Basements Notes Final
Basements Notes Final
BASEMENTS
INTRODUCTION
Basements are constructed in soils of low bearing capacity, in cellular raft foundation to
accommodate services, stores and car parking areas. Walls and floors underground are exposed
to considerable water pressure due to ground water. Water penetration causes shrinkage and
cracking in masonry concrete and brick walls.
Definition: In the general context of buildings, a basement can be defined as a storey which is
below the ground storey and is therefore constructed below ground level.
BASEMENT CONSTRUCTION
Basements Classifications
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BASEMENT EXCAVATIONS
In general, excavation means to loosen and take out materials leaving space above or below
ground.
Sometimes in civil engineering, the term earthwork is used which include backfilling with new
or original materials to voids, spreading and levelling over an area.
British Standard CP6031 gives standards and recommendation to earthworks covering
embankment and cuttings, levelling and compacting, and the use of earthmoving plants etc.
Excavation in most situations nowadays is done by mechanical means. However, the exact
method to be adopted still depends upon a number of factors:
1. Nature of subsoil - affect type of machine used and the necessity of soil protection,
2. Size of excavation - affect type of machine used and method to excavate,
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3. Scale of work - large volume of excavation may involve complicated phasing arrangement
and work planning,
4. Ground water condition - affect degree of protection (watertight sheet piling or dewatering
may require.)
5. Surrounding condition - impose certain restrictions and precautions (e.g. diversion of a
government drain, or underpinning work to the nearby building foundation).
1. OPEN EXCAVATIONS
One of the main problems which can be encountered with basement excavations is the need to
provide temporary support or timbering to the sides of the excavation.
This can be intrusive (unpleasant) when the actual construction of the basement floor and walls
is being carried out.
One method is to use battered excavation sides cut back to a safe angle of repose thus
eliminating the need for temporary support works to the sides of the excavation.
In economic terms, the costs of plant and manpower to cover the extra excavation, backfilling
and consolidating must be offset by the savings made by omitting the temporary support works
to the sides of the excavation.
The main disadvantage of this method is the large amount of free site space required.
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This method can be used in firm subsoil where the center of the proposed basement can be
excavated first to enable the basement slab to be cast thus giving protection to the subsoil at
formation level.
The sides of excavation to the perimeter of the basement can be supported from the formation
level using raking struts or by using raking struts pitched from the edge of the basement slab.
Fig. 8 a
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3. Bulldozers
They are traditionally track mounted tractor with significant weight so that they can work
easier with soil.
Bulldozers are usually fitted with a straight or angled blade which can be slightly raised by
hydraulic action to adjust level.
They are used for grading materials to levels over relatively smaller area, to cut small tree,
remove surface vegetation or hard surfaces etc. The max cut is about 40Omm below base of
the machine.
This machine is similar to a bulldozer but has a hydraulic operated bucket in place of the blade.
Materials above the base of vehicle can be lifted and unload onto a dump truck or onto a spoil
heap. The bucket size varies from 0.5m3 to 3 or 4m3 depending on capacity of machine.
5. Clamshell excavator –
This is somewhat a crane, usually track mounted, and hanging a wire operated clamshell at
the jig.
It is used to handle or load soft /saturated soil on site. It is more useful in very big site
where a large amount of soil materials is required to remove.
6. Powered shovel or drill
This is for cutting of larger boulders or rock. Usually the drill is pneumatically operated and
mounted on a tracked base.
Very often, it is convertible to a backactor with the bucket replaced by the drill to gain
flexibility and minimize capital input.
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skims the surface of soil evening out the bumps and hollows.
The blade can be lowered or lightly tilted to adjusted for the level of the graded surface.
8. Scraper
The machine works similarly to a grader but it has a container to hold the surplus soil after
scraper.
The container which is filled with soil can also serve the purpose of backfill of hollow ground.
9. Dumper
This is a smaller vehicle with a tipping hopper or skip designed to carry material within a site.
The hopper is usually front mounted to provide better control by the driver. It is easy to
manoeuvre on uneven and rutted ground. Capacity of the hopper varies from 1 to 3m3
depending on the size of dumper.
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Deep excavation, unlike a shallow one, often requires to protect the sides of cut using suitable
support.
Besides, the problem of ground water cannot be avoided. There are methods to overcome this,
such as:
1. Dumpling Method
This is used where there are buildings or street in the proximity. The method is to construct
a series of retaining wall in trench, section by section, around the site perimeter, leaving a
centre Called "dumpling".
When the perimeter walls are in place, excavation may start at the centre of the dumpling,
until exposing a section of the wall. Then the wall may be side supported by struts, shoring
or soil anchor etc., again section by section in short length, until the excavation is all
completed.
This method does not require much heavy mechanical equipment and thus cost of work is
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2. Diaphragm Walling
This method need to construct a R.C. retaining wall along the area of work. Because the
wall is designed to reach very great depth, mechanical excavating method is employed.
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3. Using Cofferdams
A cofferdam may be defined as a temporary box structure constructed in earth or water to
exclude soil or water from a construction area, such as for foundation or basement works.
Use of cofferdam suitable for excavation of larger scale can be of:
a) Sheet pile cofferdam - Also known as single skin cofferdam. Interlocking type steel sheet pile
is used and can be used for excavation up to 15m. Sheet pile in this case acts as a cantilever
member to support the soil therefore adequate depth of pile or suitable toe treatment may be
required. In addition, cofferdams are need to be braced and strutted or anchored using tie rods
or ground anchors.
b) Double skin cofferdam - This works similarly like the sheet pile to form a diaphragm.
However, the diaphragm is double-skinned using two parallel rows of sheet pile with a filling
material placed in the void between. This creates somewhat a gravity retaining structure and
increase the ability to counteract the soil behind. However, more working space is required.
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Steel sheet pi le can be of numerous shapes, thickness and sizes. Most of them can be
watertight and for some heavy sections they can be driven down to 15m depth.
To erect and install a series of sheet piles and keep them vertical in all directions a guide
frame may be required. The piles are lifted by a crane, using the lifting holes near the top
of each pile, and positioning them between the guide walings of the guide.
Powered hammer (fitted with a grip to the pile) which are hanged by the crane is usually
use to drive the pile. Sometimes hydraulic hammer can be used to reduce noise.
There is a tendency of the piles to lean to a direction during driving. Special control is
therefore required to monitor the pile is vertical all the way through.
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A hole is predrilled on soil or rock in position carefully calculated. For rock anchor, an anchor
bar with expanded sleeves at the end is inserted into the hole.
Gravel placement ground anchor can also be used in clay soils for lighter loading. In this method
irregular gravel is injected into the borehole over the anchorage length to form an end plug. The gravel
p1ug is then force into soil using percussion method through casing, forming an enlarged end. A
stressing bar is inserted into the casing and pressure grouted over the anchorage length as the casing is
removed.
It should be noted that certain protection measure against corrosion or rusting is required for the
stressing bar. Usually, the bar may be coated with bitumen, wrapped by greased tape or filled with non-
pressurized grout after stressing is completed.
Fig.19: Drilling machine for the forming of the bore hole for inserting the ground anchor
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Fig. 21: The tendon (steel rod) for tying the anchor before inserting into the bore hole
Fig. 22: Applying tension to stress the tendon to form the final anchor
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Fig. 23: A section of diaphragm wall strengthened by the tying back using two rows of
ground anchor
Ground water is water which is held in soil, either in a non-saturated, saturated or oversaturated
form. Water table is a line showing the change of water content in soil. Below which soil is
saturated with water.
Water in soil often acts as a lubricant, which increase the tendency of soil to slip or slide.
Besides, it causes certain difficulties and danger in case of excavations to be done.
In some soil, such as non-cohesive soil with coarser grain composition, water can flow through
the grain particles. While for cohesive, water cannot due to the large capillary held by the very
fine soil particles.
Keeping out of ground water
Ground water can be kept out either permanently such as for long term waterproofing for a
basement, or temporarily such as to ease work during excavation.
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The following provisions can contribute certain degree of water-tightness to the basement
during the construction:
1. Sheet piling
2. Diaphragm walls
3. Suitable grouting to the sub-soil
In addition, ground water can be further controlled by the use of the following arrangement:
1. Sump pumping,
2. Well point systems,
3. Shallow or deep-bored wells,
4. Horizontal ground water control,
5. Electro-osmosis method.
1. Electro-Osmosis
This is an uncommon and costly method, which can be used for dewatering cohesive soils such
as silts and clays where other pumping methods would not be adequate.
It works on the principle that soil particles carry a negative charge, which attracts the positively
charged ends of the water molecules, creating a balanced state; if this balance is disturbed the
water will flow.
The disturbance of this natural balance is created by inserting into the ground two electrodes
and passing an electric charge between them. The positive electrode can be of steel rods or
sheet piling, which will act as the anode, and a wellpoint is installed to act as the cathode or
negative electrode.
When an electric current is passed between the anode and cathode it causes the positively
charged water molecules to flow to the wellpoint (cathode), where it is collected and pumped
away to a discharge point.
The power consumption for this method can vary from 1 kW/m3for large excavations up to 12
kW/m3 of soil dewatered for small excavations, which will generally make this method
uneconomic on running costs alone.
2. Freezing
This is a suitable method for all types of subsoil with a moisture content in excess of 8% of
the voids. The basic principle is to insert freezing tubes into the ground and circulate a
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freezing solution around the tubes to form ice in the voids, thus creating a wall of ice to act as
the impermeable barrier.
This method will give the soil temporary extra mechanical strength, but there is a slight risk
of ground heave, particularly when operating in clays and silts.
The circulating solution can be a brine of magnesium chloride or calcium chloride at a
temperature of between -15 and -25 °C, which would take between 10 to 17 days to produce
an ice wall 1.000 m thick according to the type of subsoil.
For works of short duration where quick freezing is required the more expensive liquid
nitrogen can be used as the circulating medium. A typical freezing arrangement is shown in
Fig. 3. Freezing methods of soil stabilisation are especially suitable for excavating deep shafts
and driving tunnels.
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INTRODUCTION
Construction of basement is difficult for it must be carried out below deep ground in adverse
condition such as existence of ground water, muddiness or limited working space.
Besides, works are needed to be done amidst layers of props, struts, walings and shores, which
cannot be removed until the permanent works are completed and capable of carrying the final
loads.
For each case of basement construction, the method of soil support, sub-soil condition,
structure of the basement as well as the layout requirement of the entire building must be taken
into consideration before designing the method of works.
Basements can be constructed within a cofferdam or other temporary supported excavation
(see Basement Excavations) up to the point when these methods become uneconomic,
unacceptable or both due to the amount of necessary temporary support work.
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By using the permanent lateral support given by the internal floor during the excavation
period.
By using Temporary lateral support during the excavation period can be provided by lattice
beams spanning between the diaphragm walls.
Attributes that affect the Construction of Deep Basement:
1. Size of a site
2. Volume of work
3. Shape and Typographical conditions of site
4. Neighbourhood conditions of a site
5. Geotechnical conditions
6. Internal layout of the basement or other related structures
7. Availability of resources for the project
8. Availability of expertise skill
9. Appropriateness of the methods selected for the construction
10. Special performance requirements imposed
Besides, there are situations like:
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NB. Vertical ground anchors installed through the lowest floor can be used to overcome any
tendency to flotation during the construction period.
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Fig. 27: Basement Excavation Support using Ground Floor Slab (Simple Top-down
Approach)
Fig. 29: Support using Shore or Strut from a Central Basement Slab cast in advance phases
Fig. 30: Constructing the basement structure using traditional timber formwork
under bottom-up arrangement
WATERPROOFING BASEMENTS
Basements can be waterproofed by one of three basic methods namely:-
1. Use of dense monolithic concrete walls and floor
2. Tanking techniques
3. Drained cavity system
1. DENSE MONOLITHIC CONCRETE
The main objective is to form a watertight basement using dense high quality reinforced or
prestressed concrete by a combination of:
good materials,
good workmanship, and
Attention to design detail and on-site construction methods.
If strict control of all aspects is employed a sound watertight structure can be produced but it
should be noted that such structures are not always water vapourproof.
If the latter is desirable some waterproof coating, lining or tanking should be used. The water
tightness of dense concrete mixes depends primarily upon two factors: -
1. Water/cement ratio.
2. Degree of compaction.
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The hydration of cement during the hardening process produces heat therefore to prevent early
stage cracking the temperature changes within the hardening concrete should be kept to a
minimum.
The greater the cement content the more is the evolution of heat therefore the mix should
contain no more cement than is necessary to fulfil design requirements.
Concrete with a free water/cement ratio of 0.5 is watertight and although the permeability is
three time more at a ratio of 0.6 it is for practical purposes still watertight but above this ratio
the concrete becomes progressively less watertight. For lower water/cement ratios the
workability of the mix would have to be increased, usually by adding more cement, to enable
the concrete to be fully compacted.
ADMIXTURES
If the ingredients of good design, materials and workmanship are present watertight concrete
can be produced without the use of admixtures.
If admixtures are used they should be carefully chosen and used to obtain a specific objective:
1. Water-reducing admixtures - used to improve workability
2. Retarding admixtures - slow down rate of hardening
3. Accelerating admixtures - increase rate of hardening - useful for low temperatures -
calcium chloride not suitable for reinforced concrete.
4. Water-repelling admixtures - effective only with low water head, will not improve
poor quality or porous mixes.
5. Air-entraining admixtures - increases workability - lowers water content.
JOINTS
In general, these are formed in basement constructions to provide for movement
accommodation (expansion joints) or to create a convenient stopping point in the construction
process (construction joints).
Joints are lines of weakness which will leak unless carefully designed and constructed therefore
they should be simple in concept and easy to construct.
BASEMENT WALLS
Joints can be horizontal and/or vertical according to design requirements. A suitable waterbars
should be incorporated in the joint to prevent the ingress of water.
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The top surface of a kicker used in conjunction with single lift pouring if adequately by
exposing the aggregate should not require a waterbar but if one is specified it should be either
placed on the rear face or consist of a centrally placed mild steel strip inserted into the kicker
whilst the concrete is still in a plastic state.
BASEMENT SLABS
These are usually designed to span in two directions and as a consequence have relatively
heavy top and bottom reinforcement. To enable them to fulfil their basic functions they usually
have a depth in excess of 250 mm.
The joints, preferably of the construction type, should be kept to a minimum and if waterbars
are specified they must be placed to ensure that complete compaction of the concrete is
achieved.
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This is the preferred method since it not only prevents the ingress of water it also protects the
main structure of the basement from aggressive sulphates which may be present in the
surrounding soil or ground water.
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The basic concept is very simple in that it accepts that a small amount of water seepage is
possible through a monolithic concrete wall and the best method of dealing with such moisture
is to collect it and drain it away.
This is achieved by building an inner non-load bearing wall to form a cavity which is joined to
a floor composed of special triangular tiles laid to falls which enables the moisture to drain
away to a sump from which it is either discharged direct or pumped into the surface water
drainage system.
The inner wall should be relatively vapour tight or alternatively the cavity should be ventilated.
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Basements benefit considerably from the insulating properties of the surrounding soil.
However, that alone is insufficient to satisfy the typical requirements for wall and floor U-
values of 0.35 and 0.30 W/m2K, respectively.
Refurbishment of existing basements may include insulation within dry lined walls and under
the floor screed or particle board overlay. This should incorporate an integral vapour control
layer to minimize risk of condensation.
External insulation of closed cell rigid polystyrene slabs is generally applied to new
construction. These slabs combine low thermal conductivity with low water absorption and
high compressive strength. The external face of insulation is grooved to encourage moisture
run off. It is also filter faced to prevent clogging of the grooves. Backfill is granular.
Tables and calculations to determine U-values for basements are provided in the Building
Regulations, Approved Document L and in BS EN ISO 13370: Thermal performance of
buildings. Heat transfer via the ground. Calculation methods.
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