Pol Science Unit 1
Pol Science Unit 1
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present day world which are beyond comprehension of the past
thinkers. This criticism to historical approach encouraged the
development of the Behavioural Approach. However, the recent
revival of interest in the rich heritage of political thought for evolving
guiding principles for our own age emphasizes the importance of
historical approach in political science.
2. Philosophical Approach
In the classical or normative period the study of politics
reflected a normative concern and deductive method of
explanation. It argued from a general premise to more specific
conclusions. It speculated on the proper form of government
and on the nature of political obligation. Philosophical approach
is generally identified with value preferences. The emphasis is on
moral and rational premises. This approach is based on the view
that values are inevitable and essential for evaluating political
phenomena.
The classical political philosophers were concerned with
the justification of values and reconciliation of liberty and
obligation. Plato, for example dealt with the question of ‘justice’
in the Republic through the ideal state. The ethical basis and the
moral purpose of the political community was analysed in detail
by political philosophers like Plato, Aristotle, Bentham and Hegel.
Thus the philosophical period is noted for its general trend of
setting standards based on values like justice, freedom and
happiness.
Philosophical approach aims at evolving “standards of right
and wrong” for the purpose of critical evaluations of the existing
institutions, laws and policies. It may denote efforts to arrive at
truth through the use of reason. According to Vernon Van Dyke,
the object of philosophical enquiry in this sense is to establish
standards of the good, the right, and the just, and to appraise or
prescribe political institutions and practices in the light of these
standards. In this sense most of the classical political theory
represents philosophical approach. Its themes are generally
concerned with moral reasoning which cannot be subjected to
scientific test.
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3. Institutional Approach
Beginning with the second half of the 19th century, in the
light of the emergence of other social sciences, the need for a
narrower and precise definition of Political Science developed
among different scholars. The ‘institutional approach’ was the
answer and it shows a shift in the scope, methods and objectives
of Political Science. In this approach emphasis is on formal
governmental institutions. The characteristic feature of the
institutional approach is detailed description of the nature and
structure of the formal institutions like State and government.
In short, an institution is a set of offices and agencies
arranged in a hierarchy, whose each office or agency has certain
functions and powers. Accordingly the institutional approach
proceed to study the organizations and functioning of government,
its various organs, political parties and other institutions affecting
politics. Classification of governments (Monarchy, tyranny,
aristocracy, oligarchy, polity and democracy, dictatorship,
parliamentary and presidential, unitary and federal etc;)
identification of levels of government (federal, state, local) as
well as branches of government (executive, legislative, judicial)
etc. are the chief concerns of this approach. Institutional approach
relies heavily on description rather than explanation.
Thus in institutional approach, political institutions were
treated as vital factors governing and influencing human behaviour
rather than vice versa. Thus the political scientists began to study
the historical evolution of various political institutions like state
and government. After analyzing properly the actual functions of
various institutions, they compared them with other institutions.
Consequently Political Science became a branch of Social
Science dealing with theory, organization, government and
practice of the state. The institutional approach give emphasis
on law, constitution and constitutional documents. The best
definition of Political Science from this point of view was given
by Paul Janet, a French Scholar. According to him Political
Science is “that part of Social Science which treats the foundations
of the state and principles of government”.
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4 .Legal Approach
Legal approach stands for an attempt to understand politics
in terms of law. It focuses its attention on the legal and
constitutional framework in which different organs of government
have to function and their powers and procedure which makes
their actions legally valid. For instance, legal approach to Indian
politics will proceed to analysis legal implications of various
provisions of the Indian constitution as interpreted by the Supreme
Court of India, procedure of formation and legal position of Lok
Sabha and Rajya Sabha and the State Legislative Assemblies,
procedure of elections, powers and position of the President,
Prime Minister, Governors etc.
The Legal approach may prove inadequate in understanding
the complex political forces, processes, behaviours which might
operate outside legal-formal framework, yet it is not entirely
insignificant. Thus the study of constitutional law and international
law etc. in spite of its limited use in understanding politics,
continues to play a pivotal role in the social and political life of
almost every country.
Modern Approaches:
1. The Behavioural Approach
With the beginning of the 20th century there was a drastic
change in the study of Political Science. Social Sciences began
to adopt the methods of natural sciences like observation, survey
and measurement. This phase in Political Science is attended by
a decisive reorientation of the discipline in terms of methods it
used. The notable exponents of this ‘scientific politics’ were
Charles Merriam, Harold D. Lasswell, George Catlin and Arthur
Bentley. They looked especially to statistics and psychology as
relevant tools for politics. To give an anti-Marxian orientation to
political analysis in the post-war political context was their motive
force. Various intellectual movements like pragmatism, logical
positivism and behavioural psychology contributed much to the
development of the new approach.
The behavioural approach based on the assumption that
political institutions and nature of political events are largely
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determined by the nature and behaviour of people -both elites
and masses. According to the Behaviouralists, although the central
theme of Political Science is the state, exclusive attention to it
tends to make political analysis static, formalistic and institutional.
Such a view creates the impression that modern state is the final
form of political organization. It also seems to imply that state is
the only form of political organization with which Political Science
is concerned. There are other relevant areas of study like
behaviour of individuals and groups. The political behaviour of
individuals and groups may determine the mode of operation of
the state itself. Thus the essence of Behaviouralist approach is
its central focus on political behaviour. The study of political
behaviour, as Heinz Eulau put it, “is concerned with the acts,
attitudes, preferences and expectations of man in political
contexts”.
The goal of behavioural Political Science is not the
achievement of good life but to understand political phenomenon
realistically and to predict things. That means the creation of a
systematic casual theory and not value theory. According to
Robert A. Dahl, behavioural approach in Political Science is “an
attempt to make the empirical content of Political Science more
scientific”. The ‘intellectual foundations’ for this attempt,
according to David Easton is based on regularities, verifications,
techniques, quantification, values, systematization, pure science
and integration.
Regularities implies that there are discoverable uniformities
in political behaviour which can be expressed in theory-like
statements so as to provide for explanation and prediction of
political phenomena. Verification requires that the validity of such
theory-like statements must be testable, in principle, by reference
to relevant behaviour. Techniques means that the means for
acquiring and interpreting data should be examined self-
consciously, refined and validated for the purpose of observing,
recording and analyzing behaviour. Quantification is necessary
because precision in the recording of data and statement of
findings requires measurement which should be expressed in terms
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of actual quantities to facilitate proper analysis. Regarding values
the behaviouralists drew a clear
distinction between ethical evaluation and empirical
explanation, which were concerned with values and facts
respectively. They insisted that objective scientific inquiry has to
be value-free or value-neutral. Systematization stands for
establishing close interrelationship between theory and research,
because research untutored by theory may prove trivial while
theory unsupportable by data may turn out to be futile. Pure
science holds that the understanding and explanation of political
behaviour is essential to utilize political knowledge in the
solution of urgent practical problems of society. Integration
signifies
integration of political science with other social sciences
in order to evolve a comprehensive view of human affairs, to
strengthen its validity and the generality of its own results.
As a result of behavioural revolution, the emphasis in Political
Science was being shifted to the behaviour of individuals in
political situations. Consequently ‘power relations’ constituted
the core concern of politics. The Behaviouralists viewed the
state as the repository of power. Thus according toHarold D.
Lasswell and Morton A. Kaplan “the concept of power is
perhaps the most fundamental in the whole of Political Science:
the Political processes is the shaping, dissolution and exercise of
power”. The change of emphasis from state to power has
broadened the area of political inquiry. It shifted the focus of
attention from mere structures and institutions to actions and
processes. Thus, in the words of H. D. Lasswell politics became,
“the study of shaping and shaping of power” and a political act
as “one performed in power perspectives”.
Behavioural revolution in Political Science benefited in certain
areas like study of political elites, voting studies and public
opinion. The important criticism against behaviouralism is that
it has preferred to work within the limits set by the established
institutions and values. Thus C. Wright Mills calls it a science of
the “narrow focus, the trivial detail and abstract fact”. In spite of
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its pretention to play with catch words like value free science,
scientific objectivity, ethical neutrality etc, its function has to
protect the existing framework of capitalist society. Thus ultimately
the behavioural political science
has succeeded as an important ideological weapon in defence
of the established social and political order.
2. Post-Behavioural Approach
During the 1960’s Behaviouralism received new challenges
from within. A group of political scientists revolted against the
value free orientation of Behaviouralism. They argued that the
behavioural movement is ineffective in understanding social reality
and social change. According to the Post-Behaviouralists values
should be restored to the central position if knowledge is to be
used for right purposes. The greatest impact on post-
behaviouralists was that of the Vietnam War, the role of United
States in it and the civil rights movement.
The most ardent advocate of Post-Behaviouralism is David
Easton. He lamented that the Behavioural political scientists were
taking refuge in their ‘ivory tower, seeking to perfect their
methodology ,as if they were not at all concerned with the outside
world. Emphasizing the ‘intellectuals’ historical role in protecting
the human values of civilization, Easton warned that if they
failed to play this role, they would be reduced to mere technicians
for tinkering with society. Reminding them of their responsibility
to reshape society, Easton concluded that Political Scientists could
adopt a rational interest in value construction and application
without denying the validity of their Science. Easton
assigned a moral function to the exercise of power.
According to him contemporary Political Science should concern
itself with social change and not with social preservation. Easton
defined, Political Science as the “authoritative allocation of values
as it is influenced by the distribution and use of power”. The
allocation is authoritative in the sense that the people to whom it
is intended to apply or who are affected by it consider that they
must or ought to obey it.
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David Easton who had propounded the intellectual
foundation stones of behaviouralism, now set forth seven major
traits or features of post-behaviouralism, which he called ‘Credo
of Relevance’. They are
1. Substance over technique: The primacy of substance
and purposive research is emphasized over mere
techniques. We may recall the charge made against
behaviouralism that for the sake of applying sophisticated
tools of research it chose only those areas of research that
were amenable to these tools. This way many areas of
political enquiry suffered. Post-behaviouralism reverses
the behaviouralist slogan, it is better to be wrong than vague,
and declares that it is better to be vague than non-relevantly
precise.
2. Change orientation: Behaviouralism was charged with
being and ‘ideology of social conservatism tempered by
modest incremental change’. Post-behaviouralism advocates
change orientation and reform over preservation.
3. Relevant research: In the name of detached research,
keeping away from the ‘brute realities of politics’ has made
behaviouralism irrelevant. In an era of social upheavals
and conflicts, fear and anxiety, if the political scientist was
aloof and carrying out detached research and analysis, what
use was political science to society? Post-behaviouralism
insists on socially and politically relevant research.
4. Value-laden research: The fact-value dichotomy and
insistence on value-free research advocated by
behaviouralists has taken away the value premise on which
all knowledge stands. Values must be the guiding force for
all knowledge and values are necessary for setting up
goals. The behavioural emphasis on fact-value dichotomy,
value neutrality and scientism has led political science in the
wrong direction,
5. Political scientist as critical intellectual: Post-
behaviouralism asks the political scientist to be a ‘critical
intellectual’. As such, it is his/her duty to protect human
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values. According to Easton, ‘Post-behaviouralism returns
to the humanist conception of intellectual as the guardian
of those civilized, human values known to most men’. By
keeping themselves aloof and detached from political and
social problems in the name of objectivity and pure science,
political scientists would become mere technicians and
mechanics tinkering with society and could not claim the
freedom of enquiry.
6. Action-oriented research: According to Easton. ‘to
know is to bear the responsibility for acting and to act is
to engage in reshaping society’. Post-behaviouralism
demands that a sense of commitment and action must
permeate all research in Political science.
7. Politicization of the profession: Having recognized that
intellectuals have a positive
role in society to determine the proper goals for society and
make it move in this direction, the politicization of the profession
is inevitable and desirable.
The Post-behaviouralists clearly characterized politics by
the authoritative decision-
making process of any society, be it a club, a trade union,
business firm or church. In other words politics being treated as
an inevitable aspect of the social life in general. But as different
from Lasswell’s ‘politics of consent’, Easton’s definition
encompases the ‘politics of consent’ as well as the ‘politics of
struggle’. Thus in contrst to Behaviouralists, the Post-
Behaviouralists give primacy of substance over technique,
social relevance over pure science and political action over
academic neutrality.
The strong demands of Post-behaviouralists are ‘relevance’
and ‘action’. According to them values have their own role and
they cannot be ignored altogether. It is the responsibility of the
Political Scientists to do the best to protect the human values of
civilization. The Post-behaviouralists insist on the fact that research
in Political Science should be related to urgent social problems
and must be purpose oriented. Post-behavioural approach pleads
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for new orientations in Political Science which will encourage
political scientists to improve political life according to human
criteria. Thus as Easton points out,
Post-behaviouralism is future oriented because to him “to
know is to bear the responsibility for acting and to act into engage
in reshaping society”. The Post- behaviouralists insist that a sense
of commitment and action must replace the contemplative nature
of Political Science.
If the present crisis in society is the product of underlying
social conflicts, the Political Scientists should actively engage in
the resolution of these conflicts instead of mere observers. Post-
behavioural approach pleads for new orientations in the world
that will encourage Political Scientists even in their professional
capacity to improve political life according to human criteria. Thus
according the David Easton, this new development is a genuine
revolution, not a reaction; a becoming not a preservation; a reform
not a counter reformation.
MARXIAN APPROACH TO POLITICAL ANALYSIS
The Marxian approach to political analysis is fundamentally
different from the liberal political analysis - both ‘traditional’ or
‘modern’. Karl Marx approaches the question of politics from
the point of view of social change which is dialectical and
historical. The theory of dialectical materialism and its application
in history i.e., historical materialism are the two important tools
in Marxian methodology. In this respect, it should be remembered
that Marxist approach means taking note of not only of the
writings of Marx and Engels but also those of Lenin, Mao and
others.
Marx says that society does not consist of individuals but
represents the sum total of interrelations within these individuals
exist. To him all societies in history have been class societies.
The contending classes from free man and slave, patrician and
plebian, lord and serf, guild master and journeyman to bourgeoisie
and proletariat in the epoch of capitalism. All class societies are
characterized by domination and conflict which are based on
specific concrete features of their mode of production. Class
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domination has been a historical process signifying a constant
attempt on the part of the dominant classes to maintain and extend
their domination of the society.
The important feature of Marxian approach is that here State
being the central theme of politics is conceived as an inevitable
consequence of class contradictions. Thus State is an instrument
of exploitation and oppression by one class by another. Marxists
argue that the class character of the state cannot come to an end
until the emergence of the classless society where there is no
state.. Thus the Marxian perspective of politics can be understood
only with reference to the nature of prevailing societal conflict
and domination. Here politics becomes integrally connected
with the basic economic structure finding its manifestation in
the forces and relations of production. In the real world economic
and political forces and factors are constantly interacting.
According to Marx politics, economics, culture and ideology
are all inseparably intertwined. It is hard to disentangle one from
the other. The ‘forces of production’ at the particular stage of
historical development are matched by definite ‘relations of
production’ that characterize the society. The relations of
production taken together constitute the economic foundation
(base) of the society. The legal and political institutions (super
structure) stand on this economic structure. In the Marxian
approach to political analysis, politics is thus conceived in terms
of the specific articulation of class struggles. Though other types
of struggles are not ignored, class conflict characterizes the core
of the Marxist view of politics.
In the Liberal view of politics class contradictions are treated
as ‘problems’ to be peacefully resolved. To the Liberal political
scientists political process is a continuous process of bargaining
and accommodation. The Marxian approach to conflict is different
from that of liberal approach. As Ralph Miliband pointed out, “it
is not a matter of ‘problems’ to be ‘solved’ but a state of
domination and subjugation to be ended by a total transformation
of the conditions which give rise to it”. Marxists generally link the
ethnic, religious and national conflicts to class conflicts. Thus the
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real nature of politics has to be understood from “the hidden
basis of the entire social structure”. Politics is treated as a
manifestation of class antagonisms and its end is conceived in the
culmination of social development. In that stage the phase of
class identification and resolution of conflicts would unleash
glorious human values. Then, the Marxian approach, that has
been empirical so far, assumes a normative character.
Because of Marx’s concern for wider social causation,
exclusive attention to ‘politics’ as we understood it from our
disciplinary view point has never been his primary interest. In
the broader context of a macro-social theory, politics has
essentially been considered non autonomous. On the most
general level the Marxist view of politics, asserts that the
separation between the economic, political, cultural and
psychological aspects of the social whole is arbitrary and artificial.
The notion of ‘economics’ as free from ‘politics’ or vice versa is
an ideological distortion. The correct thing is to speak of ‘political
economy’ (in which the economic and political elements are
dialectically united). The fact is that both Marx and Engels
explicitly rejected any rigid and mechanical notion of ‘economic
determination’ of the social and political process. Thus the Marxist
view of politics logically spreads over all aspects of political
analysis and achieves an interdisciplinary dimension.
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