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AW
UNIVERSITY
OF
JOHANNESBURG
DEPARTMENT OF CIVIL ENGINEERING
TECHNOLOGY
Geotechnical Engineering III
Course NotesTABLE OF CONTENTS
CHAPTER 1:
CHAPTER 2
CHAPTER 3
CHAPTER 4
CHAPTER 5
CHAPTER 6
CHAPTER 7
CHAPTER 8
CHAPTER 9
CHAPTER 10:
CHAPTER 11
CHAPTER 12
CHAPTER 13
GROUNDWATER FLOW
‘TWO DIMENSIONAL FLOW
THE BEHAVIOUR OF SOIL AND THE
PRINCIPLE OF EFFECTIVE STRESS
SEEPAGE FORCES
SHEAR STRENGTH OF SOIL AND
THE MOHR CIRCLE
LABORATORY TESTS TO MEASURE
THE SHEAR STRENGTH OF SOIL
LATERAL EARTH PRESSURES AND
EARTH RETAINING STRUCTURES
RETAINING WALLS
‘THE STABILITY OF SLOPES,
BEARING CAPACITY OF FOUNDATIONS
STRESS DISTRIBUTION IN SOILS
IMMEDIATE (ELASTIC) SETTLEMENT
CONSOLIDATION SETTLEMENT
Page No.
22
39
50
56
78
08
126
133
151
162
168
176CHAPTER 1
GROUNDWATER FLOW
PERMEABILITY
Permeabily is the capacity of a porous medium to allow water to pass
through it. Soil consists of solid particles with voids between them. In
general, the voids are interconnected, which enables water to pass
through them; that is, sols are permeable to water. Any material with
voids is porous and, if the voids are interconnected, possecses
permeability. Thus rock, concrete, soil and many other materials are
both porous and permeable.
Permeability is nota fundamental property of sol, but depends upon &
‘number of factors which are summarised as follows:
Parole size distribution
‘The smaller the particles, the smaller the voids between them,
therefore the resistance to flow of wator incwases (i.e. tre per
decreases) with decreasing particle size
Particle shape and texture
Elongated or irregular particles create flow paths wrich are more
tortuous than those around nearly spherical particles. Particles with a
rough surface texture provide more frictional resistance to flow than do
‘smooth textured particles. Both effects reduce the rate of flow of water
through the soll ie. to reduce permeabilty
Mineraloaical composition
Different types of minerals have different thicknesses of absorbed
Water and thus the effective pore size varies.
Void ratio
The way in which a soi is placed or compacted has an effect on the
siz2 of the voids betwoen the particles, and hence on the permeability.
Dearee of saturation
Bubbles of air can block seepage channels between paticles, thereby
reducing permeability.Sol fabric
Many solls consist of layers or laminations of diferent soll types. The:
permeabilty in the direction parallel to the laminations is usually
several times greater than the permeabilly normal to the laminations
Other features which effect permeability are discontinuities such .as
fissures, lenses-or intusione of sit or sand, oF pockets of organic
material
Nature of fuid
Permeability depends upon the properties ofthe permeating fui: this
is generally assumed to be water and would be different for other
fluids,
‘Type of flow.
Laws governing permeabilty assume that the flow of water is “laminar*
‘oF streamline, which occurs when the velocity is relatively low. Above a
certain citical velocity the flow becomes turbulent and the laws are.no.
longer valid
ture
‘An increase in temperature causes a decrease in the viscosity of
Water, ie. the water becomes more “Tuid” which affects the value of
the measured permeabilty. ‘The measured value can be corrected to a
standard temperature as described later.
RELEVANCE OF PERMEABILITY TO EARTHWORKS
Knowledge of the permesbily characteristics of soil is required for
many construction projects in which drainage is an important feature
‘Some important applications are outlined below.
EXCAVATIONS IN WATER-BEARING GROUND
‘The permeabilty of the soil has an effect on the difficulties encoun-
tered in excavations, and on the cost of dealing with them, and Is,
relevant to the following factors:
2) estimation ofthe quantity of water likely to flow into the excava-
tion, and hence the pumping capacity to be provided:
b) whether groundwater lowering is feasible;©) design of sheet pile walls and the depth to which they should be:
extended;
4) prevention of “boiling” or heave of sand strata at the bottom of
an excavation below the water table,
EARTH DAMS
‘The permeabilities ofthe different types of soil, including fiter zones, of
Which an earth dam is constructed need to be known in order to
estimate the likely quantity of soopage flow through the dam: to
provide adequate drainage capacity for filers; and to prevent the de.
‘velopment of excessive pressures.
‘The permeability of the foundation strata is required for the design of a
cut-of beneath the dam to minimise seepage losses through the
foundations,
‘SEEPAGE PRESSURES
Water percolating through any porous material exerts @ pressure,
known as the seepage pressure, which can be very high even when
the rate of percolation is extremely small
Seepage pressures can be estimated from a flow net analysis, for
which the permeability of the material must be known (covered In $4
course).
‘Seepage pressures affect the stabiliy of earth structures such as
fembankments and cuttings, earth and concrete dams, retaining walls
and of subsurface structures such as basements, pumping stations
land dry dock floors. Seepage pressures can develop in concrete and
rock 3s wall as in sols,
PIPING AND EROSION
‘An excessive hydraulic gradient (see section 3 below for definition) in
‘the ground, for instance near the downstream toe of an earth dam, can
‘cause local instability leading to gradual erosion and the formation of
annels or ‘pipes’ beneath the structure, This effect is known as
ing’ and the progressive subsurface erosion of soil can rapidly lead
to disastrous failure. Piping can be avoided by ensuring that the
hydraulic gradient (see later) fs kept well within the ertical value, such
a8 by loading the danger zone with a sultably graded fiter, or by
‘extending the base width of the dam. Another cause of piping is the
presence of dispersive clays,OTHER APPLICATIONS
Drainage of highway and airfield bases and sub-bases.
Estimation of the yield of water and the rate of extraction from aquifers,
Design of graded fiers.
DARCY'S LAW
In 1856 the Frenchman, Henri Darcy, proposed the fellowing simple
relationship concerning the flow of water in sol
qo Aki
or
Q = Akt
where = ilend is called the hydraulic gradient.
‘The meaning of tiese terms Is demonstrated in the figure betow.Is the quantty of water flowing perpendicular to an area A in unit
time,
k= is @ soll and water constant called the coefficient of permeability
i = Is called the hydraulic gradiont and is a meacure of the pressure
gradient. In order to define the hydraulle gradient imagine.
Btandpipes connected to two points © and ®, with vertical
heights of rise h above some arbitrary datum level The
hydraulic gradient is then the rate of loss of head F along the
flow path Af.
ax
't is important to realise that water flow depends on relative
heads" (hy -h). Water does not flow from high pressure to low
Pressure, otherwise a bucket of water would be in a constant
{urmoil as the high-pressure water at the bottom attempted to
flow upwards towards the surface.
Darcy's law is very useful in the solution of engineering problems,
however, t contains within it one of the most variable, unreliable and
lunmeasurable ‘constants’ ever imagined namely the coefficient of
Permeability k. Part of the trouble rests in the extraordinanly wide
distribution of permeabilty’s found in natural oils and rocks, ilustrated
below:
Permeability k (m/sec)
10" 10 10° 10% 10% 10 107 10° 10° 10° 10% 10°
ao
Gravels Sands Sits Clays
The classification of soils based on permeabilty coefficient (k) is given
follows:
Degree of Permeabilty
Tigh
Medium 103-10
Low 108-107
Very Low 107- 19%
Impermeable (practically) J <10*
* i.e. relative to some datum,EFFECT OF TEMPERATURE
‘The permeability coefficient (K), as mentioned eater, is related to the
dynamic viscosity ofthe fluid (water), denoted nw. Viscosity varies with
temperature, and increasse by about 30% from 20°C to 10°C. Water
temperature should, therefore, always be taken into account when
performing permeabilty test.
Itis convenient to relate permeability data to @ standard temperature of
20°C. ‘The ratio of the dynamic viscosity of water at any tomperature
T°C (ny) to that at 20°C (nz) is shown graphically below, Ifa petmea-
bility test carried out at TC gives a coefficient of permeabilty kr the
corresponding value at 20°C, kz, is calculated from the equation.
ko = keafnas)
where (nx/na) Is read from the graph at T°C,
Example:
‘The coefficient of permeability determined in the laboratory was
k= 3,3 mm/minute, ‘The temperature of the water used in the labora-
toty to calculate the permeability was 20°C. If inthe field the ground
water Isat a temperature of 10°C. Find the field permeabilty
Solutionov
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ord[EMPIRICAL RELATIONSHIPS TO ESTIMATE PERMEABILITY
‘Several Yormulae have been published relating permeability of sos,
‘especialy sands, to their patcie size characieriscs and other classi.
fication data, OF these, two which have been widely accepted are
‘iven below. The fists that given by Hazen (1892) which Is simple
but gives the order of magnitude of permeablily and is based on
particle size data. The second is the Kozeny formula (1927) and Is
‘modification by Garman (1939) which agroes better than most other
formulae with measured permeablites and takes into account the
shape of paricles and the soll prosty as well as the paricle size
istibuton. Both formulae are intended only fr clean sands, but their
Use is sometimes extrapolated of finer sols to obtain an approximate
Indication oftheir permeabiy
HAZEN'S FORMULA
‘This is based on experimental work with ine, uniform sands, and is an
attempt tb relate permeabliy to the effective size Dro, The formula Is
given as:
K=C; (On)
where kis the coefficient of permeability (n/8@)
Dio s the effective size (mm)
(Crs a factor which ranges from about 16 to 100 (env sec)
100 (cleag uniform sand)
01 (Or) misec
if 6
= 0,0016 (D1)? misec
Example
A gacing curve fra fine uniform sand gave the effective size
Dio=0.12 mm
the coeticient of psimeabily(k) is thus
k
01 0,12 = 1.44x 10* msec
‘The results reported to one significant figure only ie
1x10 miseeKOZENY - CARMAN FORMULA
‘The equation proposed by Kozeny (1927) relates permeabilty to
partie size, porosity (n), angulaty of partole, specie surface (S)
{and viscosity of water (na). The general equation is:
ee
CaS ny
‘This equation was modified by Carman (1998) who replaced porosity
by void ratio, using the substitution a= e. This le known af the
Kozeny-Carman equation ite
a
ens
For a colecton of spherical paticies uniformly sistrbuted in size
between diameters d; and dz, the specifi surface (i.e the surface ares
Per unit volume of grains), Sis obtained from the equation
6
8 5 ee
‘The constant C is a shape factor equal to 5 for spherical particles,
However, sand particles are rarely spherical, so an angulaty factor, f
‘by which Cis multipied, is introduced inte the above equations to allow
forthe inegular shape of the gains. The equation then becomes.
kos A et
Bi, Tre
Values of fare as follows:
Revindad graine = sa
Sub-oundedgrans¢ = 1125
‘Angular grain f = M4
‘Note the units in the equation as flows:
= coetficient of permeability misec
= acceleration due to gravity 10 misect
density of water 1000 km?
= dynamic viscosiy of water at 20° 1x 10° Pasec
= void ratio
= specific surface of grains meni? = mm
wezgen‘Substiuting these values nto the above equation yields
ke {ero _( nae
fx x 1000)" Fe)
Stepp Sx 10000
2fe
he Alem
Example:
‘Ater completing a wet sieving analysis the siz fraction retained on
feach sieve is Kept separated. Using a hand lens or a low-power
‘microscope, the angular of the grains is assessed by inspection so
that the grains of each size fracion can be assigned to one of three
groupe designated rounded, ‘sub-ourded’ or ‘angular. The
Percentages with each size range is tabulated es shown below. The
Specic surface is then estabished and the anguay factor assigned
to the particle size range.
Paricle size | Proportion at | Spectte | Anguarty s
Range ds tod: | Total MassP | Surface | Factor?
retained 6
% Waa
1,18 -0,60 4 aa (125 Sub 28
0160-030 34 141 |125 rounded | 845
030-08 a ves |125. 4108
018-0063 | 142 617 |1.1” rounded | 5948
0,063 -0.04 08 sao dat ) 1267
TOTAL OOH are
Value of 8? for whole sample = 1 279 mn?ul
It the dry density of the sand is 1850 kg/m? and the specific gravity of
the particles is 2/5 the void ratio is given by:
GPa.
e fay
265%1000
eos 7850 ~ 0482
‘The permeability is then given by
k = _2 (0492 8,804 x 10° misec
1278 (1+ 0,432)LABORATORY TESTS TO MEASURE PERMEABILITY
Constant Hoad Permoametor
‘The coefficient of permeabilty for coarse-grained soils can be deter-
mined by means of the constant head fermeablity test. The sol
‘specimen, at the appropriate densiy, Is cortained in a perspex cylinder
of cross-sectional area A. The specimen resis on a coarse fier or a
Wire mesh. A steady vertical flow of water, under a constant total
head, is maintained through the soil and the volume of water flowing
unit time (q) is measured. Tappings fom the side ofthe cylinder
tenable the hydraulic gradient ah to be measured. Then from Darcy's
law: ax
aux
k= oe
Aah
Constant level
um
| —
‘ah
Hy
Area =|F He
ax
Constant head permeamater02
“13
rant:
4 Some: Hy = 220mm
ax 450mm; ah = 940-220 = = 120mm
\ SL mL on
IA (8.000 mm? and 640 mi of water flows in 30 minutes then
a
i Text 36
Falling Head Permeamotor
For fine-grained soils the falling-head test should be used. In the ase
of fine-grained soils, undisturbed specimens are normally tested. The
length of the specimen is Ax and the cross-sectional area A. A coarse
filter is placed at each end of the specimen and a standpipe of intemal
{area a is connected tb the top of the eyinder. The Water drains into a
resorvoir of constant level
‘The standpipe is filed with water and a measurement is made of the
time (ty) for the water level (retative to the water level in the reservoir)
to fall from he to hy. At any intermediate time t the water level in the
‘standpipe is given byh and its rate of change by - dh.
‘atoe
Areaa
\— Standpipe
hy
Constant level [=
Reservolr
Falling-Head Permeameter,
‘Attime tthe difference in total head between the top and bottom of the
specimen is h. Then applying Darcy's law:
at ak
aft - Se
k = Sent
k + 235Flogftws.
Exam
In a faling head permeabiliy test the intial head of 1,0 m dropped to
0,35 m.n 3 hours, the diameter ofthe standpipe being 5 mm. The soi!
‘specimen was 200 mm long by 100 mm in diameter. Calculate the
coefficient of permeability of the soil
ax = 200mm == 200x103 m
t = 3x60x60 = — 10800sec
ho = 10m hy = 035m
a mXSX109? = 1,96 10 mi?
+
A = xx(100x10%)? = 0,008m*
*
x10 «200x107 40
e 3008x1080 —8qag =~ 485x10" m/sec
FIELD PERMEABILITY TEST
‘The reliably of laboratory permeability determinations depends on the
cextent to which the test specimens are representative of the in-situ sol
mass a8 a whole. For important projects the in-situ determination of
Permeabilty may be justifed. One insiu method is the ‘pumping out
test,
‘The method involves driving a casing or drilling a borehole into the sell
fr rock. Observation wells are put down on radial lines from the
ceasing. The main hole and observation wells have perforated casings
{0 allow easy entrance of water.Observation
4 —
ke BBaloatestid
(hs he)
Example:
During preparations for a pumping test, 2 well was sunk through
‘stratum of dense sand 10 m deep, and into a clay of very low permea-
bility beneath, "Observation holes were dlilled at 15 m and at 60 m
‘rom the well. The water in the well and in the observation holes stood
originally at the same level, 2,35 m below the top of the well. After
pumping until steady conditions had been achieved, the discharge was,
{ound to be 19,7 mThour. The water level in the observation hole 15 m
‘rom the well had dropped 1,93 m and that in the hole 60 m away had
dropped 0,62_m. Find the coefficient of permeability k in misec.Solution:
a
2.36 0.52) |W-1. before pumping
—2
10 i
‘after pumping
a = 197m mou, y= 15m fe
hb 10-2,35- 1,98 =5,72m
he =
kos
ke 187,80
* exg600 "15 (719"-572)
k 1,83. 104 misec,
8. PERMEABILITY OF STRATIFIED LAYERS
lw
be ky
Woe fe keQ = kat
@
7 4 = kK
ferunitwidthg = = ki! ——— ©
= _ Stata
= Ww = 7
From og = Kvn az =
h
His constant forall iayers (i =
a
#.
t
= a = om
Contider a unit area
aos kiaoe oe
= hutheths
er)
flow through top layer
a fei
h
- 4h
b= Hil
similarly we can show
he = Ge Halk he Qs Hoks
‘The flow through all layers isthe same Le,
a= as aaa
“from @ above
re-arranging we yet
H
Wo AR
yy
Example to be done in class-20-
TUTORIAL
QUESTION 1
‘Show why no flow occurs In a bucket of water even though the water at the
bottom of he bucket is ata higher pressure that at the surface,
‘QUESTION 2
Ina falling head permeameter tes tho level of water inthe standpipe fel from
41500 mm to $00 mm over a petiod of 180 seconds. The ares of the
standpipe was 710 mm? and the soll sample was 8 100 mm in coss-
‘sectional area gnd 180 mm ong. Find the permesbilty coeffcient.
(Fs 8,02 x 10° vse)
QUESTIONS
Ifthe same sol given above were subjected to a constant head of 1 500 mm
find the discharge
(Ans 6500 mmisec)
QUESTION 4
‘An 82,5 mm diameter permeameter contains @ sand column 480 mm long,
\When water flows through under a constant head atthe rate of 191 mlimi,
head loss between two tapping points 260 mm apart, is 380. mm,
Calculate the eand's coetciont of pemmeably
(Ans 0,362 mmvisec)
QUESTION 5
‘A pumping test was carried out in sands extending from ground level to @
‘depth of 15 m at which an impermeable svatum was encountered, The intial
‘groundwater level coincided with the ground surface. Observaton wels were
‘ited at 3m and 7,5 m from the pumping well A steady state was
‘established after about 20 hours of pumping when the discharge rate was 3.8
lisec. The draw-downs in the two observaton wells were 1,5 and 0,35 m
respectively. Calculate the average coefficient of permeability of the sands,
(Ans 0,034 mmisec)
QUESTION 6
‘The temperature ofthe water in the laboratory to calculate the permeabity in
question 5 waa 20°C. Ifthe groundwater in the field Is at a temperature of
46°C find the fel permeability.
(Ans: Kis = 0,029 mmisec)oa
‘QUESTION 7
k = 0,5 mmisec lam Find ky and ky
k = 0,006 mmisec [5m
(Ans ky = 0,1288 mmisec
k= 1.210% mmiseo_|t'm ky = 9.5.x 10° mm/sec)22
CHAPTER 2
‘TWO DIMENSIONAL FLOW
1, INTRODUCTION
Most low situations are three dimensional, such as flow of water into &
well or into a square basement excavation. We therefore require an
extension of Darcys law from the simple one dimensional situation,
‘The first step along this way isto solve two dimensional flow. We are
then able to handle such problems as the flow of water into a long
trench excavation or the leakage from a long canal or through a long
dam. Here we draw a plane section ofthe flow as indicated below and
assume that there is no flow along the axis of the construction
Plane flow regime
2. FLOWLINES AND EQUIPOTENTIAL LINES
Consider plane flow, and in particular the trajectories of imaginary
Packets of water, which we call flow lines. Equipotentials are lines
joining points in the ground which share the same excess head. T*
figure below shows one line of each sort-23-
pict
» guipoteatial hie
Flow line and Equppotential
‘We now consider that permeability kis independent of position or flow
direction. By applying Darcy's law along the equipotential,
Vk (fomg= KA; g/A=v=K)
‘Since there is no change of head along an equipotental we know that
0 that there is no component of water velocity along an equipo-
Equipotentials and flow lines must, therefore, cross the right
tent
angles
The interinking pattem of fow lines and equipotentials is called a fow
‘et and a typical part of such a net is shown below, Adjacent fow lines
must never cross, since two packets of water cannot share the same
volume in space.
a 426
The quantity of water flowing between any two flow lines must remain
constant, q between f, and f; for example. Applying Darcy's law to a
small part ofthe flow plane, then, which is so small that the flow unit
ccan be considered rectangular (bx ¢)
ast pr ohm pr ent ng
where the area of flow is considered as one unit of length into the
paper, multiplied oy the average separation ofthe flow lines b. That is
stan 8 per chanel pr ant ah
It the spacing of flow lines is such that all the flow elements are
squares’, b= # then .
q = kah per channel per unit length
Consider that weter is flowing from one ‘source’ at constan’ excess
head through a tody of soil with set boundaries into a‘sink’ a: a lower
constant excess head, so that each packet of water loses the same
excess head h. Imagine that a flow net of sightly distorted squares of
various sizes can be drawn, using N, flow channels and Ng equal
intervals of excesshead, then by using the above equation
= kah
h
er channel per unit length
a per
h
an kyr
‘total flow per unit length
or
= kn: per unitlength.
Every flow net can be arrived at by trial and error with a pencil and
paper and once an arrangement of squares has been produced the
Fight answer has automatically been obtained.228.
“The uniqueness of these flow solutions can be proved, but only after
‘much rigerous mathematical argument. It is much simpler and more
cerjoyable to pick up a pencil and paper and practice one's skils.
DRAWING FLOW NETS
The procedure i as follows:
) Draw the first flow line and hence establish the fist flow
channel
b) Divide the frst flow channel into squares. At fist the use of
‘compasses is necessary to check that in each figure b= ¢ but
‘fier some practice this sketching procedure can be done by
eye.
©) Project the equipotentials beyond the first flow channel, which
tives an indication of the size of the squares in the next flow
channel
4) ‘Nth compasses determine the position of the next flow line:
draw this ine asa smooth curve and complete the squares in
the flow exannel formed,
©) Project the equipotentiais and repeat the procedure until the
‘low net is completed
‘As an example, suppose that itis necessary to draw the flow net for
the conditions shown in Figure A. The boundary conditions for this
problem are shown in Figure B and the sketching procedure for the
fow net is itustrated in Figures C, D, E and F.26
It the low net is correct, the following conditions wil apply
1) Equipotentials will be at right angles to buried surfaces and the
‘surface of the impermeable layer.
Beneath the dam the outermost flow line wil be parallel to the surface
ofthe impermeabie layer.
‘After completing part ofa low net, its usually possible 0 tell whether
‘or not the final diagram willbe correct. The curvature of the low lines
and the direction of the equipotentials indicate if there is any dis-
tortion, which tends to be magnified as more of the flow net is drawn
and gives a good indication of what was wrong with the frst flow line.
This line must now be redrawn in its corrected position and the proce-
dure repeated again, amending the fist flow line i necessary, until a.
satisfactory net is obtained.
Generaly the number of fw channels, N, will not be a whole number
and in these cases an estimate is made as to where the next flow line
‘would be if the impermeable layer was lower. The width of the lowest
channel can then be found (in F above, N= 3,3).
NOTE:
In flow net problems we assume that the permeabily ofthe soil is un-
form through the sols thickness. This is a considerable assumption
‘and we see therefore the refinement in the construction of a flow net is
‘unnecessary, since the difference between a roughly sketched net and
an accurate one is small compared with the actual flow pattern in the
soil and the theoretical pattern assumed. (Smith 1973),
EXAMPLE OF A FLOW NET
‘As an illustration the flow net for the problem detailed below will be
Considered. The figure shows a line of sheet piling driven 6,0 m into a
stratum of gol 8,0 m thick underlain by an impermeable stratum. On
fone side of the pling the depth of water is 4,5 m; on the other side the
depth of water (reduced by pumping) is 0,5 m.27
Sheet piing
45m osm
Tho fist stop is to considar the boundary conditions of the flow region,
At every point on the boundary AB the total head is constant, therefore
‘AB's an equipotertial; similarly CD is an equipotential. The datum to
‘whieh total head is referred may be any level, bu! in seepage problems.
itis convenient to select the downstream water evel as datum. Then
the total head on equipotential CD is zero (pressure head 0,5 m;
‘elevation head -0,5 m) and the total head on equipotential AB is 4,0 m
(pressure head 4,5 m; elevation head -0,5 m). From point B, water
must low down the upstream face BE of the plirg, round the tip E and
up the downstream face EC. Water from point F must flow along the
impermeable surface FG. Thus BEC and FG are flow lines. The
‘shapes of other flow Ines must be between the extremes of BEC and
Fo.
‘The fist trial sketching of the flow net can now be attempted. Flow
lines and equipotential must be drawn at right angles to each other
land form curvilinear squares. In constructing a fow net, itis a mistake
to draw too many flow tines, typically four to six flow channels are
sufficient
‘After tial and error (and much rubbing) a flow net shown on page 7 is
produced. In the flow net the number of flow channels is 4,3 and the
rhurrber of equipotential drops is 12: thus the ratio N/Ny = 0,38. The
equipotentials are numbered from zero at the downstream boundary:
this number is denoted by Ne. The loss in total bead between any two
adjacent equipotent is.2»
‘The total head at every point on an equipotential numaered ny is nA
“The total volure of water flowing under the piling per unit time per unit
length of piing is given by
‘A plezometer tube ie shown at a point P on the equipotential denoted
0, The total head at P is
10
X42 5,33 m
hea dp x45,
Le. the water level inthe tube is 3,33 m above the datum. The point P|
is distance 2, below the datum le. elevation head s -z,. The pore
‘water pressure at P can then be calculated from Bernoulis theorem:
Uy Ye y= 29)
Fly +)
‘The hydraue gradient aerots any square in the flow not involves
ah
‘measuring the average dimension ofthe square (|= 7). The highest
hydraulic gradient (and hence the highest seepage velocity) occurs
‘across the smallest square and vice versa,2.
UNCONFINED FLOW NET
‘Athough the problem outined above is important, the general fow of
water through a soll does not take place within given boundaries from
one ‘drowned’ source to another ‘drowned’ sink. Problems such as
flow of groundwater to a river, the leakage from a canal and the
‘seepage through an earth dam, have one aiwater boundary and the:
flow nets are said to be unconfined since itis not immedistey obvious
where the top flow line should be drawn.
‘The unconfined flow net wil be ilustrated by determining the seepage
patterns in earth dams. Three conditions exist for drawing the top flow
line (or prreatic surface)
11. When drawing a flow net for seepage through an earth dam itis
best to start with the phreatic surface. The phreatic surface is a
flow line and also the water table where water pressure Is
atmospheric. Since at the phreatic surface pressure head is
‘constant along its length there must be equal drops in elevation
head between equipotentials
2. Since the upstream face of a dam is an eqh
siart at right angles to it. An exception exists for the ozse where
the upstream face comprises a wedge of highly permeable material
when the fow starts horizontally,
Upstream=30-
3. The geometry and construction of downstream face affect the
angle of the tall of the phreatic surface. With no fier the water
exists tangentially to the downstream face. With a fiter the water
exists vertically downwards.
Vertical Vertical
Downstream
Casagrande Solution for Phreatic Surface
“The flow net for a theoretical earth dam is found to have a parabolic
shape for both the flow lines and equipotentials and a common focus
for both sets of curves. Casagrande developed a graphical construc
tion to find the phreatic surface for practical eaees.
NOTE:
‘A parabola is @ curve such that any point along itis equidistant from
both a fixed point called the focus and a fixed straight lie called the
directrix.
|-directix FA
focus F(C200 A - Dam with toe fiter drain
a) Find point A on upstream water surface such that AB = '/, BC.
b) Point F isthe focus.
©) Find point E on level with upstream water surface such that
AF =AE,
@) Find point G such that FG = GE,
©) Construct parabola through A and Gie. FH = Hi, ote.
4) Correct parabela to give phreatic surface.“32
Case B - Dam without oe fiter drain
Relationship between a and 4a
(Note: Aa + a is measured off the scaled drawing)
sate
0.370
01320
0.280
0275
0270
0265
0.260
‘The construction is self descriptive,
NOTE:
‘The Casagrande constructions are specifically for cams resting on an
impermeable soil
(Kan st 2 10K6.
ae
‘SEEPAGE FORCES
‘The potential damaging aspect of water inthe ground isthe pressure in
the water. In itself water would be almost insignificant if it weren't for
the ubiquitous pressures within it, The loss of pressure in water
(cepresented by the equipotential drops) is due to viscous drag
between the soi! particles and the passing water. This drag, however,
also has the effect of ‘plucking’ the soll skeleton forward,
itis often required by engineers to establish the magnitude and effects
of seepage water pressures on sol structures. For example, beneath,
fr even within an earth dam, or within a sheet piled trench.
Eaquipotential lines are lines drawn through points of equal total head.
Dividing the equipotental lines into squares, or equal spaces. means
thatthe total head lost between any two pair of adjacent equipotentials
is the same.
‘The seepage force between two equipotential lines having a differential
pressure head Ah and across a flow path of length ¢is given as
Ann
A= area
‘ahty = excess pore pressure; that due to Ah; or the value over the
static head at the point.
‘The determination of seepage pressures will be llustrated by means of
an example.
Example
‘The section through a dam is shown overleaf, Plot the distribution of
uplift pressure on the haza of the dam.
Solution
‘The pore water pressure is calculated at the points of intersection of
the equipotentials with the base of the dam. The total head of each
Point is obtained from the flow net and the elevation head from the
section. The calculations are tabulated and the pressure diagram
plotted overeat.4
ah = & = 0267~027o35-
Pont |] he ae a]
(m)_ | (m (m) (kim?)
7a | 180 | 207 203
2_[053-|-1.80-| 233 [22.9
3|-080-|--1.60-| 280] 255
4 [tor 2103.17 [ait
5 433 | 2,40 3,73 3S |
| 160-|~240| 4.00] 392
7_[1a7-[-2.40-|-427_[ aig
7A_\200 | 240 | ~4a0_| 43.4
* total head
elevation head - scaled off the drawng
The total uplift fre is found by computing the area of the pressure
diagram.
‘Question
Determine the quantity of seepage under the dam shown abeve. Ihe
Coefficient of permeability ofthe foundation sol is 2,5 x 10° msec.
(Answer 3,1 x 10° m?fsecim run)236
‘TUTORIAL - FLOW NETS.
auctor
any
ret
cmc |i m stent
t
Find the seepage in cubic metres per day per metre of dam width without the
cutoff wall
Answer
£0,83 m*/dayim
‘Question 2
9 m long cutoff wall is now installed 3 m from the downstream end of the
a 20x)
(2)
Deviator
Stress
(KPa)
143)
10% Adal etrain %
Fig. 3
Devietor stress axial train cuve -no pronounced peak
25 Types of Failure
‘The following modes of failure are commen in samples tested in the
triaxial apparatus.
(ky
‘Shear Barrelting Barling + shear
Distortions such as those shown above give rise to difcuties in the
Interpretation of test results. The change in the cross-sectional area of
fa specimen must be taken Into account when computing axial stress
from measured axial force.
During loading the sample shortens and the cross-sectional area
increases. In order to calculate the axial stress (or deviator stress) the
‘axial load measured with the proving ring Is divided by the oross-
sectional area of the specimen at any given strain A. Thisis glven by
the relationship:lu
28
-80-
1
“yy \,
AeA i aie, AD gap forme volume change
AS intial cross-sectional area of specimen
vi intial volame of specimen
fe intial length of specimen
AV = change in volume at required strain
42 = change in length at required strain
‘Types of Triaxial Test
‘There are three standard types of triaxial test:
8) Unconsolidated undrained
b) Consolidated undrained
©) Consolidated drained
2.6.1. Unconsolidated undrained (UU) test - Quick Test
ba ®
~ in this test the sample is prevented from draining during shear.
‘Also no drainage, and hence no dissipation of pore pressure is
permitted during the application of the all-round cell pressure
(3)
= The compression strength (le. the deviator stress at failure) is
found to be independent of the cell pressure. The correspon-
ding Mohr circles are shown in Fig. 4
Undiained tests on saturated sol -total stress circlesal.
The shear strengt is expressed as.
yo + otand,
y= apparent cohesion In terms of total
6. = angle of shearing resistance | stress
In this particular case it follows that
2.6.2 Consolidated Undrained Test (CU) Siow Undrained Test.
‘The sample is allowed to consolidate under a cell pressure of
known magnitude ie. the drainage taps are left open until all
excess pore water pressure has dissipated. Ones conso-
lidation is complete the drainage taps are closed,
Shearing due to deviator stress induces pore water pressures
‘which can be measured and the effective shear strength
parameters determined from the Mohr circle.
The rate of strain must be slow in order that the induced pore
water pressures are evenly distributed throughout the sample,
2.6.3. Consolidated Drained Test (CD) - Slow Drained Test
27
‘The sample is consolidated and left to drain unti all xceez pore
water pressure has dissipated. When consolidation is complete,
the sample is sheared at such a slow rate of strain that any
‘change in the pore water pressure Induced in the sample nas
time to dissipate.
‘Since in this test the pore water pressure is effectively zero the
applied stresses are effective stresses,
‘The main disadvantage ofthis testis the length of time required,
‘Some clays may take several weeks.
Back Pressure
‘The consoldation of the sample is often carried out with postive
pressure applied to the drainage lines ofthe triaxial apparatus. This is
done so that when consolidation is complete the pore water pressure is
some non-zero value (typically 100-200 kPa).“Re
‘Applcation of this back pressure has two advantages:
a) _Ithelps keep any dissolved air in the pore water in solution, thus.
preventing the formation of ar bubblet
b) In materials which dllate (Increase in volume) during ahear in
Lundrained loading the pore pressure will decrease, and the
positive back pressure ensures that the absolute vaive of the
ore pressure always stays above zero to avoid possible
cavitation problems.
©) Toseturate the soll sample.
4) To increase pore water pressure to a specific value in order to
simulate site conditions
‘The Triax Compression Test - Example
‘Assume we have nine identical triaxial samples fully saturated
removed from,a borehole atthe same depth where the effective stress
‘was 50 KNim?, The samples are placed in the triaxial coll with zero
‘extemal ettess, no sample disturbance and unchanged waler content
and volume. With no volume change we can have no change in
‘effective stress and thus the pore pressure must now be a suction of
-BOKNInY.
Indiained Test - Place 3 samples in triaxial cels and subject to cell
pressures of 200, 400 and 600 KNim* respectively. The cel pressure
Is transmitted through the membrane to the incompressible pore water
increasing is pressure. Volume and shape are unaltered and so is
effective stress. Now load the specimens with deviator stress (o}-c3).
‘Since tha deformation properties of the soll depend on the effective
stress the samples wil fal at the same ay-a3 value. Thus three Mohr
circles may be drawn i terms of total stress but only one in terms of
effecive stress.a)
°
2)
°
‘Total stress and pore water pressure on removal from ground
Application of cell pressure in undrained stat.
‘Application of axial stress to fallure in undrained state,8
Consolidated Undrained Test - Take semples and allow to drain
‘under a uniform back pressure with cel pressures of 200, 400 and 600
KNim? respectively. Thus the pore volume decreases and the ef
fective stress becomes the diference between the oall pressure and
the back pressure (if any). With consolidation complete drainage is
stopped and o; - 03 applied. In this case the different soil structures
respond differently (have different strengtns) and o, - a3 at failure
varies in each ease
200 400 690
a)
rl
t
5j
8
b-85-
2) Application of cell pressure; drainage to back pressure 100 KPa
b) Application of axial load to failure; undrained
eat
gq ag gee He
— ° 3
555" 22°
Bua bn es coy eli
Consolidated undrained (cu) triaxial compression test
Nohr’s erces in terms of total stress and effective stress
Consolidated Drained Test - in this test the specimen is drained the
Whole time, that is during cell pressure application and during axial
loading to failure. No excess pore water pressures are built up. As
the pore pressures are set to the back pressure, the effective siresses
are readily obtained from the total stresses.86-
200 400 0
” | lo
Sy
oof | ao]
x 70s 1230
100 100 t
| Lee 1 oyu Ly yee
» le =P, PE
200) T 400] T 600 T
»
8) Application of coll preeeure. Drainage to back precaure of 100
KNim?
») Application of axial load to falure. Drainage to back pressure:
of 100 KNim*3
34
Failure envelope for drained triaxial compression test
SHEAR BOX TEST
Introduction
‘Shear box tests are an alternative to triaxial testing to determine the
shear strength parameters of solls. The basic test procedure and
theory are simpler than forthe triaxial fest but the methad suffers from
‘a numberof disadvantages.
‘The main disadvantage is that drainage conditions cannot be so easily
controlled as in the triaxial test and pore water pressures cannot be
measured. Also, the plane of failure is controlled by the test rather
than by the properties of the soil and its probable thatthe shear stress
distribution across the specimen is not uniform.
‘The advantage of the test is that preparation of specimens is simpler
than for the triaxial test, particularly with rogard to cohesioniess soils,
and the use of larger boxes allows gravelly solls'to be tested. A
further advantage of the shear box is that testing may be continued to
very large strains to determine residual (utimate) shear strengths.32
82
ote
Thus, although triaxial testing has largely superseded shear box
testing for mest routine work, shear box tests are still used for certain
applications.
Test Equipment
The principal features ofthe shear box apparatus are shown below,
N(opplied normal load)
\
Load platen
—+Plshear force)
Induced
shear surface
Soil specimen
Standard Shear Box Apparatus
The test specimen consists of a rectangular or circular disc of soll
which is mounted between upper and lower porous crainage plates.
The soil is confined in a split box, the upper and lower nalves of which
‘can move independently. The lower half of the box {8 usualy
extended to provide a water reservor.
‘The specimen can he consolidated under @ vedical dead load and is
brought to falure by increasing the horizontal shear load until failure
‘occurs along the split between the upper and lower halves of the box.
‘Sample Preparation
The standard shear box specimen is 60 mm square and 20 mm thick
‘The specimen is cut from an undisturbed sample using a special cutter
as a template, and trimmed with a palette knife
‘The cutter is pressed down to trim the specimen to the correct size and
the soil within the square is trimmed flush with the top and bottom
faces.34
28.
The specimen is then pushed out of the cutter, weighed to obtain its
density, and a moisture content sample is taken from the parings.
‘The sample can then be gently placed inthe assembied shear box with
‘ porous plate and toothed grid top and bottom.
‘The assembled box is placed In the container on the load apparatus.
‘Aloading yoke is placed on top, weights are added to give the required
‘normal pressure and the container is filad with water.
Locating screws which hold the top and bottom parts of the box
together are removed and then used in alternate holes to ease the two
halves of the box apart, Once play has been taken out of the
horizontal loading system, shearing can begin.
Readings are taken at regular intervals and the test is repeated on at
least to further specimens, each with a different normal oad.
Analysis of the Test
‘The vertical atroes on the specimen during consolidation ie taken ae:
oe
here V isthe vertical oad and A is the surface area of the specimen,
At the start of the test the shear stress is:
H
A
here H is the horizontal load and A is the specimen surface area.
{As the shear displacement increases tre soil area sustaining the shear
load is decreased. For a rectangular tox with dimensions L (= length
in the direction of H) x B (= breadth) the shear stress after a horizontal
displacement hi taken as:
Tne
‘The Mohr-Coulomb equation relates strength and stress
+etano
in terms of total or efectve stress and this plots as a straight line inShear stress,t
90
+, coordinates with a slope of tang and an intercept ofc on the shear
stress axis. This faiure envelope may be determined by applying a
different vertical stress in each test and measuring the shear stress up
to the peak value.
‘After exceeding the peak shear strength the soil educes to a residual
fr ultimate value of strength which corresponds to the resistance to
sling on an established shear plane, Large displacements are
‘necessary to achieve this minimum ulimate strength
‘As shown in te figure below the peak and residual strengths may be
displayed as fallure and postailure envelopes giving peak and
residual shear strengths as follows (in terms of effective stresses),
Peak shear stength
Residual shear strength +,
OC peak
Displacement, Effective stress normal to
on shear plane
oy
AF
Relation of peak shear strengths to residual shear strengths es measured in
the shear box
48. Types of Shear Box Tests
“Three types of shear box ests are commonly used
2) —_Undrained (quick) test
b) —Consoldated undrained test
©) Consolidated drained test35.1 Undrained Test
In this test the horizontal load is applied immediately after
applying the vertical load and no pore water pressures are
permitted to dissipate
The rate of shear in this testis rapid, ofthe order of 1,25 mm
Per minute, which is continued for about 9 mm, Plots can be
made of shear stress against movement for each normal load
and of peak cr residual shear stresses against normal stress,
= Shear strength parameters c and 4 are total stross parameters
and by
3.52 Consolidated undrained test
~ This is ke the undrained test except that the specimen is left to
consolidate ater flooding and loading.
= Readings of thickness are taken at various time intervals to
establish when consolidation is complete.
Consolidated drained test
This is lke the consolidated undrained test but the rate of
‘movement is kept low enough to allow dissipation of pore water
pressures during shearing
= The shear strength parameters are in tems of effective stress.
4, EXAMPLES
44 Inaxtal test
‘Three samples of the same clay were tesiad in the triaxial apparatus
under undrained conditions (the samples ware previously conso-
lidated), At failure the following results were recorded:
CellPressurekNim? 200-400 600
Plunger Load kN 030 0,38 048
Each of the samples were 75 mm long and 38 mm in diameter, and it
‘was found that the vertical strain at failure in each case was 8%. Plot
the strength envelope and find c and 4 Write down the Mohr-
Coulomb strength equation for the examples.2.
Answer:
8% strain means new shortened length
(9 x 78) = 69 mm
Now volume remains constant (undrained) therefore if 0 is the
diameter ofthe sample at failure, we have
theretore:
oy Plunger Load _Deviator Stress «
(kPa) (KN) (Pa) (kPa)
200 03 0,3/1,233x 10° =263 443
400 038 0,38/1,233x 10°=308 708
600 0.48 0,46/1,233x10°=373 973
(«Pay
300
200 e
400
75 KPa
© 100 200 300 400 800 600 700 800 800 1000
(ta)
wz42
“2
‘Shoar Box Tost
‘The following results were obtained from undrained shear box tests on
a sandy cay:
‘Normal Load (N) 200 400 800
Shear force at failure (N) 210 241 298
The shear box area at failure for all tests was 3 600 mm? If the
specimen of the same soll is tested in triaxial compression at a cell
pressure of 150 kPa, predict the doviator stress at which failure will
occur
Answer:
Box area at failure = 3.600 mm?
Normal icad N 200 400 800
Normal sess KNini? “35,6 wit 292.2
‘Shear Force N 210 2at 298
‘Shear stress KNim? 58,3. 68.9 82.8
= (KNim)
100
50
50 kPa =,
104 200 ado 400
0 (kNim?)
wes
Now we know plane of failure « = 45+ Mp and with
on 8 a= 40"
Plot o3= 150 kPa and determine line oa witha = 49°
From a draw ab perpendicular to failure envelope to tha point b.94
Trovabv oth = °° putes 160KPanENce 0, = 925 kPa
‘Therefore deviator stress o,-o3 = 325-150
o,-05= 175 KNim?
‘THE UNCONFINED COMPRESSION TEST
This testis very widely used world wide, tis a simple test where at-
mospheric pressure surrounds the soil sample. The testis carried out
by obtaining undisturbed samples from a thin walled tube or block of
soil, The sample is made as square as practical and placed in a
‘compression machine adjusted to @ deformation rate of the order of
less than 1,5 mm/min, and deformation versus corresronding sample
loads are obtained. These data are used to plot a stress-strain curve
to obtain the maximum value of compressive stress vihich is q, the
Lunconfined compressive strength.
“The length to diameter ratio of the sample should be between 2and 3
2etly <3
‘This is to ensure that a failure plane does not intersect the loading
heads.
‘To determine the compressive stress during loading the ctoss sectional
area must be corrected as for the triaxial test
‘The corresponding Mohr circle forthe tests ilustrated below. For the
single circle for a series of tests itis only possible to extrapolate the:
slope of the failure envelope as @ = 0 and the undrainec shear strength
Suis
S.=0= as
P
au
| eo
mo al
As A
b | fe Loa
P-98
4.
x Stress strain pot to obtain
“unconfined compression strength
x a
ta | x
‘Mohr's circle for unconfined compression test96-
TUTORIAL
LABORATORY SHEAR STRENGTH TESTS
QUESTION 1
The following are the results of a tiaxiat test on three samples of the same
sol
Sample 1 | Sample? | Sample 3
Taal Leng ara) —_—_ —p 180 180 80
Initial Diameter (mm) 90 30 80
Pore Water Pressure @ Failure (Pa) 90. 105 Tie
Gell Water Pressure kPa) 200 300 [400]
‘Axial Load @ Faire (N) [1250 |“t420—|~Tez0
Length @ Failure (mm) a7 167, 763
Determine (a) the effective and (b) the total shear strength parameters of the
sol
Ans: (@) ¢= 64,4 KPa; @=5,7° (b)
70,8 kPa; 4
QUESTION 2
‘The results ofa shear box test are shown below. If a square 50 x 50 mm box
‘was used and the normal forces on samples 1, 2 and 3 were 60 N, 300 N,
625 N respectively, find (a) the soils peak cohesion and fiction angle; (b) the
soils residual (utimate) cohesion and friction angle.
Sear amcor [Te Tse ps pe tr [epee
‘Sample |__| 07 [76_ 00 [300 [yor [ee [a7 vis toe oe
‘Sampiez [142 [25a 313 | 316 [788 [>a0 [204 | 212 [206 _[aa2
‘Samole 3 [225 [360 as4_[ 482 [a0 [ae [ats [ara Tsar [337
(Ans: (6) = 75K a, 6, = 236" 6) 6 =41 KPa; 6=28.47)QUESTION 3
“Three specimens of lay having a small airvoid content were tested in the shear
box, Shear loading was started immediately after the appication of the normal load,
‘and was completed in 10 minutes. The resuts were as folows:
‘Normal stress (eN/n?) 145 mt 337
‘Shear stress at aire (KNim‘) TUS tT 132
8) Find the, and @ of the clay.
b) What value ofc, would be cbtained from an unconfined compression test on
the same soll?
(Ane: (a) 6, = 80,9 KPa; = 86" @) 965 KPa]
‘QUESTION 4
‘An unconfined compression test was caried out ona cytindrcal soll sample having @
tlameter of 38 mm and alength of 76 mm. A fale a load of 230 N was recorded
‘and the sample hed shortened by 12 mm. What Is the unconfined compression
‘strength and the undrained shear stongth?
Ans: q.= 170.8 KPa; 6,
85,4 KPa}98
CHAPTER 7
LATERAL EARTH PRESSURES AND EARTH RETAINING
‘STRUCTURES
INTRODUCTION
“The ground behind a retaining wall exerts a pressure on it The ratio.
ofthe pressure an the wall to the overburden pressure is known as the
cefficlent of earth pressure, If the wall is constructed with no move-
tment of the soll and ts kept fixed, then this ratio I the coeficient of
fearh pressure at rest, KG. If the wall moves forward sighty, a
minimum value corresponding to Ky, the coefficient of active earth
pressure acts on it Conversely, ifthe wallis pushed towards the soil,
‘the earth pressure gradually increases until it reaches a maximum,
‘erresponding to ky, the coefcient of passive pressure,
‘The concept of active and passive earth pressure is of particular
importance in sol stability problems, bracing of excavations, design of
retaining walls, ané development of pulout resistances using various
types of anchorage devices,
‘SOIL STRESSES AT A POINT
Consider a column of soll over any element as shown in Figure 1(a).
“The vertical pressure is 6, = py = yt as shown. During the formation of
the depost. tne element wil be consolidating under the pressure cw
‘The Vertical sess produces @ lateral flow into the surrounding sal
‘The Surounding soll resists the lateral flow effect with 2 developed
lateral stress ay, With time a stable stress state wil develop in wich
‘a. and ay wll Become principal effective stresses, since zero displace
‘ments wil produce Zero shear stresses on the vertical and horizontal
planes on the element The equilbrum in-situ condition produced at
ths stress stat is termed the K, conditions.“|.
=p tL | os oro]
1
(@) Stresses during for- _(b) Stable condition (c) Stresses at face of
mation of soil de- stresses excavation
posit
Figure 1
Development of in-situ stresses.
‘The ratio of the lateral and vertical in-situ sell pressures may be de-
{ined by a factor Kas
Kove,
The K, condition, in particular, is the ratio of the effective equilibrium
pressure i.e. no’ soll displacements occur, K, is also termed the
Coefficient of lateral earth pressure at res.
K = Seaial
Sing! (for normally consolidated clays
and sands)
ACTIVE AND PASSIVE EARTH PRESSURES - RANKINE THEORY
Consider the Mohr-Coulomb failure envelope thown below.100+
failure envelope
a
Re
ToIRO=sing > TC=RC sing
a ‘tang
+S. S2)sing
sing
21-05 = 20 Sh cosingeossing
0, (1- sing) -2c.c084 = a5(1+ sing)
1nd)
oo eet
Ising) Tsing
are, é st)
1+sing)
for we can show:<101
Cohe siontess Soils
From equation © with
‘These equations will yield the limiting value of 65 fora fixed value of o;,
and, will be greater than o. AL this stage it may be better to use the
terms:
6, a8 vertical stress
4 a8 horizontal stress
To ilustrate this point more clearly, let us draw tke Mohr circle diagram
for the above case,
Failure envelope
Active pressure
corel
on min
‘Active lateral
pressure
Passive lateral pressure
Consider now an elemant of sail against a smooth wall102.
rey
a |e”
Ine stresses oy and oy act on the soll element. Ifthe surface AB is
now moved away from the element, to A! B', oy will reduce unt a
limiting value is reached when the horizontal stress is a minimum,
termed the lateral active pressure.
The ratio 9% = K,
where Kis the coefcont of active earth pressure
m= eemion? = %,
Active pressure is thus the minimum lateral pressure that must be
‘applied in one direction to prevent failure due to a load imposed in the:
perpendicular direction,
RR
RR
RS
: RN
on Kor Ro,
Rl
seen |
Sip ines.
Active pressure case
‘Similarly ifthe smooth wall is moved into the sol, then «will increase
until a maximum value is reached (erical Mohr circle), the horizontal
‘09 at this condition is called the passive earth pressure,103
Thorato 7, =i,
where K, isthe coefficient of passive earth pressure.
rennin
ST
Rati
RR,
Rt
RHR
RR
Rant
Sip tines
Passive pressure case
Passive pressure is the maximum normal pressure (or applied
pressure) that a soil can support when acted upon by a fixed confining
pressure at ight angles to the applied pressure.
Cohesive Solls
Equations ® gave
wo, (si),
ee Uesing) — Vising
. ee ag Bg
108 ne) sng
which fom the previous defntions for K, ard Ke
oat 0 Ky 204K,
Kt 20K44
= 108
APPLICATION OF RANKINE’S THEORY TO RETAINING WALLS.
Rerkine's Assumptions:
‘The proconce of the wall doce not affect the ettece conditions in the
soil
‘Yielding ofthe wall causes deformation within the sol
Deformation takes place on plane surfaces as predicted by the Mohr=
Coulomb theory.
‘The resultant thrust on the wall is taken to act parallel to the surface of
the retained material
The theory applies to smooth vertical walls
‘The pressure on a retaining wall is a combination of that exerted by the
soil skeleions and that exerted by the fee water. The first partis
evaluated using effective stress parameters.
Vertical walls, non-cohesive soils, zero wall friction
Horizontal Backtit
H Unitweiahty | \ a &
‘ i
art
We know that
om (aetve)= 6, ISEB 20, Ky
also
sre (pave)so, Lh why
AtdepthH oy =KyyH and opp = Ky 7H
‘The total fore isthe area ofthe preseur diagram
PYeKYHH% — Pp=KyyHH%s08-
Pus%HPyK, and Py=%HP YK,
P, and P, act at the centre of gravity of the pressure diagrams Le. at
height '/ from the bottom =",
Horizontal Backfill with Surcharge
‘Surcharge = q Nim?
2 roe q
H by
—&
GR tt Fe &w
‘The surcharge increases the vertical effective depth by a constant
value at all depths. This, in turn, increases the lateral stress by a
constant amount over the entire height ofthe wall
« Na he
H ha BS aie,
4 ‘
| oe \ee Nee
® a.
NN eet Fat Re
‘The resultant thrust may be found fom the area of the pressure
diagram42
105
‘The Effect of Water inthe Backill
Hy
4 |\ &
Th Tors
‘The presence ofthe water table has two effects,
8) The density of the sol below the water table becomes the sub-
merged densiy,
b) The water exerts a hydrostatic pressure against the wall.
The resulting pressure diagram for the active case is shown. The fe-
suiting force is best spit into four parts
Pye Key He Pes Key Hy He: Py = % Ky" Hees Pye YH?
Cohesive Soils
‘A cohesive soil is partially self-supporting and will exert less pressure
fon a wall than an non-cohesive sol. We have found that forthe active
pressure condition:
aye osky-20 4
lie. cohesion reduces a.
Ko R
© ©-107-
Figure (@)
Is a theoretical pressure diagram; but tension cannot exist behind the
wall so Figure (b) is used for design purpos
Figuie (0)
‘The soils not able to withstand tension and wil crack to a depth of he
In periods of wet weather these cracks will fil with water which
imposes a further pressure on the wall
Figure ()
‘Shows the pressure diagram for @ tension erack filed with water, The:
depth ofthe tension crack is determined as follows:
Atdepthih,
11 K-20 VK,
O=heyK,-20 VK.
2esK
1K
tone Mi
‘The total force on the wall is given by the area EFB which we may find
thus
‘area ABC - area ADCE + area AD!
rH Ky-20 VR 4+
Y
Pye % yHPK,-2cH \K, 2
Horizontal Backfill wih Surcharge
“The surcharge increases the pressure and also reduces the depth of
the tension crack,43
= 108:
Ifthe surcharge is q
Fr ky +qK- 26K,
andh.= 267 = aly
1K
Pa | Pas
z \e,
Germ Jor? zKy
Non-uniform Surcharge Behind a Vertical Smooth Wall
Line Loads
6, wien)
* Pa active thrust ue to surcnarge
P= kw per unt length of wal
tia
Pas > 1,2 te tine load is con-
et sored roto at on te wa
2 oe
— ke
Com
To nd total fore Pa (negate=109-
wo)
Load has no fet thi region
44 Limitations On the Use Of the Rankine Method
There are two notable cases where the Rankine method should not be
used.
a
»)
a)
Rankine tends to over-estimate passive resistance and should
thus be used with care when analysing large retaining walls in
the passive state
If the wall has an inverted T-section as shown by case (a)
below, Rankine may be used to evaluate the pressures on a
vertical lie through the heel cf the wall If rupture surface.
Intersects the wall as in case (b), Rankine may no longer be
applied
Rankine Applies
‘ply Rankine
forte eutacs|
4 45-2,=110.
b) Rankine does not apply
Rupture surface intersects wat
ee
5. MOVEMENTS REQUIRED TO DEVELOP ACTIVE AND PASSIVE
PRESSURE
Very litte horizontal strain (less than 0,5%) is required to mobilise the
active case.
About 0,5% strain is required to activate half the maximum passive
pressure,
A strain of about 2% is required to mobilise full passive resistance (‘his
‘may be greater for loose sols)
For design purposes this may be translated into practical terme as
follows:
boy
Active Case
Sofi Clay | Stif Clay | Very StF] Loose | Dense
Clay | Sand_| Sand
oeae mae Yon | Yoo | Yoo | Yoo | Koro
to develop ful active
pressure“me
DRAINAGE OF RETAINING WALLS
‘The total pressure acting on the back of a wall is the sum of the
[Pressure due to the soll only (effective stress) and that due to the water
below the water table (pore water pressure). If by good drainage we
ccan reduce the p.wp. on the back of the wall to zero, we can
considerably reduce the active thrust on the wall. Note, however, that
zero p.w.p. at the wall sol interface does not imply that the p.wp. in
the backfil may be ignored, p.wp. on the failure plane must sill be
taken into account.
‘A number of schemes for drainage of the backfil are possible which
differ widely in efficiency and cast. A few are shown overeat.
‘The drain and weepholes must be capable of carrying the flow of water
due to rain faling on the surface of the backill, The quant of waier
‘seeping into the backfill is q= KA.
For unit area (A = 1) and i= 1 where q = k where kis the permeabilty
ofthe backiil. If for example k= 1 x 10° cm/sec, this is equivalent to a
rainfall intensity of 36 mmhr. Under these circumstances the backfil
will be saturated. For lowor rainfalls, the backfil becomes partially
Saturated and for higher rainfalls ponding will occur if surface runoff i
prevented.
Retaining Wall with Bottom Drain
Granular material
weephole no-fines concrete block
‘This type of drain is the minimum requirement of any retaining walls
Lnless specially designed to retain water,-12-
Retaining Wall with Vertical Back Drain
back drain
Horizontal or Inctined Drains
a
Inclined drain
iv Horizonal drain
|
7. EXAMPLES
7.4 Determine the active and passive forces acting on the wall shown
below.
tekNim®
3m , 30°
3) cl =0-1B-
hk,
1838x0339,
4 2007 kim
Pistol
4x 1082 =vexaserxs.
108. kNm 7438 4
7.2 _A3 mhigh staining walis to retain a granular sol having unit weight
of 17 kNim? and an angle of internal friction 4" = 25". Ifthe water table,
is at a depth of 1,0 m below the surface, find the thrust actng on the:
wall andits position,
7 Wn
25"
ren?
a)
(@)=1KH_ = 17104051 £69 KNintim ;
(= Rath = 710408 x29 5.58 kN «P= HyO)4= x2 x5.88= 568 kN
(nytt, 1032 201i
()=0) © Pr=(SxH,=69x2" 138 kN
‘Total thrust = 42,9 kNim73
at
Position of resultant =x
Pax = PyKy + Pats (Ps + Pana
42x = (845 x2:38) + (19.81) + (6,68 + 20.0) 067
42.9% = 39,04
x=08tm
‘A4 mhigh wallis to retain @ cohesive soil having @ unit weight of
kN, ¢= 20 kPa, =O. Find:
2) The wall pressure profile
b) The location and magnitude of the active force:
©) The depth of tension crack
“The example wil be done in cla-116-
8. BRACED EXCAVATIONS.
Bracing generally consists of vertical sheet pling or planking supported
by a series of struts and waylings or anchors.
Types of braced excavations are shown bebw.
BNL
Braced Tench Rar Graces Postiensioned
(large excavations) ‘Tebacks (gos ee
working sp808)
‘The construction sequence is usually
a) sheet ples are driven into the ground;
b) ground is excavated from inside the area enclosed by the piles,
©) wailings. and struts. are installed and tightened or anchors
tensioned as excavation proceeds.
Because of the method of construction and the rigid support given by
the struts, pressures on the sheet piling cannot be predicted by normal
earth pressure theories, The usual design procedure follows the
'method proposed by Terzaghi, using rules similar to those given below.ue
Dense Loose Softto Firm Stiff Fiesured
Sand Sand Clay Clay
Terzaghi's Rules for Pressure Distributions on Braced Excavations
Insand
P.= 0,8 K, yHooss
where K, is the active earth pressure
‘y" isthe average unit weight ofthe soll
HH Js the depth of excavation
& Is the angle of wall friction as follows for steel sheet
piles against soils
Materials a
clean gravels, gravel sand mixtures
clean sand, sity sand-gravel mixtures ir
silly sand, gravel or sand mixed with sitorclay 14"
fine sandy sift, non plastic sit rg
InGiay
Pressure pp = 7H -4c,
here c, isthe undrained shear strength
In St Fissured Clays
pe = 04 yH
| movement can be reduced to a minimum and constuction time Is
‘short, this can be reduced toea
us
The submerged density is used below the water table and pore water
pressures are added tothe calculated earth pressures.
‘SHEET PILED WALLS
Cantilever Sheet Piing
Cantiover sheet piling provides a simple method of construction for
walls up to about § m high, Beyond this height bending moments
‘become very large and the method is uneconomic,
‘The piling is driven into the ground to sufficient depth for it to become
fixed as a cantilever, resisting pressure from the backil side,
The pilng will be pushed forward by the backfil and will tend to rotate
about a point near the base, as shown below, This will resut in forces
being ceveloped as ilustrated
‘Movement of a Cantilever Retaining Wall
h
° 6-119-
Pivot point © can be obtained by trial and error balancing moments.
However, it is usual to assume that the passive force on the base of
the piling can be represented by a single horizontal thrust Pr, resulting
in a force diagram of the type shown in the figure below, This greatly
simplfies the design calculations without introducing serious errors,
‘Simplified Pressure Diagram
p,
P aol 4
x ls
‘The first stage in the analysis is to determine active and passive
Pressures and water pressures on either side of the wall The
minimum driving depth d can be obtained by taking moments about the
base of the sheet pling, Thus, for the simpiifed pressure diagram
shown
"Pod = "MyPa(n+ a)
where appropriate water pressures must be included in the
calculations,
‘The wall is driven at least 20% beyons the calculated depth d to give @
factor of safety and allow the passive thrust Pp. to be developed.
Altematively, a factor of safety is probably better introduced by dividing
the coefficient of passive resistance by a factor (usually 1.6). This will
result in a higher calculated depth d.
Exemle
Find the factor of safety for the sheet plle shown,92
-10-
1 -sins3"
Vesints
sh
P= % (65+ 3,67 0,205 x 19.2
K 298
392
P.= 23454
Pp 636% x3,582% 192
Pp= 422,0KN
‘Taking moments about toe 234.9 x (6,0 + 3,6)
122,0%3,6/8
108 = 58f 5-07) voto
‘Anchored Sheet Pile Walls
For heights greater than about § m anchored sheet pile walls are
usually more economic. This wall takes the form of a cantilever wall,
butt has an anchor or tie-back near the top.
Like cantilever walls, anchored walls are supported by the passive
pressure of the ground in front of the wall, but in addition anchored
ods support the wall near the top. This reduces the length of
‘embedment and the thickness of section required. Anchored sheet
pile walls ae suitable for heights up to abcut 10 - 12m, depending on
‘oil conditions.
‘The stablity of anchored walls and the stresses developed in them
depend on the interaction between wall, anshors and soi. A number of
design methods have been developed wnich fall broaaly into “fixed=n
earth" and “free earth" support theories. A simplified form of the free
earth support method is given.
Free earth support method: assumes that the depth of penetration of
the wall is insufficient to enable the toe to be rigily fixed as it is with
‘cantilever wails and that the toe is pushed forward until ful passive
resistance is developed in front off. The wal itself is assumed to be
inflexible so that it rotates about the anchor point which moves forward
sufficient for active pressures to be developed behind the wall. The
forces on the wall fora simple case zre illustrated below,
Forces on an Anchored Retaining Wall, Free Earth Support Method
A
BI \ toro, a,
h
hy Sol peepee: Kah 74,620
rel
4
att
E
For active and passive pressures, the resultant can be calculated in
the usual way: for instance, inthe case illustrated:
Yaka (n+ dy?
acting "sof the way up AE
Bho
acting ‘sof the way up EC,
Out-ot-balance water pressures must also be included in the calcula-
tion i present. The required depth d, for stabilty, can then be obtained
by taking moments about 8, the anchor point
Pots + yd) = Py (h + d)-(h-hy)}93
=n.
‘The value of dis obtained by trial and error.
“The force Ry on the te rods is obtained by equating horizontal forces
‘once d has been determined. This will of course, be the force per unit
length of wall; the actual force on each tie rod will depend on the rod
spacing
‘A factor of sa‘ety can be introduced either by driving the piling 40%
‘greater than the calculated value of d or, preferatly, by dividing the
Coefficient of passive pressure by a factor (usually 2).
‘Tie Rod Forces
The actual disribution of stresses on a retaining well may be diferent
‘rom what is assumed, leading to an increase in tension in the tie rods
In addition, loading of the rod may occur through settlement of the
surrounding soll, tending to cause sag in the rod ard increase tension
‘and unequal yield of the wall may lead to some ties taking a greater
Proportion ofthe pull than others.
Because ofthese variations, rod design tension should be increased to
30% above calculated values for the rods themselves,“13
S4- TUTORIAL
EARTH RETAINING STRUCTURES
Question 4
Find the activa pressure on the wall shown below. No weephdles exist in the
wall, Draw the pressure diagrams and find the overtuming noment about
Point A,
= ai!
tn ares
‘t= 21 KN
so bs
e
x
Answer
Moment = 367 kN
Question 2
‘A smooth vertical retaining wall etsns sol to @ depth of 7 m. The surface of
the sol is horizontal. The upper 4 m of the sol behind the retaining wall has a
density of 1 860 kg’, a cohesion of 18 kPa and an angle of itera icton
of 12". Below this material isa 3 m thick layer with a density of 2 040 kg/m,
angle of friction of 20° and cohesioniess. Assuming both sol ayers are flly
‘saturated, find he thrust acting on the wall and its postion.
ans
[oni |
soa en: 4f sit.
Question 3
‘Allowing for water in the tension cracks, find the total thrust on the wall if tis
‘10 mlong
‘A braced excavation conetructed within a dense clean sand is shown below.
Find the forces In each ofthe site thay ara spanad nt Fim cant
ar
1, 218k?
d= 35°
Question §
‘To suppor the sides of an excavation which willbe 3 m deep, itis proposed
touse 7 m ong sheet piles without anchors. The solis uniform, cohesioniess
and well drained with @ density and friction angle of 1 840 Kolm and 15°
respectively. Determine whether the sheet piles can be used with safety and
if mot how long they should be made for a factor of safely of 1,5 to be
achieved. (Answer =.15,3.m)12s \
on. Horizontal tes
A sheet pili to retain soto depth of 6 m in an excavatcn. eae ears
1.3 m below the top of the sheet ple and spaced 1.8m Nomebersiy Ave
‘assist in holding the sheet pile in position. The sol
cohesioness.
Question 6
= 1.750 kgim? and ¢° = 20"
ich half of the
Determine a suitable ving depth forthe sheet pleat which haf of
Passive thrust will be mobliced and caleulate the force in each tie.
Answer
4,03 m; 141.4 kNCHAPTER 8
RETAINING WALLS
INTRODUCTION
‘The finction of «retaining wall isto provide Isteral support fora vertical or
near-verical slope of soil There are many types of retaining walls and new
systems are continually being introduced tothe industry
‘The most common type of retaining walls are ihstrated in Figure 1 and
include:
+ Gravity retainng walls which are constructed of mass concrete, stone,
rubble or masonry. They depend on thet own weight for stay.
* Cantilever retaining walls ate constructed of reinforced conctete and com
rive thin sem and base sab. The structural design of these wall is
‘covered in reinforced conerste design courses and will not be dealt with
here
© Counterort reining walls are snl to cantilever walls except they have
‘emtical concrete labs Lnown a2 counterforts that tc the wall and bese
slab together. ‘The counterforts reduce the shear and beading momeats,wa
2. STABILITY OF RETAINING WALLS
[Retaining walls ful for a varcty of reasons and asa result of mumerous causes,
The more common causes of faire include the following:
21 Overturning - Fora vallto be sable it should not be able rotate shout its
toe. The resultant must be within the base and, to ensure no tension exists
‘beneath the base, the thrust shouldbe within the middle third ofthe base,
on s
be heel
Overtuming moment M, = xP,
Restoring moment -M, = wW,-+ SW,
Factor of safety against overturning F. 7 > 151020
7.2 ‘Sliding occurs winen the walls displaced laterally and ocurs wien there is
Insulficient fiction at th base ofthe wal or passive pressure resistance in font
‘of t, The angle of fiction between the baso of the wall an sil is given the
symbol 8. Ifthe wall is cast unsity, 8 = ¢ and if itis procas or stone 8 < 6,
Wis not advisable to use the passive resistance ofthe soln romt of the wallForce causing siding ~ P,
Force resisting siding = F, =P, + (W,+ W.,) tan
Factor of safety aguinst siding ~
[Bearing capacity failure occurs when the pressures transmittod to the sol by
the base exceed the shear strength of the soil Tho vatiation of the vertial
pressure transmitted frm the base to the soli illustrated in the figure below.
"The maximum and minimum pressures occur a the toe and heel respectively.
EV ~ Sum of vertical forces acting on base
P, = Horiznatal forse
‘From section 2.1, the met moment about the to (pont 0).
Maa Me ~My
‘The line of action of the resultant R ioterscts the base at point E, OB is
determined a8
1M,
ops Mea,
av
thus
"fy -OB = %-x (nd from mechanics: a=“1D.
‘This isnot desirable situation since the tensile strength
of soi is very smal,
‘The factor of safety agains bearing capacity fie F
given as
Fi = elton 33
Where q isthe uliate bearing capacity ofthe so.
24 Overall instability due to slip ofthe surowading soil occurs in cobesive soils.
and should be analysed as «slope stability problem.
25 Structural failure of the wall stom, a base may be caused by fauky desion,
‘poor workmanship, deterioration of materials te.
|‘Areinfored cs situ concrete caver wall is shown in the figure below. Caulte the factors of
safery with spect oovertuning, siding and bearing capacity (tke he ulkmae bearing capacity at
an
4
~ (oe L_
aa
“Th scion cane sit nt
xara how helo=I
‘Seton ‘area (oa “Weighianit | Lever Arm trom” | Moment (Nm)
Jength (N/m) ‘A(a)
T x05: 708 1S
2 se07 s6208 1a ane
3 4x07 = 28 20
4 6 x26=186 200.8 27
3 08 x0,7= 056 Oy. 935
6 oz 02 ‘ont
BV = ETN
SK, yh? = 0,5 0,339 x18 x67" = 134,540
Ky 7H? = 0,5 x3 x 18x1,5°= 60,75 KN
‘Overturning Moment M,=Pe = 134,542,253 = 30047 kN
Resisting Moment M,~ 987,26 + 60,75 x0,5~ 101764 kN) 47500?
Fanny” it~ fh =233<3-NOTOK
Theretove, Bearing Capacity lure would result. The wall must be re-designaor the bearing expaciy of
‘the ol below the wall improved by ihe removing or replacing with compaction or sbilzation.
‘Aestively, the sol may be removed and replaced (with compaction) by esol with higher bearing
capaciCHAPTER 9
‘THE STABILITY OF SLOPES
INTRODUCTION
“The failure of a mass of sollin a downward and outward movement of
«2 siopeis called a sie or slope falure. Siope falures occur in almost
very conceivable manner, slowly or suddenly, and with or wthout any
apparent provocation. They are usually caused by excavation, by
undercutting the foot of an existing slope, by gradual disintegration of
the structure of the sol, by an increase of the pore water pressure or
by a shock that iquefies the soll. (See section 7)
“Two types of slope stablty problems occur in clays; short-term
siabilty (end-of-construction case) and long-term stablity (steady
‘seepage case). The short-term case applies after @ cut is made in a
slope.” In excavating fora cu, shear stresses are induced which may
‘cause failure in the undrained state. Theoretical It is possie to
nalyse the stably of a newly cut slope on the basis of either total or
fffectve stresses; however, since itis difcult to ascertain the
distributon of pore pressures under these conditions, the © = 0
‘method of analysis (total stress method) has proved more successful
“The long-term case is also encountered in natural slopes and should
also be considered in analysing the stability of embankments. In this
case, pore pressures may be assumed to be in equilibrium and are
determined from considerations of steady seepage, thus, no excess
Pore pressures are included. The case is analogous to that of the
‘rained shear test, and effectve stress parameters should be used
‘TYPES OF FAILURE
For purposes of analysis, slope failures may be divided Into the cate-
govies sted below:
a) Plane side
Surface side
(i) Subsurface sideere
‘The different types of fllure are ilustated below.
Matera sing Suriace sina
ver aurace
\ Sure siding coors
syandar mater
Weak coesie subsurtace siding
mater
‘Subsurface slides occur
Potential atthe base of a thin co-
sip surface vering of weak material
») Deep seated slip
(i) Wedge faire
(i) Rotational faitre
(i) Failure along an ireguler surface
‘The different types of fallure ae ilustrated below.
Wedge Failure
Potential wedge fares
‘Wedge failures usually
‘Strata oflow strength occur where the hile
is made up of bands of
sirong and weak mate-
ral. The postions of
the fale wedges are
conttolled by the occur-
Fence of the weak and
ssbong bands.o3s-
Rotational Failure
Za Ny Cohesive soi
FA ‘The most common form of
~ Oy failure in cohesive soils is
Poremat 86 ) deep rotational sip. ‘The
sip sure 2 deepest surfaces which can
face ‘form within the weak mate-
til are almost invariably the
Strong stratum most critical. Thus, the base
of the critical slip surface is
usually controlled by an un-
driving strong stratum,
Failure Along an regular
Surface
Ina slope with complex soil
and groundwater conditions,
and perhaps an iregular
face, failure or potential fa-
lure surfaces may not follow
“) any of the standard pattems
Potential sip surface’ ‘shown above.
‘SHEAR STRENGTH AND THE FACTOR OF SAFETY
‘The shear strength of the soil may be expressed in the form
onan $
in terms of total stress, oF
wel # (o-utang!
in terms of effective stress
The factor of safety is defires ax
Fey-136-
where xis the shear stress on the rotential slip surface required to
maintain equilbrium, and F isthe fastor of safety. F measures the
factor by which the shear strength would have to be reduced to bring
the structure (or slope) to imminent colapse.
SURFACE SLIDING
Consider a slope comprising a dry granular (i.e. ¢= 0) soll inclined at
an angle ito the horizontal. Assume thatthe slope is very wide and
consider only the strasses that act in the plane of the cross-section
‘shown below.
Stresses upon olement of soil
In goneral, there wit be stresses cn three sides of this free body, as
Indicated above. However, if we assume the slope to be infinite itis
reasonable to assume that the stresses on the two vertical faces are
‘equal and exactly balance each other. Thus only the stresses on the
face CD, together with the weight ofthe soil enter into the equilibrium
of the free body.
‘The equilibrium of the free body in terms of the total forces T and N’
acting on the face CD is now analysed as follows:
Resolving vertically W-T sin -N cos
Resolving horizontally T cosi-N sinar
‘These two equations can be solved to give
N= Weoos |
T=Weini
- T=Ntani
It the ful shear resistance is mobilised so that T= N tan ¢, then
‘This means that when full shear resistance is moblised and slicing
bogins the angle ofincinaton ofthe slope | should equal the angle of
Internal fiction ¢. According to this analysis sliding is equally likely to
begin at any depth
‘The safety factor for surface slicing in a dry granular (non-cohestve)
soll dofned as:
Fa me
‘an?
Consider now the same slope and conditons as set out above apply
but now the slope is ful submerged below the surface of static wate.
The same type of analysis used above can be followed except that the
buoyant unit weight replaces the. total unit weight. Again full
resistance is mobilised when |= 6! so that T=N tan ¢! (N is tre
resultant of the effective stress)
‘Thus the maximum stable slope angle is the same for a given non-
‘cohesive (sand gravel) soll whether the slope is completely cry or
‘Somplotely eubmerged under water
8. WEDGE FAILURE
For the purpose of this course we shall be concemed with planar
wedge failure as lustrated below. This type of slope falure occurs
‘along fissures or relic joints located within the sol or rock mass,
‘= Fisoures and joints in
solmase
Plano Fature138
‘The method of analysis proposed by Hoek and Bray will be considered,
‘The analysis deais with two slope geometries both with tension cracks
‘occurring in the upper slope face or the slope faze. These tension
cracks may of may not be filed with water. Fallure is assumed to take
place aiong a single place.
Geometry of slope with tension crack in upper slope surface
Angle from horizontal to slope face
‘Angle from horizontal to failure plane
Height of siope
Depth to bottom of tension crack from top of slope
Depth of water in tension crack
‘Weight of failure wedge
Horizontal force due to water in tension crack
= Pore pressure (resultant force) or failure plane
‘The activity forces, that is those forces causing slope movement, and
the resisting forces can be resolved inthe direction of the faliure plane.
The factor of safety is then given as
resisting forces
© “activating forces19
Forces acting on fallure plane
Vest
[A = reat talur planetunt wisth
In terms of aiectve stresses
! eg! tan§ (= shear strength)
Resisting sess
c!+ (e- pwp) tan 4 (owp = pore water pressure)
“Total resiating force =c1A + (W Cos WU Veln ,) tan 4!
(Ger unit wiet),
‘Activating forse = W sin Ys +V c08
(per unitwict),
_ CASWCos't, -U-V sin, tang"
Factor of safety F = rare
Note:
1
Ae WW? Se
fensity of water = 1 090 kgim®
1
UF KoegteH-2 si pw
V= Apeg2a
For tension crack in upper slope surface:
We “pH?
Zea, otFor tension crack in slope face =
sana [Zs ryt ty -0
os = ett
‘Ag mentioned earler planar faliure occurs along fissures and joints
contained within the ell mass, the shear strength paramotersc' and ¢°
should thus be determined in terms of residual strengths c' and 4,"
ROTATIONAL FAILURE
Rotational falure is usually cared out on the assumption tht the slip
surface folows a orcular arc, In order to reduce the computational
‘effort to manageable levels, certain simpli¥ving assumptions need to be
‘rade, Even $0, there is usualy 2 great deal of computation involved
‘and circular slip analysis is usually carried out with the aid of a
‘Computer program. It's usually necessary to analyse a number (often
@ large number) of cles to dotain the Surface giving the minimum
factor of safety
Solutions to ciccular slip analysis for slopes of simple geometry, soll
‘and groundwater caridtions have been obtained and presented in a
(generalised form which enables the factor of safety of siopes to be
Quickly calculated
“The factor of safety for circular slipis usually determined in terms of an
effective stress analysis, occasionally however, factor of safaty
based on total stess analysis may be needed. This is usualy the
‘ease where the shortterm stability of cutings Is required and can be
‘obtained from Taylors curves, discussed below.
Two methods of analysing circular failure surfaces will be discussed
namely Taylor and Method of Slices
Taylor's Method
‘Taylors stabilty curves enable the short-term stabilty of slopes with
simple geometry to be rapidly determined. The slope detais are
shown below.
‘The factor of safety obtained is for the total stress analysis and total
stress soll stength parameters should be used.Death tater, 9
a
+
i
Beg
“The stabilty number m is read off the chart given below using the
‘curve appropriate to the values of ¢ and D for the slope and the factor
of safely is calculated from
For the case of } = 0, depth factor D is important but for @ > 5°, critical
slip planes tend to fass through the toe of the slope, so itis no longer
relevant,62
<1
Taylor's slope stability curves
Method of Slices - Ordinary method *
In this method the failure mass is broken up into a series of vertical
slices and the equilbrum of each of these slices is considered,
‘The figure below shows one slice with the forces that act on it, itis
‘assumed that the forces acting upon the sides of any slice have zero
resultant in the direction normal tothe fallute arc for that slice.on.
1 and Ni are resultants of shear and normal effective stressas acting
along failure arc.
sis the resultant of the pore water pressure against the failure arc.
(= uaey
Wis the weight of the sce,
‘The factor of safety, F, is defined in terms of moments about the centre
of the failure ar.
__ Moment of shear strength along failure arc
Moment of weight of failure ma
F
driving moment. Note that the moment arm for the weight of any
‘slice is equal to rsin 8,
Mo =r (= Wising
Where Fa the radius ofthe failure are, n is the numberof alice.
‘Assuming ¢' and ¢' are constant along the fallure arc
Ma =r 2. (c'+ai'tang") At = resisting momement.
(cL stan g!
‘where af is the length ofthe fallure arc cut by the Ith slice and L ie the
length of the entire failure arc.
* also known a Swedish Circle Method or Felienius Method,ae
‘Thus equation © becomes,
Fec'L+tang 5
z, wsing,
Consider the slice shown on page 10. Resolving in the direction at
right anglee tothe plane,
B+ U=w, cose,
or W, Cos 6,- Us= Wi Cos =u) A — @
combining equations @ and @
F = c'h+tang’ ¥ (Wicos@\- ust) — @
13 Wisino,
rain ‘Surfate of
firm stratum
Given the slope. failure surface, flow net and strength parameters
above, determine the safety factor.
The slope and fellure are are drawn to scale and the analysé follows
from the scaled drawing.2145-
+The frst step isto break the “foe body" into a series of vertical slices
as shown in the figure Py. 14. Slices 2 to 8 are approximately
trapezoids, and ther weights can be computed by multiplying the unit
weight of he soil imes the wich ofthe sce tmes the average height
ofthe slice, Sices 1 and 7 may be teated as tangles.
+The next sep is to determine the pore water force on the base of each
sice as ikatrated below,
ue kX
+The angle is then measured for each slice and sin 8, cos 6 and the
componens of W determined
‘+ Tre values of alrelevant information are tabulated for each sce.
oe ee
8668, 8868146
‘+The factor of safety is then given by equation 4 where L= Ea
EN=E(WCos0-U 42).
vette147
{if atension crack exists atthe top ofa slope the factor of safety against
rotational failure s reduced because the length of the failure arc is
reduced
Tension crack
2
feduced by +2
z= ny
7 J
No= tan? (45+) =K, Ls length of failure arc which contr-
butes tothe resisting moment
ob.
Inthe event ofthe tension crack being filed with water, the water pres-
sure contributes to the disturbing or diving moments (Mp,
cents ot
feiuee are
U= Hat (KN)
Moe au = depth of wat in crack (his case rackit
‘les wah war)12
73
74
78
Mas.
FACTORS CAUSING SLOPE FAILURE
Change of gradient. Undermining at the toe of the slope usually
caused by erosion from streams or excavation.
Load produced by embankment, fil, rock dump etc
2) Increases the shear stress
b) Increases the pore water pressure, hence decreases the
strength
‘The more rapidly the load Is applied the greater the chance of failure
because the pore water pressure cannot dissipate quick enough.
‘Shocks and vibrations due to machines, earthquakes, blasting ote.,
re2ult in reduction in shear strength and sudden movement,
‘Changes in water content due to:
a) Rainfall - particularly after long dry periods.
b) Leaking pipes, irrigation furrows not working - particularly dis-
charging atthe top of the slope.
©) Periods of drought - clay dries out and shrinks waich results in
‘racks, with tain the cracks fil wth water hence water pressure
build up.
6) Changes in water level which increases the pore water pres-
sure.
Water flow
) Leaching out of soluble salts and cements which changes ¢ and
¢ (usually reduces) hence failure.
b) Flow washes out fines and reduces density hence failure,
©) Produces cavities and sheet openings which result in tunnels
‘and sheets faling downwards due to direction of washing action,
Frost action. Top 34 om of sols frozen; water expands and soil
‘mass increases In volume, as ice melts the soil moves downwards -
‘occurs annually17
78
82
23
84
8s
88
87
88
89
-19-
Changes in vegetation. Roots add strength and “tick” the soil to the
rock. Vegetation also changes the water regime.
Biotic. Ants, rodents and other burrowing creatures add to instablity
problems especially in steep areas, They also create the beginnings
(of water flow problems,
‘TREATMENT OF SLOPE FAILURES
Capture and drain surface water, particularly from head of slope.
Pump out wells and pits full of water and drain depressions,
Fill cracks which would take water.
Drain slope with sub-surface drains, pipes cutoff drains ete,
Reduce the head loa
increase the toe load Le. flatien the slope.
‘Stabilisation by vegetation, particularly one with deep roots,
Retaining walls, piles etc. can be driven into the slope to stop
movement.
Rock anchors, botis stick planes of weakness together. Usually at =
2-5 m centres and taken down beyond slip surface. "Increases c In
‘equation c+ 6 tan 4,
Blasting keys into the failure surface.-150-
TUTORIAL
‘SLOPE STABILITY
Question 1
Determine the factor of safety ofa slope incined at 25° tothe horizontal and
having an internal angle of ction @ = 33°. The slope comprises of dump
rook
(169)
Question 2
* ee AaKNm
\Tenion crack la
‘a Fale pa
Determine the factor of safety forthe above slope [2,16]
‘Question 3
Using Taylor's chart find the maximum slope height (H) for a cutting having a
slope angle B = 60°, $= 10°, c= 20 KNim? and 7 = 19 kN’
1.5m]
Question 4
What isthe factor of safety for the slope shown below?
ye 8K
oe soRPa y="
ast,ssl
CHAPTER 10
BEARING CAPACITY OF FOUNDATIONS.
‘When designing foundations, there are two eiteria which must be con-
sidered and satisfied separately
1+ There must be an adequate factor of safely against @ bearing
‘capacity fate inthe sil
+The settements, and particulary the siferental settiements,
‘must be kept within reasonable limits
For foundations on clays, ether bearing capacity or settlement may
sgovem the foundation design. With foundations on granular sais,
FRawever, the choice of allowed bearing pressure wil, on vitually every
‘occasion, be controlled by settlement,
‘The bearing capacity of a foundation is the average stress on the
surface ofthe underiyng sol when the laters onthe point of collapse,
Itis.a function ofthe foundation geomety, tne sol weight and the soil
stength which is assumed to be defined by the Motr-Coulomb failure
condition Le.
14 = cr ontang.
DEFINITIONS.
timate bearing capacity is the value of the bearing pressure at which
the ground fails n shear
Maximum safe bearing capacity is the maximum contact pressure to
hich the soll can be subjected without risk of shear falure. This is
based solely on the stength of the sol and is simply the uitmate
bearing capacity divided by a suitable factor of safety which generally
varies from 1,75 to 3.0,
‘Allowable besring pressure is the allowed intensity of applied pressure,
‘aking into account both bearing capacity and settlementIs2-
3. COMPUTATION OF ULTIMATE BEARING CAPACITY
‘The problem is generally posed as follows:
Q
in
Consider a rectangular foundation of width 8 and length L resting in a
soil mass at depth D. The soll has a unit weight and shear strength
parameters c and 6
‘To solve the problem the following simplifications are made:
1a) The shearing resistance of the overburden soll (along be) is
neglected,
b) The fiction between the overburden soil and the fouhdation
(long ad) as well as between the overburden and supporting
sol (along ab) is neglected.
©) The length Lis assumed to be large in comparison with the
width B ofthe foundation,
‘The overburden sol is replaced by @ uniformly distributed surcharge:
q=10.
“The problem is formulated as shown below.-153-
‘The falure pattem consists of three zones: | Il and Ill. Zone | is an
active Rankine zone which pushes the radial zone II sideways and the
passive Rankine, zone Il in an upward direction.
‘A great variety of solutions to the problem have been proposed. How
fever, the utimate bearing capacity of a shallow strip footing proposed
by Terzaghi is often used and is given by
4, = CNG DNe + ABIN,
Where Ne, Ne and Ny are bearing capacty factors whiey depend on the
Value of and are reproduced overeat
“The N, term is for the surcharge effect due to overburden which tends
to confine the soil and avoid the upward movement along the plane ab,
‘This term produces a very significant contribution to bearing capacity,
especialy for large values of 6. The N, term reflects the footing width
for ticional sols, but 's seldom a large contribution unless the footing
is very wide
soe TH We
as
Sac",
Bas" {
£30" a
£50
220 -
aieL_ Fe T 1
3I5 mH
S108 z
Es GL |
° I
© c 500
Volues ot 4W.Ay
Bearing capacity factors, Ne, Nqy Ny, after Terzaghi( 1943)s4
‘These factors are valid for strip footings and require to be adjusted for
rectangular and circular footings as follows:
Rectangular footings
Naect = Nestip (1+02°)
Nye = Netip (1 02%)
Nyect
Gircutar footings
Necitcle = 1,9 N,strip
Nycicle = 0,6 Nystrip
Nycicle = Nastrip
It can be seen from the chart that when N= 5,7; N= 1,0 and
N, = Q Hence, according to Terzaghi, when ¢ = 0°, the ultimate
bearing capacity of a strip footing is:
= 57e +
Te for a surface footing,
‘Skempion showed that for cohesive sols (¢ = 0") N. tends te increase:
with depth and suggested that values of N, greater than §,7 could be
inserted into the Terzaghi equations. He suggested values of N.
shown in the graph below.
or
°
8
lean euro] |
Bearing capacity factor, Ne, for undrained analysis, after Skempton (1951)bs.
NET ULTIMATE BEARING CAPACITY AND SAFE BEARING CAPA-
cry
‘The previous equations give values of q, the uitimate bearing capacity
of the sol on which the foundation isto sit. To obtain the safe bearing
capacity, the relevant value for q must be divided by a factor of safety
‘against bearing capacty failure which generally varies from 1,75 to 30,
‘A value of 1,75 would be chosen where there is considerable
‘experience of the soll under consideration and where stict settlement
criteria do not apply, and a figure of 3,0 would be taken where litle is
known ofthe fleld behaviour ofthe soll and where settlements must be
kept to a minimum,
It must be remembered that, due to the excavation of material in order
that the foundation can be installed at depth D, there wil be a reli in
vertical pressure at the foundation level of yD. This means that the
factor of safety should be applied to the net and not to the gross value
of uliimate bearing capacity. If the excavation is subsequently back-
filed, the overburden pressure is restored and the gross bearing
capacity therefore applies.
For a stip footing:
Goat = Ne + YDNg + 0,6/8N,- 1D
Ne 7D (Nyt) + 0,578,
net
and the gross safe bearing capacity = =P +7
Example
‘A circular foundation is to carry a column load of 850 kN The
foundation will be installed at a depth of 1,0 m in a soil which has an
langle of friction of 10", a cohesion of 40 kNim® and a unit weight of
4B KN".
Ignoring the weight ofthe foundation find a suitable dimension for the
diameter of the foundation. Assume a factor of safety against beating
capacity failure of 3
For a circular foundation:
net = 1,30NG+ 1D (Ne =1) 40,378,156
From chart for} = 10", Ne= 8.6, Ne= 27,4) =1.2
1 dan = (1.9 9.640) + (1824 X17) + 0.9 18xB X12)
= 8298+ 6488
Sate bearing capaci
5208+6408 | 15,4
3
104.6 + 2,168,
‘Thus ianoring the weight of the foundation.
850
Ba
194,6+2168
B+ 90,18" 501,1=0
328 m
‘The foundation requires a diameter of about 2,35 m.
‘TOTAL AND EFFECTIVE STRESS CALCULATIONS
‘The expressions given previously were derived solely from the con-
ditions of equilixium and ftom the Mohr-Coulomd failure condition
‘They are therefore equally valid if expressed in terms of effective
stress. For example, in termes of total stress, Terzaghi's expression for
1e bearing capacity ofa strip foundation is
= Ne + YON + 0.578,
‘Similarly, in torms of effective stress
i! = c'N + DNg# 0,5B2N,
Where (refer to figure on page 2)
effective stress on surface a-b at failure
effective aurcharge at foundation level (2-b)
bearing capacity factors corresponding to valuss of 2
= effective body force ie. for the foundation
shove the water table z=
below the water table z= 7!-137
Example
A foundation 2,0 m square Is installed 1.2 m below the surface of a
Ssancy gravel having a unt weight of 19.2 kNim® above the water table
and a submerged unit weight (y- ya) Of 9.2 kNim®. The shear strength
Parameters with respect to effective tress are c' = 0,61 =30"
For! = 30° we get Nq = 23 and N, = 20(=16 for square),
4) I tre water tabe is well below the base of the founcation
qo =yD= 1.2% 19.2= 23,0 KN
2 KN
then the gross ulimate bearing capaci, In terms of effective
stress, i
(23,0x23) + (0,5x2,0x 19,2 x 16)
196.2 kN?
b) Ifthe water table rises tothe level ofthe base ofthe foundation
3,0 8s before, but
3.0.x 23) + (0.5 x 2.0 «9.2% 16)
76,2 KN
©) Ifthe water table rises to ground level
=(11,023) + (0,5 x208,216)
= 400.2 kN?“153
‘This example ilustates the considerable reduction in the bearng
capacity which occurs fa foundation is flooded by a rising water table.
‘We saw in section 4 thatthe gross safe foundation pressure is given
But
if 46! = (y= = (GoW)
2-4
“Thon, informe of effective cross
Refering to example 5:2 (a) where the water table Is well below the
base of tre foundation
a) ach= a= 23,0 KN?
Theni FOS = 3.0
836-230
30
204 KN!
#230
b) the water table rises tothe ground surface
11,0 «Nm?
100.211 +230
30
182.7 kN?<159-
TUTORIAL
BEARING CAPACITY
‘Question 1
Determine the net utimate bearing capacity forthe foundation shown below,
‘The water tabe Is very deep.
cru re
1,5] ON
ets
peed
ey
anawes
e=10704Pa
avestion 2
‘A 3.m x2 rectangular footing isto be founded ata depth of 1.5 m below
ground eve in a sol having shear strength parameters n terms of etectve
Stress ofc! = 10 kPa and = 32° and a ealurated unt weight yg = 21 KNIT
@) The ultimate bearing capacty withthe water table at founding level
Answer
41794 KPa,
b) The ultimate hearing capacity i the water table is at the ground
surface
Answer
1.2694?160
Question 3
Determine the ultimate bearing capacity for a 1.8 x 1,5 m square footing
founded at a depth of 0,75 m in a saturated clay which has shear strength
parameters ofc, = 45 kNim? and 4, = 0 using
a) Terzaghi
Answer
323 KPa
b) —Skempton
Answer
338 KPa
Unit weight of clay yx = 20 kN/m®
Question 4
Find the gross safe foundation pressure for the strip footing shown below.
Assume a factor of safety of 2.5.
05m
Answer
135 kPa
Question §
‘A block of fats is to be erected on a raft foundation ata site where the soil
Profle consists of 1 m of fil material overlying a deep bed of saturated cay
‘The dimensions of the raft wil be 24 m x 12 mand it will be founded at a
depth of 2 m below the surface of the ground.=t61-
Asie investigation has shown thatthe undrained shear stength of the clay o,
= TO KNim’. The unit weights of the ll and the clay are 17 and 20 kNin
respectively.
Ifthe gross pressure at foundation level from the raft will be 175 kN, check.
the factor of safety against bearing capacity failure which should not be less
than 26.
Answer
FOS = 3,2 ie OK
Question 6
‘A square footing is required to carry @ column load of 560 KN with a factor of
safety against bearing capacity failure of 3. ‘The foundation is to be placed at
2 depth of 1,5 m below the surface of a loose granular soll where the water
table will be at foundation level. The angle of friction ¢" = 28° and the unit
Weights of the soil above and below the water table are 16,5 and 18,3 kNim®
respectively. Determine a suitable size for the foundation
Answer
1.8% 1,8 msquare1
CHAPTER 11
‘STRESS DISTRIBUTION IN SOILS
STRESS DISTRIBUTION
In soll mechanic stresses under loca! loading (as against unterm glo-
bal toacing) conlitons are determined fom the mathematica! tory ot
lastly, The theory of elastic enables the computation of dstibu-
tions of stresses caused by loads covering fat, flavible and gid areas
of varicus shapes within horizontal surfaces of wide extent - The
procedure assumes constant sol parameters, Young's Modulus & and
Polssor's Ratio vor (this does not imply that real soil behaves as an
‘dea elastic eo),
Stress distributions may be obtained in the form of contours of equal
‘ess or pressure oulbs which serve as a useful conceptual aid,
1. Foruol’e
Sttlp Footing
re Uniform
1_-pressure,q
OB
| 0-01g|
a 058
0;7
oe 1-08
95
Ow 1-58
o3
"—— 2:0B=163
b) —Cireular Footing
Dlareter= Uniform
Pemeen8,
05 -
(Ws \ :
Nee aston , wien
" 5 ee
M Reef I]
io) Byes
— i
Figure 1
©) Square Footing
Stresses under flexible footings
It can be seen, for example, that the influence of a flexible strip footing
does not extend much beyond a depth of about twice the footing widt
‘Methods of estimating the distribution of stresses set up ita soll mass
are given below.
2. Boussinesque Equation for a Point Load
Load P164-
“The vertical stress produced by a vertical point load on the surface of a
homagenous material ae given by!
‘The above formula may be used for spread footings of breadth b for
depths > 3b (erro ~ 346)
3, Vertical stress under the corner of @ flexible rectangular loaded
area - Steinbrenner.
a
“The vertical stress at the comer of the flexible rectangular ares is given
by
where | isan influence factor determined from the chart given belo.
‘Stresses at other points beneath the rectangular loaded area may be
obtained by superpostion, eg
To find stress o- at point 0
1 required = 0, due to EOHD - 6; due to EOGA
= o: due to FOHC + 0; due to FOGB
i cxat
7 due to each ofthe four
rectangles=165-
stejsz| zie} jez} sol vol] wm | zo] ro
aie papeo| JeInBuejoe! € Jo Jeui09 O47 JepUN SseENS ]EUOU [EOHIEA 40} | s10}08} eouONYUL=166 -
Design chart. Probably the most useful design chart for estimating
foundation stresses is that given by Janbu, Bjerrum and Kjeernsli and
shown in the figure below. This chart gives the increase in vertical
stress beneath the centre of a uniformly loaded flexible area of strip,
rectangular of circular shape,
Grovod evel
Serka”
bprincrease
vertical stress.
etiective
cverburéen
pressure
roy Tou T ri
3 Circle E58
12108
square
ieee) Ls
o | U {
10205 | 2 5 10 2 50-167-
‘The theory above is applicable to surface loading only. Ifthe loading is
applied at some depth below the ground surface, then the stresses
caleuated above will be reduced. A reduction factor i, must be
applied tothe calculated stress increase to give
4p (footing at depth) = 1.4 (footing at surface),
“The correction factor 1, i given below.
The siress distribution theory applies to a “flexible” foundation, ifthe
{foundation is “igi”, the settlement reduces. A rigiity correction factor
of 0,8is normally used ie. 0,8 p (flexible) =p (igi)= 168-
CHAPTER 12
IMMEDIATE (ELASTIC) SETTLEMENT
‘The total settioment of a foundation on a saturated clay cansisis of
three part, namely:
Prt prt pe Py
elastic settlement (or immediate settlement) - p,
consolidation settlement ~
secondary settlement - p,
Depending on the loading and soll conditions elastic and consolidation
settlement may occur simutaneously, altematively full consolidation
‘settiement may only result many years after the elastic setlement,
also, in certain sols secondary settlement may not occur ata
‘SECONDARY SETTLEMENT
‘Secondary settlement Is due to a type of creep phenomena occurring
very siowiy under conditions of zero increase in etfecive sess. Iti a
‘complex process and not all that much is known about it. With certain
soils, however, it constitutes a fairly large proportion of the total
settlement, It wil not be deat with in this course
CONSOLIDATION SETTLEMENT
Consolidation settlement is due to the slow dissipation of excess pore
water pressure fom the soil voids and occurs with a change in volume.
‘The reduction in the pore water pressure after an increase in the total
stress ragults in an increase in the effective stress - consoldation
seitiomentis thus due to an increase in the effective stress,
‘The principles of consolidation have already been deelt with and thus
the sequence cf operations in a typical settlement anaysis wil be
shown,
From the resuits of laboratory tests and the site investigation
characterise the soll profile assigning values of e, and corrected values
(of Sc, Cor m, to each layer= 69.
Estimate the stress increment resuting from the loading at the centre
‘of each layer or sub-layer of the soll
Correct the stress increment for the effect of founding depth.
Calculate he settlement of each layer of sub-iayer due to the corrected
‘sless increment.
ELASTIC SETTLEMENT
Elastic setlement occurs immediately after the application of the load,
This elastic (or immediate) settlement occurs under conditions of no
volume change which suggests that parts of the surrounding soil must
rise to satisty this requirement.
Immediate settlement of a foundation in a saturated clay is calculated
(on an elastic basis using an expression inthe form
=a!
are
inwaicn
1 = immediate settlement (m)
@_ = net load intensity of foundation (kN/n?)
B= foundation breadth or width (rn)
|= aminviuence factor which depends on the shape and depth of
the foundation
E = an elastic modulus appropriate to the stress range in the soil
(kiwi?)
Influence charts such as that shown below in Figure 4 can be used to
‘estimate immediate settiements. In the chart yy is a stress influence
{actor that depends on the ratio ofthe foundation breadth to the depth
‘of deformable material and the foundation shape, while 4, is a factor
that allows for the effect of founding depth.
Fe xe@
Frege
% 50
20!
= 10
Bis. sf
Fro. 208
Squore
° Circe
00. i
T0205 | 25,1920 50k f
° ° ‘HIB
10
909
308
807
306 os
°SToa os) 2 5 20
of
Fue 4
Influence factors for calculation of immediate settiement
It the soll consists of @ number of strata with very different E values, as
shown below, the chart can still be used by considering the folowing:
8
ek
TT
x layer 4 E
layer 2 &
layer 2 &
Rigid base
') Calculate the settlement caused by layer 1 with E= €, and a
tigi base at death x, (= p,)sin
1) Calculate the settement for a layer of thickness x, and E = E,
2.
it) Calculate the settlement fora layer of thickness x, and E =
Ey.
‘Then the settlement contributed by layers 1 and 2 Is p; + (pz = ps).
Continue for layer 3,
The value of q used in the calculation of immediate settioment is the
‘net loading ie. the loading intensity applied by the foundation less the
load intensity removed by excavation,
EXAMPLE
Determine the immediate and consoldation settlement for the 3m
‘square pad foundation carrying a load of 900 kN shown below.
a= 9004N,
3x3 mpd footing (texte)
Pee anne
sx" a
wet | am nasa?
| "0,18 x 10° m7AN
a
For this example only we will assume that the net foundation pressure
= gross foundation pressure since
+ the soil removed to cast the footing willbe replaced
+ the unit weight of concrete « soil
=.= 100 kNsin.
Immediate settiement
referring to chart Figure 4
my 0,34
(423-087 y= 0.82
iy X He = 0:34 x 0,82 = 0,28,
1003x028
ay = Rag E10" (mm) = 338 mm
layer? Consider:
@) layer 1 and 2 combined with E= 4,2 MPa; then
b) layer only with E= 4,2MPa,
a)
051 x0,82= 0,42
jp) = 100x3 0,42 x 10° (mm) = 30,0 mu
Pap *ioxsxg (mm) m
») pg Influence factors already calculated,
1=0,28
100 X3x028 os
fay = age X10" Conn) = 200 mm
ps for layer 2 Pea * Puen Pe
= 30,0-200
= 10,0 mm
Immediate cottloment = pay + Py
336+ 100
9 =4368mm_,tse
Gonsoldation settiement
We must determine the stress distribution at the centre of each of the
Ccompressiole layers. (Assume m, applies to the centre ofthe layers.)
Settlement required at the centre ofthe footing,
Using the chart: Figure Z (stress distribution section)
‘Stress in layer 1 between the bottom of the foundation and the bottom
ofthe layer.
bpp: 2 = (4-2y2=1 Apdg = 0,86
B ™ 88 x 100
218 ='1,= 0,33 ‘4p; = 86 kN?
‘Sues atthe centte of layer 2.
pn: 2
2B = 3.513 = 4,17
Correct these stresses for depth of founding as per chart: Figure 3
(Gtress distribution section),
D=2 D/JBXL = 23
JOxE = (3x3 =30 correction jg =
Us =
Corrected stresses Ap, 67,9 kNim?
‘pa = 28 x 0,79 = 22,1 kNim?
Consolidation settlement p, = m, HAP
layer pe) = 08x 10° x2x67.9x 10°) = 40,7 mm
layer 2 pig = 0,18 x 10° x3 x 22,1 x 10° (mm) = 11.9 mm
total consolidation settiement = 40,7 + 11.9
(p.= 526mm
Total settlement +b
= 43,6-+52,6 mm
2 mam (say 96m)<4
‘$4 -TUTORIAL
‘STRESS DISTRIBUTION AND SETTLEMENT
‘Question 1
Find the vertical stess 4,0 m below the centre of a rectangular foundation
having a length of 2m and a width of 1,5 m with a contact pressure of
250 kPa,
‘Answer 36 kPa
Question 2
Plot the stress distribution at the depths of 2 m and 4 m for apoint load at the
surface of 100 KN,
Question 3
Calculate the vertical stress at points A, B and C at depths of 2, 4, 6 and 8
‘metres below a flexible surface pressure of 600 kNim®
Pett Answers
Point — 4m= 118 KPa
Point 6 m= 142 kPa
Point 8 m= 3BKPa<5
Question 4
‘A rigid foundation is 3 x 3 m in size and transmits @ load of 2 500 KN to the
soil at its founding depth of 2 m, The soil is a normally consolidated clay with
the following properties.
6, =27) (specific gravity)
Yea = 18,5 KN? (saturated unit weight)
E =20MPa (elastic modulus)
©, =0,25 (virgin compression index)
If the water table is at 3m below surface and the clay extends from the
surface to a depth of 10 m.
Find at the centte ofthe foundation
2) the immediate setlement (Answer p, = 20,5 mm)
) long term consoldation settlement (Answer p, = 203 mm)
©) total settlement (Answer= 178.8 mm)
If the water table was lowered by 2 m, what additonal consolidation setie-
‘ment would take place?
Answer p = 96 mm
Question 5
‘Arrectangular raft foundation imposes a contact pressure of 155 kNim? on the
surface of a foundation soil. Plot the distribution of vertical stress with depth
below the centre ofthe foundation to a depth of 18 m. The raft is 36 m x 24 m
Part Answer
(0m) Ap (KPa)
6 1488
12 1256
18 96,1CHAPTER 13
CONSOLIDATION SETTLEMENT
Ths time-dependent volume changes in soil mass which results from
changes in normal stress is called consolidation. A mathematical
model for the consoldation process has been formulated for a fully
‘saturated soil. This model, however, assumes that the consolidation of
the soilis one dimensional. By this we meen that
2) all displacements are vertical so that there are no lateral strains,
b) allow of water from the sol isn @ vertical direction only, and
©) the void ratio is @ direct function of the vertical component of
effective stress
‘The condition of one dimensional vertical consolidation generally
corresponds to the alate of the soll during deposition when it is con-
‘solidating under ite own weight. The lateral extend of euch a deposit is
generally large wher compared with its thickness, and some lateral
Water movement may occur as well as some slight lateral soil move-
ment. Neither of these effects is very important when considering the
‘overall settiements due to consolidation based on extrapolating labora-
tory results to the field
‘THE CONSOLIDATION PROCESS:
When a load is appled to a fine-grained saturated scil confined in a
‘metal ring with plezometers inserted in the sample (Figure 1a), the
water level in the piezometers will move to a new height of h + Ah
immediately after the load Ap is applied (Figure 1b).
‘The reason for this is that when a low coefficient of permeabilly exists
(as for sits and clays) the water cannot instantly flow out of the soil
pores.<7
8) Piezometers have reached static equilibrium under compressive
load p.
_ ate ‘Ah
| | hb
i
b) Water pressure in piezometers record increase in pressure of
‘4h when load increased by ap.
© Atend of consolidation plezometers reach static pesition of (a)
and settlement 4H occurs.
Figure 1 - Consolidation“178
In applying this load, the soil mass attempts to undergo a volume
‘change (void reduction) which cannot occur unless some water is
cexpelied from the soil pores. Since the water does not instantly flow,
the load is converted to an increase in the pore water pressure, hence
the sudden jump in the piezometer height of ah
As the water gradually flows out ofthe soll pores, the plezometer head
drops. The consolidation process is considered complete when the
water level inthe piezometers retums to the static water level shown in
Figure tc
THE CONSOLIDOMETER TEST (ALSO CALLED OEDOMETER.
Test)
The laboratory consolidation test Is carried out in an oedoneter (or
consolidometer) ay placing an undisturbed sample of the soll into a
steel ring between 20 and 40 mm thick and ranging in diameter from
about 45 to 113 mm (common ring dimensions are 20 mm thick and 75
mm diameter). The testis one dimensional because with a metal ring
‘confining the sample no lateral soll or water movement takes place.
‘The test proceeds by applying loads in a geometric progression with a
load ratio of Apip = 1 with a typical sequence of 25, 50, 100, 200, 400,
{800 and 1 600 kN/m? depending on the equipment available,
‘The oedometer apparatus is shown in Figure 2 and the test procedure
outlined as follows:
a) The mass, dimensions (height and diameter), specific gravity
and moisture content of the specimen is determined so as to
‘obtain the inital vid atl @,
b) —Aload is applied to the sample, a stop clock is started and the
‘consolidation cell ie flooded. ‘Readings of displacement are
taken at intervals of time until no more displacement is
recorded.
©) Additional weights are added and the process is repeated. After
‘consolidation ofthe final load increment is complete, the weights
are sequertially removed and the specimen is allowed to swell.
‘The final moisture content of the sample is determined,“179.
Prone
Figure 2
Atypical cedometer cell
Its common practice to present the resuils of the consolidometer test
in terms of the applied pressure (p) and void ratio (e). The
latter may be determined by considering the folowing:
Dry mass of sol
Volume of Slits Va = ey or soi
Volume of voids. V, = volume of ring - volume of solids
In addition consider a sample of soil shown below such that the volume
of solids is unity and the original vaid ratio is e,.
4
1
‘The total volume of the sample is 1 +e,
YA, va,
e=ValsoV=V+V, VET +e]=180-
Hy=Hy+He of Hoe H+ HY H,=H,+ oHy=(1 +04) Hy— (1)
Hy Hy=Hy or Hist Be Hy=H.* ets (1 #0) Hy
Ha= Ho=(1 + 6<)H,~(1 + e\)H,= AH
But, = qo from (1)and He Hy = AH
Example
{In a consolidation test an increase cf 100 kNim* in the total vertical
pressure was applied to a saturated clay sample inital 20 mm thick.
‘After 24 hours the thickness of the semple was reduced to 19,67 mm,
‘The sample was then relieved of pressure and the final thickness was
49,7 mm and the moisture content 20%, f the sample was saturated
throughout the test and the specific gravity (Gs) of the particles was
2,66. Calculate the:
2) ntal vova rau e,,
b) void ratio after consolidation o,,
©) Void ratio after expansion ey.
AH se _ 20-107 _©,-0771
9) te? 2 ” te,
»
°-181-
ANALYSIS OF THE CONSOLIDATION TEST
From the resuits of void ratio (e) and the effective pressure (p') an e vs
p' orane vs log p’ graph may be plotted as shown Figure 3 below.
a) Natural Seale e ve p")
Void Ratio e
e, A
ae c >
Bo AD By
— Etecive Presse
») Scale
Void Ratio e
Recampression (Slope = C,)
ey a
Ae sweiing- Virgin Consetidetion
cre Seance
Tog Ehecive Presere
Figure 3
Consolidation Curves12-
‘The coafficiant of compressibility (m,) is defined as the decroace in unit
volume per unit increase in pressure i.
te 4 ,
mage tuisminy — 1)
or
ons
™" Hap — @
88/o i te slope of the © vp curve (Figure 3a) which fs not
constant fora AP. my must therefore be computed inthe range of
presses under conederaton. Fem 2) above for one Gmmaaenel
sonal
‘The slope ofthe virgin potion ofthe e vs log p' curve is defined as the:
compression index Ci
Co" apt gpl PL
ing Plog Py og
‘Similarly the recompression or sweling curve - determined during
lunloading - has a slope referred to as the recompression index (C,)
‘and expansion index (C.)
Note: C, = G,
‘The compression index is more convenient to use since beyond a
certain pressure the plot becomes a straight line and therefore has a
constant slope,
The seitlementis given by:“Be
5 NORMALLY CONSOLIDATED AND OVERCONSOLIDATED SOIL
A normally consolidated soil is one that has never been subjected to
an effective pressure greater than that at present. (A point somewhere
Cn line AB -Figure 3.)
‘An overconsolidated soll is a soil which is at present under an effective
‘tress less than that which it has experienced at some time in its
history. (A point somewhere on line CD - Figure 3)
‘Many natural sols are overconsolidated because they have been
‘consolidated by the pressure of overburden which has since been
removed by erosion - Figure 4
Volt Ratio
ravi aay const)
End of dposion
bw
(overconeoicatea)
. pe Etectvep!
Presertoverburden _Pracensoidation pressure
Pessure pressure
Figure 4
"Natural overconsolidation
Other factors that may cause overconsolidation isa fall and rise in the
water table and suction near the soll surface during dry weather
(cesuiting in 2 large posite effective stress in a fine grained Soi).= 186
For overconsolidated sols the overconsoliation ratio (OCR) is defined
‘as the ratio of the preconsolidation pressure to the overburden
pressure.
%
oon=
‘SAMPLE DISTURBANCE AND ITS EFFECT ON e-p CURVES.
The shape of the e-iog pls very sensitive to sample disturbance and
has the folowing twomain effects
a) When a soil, after having been removed from the ground, is
reloaded the recompression curve tums gradually int the virgin
Contolidation curve and does not follow the curve for unloading,
b) As the preconsoliation pressure (p.) is approached the curve
for @ disturbed sample is steeper than for the undisturbed
sample
Casagrande has suggested a method shown in Figure 5 for deter-
‘mining the preconsoliation pressure (p,).
old alo
Figure 5
Determination of p,2185.
a) Determine the point of maximum curvature A.
b) Draw horizontal ine AB,
©) Draw tangent AC.
©) Construct bisector AD.
e) The intersection of AD and the extension of the straight line
portion ofthe curve gives point F at pe.
‘A method of correcting an ¢-log p curve for sample disturbance has
been proposed by Schmertmann and is obtained as follows in Figure
6
O42 Ce
Figure 6
Determination of field compression curve
@) Find the insitu void ratio and the corresponding effective
overburden pressure (e, , p').
b) Find p, the preconsolidation pressure as discussed In section
62.
©) Find the mean slope of the rebound curve.
6) Construct tine ab from point a (p', , e,) parallel to the rebound
curve to strike b at the value found for p= 185
©) On the laboratory curve find point ¢ corresponding to e
0,42 e, and join point b toc.
‘The curve abe represents the field relaionship between void ratio and
pressure from which the compression index is determined and hence
settlement.
Clearly the determination of p, is of great importance and thus high
standards of sampling and teting must be adopted“187.
TUTORIAL
CONSOLIDATION
The folowing readings were taken in aconsoidometer test.
Pressure (KPa) 050100200400 8000
Thickness (mm) 20.0 19.65 1852 1935 10,15 1895 1025
‘for expansion the melsture content was 25% wih C, = 2.65,
2) Plote-p une
®) ind m forthe range 200-900 kPa
©) Find for stess range 500-600 KPa
answer
2 ;
8) 5.806 10% m*aN (opproxmatey)
©) 0.076 (approximate
‘Question 2
‘Aconsoldometer test gave the folowing results:
‘The saturated unit weight ofthe clay is 20 kNin* and the water table is atthe
surface
Find
2) The overconsolidation ratio ata depth of m
) The consolidation settlement ina layer ofthe clay 5.0m thick between
3.5 m and 8,5 m deep due to @ Uniform surface load of $0 gore
spread over alge area
©) Asin(b) above, but the foad is now 140 kN?Answer
a) 26
b) 26mm
©) 175mm
Question 3
186
Given the following consolidation test data, plot e versus log p and find the
preconsolidation pressure p..
VoID RATIO“
PRN | Fist tad | Unidad Reead
o | 120 | 194 -
3 [18 100 10%
725-417 0.61 0,990
25 [15 0,948 0.868
50 [42 0.3, 0.945
700 [ir 0,880 ost
200 | 0,99 0.65; 0.588
400 855, 0843
300 0.736
7600 0.589
Answer
Pex 120 kPa= 189-
Question 4
{the sample used in (3) above came from the strata as shown halaw, find the
consolidation settiement ifthe clay is 2 m thick and the average hcrease in
pressure AP = 25 kPa,
(Hint: Correct the e-log p curve and find C, Ae or m, hence p).
NGL.
re
You = 18,5 kNim? i mows
Yea = 19,8 kN? 3m
psl¢mm