COMMON TRANSACTION FORM

Investment Manager: Nuvama Asset Management Limited (formerly known as ESL Securities Limited)
Registered and correspondence address: 801- 804, Wing A, Building No. 3, Inspire BKC, G Block, Bandra Kurla Complex, Bandra East, Mumbai – 400051
AIF: Sponsor : Nuvama Asset Management Limited (formerly known as ESL Securities Limited) | Trustee : Vistra ITCL (India) Limited

Date D D / M M / Y Y Y Y

1 ACCOUNT NO. (Ucc/Folio No. mandatory)

Sole/1st Holder Name

2nd Holder Name

2 SCHEME / STRATEGY NAME

3 ADDITIONAL PURCHASE

Bank Options: Cheque RTGS/NEFT Account Type: Saving Current NRE/NRO Cheque /UTR/NEFT No.

Bank Name Branch

(in figures) (in words)

Placement Fee % Commitment Amount

4 REDEMPTION

Complete Redemption Redemption of Profit

Partial Redemption : Through units Through Amount Rs.

Amount in words
Pay in default registered bank account
Request you to pay out in below bank account and register bank details in folio. (Please attached cancelled cheque)

Bank Name Branch

Account No.

IFSC Code MICR Code

ADDITIONAL INFORMATION (IF ANY)

POA Holder/ POA Entity Name:.............................................................................................................................

Pay-out Timelines Timelines To Accept Redemption Requests

AIF Funds
Nuvama Enhanced Dynamic Growth We shall endeavour to remit the pay-out Upto 5:00 PM on 25th of the every month (in case, the defined date
Equity (EDGE) Fund on 3rd business day of next month. falls on non business day, then the business day preceding the
above date will be considered for submission.)

5 SWITCH

From Fund To Fund Option/Class

Amount ` OR No. of Units: OR All Units: [Please ]

6 FATCA/CRS/KYC ADDITIONAL DETAILS (Non Individual Investors Should Mandatory Fill Separate FACA/CRS/KYC Additional Details and UBO Form)

Sole / First Applicant / Guardian 2nd Applicant 3rd Applicant POA

Place & Country of Birth Place & Country of Birth Place & Country of Birth
#
Please indicates all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it’s Identificatin type e.g.: TIN etc.

Tax Identfication Identfication Tax Identfication Identfication Tax Identfication Identfication

Country # Country # Country #
Number Type Number Type Number Type
1 1 1

2 2 2

3 3 3
7 NOMINATION DETAILS (TO BE FILLED IN BY INDIVIDUAL(S) APPLYING SINGLY OR JOINTLY)

I / We do hereby nominate the person(s) more particularly described hereunder / and / cancel the nomination made by me / us in respect of units held by me / us.
I / We also understand that all payments and settlements made to such nominee and signature of the nominee acknowledging receipt thereof shall be a valid
discharge by the AMC / Fund / Trustees.

Particulars Nominee 1 Nominee 2

Name of Nominee

Address with City & Pin Code

Name & Address of Guardian

(In case nominee is minor)

Nominee’s Relation with Applicant

% of Allocation**
(should not be in decimals)

Date of Birth (DD-MM-YY)

PAN of Nominee/Guardian
(In case nominee is minor)

Above nomination details supersede all the earlier nominations provided by the investor in the said account. **Please refer to instruction no. 2 & 3 overleaf

8 CHANGE OF BANK DETAILS*

Bank Name Account No.
Branch & Address

City PIN A/c Type: SB CA NRE NRO FCNR

IFSC Code 9 Digit MICR No.
*Mandatory – Please attach cancelled original cheque / self certified copy of blank cheque / self certified Bank Statement / first page of the Bank Pass book (bearing account
number and first unit holder name on the face of the cheque/ Bank Pass Book/ Bank Statement) is required as an incremental additional document in case of a) Registration of the
investor’s Bank Mandate at the time of investment b) Subsequent change in the investor’s Bank Mandate.

9 CHANGE OF CONTACT DETAILS

Tel No. Mobile E-mail

10 CHANGE OF COMMUNICATION ADDRESS

Line 1*

Line 2

Line 3 City/ Town/ Village*

District* Pin/ Post Code* State/ U.T Code* ISO 3166 Country Code*

Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC progress needs to be submitted (anyone of the following OVD’s)

A-Passport Number

B-Voter ID Card

C-Driving Licence

D-NREGA Job Card

E-Naonal Population Register Letter

F- Proof of Possession of Aadhaar

E-KYC Authentication

O ine Verification of Aadhaar

Deemed Proff of Address - Document Type Code

11 DECLARATION
I/We agree to abide by the terms, conditions, rules & regulations of the funds (s) as applicable from time to time. Amount invested/to be invested in the funds is
derived through legitimate sources.
SIGNATURE/S

Sole/ 1st Holder 2nd Holder

In case of Joint Holding, all unit holders must sign this form.
 INSTRUCTIONS FOR NOMINATION

1) The Investor has an option to provide nomination details of 2 (Two) Nominees

2) Please indicate the percentage of allocation / share for each of the nominees in whole numbers only without any decimals making a total of 100 percent. In case
of any percentage allocation being in decimals, the same shall be rounded off by Nuvama Asset Management Limited (formerly known as ESL Securities Limited)
(NAML) to nearest integer in such a way to make a total of 100 percent.
3) In the event of the Contributors not indicating the percentage of allocation / share for each of the nominees, NAML, by invoking default option shall settle the
claim equally amongst all the nominees.
4) The nomination can be made only by individuals applying for / holding units on their own behalf singly or jointly. Non-individuals including society, trust, body
corporate, partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. If the units are held jointly, all joint holders will sign the
nomination form.
5) A minor can be nominated and in that event, the name, address and PAN details of the Guardian will have to be provided.
6) The Nominee shall not be a trust (other than religious or charitable trust), body corporate, partnership firm, Karta of Hindu Undivided Family or a Power of
Attorney holder. A Non Resident Indian can be a Nominee subject to the exchange controls in force, from time to time. Nomination can also be made in favour of
the Central Government, State Government, Local Authority or any person designated by virtue of his office.
7) Nomination in respect of the Units stands rescinded upon the redemption / transfer / transmission of Units.
8) Transmission of Units in favour of a Nominee(s) shall be valid discharge by NAML/ Fund / Trustees against the legal heir. However, NAML / Trustee may request the
nominee to execute suitable indemnities in favour of the Fund and / or the Trustee and / or NAML, and to submit necessary documentation to the satisfaction of
the Fund before transmittng Units in his / her favour.
9) Nominations received in the form prescribed by NAML alone shall be valid.
10) NAML holds the right to ask for identity proof(s) of the nominee(s) whenever required as per KYC requirements.
11) The cancellation of nomination can be made only by those individuals who hold Units on their own behalf singly or jointly and who made the original nomination.
12) On cancellation of the nomination, the nomination shall stand rescinded and NAML / Fund / Trustees shall not be under any obligation to transmit the Units in
favour of the Nominee.
13) In case of change in percentage of allocation / share for each nominee please forward an application for the same duly signed by all the unit holders as per
holding basis or the above form duly filled and signed.