white paper
Flash File Systems Overview
Flash File Systems Overview
white paper
Flash File Systems Overview
Table of contents
1.0 Overview 3
1.1 Flash architecture 3
1.1.1 Partitions 3
1.1.2 Blocks 3
1.2 Programming data 3
1.3 Data integrity 4
2.0 Flash file system functions 4
2.1 Wear leveling 4
2.2 Reclaim 4
2.3 Read While Write (RWW) 5
2.4 Memory array management 6
2.5 Code management 7
3.0 File system architecture 8
3.1 Architecture/modular design 8
4.0 Reliability 9
4.1 Power loss recovery 9
4.2 Error Code Correction (ECC) 9
4.3 Bad block management 9
(NAND only)
5.0 Flash file system 10
performance
5.1 The importance of 10
flash file system
performance
6.0 Summary 11
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Flash File Systems Overview
1.0 Overview
Flash memory is a non-volatile memory, which In addition to partitions, flash devices are further
allows the user to electrically program (write) divided into sections of memory called blocks.
and erase information. The exponential growth Flash memory devices are available in symmetri-
of flash memory has made this technology an in- cal and asymmetrical blocking architectures as
dispensable part of billions of electronic devices. shown in Figure 1. Devices with all blocks the
same size are called symmetrically-blocked. De-
Flash memory has several significant differences
vices that are asymmetrically-blocked typically
with volatile (RAM) memory and hard drive
have several blocks that are significantly smaller
technologies which requires unique software
than the main array of flash blocks. Small blocks
drivers and file systems. This paper provides an
or parameter blocks are typically used for stor-
overview of file systems for flash memory and
ing small data or boot code. Block sizes vary but
focuses on the unique software requirements of
typically range from 64Kb to 256Kb.
flash memory devices.
1.1 Flash architecture 1.2 Programming data
1.1.1 Partitions
Flash devices allow programming values from a
Flash devices are divided into one or more
“1” to a “0”, but not from “0” to a “1” value. To
sections of memory called partitions. A multi-
program values back to “1”s requires erasing a
partition architecture allows a system processor
full block. In most cases when data is edited it
to read from one partition while completing a
must be written to a new location in flash and
write/erase in another partition. This permits
the old data invalidated. Eventually invalid data
executing code and programming data in the
needs to be reclaimed and this is usually done
same flash device at the same time. In a device
as a background process.
with only one partition similar multi-tasking may
be done but it must be handled in software.
1.1.2 Blocks
Figure 1. Asymmetrical blocking
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Flash File Systems Overview
1.3 Data integrity
The properties of flash memory make it ideal
2.0 Flash file
for applications that require high integrity while
operating in challenging environments. On the
system functions
hardware level, the integrity of data written to
flash is generally maintained through ECC algo- 2.1 Wear leveling
rithms. In the case of NAND, bad block manage-
Each block in a flash memory device has a finite
ment is another data integrity issue. NAND flash
number of erase-write cycles. To increase the lon-
is inherently less reliable than NOR flash and it
gevity of a flash device, writes and erases should be
is assumed that a certain percentage of blocks in
spread as evenly as possible over all of the blocks
a device will go “bad” during the device lifetime.
on the device. This is called wear leveling. Wear
Software is used to maintain a list of bad blocks
leveling is generally done in software and while it
which cannot be used.
is a relatively simple concept, care must be taken
in the software to balance performance with even
wear leveling of blocks.
Another data integrity issue is power loss. When
power is lost during a write operation, ensuring
data integrity is handled in a file system. Flash
2.2 Reclaim
file systems must ensure that no data is cor-
rupted regardless of when power-loss occurs. As described in section 1.2, edits to files are usually
not done “in place,” rather data is written to a new
location and the old data is invalidated. The invalid
data must be cleaned up at regular intervals and
this process is called garbage collection or reclaim.
When a block is reclaimed the valid data is copied
to a clean (erased) block of data called the spare
block. When the reclaim process is completed the
old block is erased and it becomes the new spare
block as shown in Figure 3.
Generally, reclaim is done as a low priority
Figure 2. Flash programming limitations background task, however, if the file system is
critically low on free space, the file system will call
a “state of emergency” and initiate a reclaim as a
foreground (high priority) task. Some file systems
also use the garbage collection process to perform
other non-critical functions to make the file system
stable or speed up future writes. Intelligent reclaim
algorithms can also reduce file system fragmenta-
tion and increase file system performance.
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Flash File Systems Overview
2.3 Read While Write (RWW)
Many real-time applications require the capability
to interrupt flash operations (write, erase) with a
higher priority request. For example, while a flash
device is writing data a high priority read request
may need to be executed. Many flash devices pro-
vide the capability to suspend an operation, initiate
a second operation and then return back to the
first operation. In a multi-partition device (shown
in Figure 4) each partition can execute read and
write commands independent of each other. While
mainly a hardware function, Hardware Read While
Write requires software support.
In a single partition device, Read While Write is
done entirely in software by suspending a write
(or erase) and then initiating a read (as shown
in Figure 5.) While software Read While Write
provides excellent flexibility it usually comes with
a performance tax for suspending / un-suspending
flash operations.
Figure 3. Reclaiming invalid data
Figure 4. Read While Write in a multi-partition device
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Flash File Systems Overview
Figure 5. Read While Write in a single partition device
2.4 Memory array management
Flash devices come in a variety of memory array
configurations including single and multiple parti-
tions, symmetrical and asymmetrical blocking,
top and bottom boot configurations and more. In
addition flash devices may be stacked together to
provide even more configuration variations. In order
to maximize the use of flash memory and support
different memory configurations a flash file system
should support the ability to map the memory in
flash device to a configuration required by the ap-
plication.
Gap support is an example of this. When two flash
devices are stacked together applications may need
the two flash devices to appear as one contigu-
ous array of memory addresses. A boot block “in
between” the two flash devices is seen as a gap in
the flash memory array (as shown in Figure 6).
Figure 6. Example of memory address gap in
stacked flash devices
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Flash File Systems Overview
Another example of flash array management is vir-
tual partition support. Applications generally write
code and data into separate partitions on a flash
device. In a device with a single partition (or very
large partitions) a file system can provide a virtual
partition capability to separate code and data along
boundaries defined in software. Software partitions
can be more efficient than hardware partitions
because designers can arbitrarily specify the size of
a code partition and designate the rest of the flash
device for data instead of only being able to define
partitions based on hardware boundaries.
2.5 Code management
Flash devices are used to store both code (software
executables) and data. There are two types of code
management techniques available for embedded
systems: Store and Download (SnD) and eXecute
in Place (XiP).
In a SnD system, code is copied into RAM and is
executed from RAM (as shown in Figure 7). SnD
systems may load a complete executable into RAM
Figure 7. Store and download code model
or load parts of the application into RAM as needed
(demand paging). Demand Paging reduces RAM
utilization at the expense of performance.
XiP systems execute code directly from flash with-
out having to copy the code into RAM (as shown
in Figure 8). The XiP model reduces the amount
of system RAM required and decreases system
startup time.
XiP requires a random access memory device and
so XiP can only be supported by NOR flash. NAND Figure 8. XiP code model
devices only support block addressing and hence
can only employ a SnD method. Software support
is required for XiP including writing code to flash
in a contiguous, sequential address space and
satisfying any operating system requirements such
as page alignment. A file system may also support
code compression such as the XiP file system
cramfs used in Linux systems. Code compression
reduces the amount of space allocated for code on
a flash device.
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Flash File Systems Overview
3.0 File system
architecture
3.1 Architecture/modular design
Although flash file systems vary in their architec-
ture most have the following components:
• API (Application Programming Interface) Layer
• File System Core
• Sector Manager (for sector based file systems)
• Memory Technology Device (MTD) Layer
Dividing a file system into the layers described
above provides a level of modularity that insulates
the operating system and applications which use
the file system from internal file system changes
and minimizes the impacts of device level changes
on the file system. Figure 9 shows file system
components for both sector and non-sector based
file systems.
The API layer provides external applications with
Figure 9. Flash file system environment
access to the functions of the file system. The
API layer allows the internals of the file system to
change without affecting applications that use the
file system.
Sector based file systems (e.g. FAT) usually have a
sector manager layer that provides an API for basic
sector management functions such as reading,
writing and deleting sectors.
The MTD provides specific information about the
flash devices such as type of device, buffer sizes,
block and partition sizes and erase regions to the
flash file system. The ability to identify multiple de-
vices is an important MTD feature as various types
of flash (NOR & NAND) have to be supported by
the file system. The MTD is the main repository of
device specific code optimizations such as optimi-
zations for block and page sizes, buffer sizes and
read and write limitations.
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Flash File Systems Overview
4.0 Reliability
4.1 Power loss recovery 4.2 Error Code Correction (ECC)
Power Loss Recovery is an essential element of a Error Code Correction (ECC) is a way to identify
non-volatile memory file system and there are two and correct errors during read or write operations
power loss scenarios that need to be considered: to flash. ECC is very common in NAND flash due
power loss during program and power loss during to NAND reliability issues. As NAND, and some
erase. If power loss occurs during a read operation, NOR, devices trend toward Multi-Level Cell (MLC)
it simply means that the read did not take place. technology and smaller lithographies, there is a
need to perform multiple bit correction as error
If power loss occurs during a program operation,
rates increase.
the file system needs to return to the last known
good state of the file system. Note that both the ECC is generally performed within a memory con-
data that was written and the file system structures troller, although software ECC is also possible but
must be protected from corruption. Similarly, power generally for single bit error correction only. Several
loss can take place during an erase procedure. It is ECC algorithms are available, including Hamming
critical to have a recovery mechanism that prevents Code, BCH (Bose, Chaudhuri, Hocquenghem), and
future program operations from occurring in the Reed-Solomon - three that are among the most
partially erased block and completes the initial popular. ECC algorithms vary in complexity and
erase attempt. Furthermore, a file system needs their impact on design cost.
to be able to recover from single as well as double
power loss. Double power loss means that the
power is lost while recovering from the first power 4.3 Bad block management (NAND only)
loss event. A flash device is divided into pre-defined blocks.
Power loss recovery generally uses status bits or a In the case where multiple bit errors occur and
Cyclic Redundancy Check (CRC) value. When using are not correctable, the block is considered bad.
status bits, the application sets a status bit to indi- These blocks are considered unreliable and should
cate that a write operation completed successfully. not be used. Due to reliability issues, NAND flash
During power loss recovery the application checks generally ships with existing bad blocks and in
the status bit. If it is set, the data is considered addition can develop bad blocks while in use. Most
valid. When using the CRC method, a CRC value manufacturers indicate that 98% of the total blocks
is written during a write operation along with the should be functional for a device to be considered
data. During power loss recovery a new CRC is utilizable. Bad blocks that exist in the shipped
generated against the data written and compared NAND flash are usually marked bad in the flash at
with the existing CRC. If the two CRC numbers do a location defined by the manufacturer in device
not match, the data is considered invalid. specifications.
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Flash File Systems Overview
5.0 Flash
file system
performance
5.1 The importance of flash file
system performance
Historically, flash file systems in embedded devices
focused on reliability for critical user and system
Figure 10. Bad block indicators data. The focus from stability to performance came
with the emergence of multi-media and converged
devices, such as digital cameras, MP3 players, and
Figure 10 provides an example of how bad blocks smart phones. The user experience is now defined
are indicated in a shipped NAND device. A by response time, and reliability is assumed. With
NAND device is split into Main and Spare Areas. limited processor and bus speeds, a file system
Originally, in erased state, all the bits are set to 1. must be optimized to ensure acceptable perfor-
Manufacturers use the spare area to indicate which mance.
blocks are bad.
A converged device such as a smart phone with
Another aspect of bad block management is recov- multi-media capabilities is a good example of the
ery. When a block goes bad while in use, it may challenging use case scenarios for file system
contain previously programmed valid data and may performance. Files range in size from small critical
be recoverable. system files to large multi-media files. The fre-
quency of updates in these files also has a similar
A file system needs to recognize and account for
range in variability.
bad blocks shipped with a device as well as blocks
that go bad during use. In the latter case the cur- A flash file system needs to be optimized for all of
rent program operation should be restarted and these file types and use cases—providing multi-
should be completed in another “good” block. A media read/write performance and at the same
file system also tracks the number of bad blocks time maximizing the use of space for small system
for the device to ensure the bad block count is not files. Some key file system functions that require
exceeded. If the bad block count threshold for a optimal performance are:
device is exceeded, the whole flash device may be
• Read speed
considered unreliable.
• Write speed
• Reclaim
• Initialization time
• File operations (create, open/close, rename,
delete, find)
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6.0 Summary
A flash file system also needs to ensure that per-
formance does not degrade over time as a result of
fragmentation.
This paper has addressed the various aspects of
flash file system software and how it impacts the
Optimization methods performance, longevity and data integrity of a flash
While techniques vary, most high performing file device. A well designed flash device and a flash
systems use the following techniques among others file system can ensure that a flash-based design
for optimal performance: utilizes all of the capabilities of the flash device in
the most efficient manner possible.
• Caching schemes to minimize the number of
flash vs. RAM accesses Numonyx carries a long history in flash memory
software, has been designing flash file systems for
• Intelligent reclaim algorithms to minimize the
over 15 years and has well over 50 flash software
number of reclaims
patents. This commitment has been recognized
• Algorithms to minimize system fragmentation by flash system designers who have installed our
flash file systems on more than 400 million devices
• Multi-threaded operations, including allowing
worldwide.
file reads while writing to a file
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