbonyl compound and alkenes involved. ‘Addition of simple aliphatic or aromatic ketones i
electron rich alkenes involves attack on ground state alkene by the n >7* triplet state of the
carbonyl compound in a non-concerted manner, giving rise to all possible isomers of the oxetane,
‘The reaction is non-concerted because the reactive excited state is a triplet state. The initial
adduct of this reaction is a triplet 1, 4-diradical, which must undergo spin inversion before
Jete, Stereospecificity is lost if the intermediate 1, 4-diradical
product formation is comp!
Prefergoes bond rotation faster than ring closure (Scheme 8).
Il
Cols —C—Colts > 8, $5
tt
CoHs—C—O
CoH
Excited state triplet
CHa\
cHy c= CHe
CcHs Cells
H;Cs—C—O HyCs—C—O
4 + 4
H3C\ L
Hoo CHa—F Hs
CHs
Spin Spin
inversion
inversionColts Geils Call
HsCs—-——9 er CcHs—C—0
i | + rt |
a mest ou, CH.~C_CH,
Cc H,C~ I
ae CH;
CoHs
HsCs—4——-0.
CH,
CH,
10%
‘Scheme 9
Although the reaction is not stereospecific, there is a preference for one orientation of
addition, which can be rationalised in terms of initial attack on the alkene by the oxygen atom
of the excited carbonyl group to give a biradical intermediate. The existance of biradicals has
been confirmed by picosecond spectroscopy. The more energetically stable of the two possible
biradicals is formed more readily. Thus reaction is regioselective reaction. The consideration
of biradical stability is certainly applicable to the prediction of the major product of the
cycloaddition (see Scheme 9).
‘Two important rules for the successful synthesis of oxetanes have been put forward.
‘These rules are as follows:
( Only carbonyl compounds with a low-lying n — n* state will form oxetanes.
(ii) The energy of the carbonyl excited state must be less than that of the alkene to
prevent energy transfer from the carbonyl excited state to the alkene.
As far as the addition of aromatic carbonyl compounds is concerned only the triplet
State is reactive (because inter system crossing is very efficient in case of aromatic ketones)
and consequently a triplet biradical intermediate is produced.
The reaction of alkyl ketones can be complicated by the less efficient inter system crossing
shogt tmitting reaction of both the singlet and the triplet state. Both singlet and triplet state
ee reactivity for the reaction. The singlet state reaction is obtained at ne
eae of the alkene. On the other hand, triplet state reaction is obtained at low
‘ation of the alkene,
772 Addit,
ation to Electron Deficient Alkenes
“eloaddition of aliphatic ketones to electron-deficient alkenes, particularly dicyano-
* Involves addition of singlet state (n > m*) excited ketone to ground state alkene. The
i i i i roduct,
Oetang ” *t@te08pecific and the stereochemistry of the alkene is retained in the p
CHAPTER 7Photochemistry and Pericyclic Reactions
- aS HC a
NY H,C
c=0 + a 5
7 713 nm
cH,
Is CN
7 CN
CH ON we °
’Nceo + [ —w_, He
CH. 4 313 nm
3
NC nce CN
‘The course of the photocycloaddition of electron-deficient alkenes to ketones falloy
certain rules. While oxetanes are formed only from S,(n, ™*) state, the Ty(n, m4) stat
stereospecifically sensitises the cis-trans isomerisation of electron-deficient alkenes and does
not lead to oxetanes.
t
cH,—C—CH,
Tina)
C CN
‘CN J
cN
cH, CN
So=0 + S CHa
CH De=0 + [|
NC cH, cc
Stereospecificity of the oxetane formation with electron-deficient alkenes can be explaitel
as follows:
It is suggested that in case of electron-deficient alkenes, oxetane formation ‘takes pit
via formation of exciplex. Exciplex formation takes place between the singlet excited stat
ketone and ground state of alkene. Exciplex is stabilised by charge transfer as well as ete!
transfer between the constituent molecules.
\Z 4
Nao ¥ mw Ne
o>? Lwit* 2
UN aN
Exciplex
_ 7
, elo yt
(2) Formation of an exciplex between a carbonyl excited state and an olefin ground
(6) Charge transfer interaction in the formation of the carbony-oleie Photochemistry of Carbonyl Compounds 224
The excipler (6, excited state cyclic complex) has
“afe formation of the products is accounted
reously in the complex, or if the second is formed
Me of bond rotation. There is again a preference for
the rate © o that expected on the basis of the most stable bi
i
considerable charge-transfer and the
for if both new bonds are formed
after the first at a rate faster than
one orientation of addition, but this
iradical intermediate. The preference
fects the preferred orientation in the exciplex which is governed by charge densities se
iijustrated
5 & co oN Gen
XA ee ya S|
n—>K Exciplex
7.13 Oxetane Formation with Dienes and Alkynes
(A) With Dienes
Addition of carbonyl compounds to conjugated dienes is also feasible. The E, of dienes is usually
Jess than that of carbonyl compounds. However, the formation of oxetanes competes successfully
with excitation energy transfer because dienes quench the 7, (n — n*) state. Thus formation
of oxetanes occurs from the S, (n — n*) state of the carbonyl compounds. Therefore, dienes
give stereospecific reactions with dienes. Examples are as follows:
0:
Yc=0 + O _w_, OC
H H
ail
“i Yc=0 ae i) _hv, 0. 2
H H
. 0. 0. Ss
Mi 00+ ZY. f + J
Z
The third reaction takes place as follows:
Ab Af Natt cncen
: 3 |
oO
i —JI-
i CH—CH=CH,
CHAPTER 7
s223°" Prenochemistry and Perioyctc Reactions
6 CH-CH=CH, o—cH—-CH=CH,
AC ba,
A St
(B) With Alicynes
Carbony! compounds undergo photochemical cyeload
hich are usually not isolated but isomerises (0
subsequent thermal reaction.
dition reaction to alkynes to give oxetey
Pareetureted carbonyl compuumas a
a
°
i
C,H,—CH + CH,—C=C—CH,
ay
78°C
O%—C—CH,
cgi en e—cH,
Oxetene
I,
1
CqH,—CH=C—C—CH,
CH,
a. B-Unsaturated carbonyl compound
9
cat & + CH,C=C—OCH,
Hs
mle
Q—C_OCH,
1 ol
CoH,—C—C—CH,
CoH
\
i
CHC =
6 it ¢-<-ocH,
C,H, CH,Photochemistry of Carbonyl Compounds 223
aterno-Biichi reaction is mainly given :
ground c=C group. This combination of substrates allows the arte ee
egioisomer- Thus yields are high and there is usually no byproduct(s). This reaction lt ‘ oe
mad versatile method for the synthesis of a variety of compound that are d is highly
possible to be prepared by other methods. are difficult or
Some
Pana the
examples are as follows:
(© CH,=CH—CH,—CH,—C—CH,
|»
Te, CH,
cH,—C—O H I
| |, ~t
CH,—CH=CH, CH,—CH—CH,
CH,
OAC EAR.
— 3 S
7
qF
ms Photochemistry and Pericycic Reactions
One of the most important reaction of this class is the preparation of azulene as follows:
OOO
won
Perhaps the most useful reaction of a, B-unsatur
reaction with alkenes which affords cyclobutane
below:
‘Alkene + Enone <= [Enone]*
sc
(Enone)”
|ateene
Biradical <—————_ [Exciplex|"
|
Product
‘The biradical can be formed by bondin; the
an be g at the a-carbon or the B-carbon 0 §
the alkene. The reaction is stereoselective at the fused junction. Cis-fused 45,
systems are common and are much more stabl a i 5/6 ca
A le than their trans isomers.
trans. 6/6 can be cis or trans but prefers trans.
reat’
aOo
a-Bond
°
Biradical
oH OH
*C
|
H H
65% 26%
+
9
14%
Bive he
Oo
| hv
‘OMe
Electron rich
alkene
Photochemistry of Carbonyl Compounds 225
Lx
9
OH
H
+
9
Cp
ow.
The reaction is regioselective with respect to unsymmetrical alkenes. Electron rich alkenes
‘ead to tail adduct whereas electron-deficient alkenes form head to head adduct.
OH
‘OMe
Head to tail adduct
?
c258 Photochemistry and Pericyclic Reactions X
\t Photo-Fries Rearrangement
pyre most extensively investigated photo rearrangement is Photo-Fries rearrangement
v
o-t-R
OH g OH OH
OQ hy ot a + oO
=
Phenol ester ortho acyl phenol ¢=o
R
p-Acyl phenol
This rearrangement is an intramolecular rearrangement. In this rearrangement: substrate
undergoes dissociation into phenoxy and acyl radicals which combine within the solvent cagetn
give intermediates which on aromatisation (or enolisation) give the product. The phend ix
produced by phenoxy radicals which escape from the solvent cage.
in 9
I hy [ II ] [ I |
Ph—-O—C_R ——> |Ph—O—C-—R} —> [PhOC-R
Excited state Solvent cage
oO oO 0
HH
a + +
H fe
oO
ono on on
CR Oo
t
R:
When this reaction is carried out in gaseous phase. only phoned is chtained 7
the formation of solvent cage.
Jar rearrangements are also obtained from the following ompomunds
Simi e
o-SO.R OH - .
FA S0.R Cy
Ss
UO
'o) ay ae
GHAPTER 8
GLossary
Photo-Fries Reaction: The
Phenol ester in solution.
Dix Methane Rearrangement: M
‘systems bonded to a single sp° ca!
fansformation to vinyley:
Oxa-Di-n.
ketone is
‘methane rearrangement: Di-x-methane rearrange™
known as oxa-di-n-methane rearrangement
C: Jniversity Press. Londen.
© SM. Coron and B. Halton. Organic Photochemistry, Cambridge Unt y
1974. New
: % Vol. 3 Academic Press}
® P. de Mayo, od Rearrangements in Ground and Excited States, Vol. 3 Ac
York, 1980,
a.
" , El
a. hensive Treatment.
W. Horspoot and D Arester, Organic Photochemistry. A Comprehensive
“i. Horwood/Prentice Hall, 1992. ICH, Weinhim, Germany, 1982.
s ) Kopecky, Organic Photochemistry, A Viewal Appeal. 1:
ae? Organic, Photochemistry, Principles and Applications
a