An open-source, self-hosted mini Bloomberg Terminal for AI agents — SEC filings, institutional holdings, insider trading, congressional trades, and short data from a single self-hosted stack.

☁️Haven GRC - easier governance, risk, and compliance 👨‍⚕️👮‍♀️🦸‍♀️🕵️‍♀️👩‍🔬

An easy way to programmatically run queries against FINRA's BrokerCheck database using Node.js.

Tight Shorts - short volume charts, total trading volume, short exempt volume for stock market.

API Wrapper for the FINRA Query API

API for TightShorts. FINRA short sales parser and screener. Backend.

Scraper for bond data on finra

Governance framework for Microsoft 365 AI agents (Copilot Studio) in regulated financial services

Process FINRA Short Daily Data feeds

A simple python wrapper for interacting with the Financial Industry Regulation Authority Query API

This repository deals with the personal project of setting up an API (Python) client wrapper for the FINRA API to load and request datasets. All available FINRA datasets can be loaded after valid credentials have been obtained. Metadata retrieval, filtering and a lot more methods are exemplary shown.

first-to-market cryptographically verified autonomous AI agent. 6.8MB footprint, air-gapped deployment, BYOLLM architecture. Built for defense, finance, healthcare, and manufacturing.

SEC/FINRA-Compliant Institutional Broker-Dealer Platform — Multi-asset trading, real-time risk management, automated regulatory reporting (15c3-1, 15c3-3, CAT, TRACE, FOCUS), AML/KYC compliance engine, FIX protocol connectivity

Investment Company and Variable Contracts Products

FINRA BrokerCheck compliance scraper

Claude plugins for second-line financial-services work: GRC, regulatory change, AI/model risk, third-party risk, compliance testing, risk reporting, financial crime, consumer compliance — across banking, insurance, capital markets, and payments/fintech.

Financial regulation is the body of laws, rules, and supervisory frameworks governing financial markets, banks, broker-dealers, asset managers, payment providers, and crypto firms. Major regulators include the U.S.

A curated list of the best fintech subreddits for fintech marketers, with FINRA compliance context. Maintained by Soar.

Uniform Securities Agent State Law Examination

The missing knowledge layer for AI agents. Curated, agent-readable context for trading, healthcare, legal, and more.