Chapter 2: Entity-Relationship

Model
 Entity Sets
 Relationship Sets
 Design Issues
 Mapping Constraints
 Keys
 E-R Diagram
 Extended E-R Features
 Design of an E-R Database Schema
 Reduction of an E-R Schema to Tables

Database System Concepts 2.1 ©Silberschatz, Korth and Sudarshan

 Entity Sets

 A database can be modeled as:

 a collection of entities,
 relationship among entities.
 An entity is an object that exists and is
distinguishable from other objects.
Example: specific person, company, event,
plant
 Entities have attributes
Example: people have names and addresses
 An entity set is a set of entities of the same type
that share the same properties.
Example: set of all persons, companies,
trees, holidays

Database System Concepts 2.2 ©Silberschatz, Korth and Sudarshan

 Entity Sets customer and loan
customer-id customer- customer- customer- loan- amount
name street city number

Database System Concepts 2.3 ©Silberschatz, Korth and Sudarshan

 Attributes
 An entity is represented by a set of attributes, that is
descriptive properties possessed by all members of an
entity set.
Example:
customer = (customer-id, customer-name,
customer-street, customer-city)
loan = (loan-number, amount)
 Domain – the set of permitted values for each attribute
 Attribute types:
 Simple and composite attributes.
 Single-valued and multi-valued attributes
 E.g. multivalued attribute: phone-numbers
 Derived attributes
 Can be computed from other attributes
 E.g. age, given date of birth

Database System Concepts 2.4 ©Silberschatz, Korth and Sudarshan

 Composite Attributes

Database System Concepts 2.5 ©Silberschatz, Korth and Sudarshan

 Relationship Sets

 A relationship is an association among several

entities
Example:
Hayes depositor A-102
customer entityrelationship setaccount entity
 A relationship set is a mathematical relation among
n  2 entities, each taken from entity sets
{(e1, e2, … en) | e1  E1, e2  E2, …, en 
En}

where (e1, e2, …, en) is a relationship

 Example:
(Hayes, A-102)  depositor

Database System Concepts 2.6 ©Silberschatz, Korth and Sudarshan

 Relationship Set borrower

Database System Concepts 2.7 ©Silberschatz, Korth and Sudarshan

 Relationship Sets (Cont.)
 An attribute can also be property of a relationship set.
 For instance, the depositor relationship set between entity
sets customer and account may have the attribute access-
date

Database System Concepts 2.8 ©Silberschatz, Korth and Sudarshan

 Degree of a Relationship Set

 Refers to number of entity sets that participate in a

relationship set.
 Relationship sets that involve two entity sets are binary
(or degree two). Generally, most relationship sets in a
database system are binary.
 Relationship sets may involve more than two entity sets.
 E.g. Suppose employees of a bank may have jobs
(responsibilities) at multiple branches, with different jobs at
different branches. Then there is a ternary relationship set
between entity sets employee, job and branch
 Relationships between more than two entity sets are
rare. Most relationships are binary. (More on this later.)

Database System Concepts 2.9 ©Silberschatz, Korth and Sudarshan

 Mapping Cardinalities
 Express the number of entities to which another
entity can be associated via a relationship set.
 Most useful in describing binary relationship sets.
 For a binary relationship set the mapping
cardinality must be one of the following types:
 One to one
 One to many
 Many to one
 Many to many

Database System Concepts 2.10 ©Silberschatz, Korth and Sudarshan

 Mapping Cardinalities

One to One to many

one
Note: Some elements in A and B may not be mapped to any
elements in the other set

Database System Concepts 2.11 ©Silberschatz, Korth and Sudarshan

 Mapping Cardinalities

Many to one Many to many

Note: Some elements in A and B may not be mapped to any
elements in the other set

Database System Concepts 2.12 ©Silberschatz, Korth and Sudarshan

 Mapping Cardinalities affect ER Design
 Can make access-date an attribute of account,
instead of a relationship attribute, if each account
can have only one customer
 I.e., the relationship from account to customer is
many to one, or equivalently, customer to account
is one to many

Database System Concepts 2.13 ©Silberschatz, Korth and Sudarshan

 E-R Diagrams

 Rectangles represent entity sets.

 Diamonds represent relationship sets.
 Lines link attributes to entity sets and entity sets to
relationship sets.
 Ellipses represent attributes
 Double ellipses represent multivalued attributes.
 Dashed ellipses denote derived attributes.
 Underline indicates primary
Database System Concepts 2.14key attributes (will study
©Silberschatz, Korth and Sudarshan
 E-R Diagram With Composite, Multivalued, and
Derived Attributes

Database System Concepts 2.15 ©Silberschatz, Korth and Sudarshan

 Relationship Sets with Attributes

Database System Concepts 2.16 ©Silberschatz, Korth and Sudarshan

 Roles
 Entity sets of a relationship need not be distinct
 The labels “manager” and “worker” are called roles; they
specify how employee entities interact via the works-for
relationship set.
 Roles are indicated in E-R diagrams by labeling the lines that
connect diamonds to rectangles.
 Role labels are optional, and are used to clarify semantics of
the relationship

Database System Concepts 2.17 ©Silberschatz, Korth and Sudarshan

 Cardinality Constraints
 We express cardinality constraints by drawing either a
directed line (), signifying “one,” or an undirected line
(—), signifying “many,” between the relationship set and
the entity set.
 E.g.: One-to-one relationship:
 A customer is associated with at most one loan via the
relationship borrower
 A loan is associated with at most one customer via
borrower

Database System Concepts 2.18 ©Silberschatz, Korth and Sudarshan

 One-To-Many Relationship
 In the one-to-many relationship a loan is associated
with at most one customer via borrower, a customer
is associated with several (including 0) loans via
borrower

Database System Concepts 2.19 ©Silberschatz, Korth and Sudarshan

 Many-To-One Relationships

 In a many-to-one relationship a loan is associated

with several (including 0) customers via borrower, a
customer is associated with at most one loan via
borrower

Database System Concepts 2.20 ©Silberschatz, Korth and Sudarshan

 Many-To-Many Relationship

 A customer is associated with several

(possibly 0) loans via borrower
 A loan is associated with several (possibly 0)
customers via borrower

Database System Concepts 2.21 ©Silberschatz, Korth and Sudarshan

 Participation of an Entity Set in a
Relationship Set
 Total participation (indicated by double line): every
entity in the entity set participates in at least one
relationship in the relationship set
 E.g. participation of loan in borrower is total
 every loan must have a customer associated to it
via borrower
 Partial participation: some entities may not participate
in any relationship in the relationship set
 E.g. participation of customer in borrower is partial

Database System Concepts 2.22 ©Silberschatz, Korth and Sudarshan

 Alternative Notation for Cardinality
Limits
 Cardinality limits can also express participation
constraints

Database System Concepts 2.23 ©Silberschatz, Korth and Sudarshan

 Keys
 A super key of an entity set is a set of one or
more attributes whose values uniquely
determine each entity.
 A candidate key of an entity set is a minimal
super key
 Customer-id is candidate key of customer
 account-number is candidate key of account
 Although several candidate keys may exist, one
of the candidate keys is selected to be the
primary key.

Database System Concepts 2.24 ©Silberschatz, Korth and Sudarshan

 Keys for Relationship Sets

 The combination of primary keys of the participating

entity sets forms a super key of a relationship set.
 (customer-id, account-number ) is the super key of
depositor
 NOTE: this means a pair of entity sets can have at most
one relationship in a particular relationship set.
 E.g. if we wish to track all access-dates to each
account by each customer, we cannot assume a
relationship for each access. We can use a
multivalued attribute though
 Must consider the mapping cardinality of the
relationship set when deciding the what are the
candidate keys
 Need to consider semantics of relationship set in
selecting the primary key in case of more than one
candidate key

Database System Concepts 2.25 ©Silberschatz, Korth and Sudarshan

 E-R Diagram with a Ternary
Relationship

Database System Concepts 2.26 ©Silberschatz, Korth and Sudarshan

 Cardinality Constraints on Ternary
Relationship
 We allow at most one arrow out of a ternary (or greater
degree) relationship to indicate a cardinality constraint
 E.g. an arrow from works-on to job indicates each employee
works on at most one job at any branch.
 If there is more than one arrow, there are two ways of
defining the meaning.
 E.g a ternary relationship R between A, B and C with arrows to
B and C could mean
 1. each A entity is associated with a unique entity from B and
C or
 2. each pair of entities from (A, B) is associated with a unique
C entity, and each pair (A, C) is associated with a unique
B
 Each alternative has been used in different formalisms
 To avoid confusion we outlaw more than one arrow

Database System Concepts 2.27 ©Silberschatz, Korth and Sudarshan

 Binary Vs. Non-Binary
Relationships
 Some relationships that appear to be non-binary may
be better represented using binary relationships
 E.g. A ternary relationship parents, relating a child to
his/her father and mother, is best replaced by two binary
relationships, father and mother
 Using two binary relationships allows partial
information (e.g. only mother being know)
 But there are some relationships that are naturally non-
binary
 E.g. works-on

Database System Concepts 2.28 ©Silberschatz, Korth and Sudarshan

 Converting Non-Binary Relationships to
Binary Form
 In general, any non-binary relationship can be represented
using binary relationships by creating an artificial entity set.
 Replace R between entity sets A, B and C by an entity set E, and
three relationship sets:
1. RA, relating E and A 2.RB, relating E
and B
3. RC, relating E and C
 Create a special identifying attribute for E
 Add any attributes of R to E
 For each relationship (ai , bi , ci) in R, create
1. a new entity ei in the entity set E 2. add (ei , ai ) to RA
3. add (ei , bi ) to RB 4. add (ei , ci ) to RC

Database System Concepts 2.29 ©Silberschatz, Korth and Sudarshan

 Converting Non-Binary
Relationships (Cont.)
 Also need to translate constraints
 Translating all constraints may not be possible
 There may be instances in the translated schema that
cannot correspond to any instance of R
 Exercise: add constraints to the relationships RA,
RB and RC to ensure that a newly created entity
corresponds to exactly one entity in each of entity
sets A, B and C
 We can avoid creating an identifying attribute by
making E a weak entity set (described shortly)
identified by the three relationship sets

Database System Concepts 2.30 ©Silberschatz, Korth and Sudarshan

 Design Issues

 Use of entity sets vs. attributes

Choice mainly depends on the structure of the
enterprise being modeled, and on the semantics
associated with the attribute in question.
 Use of entity sets vs. relationship sets
Possible guideline is to designate a relationship set to
describe an action that occurs between entities
 Binary versus n-ary relationship sets
Although it is possible to replace any nonbinary (n-ary,
for n > 2) relationship set by a number of distinct
binary relationship sets, a n-ary relationship set
shows more clearly that several entities participate in
a single relationship.
 Placement of relationship attributes

Database System Concepts 2.31 ©Silberschatz, Korth and Sudarshan

 Weak Entity Sets

 An entity set that does not have a primary key is

referred to as a weak entity set.
 The existence of a weak entity set depends on the
existence of a identifying entity set
 it must relate to the identifying entity set via a total,
one-to-many relationship set from the identifying to the
weak entity set
 Identifying relationship depicted using a double diamond
 The discriminator (or partial key) of a weak entity set
is the set of attributes that distinguishes among all
the entities of a weak entity set.
 The primary key of a weak entity set is formed by the
primary key of the strong entity set on which the weak
entity set is existence dependent, plus the weak
entity set’s discriminator.

Database System Concepts 2.32 ©Silberschatz, Korth and Sudarshan

 Weak Entity Sets (Cont.)
 We depict a weak entity set by double rectangles.
 We underline the discriminator of a weak entity set with a
dashed line.
 payment-number – discriminator of the payment entity set
 Primary key for payment – (loan-number, payment-number)

Database System Concepts 2.33 ©Silberschatz, Korth and Sudarshan

 Weak Entity Sets (Cont.)

 Note: the primary key of the strong entity set is not

explicitly stored with the weak entity set, since it is
implicit in the identifying relationship.
 If loan-number were explicitly stored, payment
could be made a strong entity, but then the
relationship between payment and loan would be
duplicated by an implicit relationship defined by the
attribute loan-number common to payment and loan

Database System Concepts 2.34 ©Silberschatz, Korth and Sudarshan

 More Weak Entity Set Examples

 In a university, a course is a strong entity and a

course-offering can be modeled as a weak entity
 The discriminator of course-offering would be
semester (including year) and section-number (if
there is more than one section)
 If we model course-offering as a strong entity we
would model course-number as an attribute.
Then the relationship with course would be implicit in
the course-number attribute

Database System Concepts 2.35 ©Silberschatz, Korth and Sudarshan

 Specialization

 Top-down design process; we designate

subgroupings within an entity set that are distinctive
from other entities in the set.
 These subgroupings become lower-level entity sets
that have attributes or participate in relationships
that do not apply to the higher-level entity set.
 Depicted by a triangle component labeled ISA (E.g.
customer “is a” person).
 Attribute inheritance – a lower-level entity set
inherits all the attributes and relationship
participation of the higher-level entity set to which it
is linked.

Database System Concepts 2.36 ©Silberschatz, Korth and Sudarshan

 Specialization Example

Database System Concepts 2.37 ©Silberschatz, Korth and Sudarshan

 Generalization

 A bottom-up design process – combine a number of

entity sets that share the same features into a
higher-level entity set.
 Specialization and generalization are simple
inversions of each other; they are represented in an
E-R diagram in the same way.
 The terms specialization and generalization are
used interchangeably.

Database System Concepts 2.38 ©Silberschatz, Korth and Sudarshan

 Specialization and Generalization
(Contd.)
 Can have multiple specializations of an entity set
based on different features.
 E.g. permanent-employee vs. temporary-employee, in
addition to officer vs. secretary vs. teller
 Each particular employee would be
 a member of one of permanent-employee or temporary-
employee,
 and also a member of one of officer, secretary, or teller
 The ISA relationship also referred to as superclass -
subclass relationship

Database System Concepts 2.39 ©Silberschatz, Korth and Sudarshan

 Design Constraints on a
Specialization/Generalization
 Constraint on which entities can be members of a
given lower-level entity set.
 condition-defined
 E.g. all customers over 65 years are members of
senior-citizen entity set; senior-citizen ISA person.
 user-defined
 Constraint on whether or not entities may belong to
more than one lower-level entity set within a single
generalization.
 Disjoint
 an entity can belong to only one lower-level entity
set
 Noted in E-R diagram by writing disjoint next to the
ISA triangle
 Overlapping
 an entity can belong to more than one lower-level
entity set

Database System Concepts 2.40 ©Silberschatz, Korth and Sudarshan

 Design Constraints on
aSpecialization/Generalization
(Contd.)
 Completeness constraint -- specifies whether or not
an entity in the higher-level entity set must belong
to at least one of the lower-level entity sets within a
generalization.
 total : an entity must belong to one of the lower-level
entity sets
 partial: an entity need not belong to one of the lower-
level entity sets

Database System Concepts 2.41 ©Silberschatz, Korth and Sudarshan

 Aggregation
 Consider the ternary relationship works-on, which we
saw earlier
 Suppose we want to record managers for tasks
performed by an
employee at a branch

Database System Concepts 2.42 ©Silberschatz, Korth and Sudarshan

 Aggregation (Cont.)
 Relationship sets works-on and manages represent
overlapping information
 Every manages relationship corresponds to a works-on
relationship
 However, some works-on relationships may not correspond to
any manages relationships
 So we can’t discard the works-on relationship
 Eliminate this redundancy via aggregation
 Treat relationship as an abstract entity
 Allows relationships between relationships
 Abstraction of relationship into new entity
 Without introducing redundancy, the following diagram
represents:
 An employee works on a particular job at a particular branch
 An employee, branch, job combination may have an associated
manager
Database System Concepts 2.43 ©Silberschatz, Korth and Sudarshan
 E-R Diagram With Aggregation

Database System Concepts 2.44 ©Silberschatz, Korth and Sudarshan

 E-R Design Decisions

 The use of an attribute or entity set to represent an

object.
 Whether a real-world concept is best expressed by
an entity set or a relationship set.
 The use of a ternary relationship versus a pair of
binary relationships.
 The use of a strong or weak entity set.
 The use of specialization/generalization –
contributes to modularity in the design.
 The use of aggregation – can treat the aggregate
entity set as a single unit without concern for the
details of its internal structure.

Database System Concepts 2.45 ©Silberschatz, Korth and Sudarshan

 E-R Diagram for a Banking
Enterprise

Database System Concepts 2.46 ©Silberschatz, Korth and Sudarshan

 Summary of Symbols Used in E-R
Notation

Database System Concepts 2.47 ©Silberschatz, Korth and Sudarshan

 Summary of Symbols (Cont.)

Database System Concepts 2.48 ©Silberschatz, Korth and Sudarshan

 Alternative E-R Notations

Database System Concepts 2.49 ©Silberschatz, Korth and Sudarshan

 Reduction of an E-R Schema to
Tables

 Primary keys allow entity sets and relationship sets

to be expressed uniformly as tables which represent
the contents of the database.
 A database which conforms to an E-R diagram can be
represented by a collection of tables.
 For each entity set and relationship set there is a
unique table which is assigned the name of the
corresponding entity set or relationship set.
 Each table has a number of columns (generally
corresponding to attributes), which have unique
names.
 Converting an E-R diagram to a table format is the
basis for deriving a relational database design from
an E-R diagram.

Database System Concepts 2.50 ©Silberschatz, Korth and Sudarshan

 Representing Entity Sets as Tables
 A strong entity set reduces to a table with the same
attributes.

Database System Concepts 2.51 ©Silberschatz, Korth and Sudarshan

 Composite and Multivalued
Attributes
 Composite attributes are flattened out by creating a
separate attribute for each component attribute
 E.g. given entity set customer with composite attribute
name with component attributes first-name and last-name
the table corresponding to the entity set has two attributes
name.first-name and name.last-name
 A multivalued attribute M of an entity E is represented
by a separate table EM
 Table EM has attributes corresponding to the primary key
of E and an attribute corresponding to multivalued attribute
M
 E.g. Multivalued attribute dependent-names of employee is
represented by a table
employee-dependent-names( employee-id, dname)
 Each value of the multivalued attribute maps to a separate
row of the table EM
 E.g., an employee entity with primary key John and
dependents Johnson and Johndotir maps to two rows:
(John, Johnson) and (John, Johndotir)

Database System Concepts 2.52 ©Silberschatz, Korth and Sudarshan

 Representing Weak Entity Sets
 A weak entity set becomes a table that includes
a column for the primary key of the identifying
strong entity set

Database System Concepts 2.53 ©Silberschatz, Korth and Sudarshan

 Representing Relationship Sets
as Tables
 A many-to-many relationship set is represented as a table with
columns for the primary keys of the two participating entity sets,
and any descriptive attributes of the relationship set.
 E.g.: table for relationship set borrower

Database System Concepts 2.54 ©Silberschatz, Korth and Sudarshan

 Relations Corresponding to
Aggregation (Cont.)
 E.g. to represent aggregation manages between
relationship works-on and entity set manager,
create a table
manages(employee-id, branch-name, title,
manager-name)
 Table works-on is redundant provided we are
willing to store null values for attribute manager-
name in table manages

Database System Concepts 2.55 ©Silberschatz, Korth and Sudarshan

 E-R Diagram for Exercise 2.10

Database System Concepts 2.56 ©Silberschatz, Korth and Sudarshan

 E-R Diagram for Exercise 2.15

Database System Concepts 2.57 ©Silberschatz, Korth and Sudarshan

 E-R Diagram for Exercise 2.22

Database System Concepts 2.58 ©Silberschatz, Korth and Sudarshan

 E-R Diagram for Exercise 2.15

Database System Concepts 2.59 ©Silberschatz, Korth and Sudarshan

 Existence Dependencies

 If the existence of entity x depends on the

existence of entity y, then x is said to be existence
dependent on y.
 y is a dominant entity (in example below, loan)
 x is a subordinate entity (in example below, payment)

loan loan-payment payment

If a loan entity is deleted, then all its associated

payment entities must be deleted also.

Database System Concepts 2.60 ©Silberschatz, Korth and Sudarshan