TABLE OF CONTENTS

Page
INTRODUCTION

MISSION STATEMENT 7

INTRODUCTION 8
Purpose 8
Authority 8
Benefit Plans 8
Administration 8
Distribution 8
Department of Veterans Affairs 9

EMPLOYMENT PRACTICES

EMPLOYEE STATUS 10
Employment At Will 10
Full-Time Employees 10
Regular Part-Time Employees 10
Combination Employment At BBRI and VA/UCLA 10
WOC Status 10
Short-Term Temporary Employees 11
On-Call Employees 11
Fellows 12
Independent Contractor Or Employees? 12
Rehired Employees 14
Introductory Period 15
Exemption Status 15

EMPLOYMENT AND HIRING PRACTICES 18

Equal Employment 18
Recruiting Responsibility 18
Application Forms 18
Position Descriptions 19
Interviews 19
Employment Offers 19
Offer Letters 19
Pre-Hire Reference Checks 19
Salary Offers 20
Proof of Right to Work 20

JOB POSTING 20
Postings/Applications 20
Management-Initiated Transfers 20

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EQUAL EMPLOYMENT OPPORTUNITY 23

Equal Employment 23
Affirmative Action Officer 23
Notification of Employees 23
Management Responsibility 23
Recruitment and Placement of Minority/Female Applicants 24
Recruitment and Placement of Disabled Applicants 24
Reasonable Accommodations for Disabled Employees 24
Recruitment and Placement of Veterans 24
Reasonable Accommodation for National Origin and
Religious Observations 24

EMPLOYMENT OF RELATIVES 25
Changes in Family Status 25

WORK HOURS 26
Work Week 26
Regular Work Hours 26
Lunch Periods 26
Rest Periods 26

PAYROLL PRACTICES 27
Overtime/Non-Exempt Employees 27
Overtime/Exempt Staff 27
Garnishments/Tax Levies/Child Support Payments 27
Payroll Deductions 27
Time Sheets 29
Paydays/Checks 30
Payroll Problems 30

EMPLOYEE RECORDS AND INFORMATION 31

Personnel Records 31
Supervisor Files 31
Supervisors’ Review of Personnel Records 31
Employee Review of Personnel File 31
Employment Records 31
Verification of Employment 32
References 32

TIME OFF POLICIES

HOLIDAYS 33
Schedule 33
Eligibility/Full-Time Employees 33
Eligibility/Part-Time Employees 33
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Floating Holiday 33
Holiday Pay 33
Religious Holidays 34
School Visitations 34

VACATION 35
Eligibility/Full-Time Employees 35
Eligibility/Part-Time Employees 35
Vacation Scheduling 35
Maximum Vacation Accrual 36
Holiday(s) Occurring During Vacation 36
Vacation Pay 36
Vacation Benefits/Termination 36
Effect of Leaves of Absence on Vacation Benefits 36
Non-Medical Leave 36
SICK LEAVE 37
Workers' Compensation 38
Medical Statements 38
Reporting Sick Leave 38
Failure to Report Absences 38
Recording and Time Sheet Procedures 39

MEDICAL/MATERNITY/ LEAVES OF ABSENCE 40

Conditions for Leave 40
Eligibility 40
Sick Leave Pay 40
Request for Leave 40
Continuing Medical Certification 41
Maximum Leave 41
Return to Work 41
Benefit Accrual 41
Insurance Coverage for Employees on Leave 41
Supervisor Communication 41
Pregnant Employees 42

FAMILY LEAVES OF ABSENCE 43

Eligibility 43
Procedure/Approvals 43
Maximum Family Leave 43
Pay 43
Scheduling 43
Medical Certification 43
Benefit Accrual 44
Group Insurance While on Leave 44
Return to Work 44

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JURY DUTY/TRIAL WITNESS 45

MILITARY LEAVE 46
Benefit Accrual 46
Vacation Pay 46

VOTING 47

DEATH IN FAMILY 48
Immediate Family Defined 48
Extended Time Off 48
Funeral Absences 48

INSURANCE AND OTHER BENEFITS

BENEFITS PROGRAMS 49
Workers' Compensation 49
State Disability Insurance 49
Unemployment Insurance 50
Information 50

SEMINARS AND COURSES 51

Grant Budgets 51
BBRI Budgets 51

PROMOTIONS AND PAY RAISES 52

EMPLOYEE RELATIONS

PROGRESSIVE DISCIPLINE 53
Performance Problems 53
Documentation of Progressive Discipline 53
Disciplinary Suspension 54
Disciplinary Termination 54

GRIEVANCE POLICY 55
Definition 55
Responsibility 55
Employee Rights 55
Procedure 55
VA Involvement 56

ATTENDANCE 57
Reporting Absences 57

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Documentation of Absences 57
Punctuality 57
Failure to Report Absences 57

HARASSMENT 58
Policy 58
Definition 58
Sexual Harassment 58
Training 58
Employee Responsibility 58
VA Involvement 59
Management Responsibility 61
Other Types of Harassment 61
Disciplinary Action 62

BUSINESS PRACTICES

BUSINESS CONDUCT 63
Conflict of Interest 63
Corporate Opportunity/Self-Dealing 63
Gifts and Gratuities 64
Outside Employment 64
Dishonest Acts By Others 64
Use of BBRI's Name 65
Confidential Information 65
Solicitations and Distributions 65
Telephone Calls 65
Smoking 66
Computer Policies 66
Personal Use 66
Business Use/Confidentiality 66
Software License 67
Compliance 67

SUBSTANCE ABUSE 68
Definitions 68
Drug Testing 68
Disciplinary Action 68

TERMINATIONS 69
Employment At Will 69
Resignations 69
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Non-Disciplinary Terminations 69
Disciplinary Terminations 70
Management Responsibility and Review 70
Final Paychecks 70
Company Property 70
Insurance Coverage 70

SECURITY 71
Building Security 71
Visitors 71
Company Property 71

SAFETY AND HEALTH 72

Responsibility 72
Unsafe Conditions 72
Accidents 73
Training 73

HAZARD COMMUNICATION PROGRAM (HAZCOM) 74

Hazard Communication (HazCom) 74
Hazcom Training 74
Material Safety Data Sheets (MSDS) 74
Principal Investigator Responsibilities 75
Handling and Storage of Hazardous Materials 75
Protective Measures and Equipment 75
Inspection of Laboratories Using Hazardous Materials 75
Radiation Safety 75
Summary 76

DRIVING ON THE JOB 77

License 77
Insurance 77
Reimbursement for Costs 77
Parking 77
Tickets 77

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MISSION STATEMENT

The non-profit Brentwood Biomedical Research Institute (BBRI) is affiliated with the
Greater Los Angeles Veterans Affairs Healthcare System (GLAVAHS).

Congressional legislation in 1988 gave each VA medical center with research programs
the option to establish an affiliated non-profit, to "provide a flexible mechanism for the
conduct of approved research at the medical center." In 2000, Congress authorized the
expansion of our purpose to include educational activities as well as research.

The purpose of BBRI is to further medical science by promoting research and educational
activities at GLAVAHS. Funding comes from a variety of sources: corporations, federal
agencies such as National Institutes for Health, private organizations and foundations, and
individual contributions. Because BBRI is a non-profit corporation with a 501(c)(3) IRS
designation, contributions are tax-deductible to the extent provided by law.

A broad range of scientific studies is funded through BBRI. Alzheimer's disease, epilepsy,
AIDS, BBRI-funded VA researchers are studying diabetes, cancer, glaucoma, heart
disease, multiple sclerosis, Parkinson’s disease, ulcers, and emphysema. Every day our
scientists -- Meds and Ph.D.s -- are answering important questions about biological and
disease mechanisms that will help people lead healthier lives.

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INTRODUCTION

Purpose
The Human Resources Policy Manual is a guide to policies and practices relating to
employment, benefits and other personnel-oriented activities at BBRI. Since the policies
are subject to change at management's discretion, they are not to be construed as a
contract between the organization and its employees; nor should employees interpret any
of the policies to be a promise of continued employment.

Authority
The policies described in this Manual have been approved by the Board of Directors of
BBRI, and are in effect as of October 1, 1994, and revised January 1, 2000.

The Executive Director is responsible for the development of human resources policies,
establishing necessary procedures, and providing guidance to ensure compliance with
approved policies.

Benefits Plan
All benefit plans referred to in this Manual are further defined in legal documents, including
insurance contracts, official plan texts, and trust agreements. Should any question ever
arise about the nature and extent of the plan benefits, the formal language of the plan
documents -- and not the informal wording of this Manual -- must necessarily govern. All
of these documents are readily available for review in the BBRI Administrative office.

BBRI may change or discontinue any of the benefits it provides to employees at any time.

Administration
Supervisors of employees are responsible for the consistent administration of the policies
detailed in the Manual. If a Principal Investigator, other supervisor or employee is unclear
as to what action to take in any employee-related activity, he/she may call Human
Resources in the BBRI Administrative Office for guidance.

Unless otherwise stated, Principal Investigators (P.I.’s) have the responsibility for
approving actions detailed in this Manual. Exceptions to policies may be made only with
the prior, written approval of the Executive Director.

Distribution
The Human Resources Policy Manual is provided to all Principal Investigators.
Employees have free access to this Manual through their P.I.’s. Further, each employee is
provided with a copy of the Employee Handbook that is based on the policies in this
Manual.

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INTRODUCTION
Department of Veterans Affairs
BBRI enjoys a very close working relationship with the VA Medical Center - West Los
Angeles and the VA Outpatient Clinic in Los Angeles using their facilities and equipment to
accomplish BBRI's goals.

WOC STATUS

BBRI employees must also meet the requirements of the VA to become

a WOC (Without Compensation) employee of the VA. Employees must
be approved for WOC status prior to doing any work on the VA
properties. Employees who will have patient and/or human subject
contact must have their professional credentials validated by the VA
Human Resources Department prior to any such contact.

Employees are expected to comply with all VA security and safety rules, and conduct
business with VA staff in a professional and cordial fashion.

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EMPLOYEE STATUS

Employment at Will
Employees of BBRI are free to terminate their employment at any time and for any reason.
The organization has the same right and may terminate employees at any time with or
without cause or reason.

No representative of BBRI is authorized to modify this policy for any employee, or to enter
into any agreement, oral or written, contrary to this policy. Principal Investigators and
other supervisors are not to make any representations to employees or applicants
concerning the terms or conditions of employment which are not consistent with
organization policies. No statements made in pre-hire interviews or discussions, or in
recruiting materials of any kind, are to alter the at-will nature of employment or imply that
discharge will occur only for cause.

Full-Time Employees
Full-time employees work 40 hours weekly, and are eligible for all applicable employee
benefits.

Regular Part-Time Employees

• Part-time employees working 20 hours or more on a regular basis, but less than 40
hours weekly are eligible for prorated benefits as detailed in each policy.

• Part-time employees working less than 20 hours weekly are eligible for only those
benefits required by law, as detailed in this Manual.

• Part-time employees working 30 hours weekly or more qualify for medical and
dental insurance benefits.

• Principal Investigators or other supervisors must make recommendations for

change in status (e.g., part-time to full-time, or part-time/benefit eligible to part-
time/no benefits) whenever an employee regularly works hours inconsistent with
their classification.

Combination Employment at BBRI and VA/UCLA

Non-exempt staff working for BBRI and the VA and/or UCLA must not work in positions
where hours worked overlap.

WOC Status
All employees of BBRI must have a VA WOC (without compensation) appointment and are
required to comply with all VA security and safety rules. Further, at time of hire, the VA
performs all required background checks.

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EMPLOYEE STATUS

EMPLOYEES OF BBRI ARE REQUIRED TO MEET ALL VA

REQUIREMENTS AND BE APPROVED FOR WOC STATUS PRIOR TO
BEING ASSIGNED TO WORK WITH PATIENTS.

Short-Term/Temporary Employees
A short-term, temporary employee is one who is retained either full-time or part-time to
work for a specific period of time (e.g., to perform a specific short-term task or project or to
assist in heavy work load situations). This period of employment is three months or less.
Short-term, temporary employees are not eligible for benefits, merit increases or service
provisions.

Principal Investigators notify Administration of the need to hire temporary employees in the
same manner as regular employees. (See Employment and Hiring Practices Policy for
further information.)

A temporary employee may be hired directly by BBRI, or through an employment agency.

An employee hired through an agency is an employee of that agency and is not eligible for
any benefits. The agency provides any legally-mandated benefits including workers'
compensation, unemployment insurance, State Disability Insurance and Social Security.
Temporary employees provided by an outside agency are to be referred to their agency for
claims. Agency employees may only be used if a company providing these benefits
employs them.

If a temporary employee is subsequently hired on a regular full or part-time basis, his or

her hire date, for benefit purposes, will be the date on which he or she began continuous
work as a regular employee. Prior to being offered a regular position, a temporary
employee must meet all eligibility requirements relative to employment.

On-Call Employees
On-call employees are called in to work periodically to work a full or partial day or days.
On-call employees do not work a regular schedule, and are not eligible for benefits. The
status of on-call employees that have not been called to work for twelve months must be
reviewed for termination.

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EMPLOYEE STATUS
Fellows
Individuals participating in various post-graduate research work and/or study may be
brought to BBRI as fellows. The primary purpose of fellows at BBRI is education rather
than employment. Fellows are paid stipends and may receive regular employee benefits
on a case by case basis and depending on the availability of funding. Fellows are paid
their stipends through the regular payroll process and are expected to comply with all
applicable human resources policies.

Independent Contractors or Employees?

It is the policy of BBRI to consider the 20-factor list developed by the Internal Revenue
Service in making determinations about the classification of workers as independent
contractors or employees. However, even IRS officials have indicated that their 20-factor
list is out-of-date in certain respects and not always relevant. Thus, all relevant facts and
circumstances will be considered, and certain factors may be weighed more heavily than
others. The 20 factors described in IRS guidelines are:

1. Instructions. A person who is required to comply with instructions about when,

where, and how to work is ordinarily an employee.

2. Training. Training of a person by an experienced employee or by other means is

a factor of control and indicates that the worker is an employee.

3. Integration. Integration of a person's services into the business operations

generally shows that the person is subject to direction and control and,
accordingly, is an employee.

4. Services rendered personally. If the individual employed must render the

services personally, it suggests an employer-employee relationship. Self-
employed status may be indicated when an individual has the right to hire a
substitute without the employer's knowledge.

5. Hiring, supervising, and paying assistants. The hiring, supervising, and

paying of assistants by the employer generally indicates that all workers on the
job are employees. Self-employed persons generally hire, supervise, and pay
their own assistants.

6. Continuing relationship. The existence of a continuing relationship between an

individual and the Corporation for whom the individual performs services is a
factor tending to indicate the existence of an employer-employee relationship.

7. Set hours of work. The establishment of set hours of work by the employer is a
factor indicating control and, accordingly, the existence of an employer-employee
relationship. Self-employed persons are "masters of their own time."

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8. Full time required. If workers must devote full time to the business of the
employer, they ordinarily will be employees. A self-employed person, on the other
hand, may choose for whom and when to work.

9. Doing work on employer's premises. Doing work on the employer's premises

may indicate that the worker is an employee, especially if the work could be done
elsewhere.

10. Order or sequence of work. If workers must perform services in an order or

sequence set by the Corporation for whom they perform services, it indicates that
the workers are employees.

11. Oral or written reports. A requirement that workers submit regular oral or
written reports to the employer may be indicative of an employer-employee
relationship.

12. Payment by hour, week, month. An employee usually may be paid by the hour,
week, or month, whereas a self-employed person may be paid by the job on a
lump-sum basis (although lump-sum may be paid in intervals in some cases).

13. Payment of business expenses. Payment by the employer of the worker's

business or travel expenses may indicate that the worker is an employee. Self-
employed persons usually are paid on a job basis and may take care of their own
business and travel expenses.

14. Furnishing of tools and materials. The furnishing of tools and materials by the
employer indicates an employer-employee relationship. Self-employed persons
ordinarily provide their own tools and materials.

15. Significant investment. The furnishing of all necessary facilities (equipment

and premises) by the employer suggests that the worker is an employee.

16. Realization of profit or loss. Workers who are in a position to realize a profit or
suffer a loss as a result of their services generally are self-employed, while
employees ordinarily are not in such a position.

17. Working for more than one firm at a time. A person who works for a number
of persons or Corporations at the same time is usually self-employed.

18. Making services available to the general public. Workers who make their
services available to the general public are usually self-employed. Individuals
ordinarily hold their services out to the public by having their own offices and
assistants, hinging out a "shingle" in front of their office, holding a business
license, and advertising in newspapers and telephone directories.

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19. Right to discharge. The right to discharge is an important factor in indicating
that the person possessing the right is an employer. Self-employed persons
ordinarily cannot be fired as long as they produce results that measure up to their
contract specifications.

20. Right to terminate. Employees ordinarily have the right to end the relationship
with the employer at any time they wish without incurring liability. A self-employed
person usually agrees to complete a specific job and is responsible for its
satisfactory completion or is legally obligated to make good for failure to
complete the job.

If an individual qualifies for independent paid to that individual for any calendar year, on
the cash basis is $600 or more. The amount reported on a Form 1099 is equal to the
compensation paid to that person during a calendar year (on the cash basis). Excluded
from “compensation” are reimbursements of business expenses that have been
accounted for by the contractor by supplying receipts and business explanations.

If an individual qualifies as an employee, a personnel file will be created for that

individual and all documentation required by the BBRI personnel policies shall be
obtained. The policies described in the remainder of this section shall apply to all
workers classified as employees.

Individuals not meeting these criteria are considered employees and must be hired into
regular full time, part time, on-call, or temporary positions.

Rehired Employees
If an employee is rehired by BBRI, his or her anniversary date will be the date on which he
or she was rehired as a new employee, unless the employee was terminated for less than
30 calendar days. Under these circumstances, and with the approval of the Executive
Director, the absence may be treated as a leave of absence.

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EMPLOYEE STATUS

Introductory Period
The first ninety days of employment is considered an introductory period. Within the first
few days of employment, the Principal Investigator or other supervisor will meet with the
employee to review the job description and performance management process and to set
specific training/experience goals.

It is the responsibility of Principal Investigators or other supervisors to work very closely

with new employees during the first three month introductory period to identify their
training and experience needs, provide appropriate training, and monitor work
performance. The Principal Investigator or supervisor prior to completion of 90 days of
employment reviews the performance of each new employee. Typically, no increase is
awarded at this time.

Employees whose performance is clearly unsatisfactory may be terminated at any time,

without notice, during the introductory period, or at any later time.

ALL TERMINATIONS INITIATED BY PRINCIPAL INVESTIGATORS

OR SUPERVISORS REQUIRE THE PRIOR APPROVAL OF THE
EXECUTIVE DIRECTOR.

Exemption Status
All employees who are considered subject to the wage and hour provisions of the Fair
Labor Standards Act are Exempt Employees. This Act requires employers to pay minimum
premium wages to employees who work more than 40 hours in a week. Some jobs,
however, by reason of their responsibilities and duties, have been declared exempt from
these provisions.

It is BBRI’s policy to exempt only those individuals who clearly meet all statutory
requirements. Therefore, the BBRI Administrative Office reviews and approves or
disapproves all requests for exemption. Determination of exemption is based on the
employee’s duties and responsibilities (managerial, administrative, or professional). To be
considered for exemption, the employee must meet all of the conditions of any single box in
one of the following exemption categories.

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EMPLOYEE STATUS
Managerial/Executive

 Must be engaged in at least 80% of his/her time in work affecting organization policy
or have the responsibility to carry it out, and
 Customarily and regularly direct the work of two or more employees, and
 Customarily and regularly exercise discretion and independent judgment, and
 Have authority to effectively hire and fire, recommend salary increases and
promotions, and change of status of employment, and
 Have a salary equal to or higher than the minimum salary designated by the Fair
Labor Standards Act.

-OR-

 Manage an enterprise or customarily recognized department or subdivision, and

 Customarily and regularly direct work of two or more employees, and
 Have the minimum salary equal to or higher than the Fair Labor Standards
designated “high salary”.

Administrative

 Must perform work affective BBRI’s policy or have the responsibility to carry it out at
least 80% of his/her time, and
 Customarily and regularly exercise discretion and independent judgment, and
 Regularly and directly assist an exempt employee.

-OR-

 Perform under only general supervision, special assignment and tasks, and
 Have a salary equal to or higher than the minimum salary designated by the Fair
Labor Standards Act.

-OR-

 Perform office or non-manual work directly related to management policies or

general business operations, and
 Customarily and regularly exercise discretion and independent fair judgment, and
 Have the minimum salary equal to or higher than the Fair Labor Standards
designated “high salary”.

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EMPLOYEE STATUS
PROFESSIONAL

 Must perform work requiring knowledge of an advanced type in a field of science

or learning, or original and creative work in art, at least 80% of his/her time, and
 Customarily and regularly exercise discretion and independent judgment, and
 Work must be predominantly intellectual and varied in character such that the
output cannot be standardized in given periods of time, and
 Have the minimum salary equal to or higher than the Fair Labor Standards
designated “high salary”.

-OR-

 Perform work requiring advance knowledge in a science or learning, customarily

acquired by prolonged specialized instruction above high school level (degree not
mandatory), or perform work which is original and creative in character in a
recognized artistic field using inventiveness, imagination or talent, and
 Consistently exercise discretion and judgment.

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EMPLOYEE AND HIRING PRACTICES

PRIOR TO ALLOWING AN INDIVIDUAL TO START WORK AS

AN EMPLOYEE, IT IS ESSENTIAL THAT ALL NECESSARY
PAPERWORK BE COMPLETED AND ON FILE IN HUMAN
RESOURCES TO ENSURE COMPLIANCE WITH THE LAW.
UNDER NO CIRCUMSTANCES MAY EMPLOYEES BE HIRED
RETROACTIVELY.

Equal Employment
BBRI provides equal employment opportunity to all people without regard to race, religion,
color, sex, sexual preference, marital status, national origin, age, mental or physical
impairment, or veteran status.

BBRI affirmatively supports equal employment for all individuals. Management believes
such support makes sound business sense, since it ensures access to the most skilled
and experienced employees, regardless of classification.

The Executive Director is the organization's Affirmative Action Officer. The Affirmative
Action Officer coordinates the Affirmative Action Program and ensures the organization's
personnel actions comply with the objectives of the Program. (See Equal Employment
policy for further detail.)

Principal Investigators and other supervisors are required to actively support the
organization's affirmative action goals to recruit, hire and promote individuals of all
protected groups.

Recruiting Responsibility
While Principal Investigators and other supervisors are primarily responsible for recruiting
and hiring employees for their own departments, they are required to notify Human
Resources in the BBRI Administrative Office prior to making an offer to ensure:

• internal applicants receive appropriate consideration

• all necessary forms have been completed to place the employee on the payroll
• complete and proper documentation certifying eligibility for work in the U.S.

Under no circumstances may an employee begin work without providing proper proof of
eligibility to work in the U.S.

Application Forms
 To ensure that BBRI has all necessary information about employees, application
forms (in addition to resumes) MUST be on file for all individuals who are to be hired
PRIOR to the hire date.

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EMPLOYMENT AND HIRING PRACTICES

 Principal Investigators may deliver or fax a completed application, together with the
applicant’s resume, to Human Resources in the Administrative Office at the time a
decision to hire is made.

Position Descriptions
Prior to beginning recruitment for any open position, a current job description should be on
file in Human Resources, and the job properly classified into a salary grade.

Interviews
The organization has a legal liability for any promises made or suggested in interviews.
Therefore, Principal Investigators or supervisors may not make job offers to applicants or
suggest that applicants will be hired during interviews, prior to checking references and
making the final decision to hire.

Employment Offers
The Principal Investigator or supervisor will determine the most qualified candidate for the
position, and may make the final offer of employment after having obtained references.

Offer Letters
Human Resources will assist the Principal Investigator prepare an offer letter that details of
the position, salary, benefits (if any) and effective date of employment. This letter will be
provided to the employee on or before the first day of work.

Pre-Hire Reference Checks

Previous work references, school/college records, related credentials/licenses, DMV
records and other appropriate background data may be checked by the Principal
Investigator or Human Resources, prior to extending an offer of employment. Results of
background data verification may result in disqualifying a candidate for further employment
consideration. Applicants who falsify information will not be considered further for
employment. References MUST be checked prior to hire of applicants whose jobs involve
contact with patients and/or human subjects.

Should any individual be hired prior to receipt of acceptable references, his or her
continued employment will depend upon the subsequent receipt of satisfactory references.

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EMPLOYMENT AND HIRING PRACTICES

Salary Offers
BBRI provides salary opportunity that is competitive with industry and community pay
levels. The appropriate Principal Investigator sets salary offers. To ensure internal equity,
those responsible for setting hiring rates will take into consideration the salary range for
the job, the pay for others performing similar duties throughout the organization, UCLA,
the VA, the hierarchy of jobs and pay in the department, and research grant budgets.

Proof of Right To Work

At the time an individual is hired, the organization requires proof of United States
citizenship or proof of right to work in the United States in accordance with current laws.
Under no circumstances will individuals be allowed to start work without providing
satisfactory documentation of their right to work on an Employment Eligibility Verification
Report (I-9 form) available in Human Resources.

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EMPLOYMENT AND HIRING PRACTICES

Lists of Acceptable Documents That Prove Right to Work in the United States

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 United States provided it birth certificate issued by a
contains a photograph or state, county, municipal
LIST A information such as name, authority or outlying
Documents that Establish Both date of birth, sex, height, possession of the United
Identity and Employment eye color, and address. States bearing an official
Eligibility seal.
2. ID card issued by federal,
1. U.S. Passport state, or local government 4. Native American tribal
agencies or entities document.
(unexpired or expired). provided it contains a
photograph or information 5. U.S. Citizen ID Card (INS
2. Certificate of U.S. such as name, date of Form I-197)
Citizenship (INS Form N- birth, sex, height, eye
560 or N-561). color, and address. 6. ID Card for use of Resident
Citizen in the United States
3. Certificate of 3. School ID card with a (INS Form I-179)
photograph.
Naturalization (INS Form 7. Unexpired Employment
N-550 or N-570). 4. Voter's registration card. authorization document
issued by the INS (other
4. Unexpired foreign 5. U.S. Military card or draft than those listed under List A)
passport, with I-551 record.
stamp or attached INS
Form I-94 indicating 6. Military dependent's ID
card.
unexpired employment
authorization. 7. U.S. Coast Guard Merchant
Mariner Card.
5. Alien Registration
Receipt Card with 8. Native American tribal
photograph (INS Form I- document.
151 or I-551).
9. Driver's license issued by a
Canadian government
6. Unexpired Temporary authority.
Resident Card (INS Form
I- 688). For persons under age 18 who
are unable to present a
7. Unexpired Employment document listed above:
Authorization Card (INS
10. School record or report
Form I-688A).
card.

8. Unexpired Reentry 11. Clinic, doctor, or hospital

Permit (INS Form I-327). record.

9. Unexpired Refugee 12. Day-care or nursery school

Travel Document (INS record.
Form I-571)

10. Unexpired Employment

Authorization Document
issued by the INS which
contains a photograph
(INS Form I-688B)
LIST C
Documents that Establish
ANDEmployment Eligibility

1. U.S. social security card

issued by the Social
Security Administration
(other than a card stating it
is not valid for
employment).
LIST B
Documents That Establish 2. Certification of Birth
OR Identity Abroad issued by the
Department of State (Form
FS-545 or Form DS-1350)
1. Driver's license or ID card
issued by a state or 3. Original or certified copy of
outlying possession of the a

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Effective 1/1/2000
JOB POSTING

Employees who would like to be considered for an open position are encouraged to
discuss their qualifications with the appropriate Principal Investigator or supervisor.

Postings/Applications
Where possible, information on job openings is posted on the bulletin board outside the
BBRI Administrative Office, so that current employees may receive priority consideration.
Interested employees should notify their current supervisor and contact the appropriate
Principal Investigator within five working days from the date of posting.

Management-Initiated Transfers
Management may transfer any employee at any time to meet the operational needs of the
organization.

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EQUAL EMPLOYMENT OPPORTUNITY
Equal Employment
BBRI provides equal opportunity to qualified individuals seeking employment, promotion,
training, or participation in any benefit, program, or activity generally made available to
employees. Equal opportunity is provided without regard to race, color, religion, sex,
sexual orientation, national origin, marital status, age, veteran status, or physical or mental
disability.

Affirmative Action Officer

The Executive Director serves as the Affirmative Action Officer and is responsible for
implementing the Affirmative Action Plan and ensures that BBRI's personnel actions
comply with policies, programs and objectives.

Notification of Employees
Employees are notified, at least annually, of BBRI's current Equal Employment
Opportunity and Affirmative Action policies through appropriate internal communications.

Management Responsibilitiy
Management is fully committed to supporting equal employment for all individuals. As a
result, Principal Investigators and other supervisors are required to actively support BBRI's
affirmative action goals to recruit, hire and promote individuals of all protected groups.

Principal Investigators and supervisors are responsible for the overall implementation of
the Affirmative Action Plan in their laboratories/departments. Implementation includes
ensuring:

• Employees have opportunity to discuss any aspect of their employment.

• Employees have the opportunity to change their function and/or job location (see
Job Posting Policy and Employment and Hiring Practices).

• Employees have the opportunity to question job-related items through staff

meetings, performance appraisals, and training programs.

• A work place of mutual respect.

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EQUAL EMPLOYMENT OPPORTUNITY
Recruitment and Placement of Minority/Female Applicants
BBRI works with organizations representing racial minorities, females, the disabled and
veterans to identify and recruit qualified applicants for open positions. Current employees
are also encouraged to refer qualified individuals to Human Resources in the BBRI
Administrative Office for consideration.

Recruitment and Placement of Disabled Applicants

Disabled applicants for employment (and disabled employees who seek job advancement)
are given equal consideration along with all other applicants. Disabled applicants or
employees are referred to Human Resources in the BBRI Administrative Office for
consideration in the same manner as other applicants.

While persons addicted to alcohol or drugs, who are undergoing or have completed a
rehabilitation program, may be considered for employment, BBRI does not hire individuals
who are current abusers of alcohol or illegal drugs. The WLA VAMC may conduct random
drug testing for all employees working at the facility.

Reasonable Accommodations for Disabled Employees

BBRI makes reasonable accommodations to afford disabled applicants and employees
opportunity to work. These include job restructuring, part-time work, and transfer to vacant
positions.

Recruitment and Placement of Veterans

Management ensures that veterans who apply for employment and veteran employees
who seek job advancement are given equal consideration with other applicants. Veteran
applicants or employees are referred to Human Resources in the BBRI Administrative
Office for consideration in the same manner as other applicants.

Reasonable Accommodation for National Origin and Religious Observances

Principal Investigators and supervisors are to make reasonable accommodations for
religious observances and practices, even if such observances and practices conflict with
the employee's work schedule. Accommodation may include providing time off for:

• Friday evening, Saturday, or some other day of the week, for the employee's
Sabbath.
• Certain religious holidays on which the employee is conscientiously opposed to
working, or is engaging in religious/national origin activities.

If accommodating to an employee's request for an absence to observe a religious Sabbath

or holiday will create an undue hardship to the laboratory or department, Principal
Investigators or supervisors should contact the Executive Director for resolution. (See
Holidays, for more information.)

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EMPLOYMENT OF RELATIVES

A qualified applicant who is a relative of an employee is eligible for employment at BBRI.

However, careful consideration is to be given to the placement of relatives to avoid either
actual or potential conflicts of interest or preferential treatment. Individuals are not placed
in a department or situation where a family relationship affects, or appears to affect, their
or other employees' impartiality, judgment, or effectiveness in the performance of
organization business. For example, relatives may not supervise each other or audit the
work of a family member.

Immediate family is defined as:

Spouse Grandparents
Parent/Step-Parent Grandchildren
Child/Step-Child Son/Daughter-in-law
Sister/Brother Spouse's Parents
Sister/Brother-in-law
Any individual who resides with the employee as a member of his/her family.

(Note: Relatives employed prior to October 1, 1994 may be in positions that violate this
policy. These individuals may continue in their current positions under BBRI's standard
employment-at-will policy. However, such employees will not be allowed to transfer or be
promoted into new positions or departments that would create new or different violations of
this policy. Further, such employees who resign or are terminated from current positions
and are subsequently considered for rehire, will be hired into jobs meeting the policies in
effect at that time).

Changes In Family Status

Employees who marry or become members of the same household may continue
employment as long as there is not a conflict as described above.

Should a conflict occur, BBRI will attempt to find a suitable position to which one of the
affected employees may transfer. If a suitable position is not available, the employees
involved may determine which of them will resign. The conflict situation must be resolved
within six months from the date change in family status occurs.

Closely related employees, or employees who become closely related, must inform their
Principal Investigator or supervisor of their relationship immediately. Questions about
whether a relationship is covered by this policy are to be directed to the Executive Director.

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WORK HOURS

Work Week
The regular workweek for most employees extends during regular business hours from
Monday through Friday for 40 hours. However, an individual's work schedule may vary
according to laboratory or department needs.

For payroll calculation purposes, the workweek runs from Sunday at 12:01 a.m. through
Saturday midnight.

Regular Work Hours

Regular working hours vary for employees based upon laboratory or department needs.
The Principal Investigator or supervisor is responsible for scheduling hours at work.

Lunch Periods
Principal Investigators or supervisors are responsible for scheduling employees' lunch
periods to ensure that the department is appropriately staffed. Meal periods are not
considered time worked and are not paid.

Non-exempt employees are legally required to take a minimum lunch break of 30 minutes
that must be started at or before the completion of the fifth hour of continuous work, unless
the working hours will total six hours or less in one day. Lunch breaks may not be used to
shorten the workday. Non-exempt employees working six hours or less per day are not
required to take a lunch break, subject to the mutual agreement of the supervisor and the
employee. Any such agreement must be in writing and signed by the Principal
Investigator or supervisor and the employee.

Rest Periods
Two paid 10-minute rest periods are provided each day. Principal Investigators or
supervisors are responsible for scheduling employees for rest periods as appropriate to
department needs. Rest periods may not be added to the lunch period or used to shorten
the workday. Further, employees may not leave the grounds during rest periods (e.g., to
visit neighboring stores or restaurants).

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PAYROLL PRACTICES
Overtime/Non-Exempt Employees
Occasionally, it may be necessary for non-exempt employees to work overtime. The
following policies are designed to control and compensate overtime hours.

• The Principal Investigator or other supervisor must approve Overtime in

advance in writing.

• Where possible, Principal Investigators or supervisors will notify employees at

least 24 hours in advance of any required overtime.

• Overtime rates at 1-1/2 times the regular hourly rate will be paid for all hours
worked in excess of 8 hours in one day or 40 hours in one week.

• If overtime work should occur in a pay period in which a holiday and/or personal
time falls, the holiday and/or personal time will not be considered time worked
for the purposes of computing premium overtime pay.

• Non-exempt employees are not allowed to take compensatory time off in lieu of
being paid for any overtime they may have worked.

NOTE: Some employees may do work for more than one Principal Investigator.
Nevertheless, BBRI is still that person’s employer. Therefore, the total number of
hours worked in a day or a week is what determines whether or not overtime pay
is required. Therefore, any employee who’s work schedule for more than one
Principal Investigator requires them to work more than 8 hours in a single day or
more than 40 hours in a week must have the written permission to work overtime
from the Principal Investigator for whom they will be working when they exceed
the hourly or weekly overtime threshold. It is that Principal Investigator who will
be responsible for paying the overtime rate from his/her BBRI fund balance.

Overtime/Exempt Staff
Individuals assigned to exempt positions are paid to perform the responsibilities and duties
of their job, rather than by the hour. As a result, they are expected to work as many hours
as are necessary to accomplish their responsibilities, and are not eligible to be paid for
overtime worked. However, should overtime be specifically required by the Principal
Investigator or supervisor, the employee may take time off equivalent to the overtime
during the following 90 days. Compensatory time off may not be accrued beyond 90 days.
Compensatory time will be accounted for in the department and approved by P.I.

Garnishment/Tax Levies/Child Support Payments

Employees are expected to maintain their financial affairs in good order. If, however, a
garnishment, tax levy or an order to withhold child support payments should be delivered,
Payroll will deduct the amount required by law from the employee's paycheck.

Payroll Deductions
Certain deductions are made from paychecks each pay period. The amounts of these
deductions vary from person to person and are itemized on the employee's paycheck stub.

• Federal and State Withholding Taxes: These deductions vary based upon the
number of exemptions claimed by each employee. BBRI is required by law to
notify the appropriate agency when an employee claims full exemption from tax
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 deductions.

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PAYROLL PRACTICES
• Social Security and Medicare Taxes: The Federal Insurance Contributions Act
requires that a certain percentage be deducted from an employee's gross salary,
to a specified annual maximum. This tax is forwarded to the Federal
government together with a matching amount paid by BBRI. No employee may
request exemption from social security deductions.

• State Disability Insurance: In California, a certain percentage of the employee's

gross salary is deducted from each paycheck to an annual limit.

• Insurance Premiums: Employees may authorize an automatic payroll deduction

for optional insurance coverage.

• Tax Sheltered Annuity Program: Employees may authorize a pre-tax deduction

to make contributions to the Tax Sheltered Annuity Program.

• Other: Employees may authorize various voluntary deductions or benefits as

they are made available.

Time Sheets
To ensure costs are assigned to proper research accounts and records comply with
contractual agreements, ALL employees are required to maintain an accurate, daily
accounting of work hours on their time sheets.

TIME SHEETS ARE TO BE FILLED OUT IN INK. CORRECTIONS

ARE TO BE MADE IN INK (WHITE-OUT NOT ACCEPTED) AND
INITIALED BY THE PRINCIPAL INVESTIGATOR OR OTHER
SUPERVISOR.

• Non-exempt employees record time worked on their time sheets manually.

Employees are required to record time started, time out for lunch, time returned
to work after lunch, and time of leaving for the day. Employees who leave
VA/BBRI premises for any reason (e.g., to go to neighboring stores or
restaurants) are required to write in their time out prior to leaving and time in
upon their return to work.

Non-exempt employees may not start work earlier than seven minutes before
starting time, or work more than seven minutes after the end of the regular work
day schedule without the prior approval of their supervisor to work overtime.

• Exempt staff record arrival and departure times, total daily hours, pay period
totals, and absences of one day or more on their time sheets. These records
are used for assigning payroll expenses to contracts, correlate with VIA/UCLA
hours, and benefit payment and tracking purposes, in accordance with policies.

PAYROLL PRACTICES

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Time sheets are turned in to the Principal Investigator or other supervisor each
pay period on the 1st and 16th days of the month. Principal
Investigators/supervisors verify work hour totals, approve time sheets
including overtime, and forward them to the BBRI Administrative Office for
processing on or before the second work day after the end of the pay period.
BBRI uses the services of an outside company to process payroll and generate
paychecks.

TIME SHEETS THAT ARE LATE WILL NOT BE SUBMITTED

FOR PROCESSING UNTIL THE FOLLOWING PAY PERIOD,
TWO WEEKS LATER.

Paydays/Checks
Paychecks are issued on the 8th for work performed through the last day of the preceding
month, and on the 23rd day of the month for work performed through the 16th day of the
month. If a payday falls on a holiday or weekend, checks will be issued on the last
working day before the weekend or holiday.

Paychecks will be automatically deposited into the employee's checking account if

authorized by the employee.

Payroll Problems
Employees with questions about their paychecks may contact Payroll in BBRI's
Administrative Office for information.

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EMPLOYEE RECORDS AND INFORMATION

BBRI ensures the confidentiality of all employee information and this policy dictates the
organization's practice in controlling documentation relating to employees.

Personnel Records
BBRI maintains a master personnel file for all employees. The file contains the
employee's application, and all major documentation concerning the employee's
employment records, salary information, and documentation of supervisor-employee
interviews including warning or disciplinary discussions. Copies of any documents
generated in the department are to be sent to Human Resources in the BBRI
Administrative Office.

Supervisor Files
Principal Investigators and other supervisors are encouraged to maintain a file for each
employee under their supervision, ensuring these are maintained in a locked desk or file
drawer. These files generally include copies of performance reviews, attendance records
or documentation of specific employee performance problems.

When an employee is terminated or transferred from the department, the file should be
forwarded to Human Resources in the BBRI Administrative Office.

Supervisor’s Review of PresonnelRecords

Employee files may not be removed from the BBRI Administrative Office. However, the
employee's supervisor may review the file at any time.

Employee Review of Personnel File

Employees may review their personnel files during regular business hours in the BBRI
Administrative Office. Employee personnel files and documents may not be removed from
the BBRI Administrative Office. However, employees will be provided copies of their
personnel records at their request.

Employment Records
To ensure that paychecks reflect the proper deductions, and benefits include all eligible
dependents and beneficiaries, employees are required to notify BBRI of any of the
following changes in personal status, on a Personnel Action Form, within 30 days of the
change.

• Name, address, phone number or marital status;

• Number of dependents;
• Person to be notified in case of emergency, and that individual's address or
phone number; and
• Change in designated beneficiaries for group insurance policies.

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EMPLOYEE RECORDS AND INFORMATION

All information is considered confidential by BBRI and will not be released to anyone
lacking property authority.

Verification of Employment
All calls, documents or questions concerning reference or credit checks, employment and
salary histories, home addresses and telephone numbers, the location of employees who
are not at work or any other confidential matters must be referred to the BBRI
Administrative Office. Information provided is limited to dates of employment and job title.
Employees must provide a written authorization to BBRI to release salary
information.

References
All reference requests are to be referred to the BBRI Administrative Office. Information
provided is limited to dates of employment and job title. No one outside of BBRI's
administrative staff may provide employment references on former or current
employees.

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HOLIDAYS
Schedule
BBRI normally observes twelve holidays each year, as follows:

• New Year's Day

• Martin Luther King, Jr.'s Birthday
• Presidents' Day
• Memorial Day
• Independence Day
• Labor Day
• Columbus Day
• Veterans Day
• Thanksgiving Day
• Day after Thanksgiving
• Christmas Day
• "Floating" holiday

Eligibility/Full-Time Employees
Full-time employees are paid holiday time of eight hours for each holiday, starting from
date of hire.

Eligibility/Part-Time Employees

• Regular part-time employees working 20 hours or more weekly are paid for
holidays pro-rated on the number of hours they actually work. For example, an
employee working 30 hours weekly (75% of full-time) would be paid six hours for
each holiday (75% of the full-time benefit).

• Part-time employees working less than 20 hours weekly are not paid for holiday
time off.

Floating Holiday
Employees are eligible for one floating holiday day off each calendar year, after completion
of six months employment. The day may be taken off at any time with the approval of the
appropriate Principal Investigator or supervisor.

Holiday Pay
To be paid for a holiday, employees must be at work the scheduled work day prior to the
holiday and the work day after the holiday, unless they are absent on paid vacation or
personal time off. Employees on paid or unpaid leaves of absence will not be paid for
holidays.

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HOLIDAYS
Religious Holidays
With the prior approval of their supervisors, employees who wish to observe religious
holidays may use their floating holiday, accrued vacation time, personal time, or take time
off without pay.

School Visits
With proper notice, parents or legal guardians may request up to 16 hours time off per
year for school visits or conferences that cannot be scheduled after normal working
hours. This may be charged against your vacation time. Visits should not exceed eight
hours in any given month regardless of the number of children enrolled in Kindergarten
through 12th grade

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VACATION

BBRI provides paid vacations for employees for the purposes of rest and relaxation.
Employees are encouraged to take all the vacation days for which they are eligible.

Eligibility/Full-Time Employees

Vacation accrues from date of hire, as follows:

Non-Exempt Staff Exempt Staff

Length of Service* # Hours Maximum # Hours Maximum

Per Month* Accrual Per Month* Accrual

From date of hire 8.00 hours 17 Days 10.00 hours 20 Days

through completion (12 days/
of five years of service year)

From completion of five 10.00 hours 20 Days 13.33 hours 25 Days

years service and (15 days
subsequently year)

Eligibility for Part-Time Employees

Part-time employees working at least 20 hours, but less than 40 hours a week accrue
vacation prorated on the number of hours they work. For example, a non-exempt
employee working 30 hours weekly would accrue 72 hours (9.0 days) of vacation a year.

Part-time employees working less than 20 hours weekly are not eligible for paid vacation.
They may, however, take vacation time off without pay with the prior written approval of
their Principal Investigator.

Vacation Scheduling
After completion of 90 days employment, employees may request vacation at any time
after it has been accrued.

Vacation may be taken at any time of the year that is compatible with
laboratory/department requirements.

Principal Investigators and supervisors are responsible for scheduling vacations to ensure
adequate staffing at all times, and may, at their discretion, schedule employees to take
accrued vacation.

Should an employee change laboratories/departments, s/he will be given the option of

being paid for all unused vacation time accrued to the date of transfer.

Exception: If the new Principal Investigator is willing to accept the obligation of granting
the accrued vacation time at a later date, the employee may carry it forward with their
transfer. All conditions set forth above concerning the maximum accrual limits still apply.

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VACATION
Maximum Vacation Accural
Employees are expected to take their vacations in the twelve month period following that
in which they were earned. Further,

• An employee in a non-exempt position with less than five years of service with
17 days of vacation accrued, will cease to accrue vacation until the accrual falls
below 17 days (136 hours).

• An employee in an exempt position, with less than five years of service, will
cease accruing vacation when he/she has accrued 20 days (160 hours).

• A non-exempt employee with more than five years service will cease accruing
vacation when he/she has accrued 20 days (160 hours).

• An exempt employee with more than five years of service will cease accruing
vacation when he/she has accrued 25 days (200 hours).

Holiday(s) Occurring During Vacation

When a paid holiday falls within an employee's paid vacation, it is not counted as vacation
time. The employee will be paid holiday pay for the day.

Vacation Pay
Payment for vacation time is made when the employee takes the time off. Vacation may
not be taken in advance of it being earned.

Vacation Venefits/Termination
Upon termination, employees will receive pay for any accrued, unused vacation.

Effect of Leaves of Absence On Vacation Benefits

Employees on leaves of absence will cease accruing vacation time until they return to
work.

Non-medical Leave
BBRI does not continue health insurance premium coverage for employees on non-medical
leave of absence, but employees may pay for COBRA coverage during this time

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SICK LEAVE
Sick leave is defined as any absence from work due to illness for one or more days. Full-
time employees receive one-half day of paid absence credit for each full month of
employment for an accumulation of six days each calendar year. While sick leave begins
to accrue with the first day of the month following hire date, such leave will not be paid
during the first three months of employment. (Reminder: Any absences of a day or more
during the Introductory Period are not paid.) At the end of that period, full-time staff
members will be credited with three days sick leave and will receive an additional half-
day each month thereafter to a maximum accrual of 30 days. Borrowing against
anticipated accrued leave is not permitted. No vacation or sick leave is earned while an
employee is on leave of absence nor is unused sick leave paid upon termination of
employment.

 In the event of a catastrophic illness, taking performance, previous use of sick

leave and length of service into consideration, the Institute may, at its sole
discretion, elect to pay for sick leave beyond that accrued.

 Sick leave should be used only for personal or family illness. Any illness of more
than three days may require a physician's certificate. (See "Leaves of Absence.")

 A supervisor or BBRI must be notified immediately if an employee intends to take

sick leave or must be away from work for a day or more if they are ill. If an
employee wishes to use sick time for routine doctor or dental appointments, s/he
should inform a supervisor as to the date and time of the appointments. All non
-emergency appointments should be scheduled at the convenience of the office
during non-peak hours.

 An employee injured in an accident while on the Institute's premises will normally

be covered by Workers' Compensation Insurance and will be granted pay
according to the Institute's sick leave schedule. Additional sick leave under such
circumstances may be granted by Administration.

 Every opportunity will be made to find a position comparable to the one the
employee left if the leave of absence does not exceed time allotted within the
Institute's established guidelines.

Note: Sick leave is not compensible, that is, should an employee leave BBRI, accrued
sick leave that they have not taken will not be paid to them. Paid personal leave benefits
are provided by BBRI to ensure employees receive continuation of salary in the event they
are absent due to personal illness, to care for a member of their immediate family who is ill
(i.e., child, spouse or parent), other emergencies or personal reasons.

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SICK LEAVE
After accrued sick leave has been used up, employees will continue to receive any SDI
benefits for which they are eligible.

Workers’ Compensation
WOC employees injured on the job are eligible for workers' compensation benefits through
the VA. On the day of injury, BBRI will pay the injured employee's full salary. The
employee may then use accrued personal leave through the waiting period, if any, until
workers' compensation begins. BBRI will then pay the difference between any workers'
compensation payments and the employee's regular salary from the employee's
accumulated personal leave. When personal leave is exhausted, employees will continue
to receive any workers' compensation benefits for which they are eligible.

All work-related injuries or illnesses MUST be reported immediately to the employee's

supervisor. The supervisor then completes an accident report form and submits it to
Human Resources in the BBRI Administrative Office within 24 hours. BBRI will notify the
VA to ensure any claim for benefits is properly filed.

Medical Statements
An employee who has been absent from work and under a doctor's care for exposure to a
contagious disease or a medical problem which may limit work duties or hours must
provide Human Resources in the BBRI Administrative Office with a statement from a
physician that he or she may return to work and the date of return.

BBRI may also require employees who have been absent from work due to any illness to
provide a physician's statement indicating that they may return to work, and any limitations
on hours or type of work. For example, employees who have received verbal and/or
written warnings for absenteeism are required to provide a physician's statement for all
absences.

Reporting Sick Leave

If at all possible, employees unable to report to work due to illness or other reasons are
required to call personally to notify their Principal Investigator or other supervisor of their
absence. Calls are to be made not later than the one-half hour after the time they were
scheduled to report to work.

Employees must call their Principal Investigator or supervisor on each day of absence,
unless a doctor's statement has been provided certifying absence for a specific, or long-
term period.

Failure To Report Absences

Employees who fail to notify their Principal Investigator or supervisor of an absence or
tardiness may be subject to disciplinary action.

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SICK LEAVE
Employees who fail to inform their Principal Investigator or supervisor of an absence for
three consecutive days will be considered to have voluntarily resigned from their
employment at BBRI.

Recording and Time Sheet Porcedures

All employees must report all absences, including partial days on their time sheets.

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MEDICAL/MATERNITY LEAVE OF ABSENCE
BBRI provides medical/maternity leaves of absence to protect accrued length of service
and benefit rights which may otherwise be terminated and grants reinstatement in
accordance with appropriate laws.

Conditions For Leave

Employees requesting a medical/maternity leave must provide Human Resources in the
BBRI Administrative Office with a physician's statement advising that they are, or will be,
disabled and cannot work for a specific period of time. Employees requiring leaves are
expected to provide as much notice as possible.

Subsequently, BBRI requires continuing certification verifying disability sufficient to prevent

return to work:

 On a monthly basis

 Any time there is a change in the employee’s medical status

 Upon return to work at the end of the leave

 Upon the request of the employee’s supervisor.

The medical/maternity leave ends immediately when the physician provides a statement
advising that the employee has recovered and is able to resume work. An employee is
expected to return to work when the physician advises that he/she is able to resume
duties. To retain return to work rights, employees are required to return to work as
soon as they are no longer disabled and within four calendar months.

Eligibility
All full-time and part-time employees are eligible for personal medical/maternity leaves of
absence.

Personal Leave Pay

Employees who have accrued sick leave at the time they go on a medical/maternity leave
of absence will be paid as described in the Personal Leave Policy.

Request For Leave

Employees must request a leave for medical or maternity reasons in writing and submit it
to Human Resources in the BBRI Administrative Office. Request for Leave forms are
available in Human Resources. For emergency, unplanned leaves, employees contact
their Principal Investigator or other supervisor to report their absence and then discuss all
leave related issues with a representative of Human Resources in the BBRI Administrative
Office.

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MEDICAL/MATERNITY LEAVE OF ABSENCE
Continuing Medical Certification
Employees on leave are required to provide physician's statements certifying disability as
follows:

• for pregnancy, six weeks following delivery and every two weeks thereafter.
Employees who are disabled prior to delivery must also provide certification
every two weeks

• for other medical reasons, every two weeks.

Maximum Leave
The maximum time granted for a paid and/or unpaid medical/maternity leave of absence is
four calendar months in any twelve month period. An employee unable to return to work
by the end of this time may be terminated. Employees requiring additional time (e.g., to
care for an infant child) may request a family leave of absence (see Family Leaves of
Absence Policy for details).

Return Tl Work
BBRI will return employees coming back from unpaid medical/maternity leave of absence
for no more than four calendar months, to their former positions or to jobs of like status
and pay, if available, upon their return to work.

Benefit Accural
Employees absent on medical/maternity leaves will cease accruing any benefits such as
personal leave, holiday or vacation pay until they return to work.

Insurance Coverage For Employees On Leave

Group insurance coverage during medical leaves of absence of four months or less will
continue with no interruption. BBRI will provide information on premium costs and when
payments are due to ensure continued coverage. However, if the employee fails to return
to work after leave, under certain circumstances he or she will be required to reimburse
the cost of the premiums.

Supervisor Communication
Employees with questions about returning to work, length of leave, benefits or related
personnel policy issues MUST be referred to Human Resources in the BBRI
Administrative Office. Similarly, written correspondence to employees on leaves of
absence requires the signature of the Human Resources Coordinator, before being
mailed.

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MEDICAL/MATERNITY LEAVE OF ABSENCE
Pregnant Employees
Women who become pregnant are required to inform Human Resources in the BBRI
Administrative Office as soon as possible of their condition so that an assessment can be
made of the various hazardous chemicals and other situations in the workplace, to ensure
the safety of the unborn child.

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FAMILY LEAVES OF ABSENCE
A family leave of absence may be requested to care for a newborn, a newly adopted child,
or a seriously ill child, other legal dependent, spouse or parent. The leave may be granted
to employees in order to protect accrued length of service and benefit rights which may
otherwise be terminated.

Eligibility
Full-time and part time employees are eligible for a family leave after completion of one
year of service, providing they regularly work 1,250 hours or more per year (24 hours
weekly). Employees working less than 24 hours weekly are not eligible for family leaves of
absence.

Procedure/Approvals
Family leaves are requested in writing, submitted to the Principal Investigator or
supervisor, and forwarded to the BBRI Administrative Office. Request for Leave forms are
available from the Administrative Office. A representative of Administration will then
discuss all policies relating to the leave with the employee. Insofar as possible,
employees are requested to provide reasonable advance notice of their need for a family
leave.

Maximum Family Leave

The maximum time granted for unpaid family leave is 12 weeks in any one year period.

Employees who have already taken any time, up to four months of leave for disability due
to pregnancy, are eligible for up to 12 weeks family leave absence for a maximum
absence of 25 weeks.

Pay
At the time an employee goes on a family leave of absence, he or she will be able to use
any accrued, unused vacation and personal leave. Otherwise, family leaves are unpaid.

Scheduling
As necessary, family leaves may be scheduled for one continuous period, or intermittently
to accommodate a need for scheduled treatments such as chemotherapy or dialysis.

Medical Certification
BBRI requires written medical certification to support requests to care for seriously ill
family members. Certification must include:

• Date the serious condition commenced

• Probable duration of the condition

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FAMILY LEAVES OF ABSENCE
• A statement certifying that the condition warrants participation of a family member.

Continuation of a leave (up to the 12 week maximum) after the conclusion of the original
request for leave requires new certification from the doctor.

At any time, BBRI may request a second medical opinion, for which it will pay. If this
opinion is contrary to the first, a third opinion may be sought by BBRI. The results of this
final opinion will be binding.

Benefit Accrual
Employees absent from work on an unpaid family leave will cease to accrue benefits until
they return to work.

Group Insurance While On Leave

Group insurance coverage for employees on unpaid family leaves of absence will continue
without interruption.

Employees who terminate their employment prior to returning to work at the end of a leave
will be billed for any insurance premiums paid by BBRI for coverage during their absence.
The employee may not be required to pay these premiums if the failure to return was
caused by the continuation, recurrence or onset of a serious health condition which would
entitle the employee to family or medical leave or by circumstances beyond the
employee's control.

Return To Work
BBRI will return employees to their former positions or to jobs of like status and pay,
provided they return to work within the limits detailed above, and providing work is
available.

Employees are asked to call Human Resources in the BBRI Administrative Office every
two weeks to reaffirm their plans to return to work at the end of the leave.

UNDER NO CIRCUMSTANCES MAY A PRINCIPAL INVESTIGATOR

OR SUPERVISOR PROMISE TO HOLD A SPECIFIC JOB FOR AN
EMPLOYEE GOING ON A LEAVE OR ABSENCE, OR ALREADY ON
LEAVE.

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JURY DUTY/TRIAL WITNESS
BBRI will pay up to ten (10) days of jury duty. Employees who are required to spend more
than ten days on jury duty may use accrued vacation time or take time off without pay for
the additional days. Employees must notify their Principal Investigator or supervisor as
soon as they receive a summons for jury duty, and provide a copy of the letter to Human
Resources in the BBRI Administrative Office. Employees are required to provide
reasonable advance notice of any need for such leave and are expected to return to work
each day that they are not selected for jury duty or called as a witness. (Effective 07-01-
01)

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MILITARY LEAVE
Leaves of absence without pay are granted to all employees, from date of hire, who must
fulfill their reserve obligations, or for active duty. To be eligible for reinstatement to
employment, individuals must return to work in accordance with the provisions of the
Universal Military Training and Service Act. The leave of absence will expire if the
employee fails to return within the time limits set by the Act.

Benefit Accrual
Employees absent from work on military duty for 30 calendar days or less will continue to
accrue vacation and sick leave benefits. After 30 days, employees will cease accruing
these benefits until they return to work.

Vacation Pay
Employees going on military leave may request payment for any accrued, unused
vacation, equal to the time on leave.

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VOTING
If an employee cannot vote during normal, off-duty hours because of extended working
hours or distance from voting place, he or she is entitled to a maximum of two hours paid
time off to be taken either at the beginning or end of the working day. Employees are to
notify their Principal Investigator or supervisor of any required time off, in writing, three
working days in advance.

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DEATH IN FAMILY
Full-time and regular part-time employees working 20 hours a week or more may take up
to three days off from work with pay when a death occurs in the immediate family. Other
part-time employees may take time off without pay.

Immediate Family Defined

Immediate family is defined as:

Spouse Grandparents
Parent/Step-Parent Grandchildren
Child/Step-Child Son/Daughter-in-law
Sister/Brother Spouse's Parents
Sister/Brother-in-law

Any individual who resides with the employee as a member of his/her family.

Extended Time Off

If more time off is required due to travel or extenuating circumstances, employees may
take accrued personal leave, accrued vacation, or request an unpaid personal leave of
absence.

Funeral Absences
With approval of the Principal Investigator or other supervisor, employees may take up to
four hours paid time off to attend the funeral of a friend or relative other than those detailed
above.

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BENEFITS PROGRAMS

BBRI provides its employees with a comprehensive and attractive package of benefits.
In addition to the matching funds the Institute pays for Social Security, Workers'
Compensation, State Disability and Unemployment Insurance, the following benefits are
also provided and charged to the employing PI as non-labor costs:

Note: Eligibility for health and dental coverage occurs on the first day of the month
following your date of employment. As an example, if a person were employed on June
10, they would be eligible to participate in the insurance plan on July 1.

 Term Life and AD&D

 Dental Benefits

 Basic Health Care Benefits

 Major Medical and Hospitalization Benefits

 Retirement Plan. Employees who have completed 12 consecutive months of full-time

employment may be eligible for enrollment in BBRI’s employer paid retirement plan.

 403(b) Plan: All employees meeting age and service requirements are eligible to
participate in the Institute's 403(b) tax sheltered annuity plan. (This is paid for by
the employee.)

Worker’s Compensation
Workers' compensation insurance provides for medical treatment and temporary
compensation for loss of work due to work-related injuries or accidents.

Eligibility: All employees are covered by workers' compensation insurance from date of
hire.

Premium Costs: BBRI pays the full premium for workers' compensation insurance.

Reporting Accidents: On the job injuries, no matter how minor, should be treated and
reported immediately to Human Resources in the BBRI Administrative Office. BBRI will
then ensure the VA is properly notified.

State Disability Insurance

State Disability Insurance provides benefits when an employee is off work due to a non
work-related illness or injury.

Eligibility: All employees are covered for State Disability from date of hire.

Premium Costs: Employees pay the premium costs, through payroll deduction, for State
Disability Insurance in accordance with State laws.

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Unemployment Insurance
Unemployment insurance provides benefits, in accordance with legislated standards, to
individuals who are unemployed through no fault of their own. For example, employees
who voluntarily resign are generally not eligible for benefits.

Eligibility: All employees are covered by unemployment insurance from date of hire.

Premium Costs: BBRI pays all premium costs for unemployment insurance.

Information
Full details of the insurance programs described here are available from Human
Resources in the BBRI Administrative Office.

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SEMINARS AND COURSES
BBRI encourages full-time employees to develop their skills through inservice and other
educational programs. These include:

• VA or BBRI seminars in which BBRI employees may participate

• Attendance at external seminars and conferences

• Continuing professional education for licenses/certifications

BBRI does not guarantee that participation in such programs will result in promotions or
salary increases.

The seminar must be job related or identified on the employee's performance plan as
being appropriate to meet specific job needs. Employees are encouraged to discuss
development and training opportunities with their Principal Investigator or supervisor to
determine programs that will meet organization needs as well as their individual
preferences.

Grant Budgets
Employees are eligible for reimbursement of costs for external seminars and courses at
the discretion of the Principal Investigator and available research grant monies.

BBRI Budgets
Attendance at seminars or courses being paid for by other BBRI funds requires the prior,
written approval of the Executive Director.

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PERFORMANCE EVALUATIONS AND PAY RAISES

The Principal Investigator or supervisor should conduct performance evaluations at the

time of an employee’s annual anniversary date. The performance review is extremely
important for the employee and the Institute. The system that we have established
provides the employee with the most indispensable requirement for doing a good job --
knowing what a "good job" consists of from the point of view of his or her supervisor.
Just as important, the appraisal system will give the supervisor an opportunity to clarify
in his or her own mind precisely what is expected of the employee. And, finally, the
system offers the employee a formal opportunity to tell his/her supervisor how s/he feels
about the job. If an employee disagrees with the appraisal s/he receives, s/he may ask
for a supplemental review.

Note to Principal Investigators and supervisors: No recommendation for a merit

increase in an employee’s salary will be initiated by BBRI without a written Performance
Evaluation Report for the employee, signed by the Principal Investigator or supervisor
making the recommendation.

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PROGRESSIVE DISCIPLINE
Principal Investigators and other supervisors are responsible for counseling employees
regarding problems such as poor work performance, poor attendance and frequent
tardiness, violations of any policy or any action that interferes with the smooth flow of work
in a department or any other BBRI policy. The goal of this counseling is to help the
employee resolve his/her problems and to continue or return to work in a manner that is
productive for BBRI.

Performance Problems
In the event that below standard performance is the reason for initiating a progressive
disciplinary process, supervisors should have previously met with the employee to:

• Review the position description to ensure duties and performance standards are
clearly understood.

• Review prior training/experience to ensure the employee has the necessary skills
to perform the job.

Prior to starting progressive discipline, the supervisor should ensure the employee has
been offered additional training in any deficient performance area, and discussed the
performance problems with the Executive Director to ensure all options have been tried.

Documentation of Progressive Discipline

To protect BBRI from costly legal action and to ensure the organization's unemployment
insurance premiums remain at minimum levels, it is essential that problems requiring
counseling and/or progressive discipline be properly documented. Generally,
documentation might detail:

• The exact, specific reasons for the counseling including date, time and facts.
Attach copies of related documents

• The specific corrective action required.

• A reasonable time limit in which the employee must show improvement.

The first time an employee is given a warning notice, he or she must consider it a notice to
correct the deficiency. The employee must then demonstrate immediate and continued
improvement.

All formal instances of discipline are to be documented in writing and signed by both the
supervisor and employee. Copies of all such documentation are provided to the
employee. The original is forwarded to Human Resources in the BBRI Administrative
Office for the employee's file.

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PROGRESSIVE DISCIPLINE
Disciplinary Suspension
Principal Investigators and other supervisors may place an employee on immediate
suspension without pay for up to three days at any time when related conduct requires an
investigation to determine whether or not an employee should be terminated. Typically,
suspension is used when it appears an employee may be involved in a major, emergency-
type problem such as possible theft or threatened violence. Management will fully
investigate the problem and determine the appropriate disciplinary action (up to and
including termination). All such actions must be documented in detail.

Disciplinary Termination
Terminations for cause are initiated by supervisors for any action by an employee that has
or might have a detrimental effect on BBRI's and/or VA’s research or operational activities,
property, staff or organizations that provide research support; or which interferes with the
rights or proper interests of employees, BBRI or organizations with which it is associated,
including poor performance.

Principal Investigators and other supervisors must consult with the Executive Director
before notifying an employee of termination under this policy. The Executive Director will
review available documentation and advise management as to any inherent risks in taking
this action.

The Executive Director will also initiate preparation of final paycheck and prepare final
termination documents.

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GRIEVANCE POLICY
BBRI recognizes that occasionally problems and misunderstandings may arise and
management wishes to ensure that all such problems are resolved quickly and fairly.
However, it is also recognized that not all problems will be solved quickly, and there is no
guarantee that the resolution will be to the employee's satisfaction. The grievance policy
is designed to address employee concerns regarding policies.

Definition
"Grievance" is defined as an employee's expressed dissatisfaction concerning any
interpretation or application of a work-related policy by management, supervisors or other
employees. Qualifying grievances under this policy may include a belief that the
organization policies and procedures have been applied incorrectly. Improper or unfair
administration of employee benefits or conditions of employment such as scheduling,
vacations, fringe benefits, promotions, retirement, holidays, performance review, or
seniority may also be reasons to submit a grievance.

Responsibility
Principal Investigators, other supervisors and the Executive Director are responsible for
ensuring action is promptly taken to resolve problems.

Employee Rights
All employees have the right to voice their concerns and present issues to management.
Management will make every attempt to resolve the issues equitably. Principal
Investigators and other supervisors are directed to address, and if possible, resolve all
such difficulties as quickly as possible. If the problem cannot be resolved, the employee
may bring the problem to the attention of the next level of management, who will
investigate the situation and take action to ensure its resolution.

Procedure

• Step One: Most employees' problems can be resolved through an informal

discussion with their immediate supervisors, and employees are encouraged to
make this their first step in resolving any problems.

Note: Occasionally, an employee's complaint involves his/her supervisor.

Supervisors should realize that employees often do not feel free to express such
concerns to them. Therefore, employees are encouraged to discuss complaints
with the next higher level of management to avoid any awkward situation. As an
alternative, the employee may discuss his/her complaint at any time with the
Executive Director.

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GRIEVANCE POLICY
• Step Two: If a solution is not agreed upon as a result of the first meeting, the
employee has the option of discussing the problem with the next level of
management, within five working days of the immediate supervisor's response.
The next level supervisor is expected to respond to the employee filing the
grievance, with a recommended resolution within five working days, following
discussion.

• Step Three: If the employee's complaint is not settled to his/her satisfaction, or if

the employee has not heard a response from his/her supervisor, then the
employee may document the complaint in writing and submit it to the Executive
Director.

• Step Four: After reviewing the grievance, and conducting any clarifying
investigation, the Executive Director will render an opinion, in writing, to the
employee as to whether or not the organization's policy and procedure was applied
appropriately, and what, if any, corrective action will be taken. Insofar as possible,
this investigation and response will take place within ten working days. However,
this may depend upon the availability of others to assist in the investigation. The
Executive Director’s proposed solution to the problem will be final.

Employees, Principal Investigators and/or supervisors may, at any time, request the
Executive Director to act as a neutral third party to aid in resolving differences.

VA Involvement
Should an employee's complaint involve a VA employee, the Executive Director will
coordinate the grievance process with the appropriate VA department.

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ATTENDANCE
Good attendance and punctuality are essential elements of solid employee performance
and are measured by objective standards. Employees are expected to maintain a good
attendance record. Poor attendance and tardiness disrupt productivity and make it difficult
for the laboratories or departments to function effectively. Excessive absenteeism or
tardiness for any reason may result in an employee being counseled, placed on probation
or terminated.

Reporting Absences
Employees must personally notify their Principal Investigator or other supervisor if they are
unable to report to work or will be more than 30 minutes late, during the first half-hour of
their normal work day. A telephone call must be made by the employee to their Principal
Investigator or supervisor for each day of absence, unless a doctor's statement has been
provided certifying an extended absence for a specific period.

Documentation of Absences
A doctor's certificate may be required any time an employee is absent because of illness
or injury. In such cases, the certificate must be turned in at the time of return.

All absences must be documented on the appropriate employee time record.

Punctuality
Employees are expected to be on time and ready to start work as scheduled. Generally,
arrival at any time after the established start-work time, is considered a tardiness
occurrence. Frequent tardiness may result in disciplinary action.

Failure To Report Absences

Any employee who fails to notify his or her Principal Investigator or supervisor or BBRI of
an absence for three working days from the time he/she normally reports to work will be
considered to have abandoned his/her position and voluntarily terminated his/her
employment.

Further, an employee who fails to notify BBRI of an absence on any single day will be
subject to disciplinary action.

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HARASSMENT
Policy
It is BBRI's policy to ensure fair and equitable treatment of all employees by providing
pleasant and safe working conditions. Toward this end, the organization has an affirmative
duty to maintain a work place free from harassment or intimidation of any employee by
co-workers, management personnel, or any outside source.

Definition
Harassment may be of a visual, verbal, physical or mental nature for reasons pertaining to
national origin, physical handicap, race, color, religion or sex.

Sexual Harassment
The policy of BBRI is that all employees will work in an environment free from sexual
harassment. Management will actively investigate any allegation of sexual harassment,
and if it is determined that sexual harassment has occurred, the organization will take
appropriate disciplinary action, which may include discharge of the offending employee.

Sexual harassment consists of unwelcomed sexual advances, requests for sexual favors,
and other verbal or physical conduct of a sexual nature when an employee's response to
such conduct affects that employee's job status or work environment.

Activities of this nature distract employees from legitimate organization functions and
serve no useful purpose. Therefore, sexual advances, requests for sexual favors, or
verbal or physical conduct that has sexual connotations will not be tolerated.

BBRI does not permit employees to use sexually offensive jokes, cartoons, posters or
other similar items that could possibly contribute to an intimidating work environment.

Sexually harassing behavior by representatives of organizations that provide grants to

BBRI, suppliers, contractors, and other non-employees who have reason to be on the
premises will not be tolerated.

Training
All BBRI employees at VAMC-WLA must participate in the Sexual Harassment training
program provided by the VA Human Resources Department.

Employee Responsibility
Any employee who believes that he or she is being sexually harassed by anyone on
VA/BBRI premises should promptly take the following steps:

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HARASSMENT
• Politely but firmly confront whoever is doing the harassing. The employee should
state how he/she feels about this action and request that the person cease
harassing immediately. Sometimes people aren't sensitive to the fact that they are
being offensive.

• If the harassment continues, or if the employee believes some employment

consequences may result from the confrontation, the employee should inform the
Executive Director. This report should be in writing and include the times, places
and specifics of each incident, and the names of others who might have observed
the incident or the employee's reactions.

VA Involvment
Where appropriate, the Executive Director will notify the VA's Equal Employment Officer to
coordinate the investigation and resolution of any harassment problem.

Employees of BBRI also have access to the VA procedures through their Equal
Employment Officer. An outline of this procedure follows.

VA PROCEDURES FOR PROCESSING COMPLAINTS OF DISCRIMINATION

IN FEDERAL EMPLOYMENT BASED ON RACE, COLOR, RELIGION,
SEX, NATIONAL ORIGIN, AGE, DISABILITY AND REPRISAL

1. The employee contacts a VA EEO Counselor within 45 days of the

alleged discriminatory action.

2. The EEO Counselor has 30 calendar days from the date of initial
contact to attempt informal resolution.

3. If informal resolution cannot be attained, the employee is issued a

Notice of Right to File a formal complaint. The formal complaint must be
filed, in writing, within 15 calendar days from receipt of notification, unless
agreed in writing to an extension of up to 60 calendar days.

4. A formal complaint is filed with the EEO Officer at the facility where the
complaint arose. The agency is required to conduct a complete
investigation of the complaint within 180 days of filing the formal complaint,
unless the parties agree in writing to extend the period.

5. The EEO Officer reviews the complaint for acceptance and advises the
Director of Equal Employment Opportunity to assign an Investigator from a
jurisdiction within the agency, other than that facility where the complaint
arose. The complaint, or specific issues involved in the complaint, may be
forwarded to the Office of General Counsel for review.

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HARASSMENT
6. Upon completion of the investigation, the employee and his/her
representative, are given copies of the Investigative Report File. If an
accepted complaint has not been investigated and transmitted to the
employee and his/her representative within 180 calendar days of the date
the complaint was filed, the employee may request a hearing by an EEOC
Administrative Judge.

7. The EEO Officer notifies the employee of his or her right to request a
final agency decision from General Counsel, with or without a hearing by
an Administrative Judge appointed by EEOC, and of the 30 calendar day
time limit to request a hearing. The employee may not request a hearing
before the 181st day, unless the report of investigation is received sooner.

8. If the employee elects to have a hearing, the EEO Officer transmits the
employee's election to the EEOC District Office having geographic
jurisdiction over the VA facility where the complaint arose. The hearing is
conducted and the Administrative Judge issues findings and conclusions
on the merits of the complaint.

9. If the employee elects an immediate final agency decision, without a

hearing, or fails to respond to the transmitted advisement of his or her
rights within 30 calendar days, the EEO Officer will forward the complaint
file to the Office of General Counsel for final agency decision.

10. The final agency decision shall be issued to the employee within 60
calendar days of receipt from the EEO Officer or from the Administrative
Judge, if there was a hearing.

11. The General Counsel's decision is final and no further appeal within VA
will be considered. The employee may appeal the final agency decision
within 30 calendar days of receipt of the final agency decision to the
EEOC's Office of Federal Operations.

12. The employee may file a civil action in Federal District Court within 90
days of receipt of the final agency decision, or within 90 calendar days of
receipt of the appellate decision of the EEO. The employee may also file a
civil action after 180 calendar days from the date any appeal was filed with
EEOC.

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 HARASSMENT

Management Responsibility
Every Principal Investigator and other members of management are responsible for
ensuring that no sexual harassment occurs within his or her area of authority.

• Any complaint of sexual harassment must receive the immediate attention of the
supervisor to whom it is made and should be reported immediately to the
Executive Director. Supervisors who fail to report sexual harassment incidents
immediately, however minor, may be subject to termination. The Executive
Director will provide advice and guidance throughout the resolution process.

• Investigation of a complaint of sexual harassment normally will include conferring

with the parties and witnesses named by the complaining employee.

• Because of their sensitive nature, complaints of sexual harassment are

investigated with particular care and will remain, to the extent possible, strictly
confidential.

• In no event will information concerning a complaint of sexual harassment be

released by BBRI to third parties or to anyone within the organization who is not
involved with the investigation. More specifically, information will not be released
to an affected employee's family, the news media, or a prospective employer
seeking a reference. The purpose of this provision is to protect the confidentiality
of the employee who files a complaint, to encourage the reporting of any incidents
of sexual harassment, and to protect the reputation of any employee wrongfully
charged with sexual harassment.

Other Types of Harassment

Other types of harassment may be of a visual, verbal, physical or mental nature for
reasons including, but not limited to, national origin, physical handicap, race, color, sexual
orientation or religion.

Employees who believe they have been harassed should follow the same steps as
detailed in Employee Responsibility, above.

All reports of harassment of any kind will be investigated immediately by management and
any necessary action taken will be to ensure that it does not recur.

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HARASSMENT

Disciplinary Action
Disciplinary action against sexual or other harassment will depend upon the
circumstances surrounding the incident. Minor first offenses may lead to written
reprimands and/or suspension without pay. Major or multiple offenses will lead to the
dismissal of the offender.

Harassment or intimidation by any employee will not be tolerated and will be just cause for
disciplinary action which may include dismissal.

Management staff who fail to report such incidents, however minor, to the Executive
Director immediately, may also be subject to disciplinary action, or in the case of VA
management staff, be reported to the WLA VAMC Human Resources Department.

The confidence that the public, representatives of organizations underwriting research,

and others have in BBRI is inspired to a large degree by the personal conduct of the
organization's employees and the appearance conveyed by that conduct. Good taste,
common sense, and high moral standards are the best guide to avoiding any conflict of
interest.

This policy on conduct is intended to give some general rules to follow as well as some
specific examples of situations to avoid. If there is any doubt as to whether a situation
might be unethical or, even if it is ethical, whether it might appear unethical, it should be
discussed with the Executive Director. In either event, the situation could result in an
embarrassment to, or a loss of confidence in BBRI and/or VA and its employees, which is
something all staff must strive to avoid.

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BUSINESS CONDUCT
Conflict of Interest
Employees must be very careful that their relationships and activities will not subject them
or BBRI to criticism. Employees must avoid entering into transactions where it may appear
that they are improperly benefiting from their employment with the organization. This
includes the use of one's relationship with BBRI for his or her personal profit or advantage,
either directly or indirectly.

All employees are required to disclose potential conflicts of interest, including those in
which they have been inadvertently placed because of business or personal relationships
with suppliers, business associates or competitors of BBRI. When there is any question in
an employee's mind about the propriety of his or her activities outside the organization, he
or she should discuss such activities with his or her Principal Investigator or other
supervisor. As necessary, the Principal Investigator or supervisor may ask the Executive
Director to follow up to ensure that any potential conflicts are within policy. Some of the
areas in which there may be conflicts of interest are outlined in the policies below.

Employees are required to sign a statement relative to standards of ethical conduct at time
of hire.

Corporate Opportunity/Self-Dealing
Employees must not take for their own advantage an opportunity that rightfully belongs to
BBRI. Whenever BBRI has been actively soliciting a grant or research opportunity, or the
opportunity has been offered to it, or the organization's funds, facilities, or personnel have
been used in pursuing the opportunity, that opportunity rightfully belongs to BBRI and not
to the employees who may be in a position to divert it for their own benefit.

Further, employees have a responsibility to offer such an opportunity to BBRI first, before
the employee can invest in the opportunity for his or her own benefit.

Examples of improperly taking advantage of a corporate opportunity include:

• Selling proprietary and confidential business information to which an employee has

access because of his or her position.

• Receiving a commission or fee on a transaction which would otherwise accrue to

BBRI.

• Diverting business or personnel from the organization.

• Otherwise improperly profiting, either directly or indirectly, to the organization's

detriment.

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BUSINESS CONDUCT
Gifts and Gratuities
In general, employees are prohibited from accepting and retaining anything of unusual
value and or benefit from anyone in connection with the business of BBRI, either before or
after a transaction is discussed or consummated. Anything $50 and over is considered to
be of "unusual value". Any doubts regarding this area should be resolved by refusing the
gift or benefit.

Specific exceptions to this prohibition are made if there is no reasonable likelihood of

improper influence in the employee's performance of duties on behalf of BBRI. The
personal benefit, however, must be one of the following:

• Normal business courtesies, such as a meal, refreshment or entertainment of

reasonable value, in the course of a meeting or other occasion, the purpose of
which is to hold bona fide business discussions.

• Non-cash gifts of reasonable value (under $50) such as those received at holiday
time or special occasions, such as a new job, promotion, wedding, or retirement
which represent an expression of friendship.

• Unsolicited advertising and promotional material of nominal value, such as pens,

pencils, note pads, key chains, calendars and similar items.

• Awards given by charitable, educational, civic, or religious organizations for

meritorious contributions or service.

Outside Employment (See also, Combination Employment At BBRI and VA/UCLA)

It is preferred that full-time employees of BBRI refrain from accepting other employment,
either temporary or part-time. While there may be circumstances that would justify an
exception to this policy, the employment should not interfere with BBRI's work or
scheduled work hours.

If any outside employment detrimentally affects the work of an employee, he or she will be
subject to disciplinary action up to and including termination.

Dishonest Acts By Others

Any employee who becomes aware of any unethical, dishonest or illegal conduct, or has
reasonable grounds to suspect that another employee has engaged in such conduct, has
a duty to report it immediately to their Principal Investigator or supervisor, who will contact
the Executive Director to determine what action, if any, will be taken.

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BUSINESS CONDUCT
Use of BBRI'S Name
Employees are asked to exercise care to avoid the use of BBRI's name in any manner
which can be misinterpreted or improperly used to indicate any tie-in between the
organization and an outside activity. For example, a staff member's endorsement of an
advertised article, if accompanied by his address in care of BBRI or a statement of his
connection with the organization, would be an improper activity which should be avoided.
Further BBRI stationery must not be used for any personal correspondence.

USE OF BBRI’S NAME IN PRINT FOR ANY PURPOSE MUST HAVE

PRIOR WRITTEN APPROVAL OF BBRI’S EXECUTIVE DIRECTOR.

Confidential Information
Any information relating to BBRI's business and research activities, including sources and
amounts of funds, supplier lists, pricing and the results of the BBRI's work, is considered
proprietary and confidential. Further, employees may have access to proprietary
information from funding sources such as pharmaceutical companies. This information is
shared with employees in trust and confidence and employees must not disclose this infor-
mation to anyone outside of BBRI either during or after employment. Release of
information may result in termination and legal action.

Solicitations and Distributions

In order to maintain the current level of efficient and safe functioning of all departments,
BBRI places restrictions on solicitations and distributions as follows:

Solicitations to obtain membership, for subscriptions, payment of money or sale of any

items on behalf of any company (e.g. Amway, Avon), club (e.g., Girl Scouts, Cub Scouts),
society, school, labor union, religious organization/church, political party or similar
organizations are all covered by this policy.

• Employees are permitted to engage in solicitation of goods, services or

memberships only during non-working hours and in non-working areas. Non-
working areas are those outside of laboratories and offices. Non-working time is
the lunch period, breaks and before and after work.

Employees who engage in such activities will receive a written warning. Subsequent
violations will result in further disciplinary action.

Telephone Calls
Personal phone calls are discouraged. Employees who must make personal phone calls
should keep them to three minutes, and when using a VA/BBRI telephone must bill the call
to their home number or a credit card.

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BUSINESS CONDUCT
Smoking
The VA/BBRI provides a smoke-free environment for all employees. There is no smoking
inside any of its facilities.

Employees who wish to smoke may do so during lunch and break times outside of the
facilities, providing they are a minimum of 40 feet from any building.

Computer Policies
Computers, computer files, software, the e-mail system and Internet access are furnished
to employees by BBRI for business/research use.

Employees who use computers connected to the VA network must comply with all VA
regulations relative to this use.

Personal Use
While the occasional use of computers, software and communication systems for personal
use is permitted, employees must remember that these are owned and/or leased by BBRI
and/or VA and any personal messages or information are not confidential and may be
accessed by other BBRI and/or VA staff at any time.

Further, employees are expected to use good business sense and taste in their use of
BBRI computers. Employees should not abuse the privilege of having access to a
computer for personal purposes. Examples of such abuse include:

• soliciting others for commercial, religious or political causes or others non-business

matters

• spending excessive amounts of time on the computer for personal reasons

• using it to access or transmit information that may be offensive to others such as

sexually explicit material, ethnic jokes, racial comments or similar.

Business Use/Confidentiality
All data about research, patients and BBRI is considered confidential and employees must
not release or transmit this information to others that do not have a clear right to the
information.

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BUSINESS CONDUCT
Software License
Employees must comply with all software license agreements and copyright laws. At the
time an employee is given access to new software, he or she will be informed as to any
copyright or licensing requirements.

• New software programs may be installed into a department computer or network

only after obtaining the written approval of the VA and/or BBRI MIS department to
ensure they are free of viruses.

• Employees must not copy or otherwise transfer a software program to another

computer (BBRI or personal) without the prior, written approval of the MIS
Manager.

Compliance
Employees who abuse personal access to the computer or do not comply with these
policies will be subject to disciplinary action up to and including termination.

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SUBSTANCE ABUSE
BBRI has the responsibility and legal obligation not only to its employees, but to the
organizations that provide research grants, federal, state and local authorities and to the
general public to provide a safe, healthy and secure environment.

Definitions
"Substance abuse" is defined as: use or possession of alcohol or illegal drugs on
VA/BBRI premises, including parking areas; use of alcoholic beverages or illegal drugs
while off organization premises which interfere with the employee's performance at work;
being under the influence of illegal drugs or alcohol while on VA/BBRI premises; and
selling or distributing of alcohol or illegal drugs VA/BBRI premises, including parking areas.

"Illegal drugs" are any drugs not legally obtainable, or are legally obtainable but have not
been legally obtained. The term includes prescribed drugs not legally obtained and
prescribed drugs not being used for prescribed purposes. It also includes marijuana and
cocaine.

"Being under the influence of illegal drugs or alcohol" is defined as: blood alcohol in
excess of 0.08 percent or the presence of any detectable amount of an illegal drug in the
employee's blood or urine.

Drug Testing
As "without compensation" employees of the Department of Veterans Affairs, BBRI staff
are subject to random drug testing.

Disciplinary Action
Employees believed to be under the influence of illegal drugs or alcohol while at work will
be referred for assistance through the employee's private physician.

Continued substance abuse may result in disciplinary action up to and including

termination.

Any employee found having illegal drugs or drug paraphernalia in his/her possession on
VA/BBRI premises, including parking areas, will be immediately terminated.

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TERMINATIONS
This policy provides guidelines to Principal Investigators and supervisors in the proper
classification of terminations and protects BBRI's interests in this regard.

Employment At Will
Employees of BBRI are free to terminate their employment at any time and for any reason.
BBRI has this same right and may terminate employees at any time with, or without cause
or reason.

Resignations

• Employees who resign are those who voluntarily choose to terminate their employ-
ment with BBRI.

• Employees who voluntarily resign are requested to provide at least two weeks
notice in writing. The letter should include the reasons for resignation and the date
of termination (i.e., last day of work).

• At termination, employees are paid for any earned, but unused, vacation. No
payment will be made for any accrued but unused sick leave.

• Employees who plan to retire are asked to give at least one month's notice, in
writing.

• Employees who fail to report to work for three consecutive working days without
notifying their supervisors will be considered as having voluntarily terminated their
employment with BBRI. If, on the second day, the employee has failed to call or
report to work, the Principal Investigator or supervisor informs the Executive
Director, who will then prepare a letter of termination. Such employees are paid for
any earned, but unused, vacation.

Non-Disciplinary Terminations
Non-disciplinary terminations are initiated for reasons generally considered to be beyond
the control of the employee. Reasons for this type of termination include layoff for lack of
work, end of grant funding, budgetary cuts, or reorganization. An employee may also be
terminated if they are unable to perform the duties of the job.

Principal Investigators and other supervisors will make reasonable efforts to avoid
non-disciplinary terminations and layoffs. In cases where an employee cannot perform
his/her work to the required standards, the employee will be counseled with the possibility
of termination.

If an employee is terminated for non-disciplinary reasons, he/she will be paid for any
earned, but unused, vacation. No payment will be made for any accrued but unused
personal leave.

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TERMINATIONS
Disciplinary Terminations
Terminations for cause are initiated by supervisors for any action by an employee that has
or might have a detrimental effect on BBRI's business or research activities, property, its
staff or organizations providing grants; or which interferes with the rights or proper
interests of employees, BBRI or others having a research or business relationship with the
organization. Any such action may result in an employee being terminated. Payment will
be made for any earned, but unused, vacation. No payment will be made for accrued, but
unused, personal leave.

Management Responsibilities and Review

Principal Investigators and the Executive Director have the final responsibility to determine
whether an employee is to be terminated.

ALL TERMINATIONS INITIATED BY MANAGEMENT MUST BE

APPROVED IN ADVANCE BY THE EXECUTIVE DIRECTOR.

Final Paychecks
• The final paycheck of a terminating employee who has given notice of at least
three working days will be available in the BBRI Administrative Office, on the
employee's last day of work.

• When an employee terminates without notice, or notice of less than three working
days, the final paycheck will be available to the employee within three working
days of the termination notice.

• Paychecks for employees who are terminated by BBRI will be given to the
employee at termination (on the last day of work).

• A final check will not be delivered until the employee has returned his or her VA
identification card and all keys, equipment or other BBRI property to his or her
Principal Investigator, a supervisor or the BBRI Human Resources Manager.

Company Property
Principal Investigators or other supervisors are responsible for collecting any VA/BBRI
property employees may have in their possession at time of termination. This includes
door keys and card keys for buildings and parking areas.

Insurance Coverage
Insurance coverage ends on the last day of the month following date of termination. Most
employees are eligible to continue health insurance coverage under COBRA regulations,
providing they pay the full cost of premiums. Each terminating employee will be provided
with details on continuing insurance coverage.

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SECURITY
Building Security
The control of physical facilities is necessary so that research activities, assets,
equipment and materials are protected and employees may work without intrusion and
interruption. Toward this end, the Department of Veterans Affairs maintains appropriate
security systems, and employees of BBRI are required to comply with these.

Visitors
Visits to BBRI or VA facilities by relatives, friends, former employees, or others
unnecessary to organization business are discouraged.

Company Property
Employees are expected to respect VA/BBRI property, such as equipment, supplies,
furniture, documents, etc. Willful or intentional carelessness resulting in damage to
organization property may lead to termination. In addition, VA/BBRI property is not to be
appropriated for personal use.

Employees who must take large or valuable equipment or supplies (e.g., computers) home
to work are required to obtain the prior, written approval of the Principal Investigator or
supervisor. If the equipment or supplies belong to the VA, the approval of the VA is
required in accordance with their policies.

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SAFETY AND HEALTH
BBRI is concerned with providing a safe working environment for its employees, and in
controlling related insurance costs. All employees are required to comply with VA safety
regulations. While the majority of work performed at VA/BBRI is very safe, employees
may periodically be exposed to potentially unsafe or hazardous situations. As a result, the
organization has a comprehensive safety and health program that includes:

• Providing physical safeguards to the maximum extent possible.

• Conducting periodic safety and health inspections to find and eliminate unsafe
working conditions or practices, to control health hazards, and to comply fully with
the safety and health standards for every job.

• Training employees in good safety and health practices.

• Providing necessary personal protective equipment, and instructions for use and
care.

• Developing and enforcing safety rules, and requiring that employees cooperate
with these rules as a condition of employment.

• Investigating, promptly and thoroughly, every accident to find out what caused it
and correct the problem so it will not happen again.

Responsibility
The Safety Coordinator acts as liaison with the VA to maintain the safety and health
program at BBRI. The Safety Coordinator coordinates all safety activities including training
and identifying hazards with VA safety staff.

Principal Investigators/supervisors are responsible for demonstrating proper attitudes

toward safety and health, requiring similar attitudes among those they supervise, and
ensuring that all activities are performed with the utmost regard for the safety and health of
all personnel involved. As appropriate, supervisors will ensure proper training in activities
that could be unsafe if performed improperly.

Employees are responsible for whole-hearted, genuine cooperation with all aspects of the
safety and health program--including compliance with all rules and regulations--and for
continuously practicing safety while performing their duties.

Unsafe Conditions
Employees are required to report any unsafe conditions which could affect their safety, the
safety of their co-workers or members of the public, to their Principal Investigator or the
Safety Coordinator.

SAFETY AND HEALTH

Accidents
Accidents involving employees or visitors must be reported to a Principal Investigator or
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supervisor immediately to ensure that the injured person receives the proper medical
attention and BBRI'S workers' compensation insurance carrier is properly notified.
Accidents must also be reported immediately to the Executive Director and appropriate VA
official.

Employees requiring medical attention for a work related injury may obtain a medical
authorization from their Principal Investigator, supervisor or Human Resources in the BBRI
Administrative Office.

Training
Employees are instructed in safety issues

• At the time the safety and health program is implemented or changed

• At the time of hire

• When given new job assignments, if training was not previously received

• Whenever new substances, processes, procedures or equipment are introduced to

the work place and present a new hazard.

• Whenever personal protective equipment or different work practices are used on

existing hazards.

• Whenever they or their supervisors are made aware of a new or previously

unrecognized hazard.

Principal Investigators or other supervisors receive periodic training to assure they are
familiar with the safety and health hazards to which employees under their immediate
direction and control may be exposed.

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HAZARD COMMUNICATION PROGRAM (HAZCOM)
Hazard Communication (HAZCOM)
The Hazard Communication (HazCom) Program has been established to inform personnel
about federal safety and health regulations in an effort to reduce the number of chemically-
related injuries and illnesses. All HazCom program activities are coordinated with the VA.
The program ensures the workers' right-to-know about potential dangers by requiring that
manufacturers and distributors provide Material Safety Data Sheets (MSDS) that
communicate information to workers about chemical hazards in the work place.

The HazCom training program is a requirement for all workers in contact with hazardous
materials in their work place. The training will provide the employee with information on
container warning labels, MSDS and the proper handling, usage, storage and
transportation of chemicals. Training classes will be made available periodically
throughout the year so that the employee will be up-dated when new data is received from
suppliers and/or federal, state and local agencies. This training is required annually.

HAZCOM Training
Safety classes on handling hazardous materials are scheduled and conducted by the VA
safety staff.

Material Safety Data Sheets (MSDS)

Information on MSDS includes:

• The chemical's name or names

• Name, address, and phone number of manufacturer
• List of the chemical's ingredients
• Permissible Exposure Limits (PEL) or Threshold Limit Value (TLV)
• What conditions or other substances will cause the chemical to catch fire, explode,
melt or turn into dangerous gases
• How the chemical usually looks and smells
• What to do if the chemical spills or leaks
• How to prevent dangerous exposure
• Health hazards such as skin irritant or cancer causing
• Symptoms of over exposure to the chemical
• What to do if someone is over exposed to the chemical
• When the MSDS are prepared

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HAZARD COMMUNICATION PROGRAM (HAZCOM)
Material Safety Data Sheets (MSDS) are kept on file in BBRI's Administrative Office
(Building 114, Room 218), if the chemicals were purchased by BBRI and one copy is sent
to the user. The VA provides the user with one copy of the MSDS on any chemicals
purchased by the VA.

MSDS are available to all employees by contacting the BBRI Administrative Office. The
Safety Coordinator is responsible for maintaining MSDS.

Principal Investigator REesponsibilities

Principal Investigators and supervisors ensure all employees and contractors working in
their areas of responsibility are properly trained in the safe use of chemicals and other
hazardous materials.

Handling and Storage of Hazardous Materials

BBRI employees are to comply with the MSDS and VA policies and procedures when
handling and storing hazardous materials.

Protective Measures and Equipment

The research laboratories are equipped with eye wash stations, first aid kits, fire
extinguisher, goggles, gloves, sealed needle containers and other protective gear as
needed. Portions of Building 113 and 114 have emergency showers and eye wash
stations in the corridors.

Inspection of Laboratories Using Hazardous Materials

All research laboratories; storage areas and offices are inspected for safety hazards
annually. The Animal Research Facility is inspected twice annually. There are frequent
inspections of laboratories using radioactive materials and weekly self monitoring is
conducted and documented.

Radiation Safety
BBRI ensures compliance with the Department of Veterans Affairs, VHSR Circular 10-89-
99, "Nonprofit Research Corporation" by having the Radiation Safety Officer for VAMC
West Los Angeles, monitor the purchase and use of radioactive materials.

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HAZARD COMMUNICATION PROGRAM (HAZCOM)
Summary
Employees must always read the MSDS before beginning a job using a chemical even if
they have used that chemical before. The manufacturer may have changed the formula
which may change the steps an employee must take to protect themselves or co-workers.
Taking the proper precautions listed in the MSDS, such as wearing a fitted respirator or
goggles can prevent serious long-term illness.

Employees who fail to take the prescribed precautions for handling chemicals will be
subject to disciplinary action up to and including termination.

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DRIVING ON THE JOB

LICENSE

EMPLOYEES WHO DRIVE THEIR OWN VEHICLE, IN THE COURSE

OF THEIR WORK ARE REQUIRED TO HAVE A VALID DRIVER'S
LICENSE AND CARRY APPROPRIATE INSURANCE, WHEN DRIVING
IS A REQUIREMENT OF THE JOB.

Insurance
Individuals driving their own car in the course of their job are required to carry insurance
as BBRI assumes no responsibility for loss through fire, theft, collision or otherwise to an
employee's car or its contents.

Reimbursement For Costs

Employees who use their own vehicle in the course of their job (e.g., to deliver or pick-up
items, visit other research or educational institutions or to attend a work-related meeting)
will be reimbursed at the mileage rate in effect at the time of travel. The mileage rate is
calculated to meet the average costs for insurance, fuel, wear and tear, and complies with
IRS regulations.

Parking
The VA provides parking for BBRI employees in conveniently located lots. However, the
organization assumes no responsibility for loss through fire, theft, collision or otherwise to
an employee's car or its contents while it is parked on VA or other property.

Tickets
Employees are responsible for any parking, mechanical or moving violation tickets
received while using their own vehicle.

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