Intergroup Relation
Intergroup Relation
Abstract
The present manuscript is a theoretical revision of the major theories about intergroup
relations and emotions, developed over the last decades in the field of social psychol-
ogy. Following a general chronological order, we first revise the first individualistic
approaches to the field of intergroup relations and social conflict. Afterwards, we revise
the realistic group conflict theory and relative deprivation theory. Next, we discuss
the social identity and the self-categorization theories and highlight some of the most
studied dimensions of intergroup relations within this framework. To conclude, we
present some of the most influential appraisal theories of emotions and the theory of
intergroup emotions. We claim for an integration of several different approaches when
studying intergroup relations and, more specifically, the role of different emotions in
explaining instances of intergroup conflict.
1 This work was supported by a PhD grant from the Foundation for Science and Technology, Portugal [grant number
SFRH / BD / 36056 / 2007].
2 University of Coimbra. Faculty of Psychology and Educational Sciences.Email:[email protected]
3 University of Coimbra. Faculty of Psychology and Educational Sciences. Email: [email protected]
4 University of Amsterdam. Email: [email protected]
Resumo
O presente artigo consiste numa revisão teórica das teorias mais influentes na área das
relações entre grupos e das emoções, desenvolvidas ao longo das últimas décadas no
campo da psicologia social. Seguindo uma ordem cronológica, primeiro apresentamos
as abordagens individualistas no campo das relações entre grupos e do conflito social.
Depois, revemos a teoria do conflito realista entre grupos e a teoria de privação relativa
para, seguidamente, discutirmos as teorias da identidade social e da autocategorização e
destacar algumas das dimensões das relações entre grupos mais estudadas dentro desta
abordagem. Para concluir, apresentamos também algumas das teorias de avaliação (i.e.
appraisals) das emoções e a teoria das emoções intergrupais. No presente artigo, defen-
demos a integração de várias abordagens e perspetivas diferentes ao estudar as relações
intergrupais e, mais especificamente, ao analisar o papel das emoções na compreensão
das relações entre grupos e do conflito social.
The social psychology of intergroup relations has a very long and rich history.
Given its special attention, since the beginning, to phenomena such as racism (e.g.
Stephan & Stephan, 1996; Vala, Brito, & Lopes, 1999), prejudice (e.g. Mackie &
Smith, 2003; Stephan & Stephan, 1996), stereotyping (e.g. Deschamps, 1984; Turner,
Hogg, Oakes, Reicher, & Wetherell, 1987; Turner, 1999), discrimination (e.g. Ajzen
& Fishbein, 1977; Mackie & Smith, 2003) and conflict, it is thus understandable
how it became such a prolific area of research and theorizing.
Independently of the focus on societal groups, such as racial or ethnic groups,
national groups, religious groups, work groups, or even, artificial groups, just to
name a few, the focus on the interactions of people belonging to groups and per-
ceiving, thinking about and acting towards other individuals who are also part of
groups (be them ingroups or outgroups) presently sets the framework of analysis
in intergroup relations.
One of the most widely known definitions of intergroup relations was provided
by Sherif (1962) and states that
Intergroup relations refer to relations between two or more groups and their
respective members. Whenever individuals belonging to one group interact,
Theories on intergroup relations and emotions: A theoretical overview 9
Summarizing, given the defaults of this approach and the lack of potential
explanatory power for certain societal phenomena, new approaches and theories
were developed, with the aim of explaining intergroup relations marked by prejudice,
discrimination or even conflict. Consequently, since the beginning of the 1960s
and 1970s, sociocultural explanations gained relevance in the field of intergroup
relations. Still, it is important to note that individual level and sociocultural level
explanations are not mutually exclusive. We should bear in mind that individual
and societal forms of prejudice may reinforce each other and go hand in hand when
individuals find justifications for the existence of prejudice and discrimination
(Stephan & Stephan, 1996). One example of this interplay between both approaches
is the belief in a just world hypothesis (Lerner, 1980). Its main assumption is that
victims of discrimination or even mass violence must have done something bad and
therefore, deserve the consequences brought upon them. Clearly, these self-fulfilling
biases serve as a way to disregard societal responsibility for collective violence and
conflict and may influence negatively intergroup relations and cooperation.
Given this general introduction, the following sections of this manuscript aim
to present and reflect upon some of the most influential theories in the field of
intergroup relations, which have a sociocultural focus, when explaining prejudice
and discrimination.
The first systematic attempt of going beyond the individual level approach
to explain prejudice and discrimination, came to us in the 1960s, by the hand of
Muzafer Sherif (1966; Valentim, 2010). In his theorizing of intergroup conflict,
he claimed that social groups relate to each other in terms of functional relations
and thus, are interdependent. The author also assumes that groups set up goals for
themselves and strive to achieve them. When two or more groups are positively
interdependent or their goals do not interfere with the other groups’ goals, rela-
tions can be cooperative and positive. However, when different groups set the same
goals for themselves, their interdependence becomes incompatible and competition
rises. This competition over scarce resources (be them natural, territorial, wealth or
power related) can create antagonist relations and thus impel divergence amongst
the groups, which could lead to violence and conflict (Sherif, 1966; Valentim, 2010).
This theory has received much empirical support and the famous Robbers Cave
experiments are the primordial example of applicability of the theory. In these experi-
ments (Sherif, Harvey, White, Hood, & Sherif, 1961), they use a summer camp setting,
Theories on intergroup relations and emotions: A theoretical overview 11
in which they divided 22 boys into two groups and created a context in which the goals
of both groups would be conflicting. This lead, as expected, to hostility and conflict
between both groups. Later on, however, they were given goals that, to be fulfilled,
required the cooperation between the two groups. This superordinate goal was then
able to unite both groups and create positive and cooperative intergroup relations.
Drawing from the previous points, we can conclude that groups with conflict-
ing interests will become antagonistic in relation to each other when they cannot
fulfill their goals and desires in interdependence. This theory thus claims that
instrumental reasons lie at the heart of intergroup conflict and, once these negative
instrumental factors disappear, intergroup relations will become peaceful.
Although this theory has contributed enormously to the field of intergroup
relations, some downfalls of this conceptualization should be made explicit.
First, history has given us many examples of intergroup conflict happening
worldwide that do not occur due to realistic or instrumental reasons. As it will be
discussed later in this manuscript, Tajfel (1970), using the minimal group paradigm,
was able to prove that the mere categorization of individuals as members of a group
will create intergroup discrimination, in conditions of low ingroup affiliation and
absence of conflicts of interest or previous intergroup hostility.
As Tajfel and Turner (2001) state:
Secondly, Sherif ’s conceptualization does not address the role of group member-
ship and identification in the formation, maintenance and resolution of intergroup
conflict. The main focus of the theory in realistic and objective conflicts relegates
the dynamics of social identity and intragroup processes to a secondary level and,
therefore, the processes underlying the structure, development and change of social
identities over time are not taken into consideration.
According to this theory, the only possible ways of resolving conflict would be
through the objective and fair partition of the scarce resources creating the conflict
or through the creation of superordinate goals. While the first proposition may
be a very hard venue of intervention given the world’s present day conjecture, the
latter has proved to improve intergroup relations (Sherif, 1966; Valentim, 2010). In
this vein, further theoretical approaches have provided more detailed and coherent
descriptions of intergroup processes and discrimination, namely, relative depriva-
tion theory, which states that intergroup tensions and conflict may actually arise
from perceptions of disadvantage rather than real disadvantage regarding resources
(be them natural or symbolic, amongst others).
In contrast with the realistic group conflict theory, relative deprivation theory
assumes that feelings of deprivation stem not from real objective lack of resources,
but more from the comparison made by individuals or groups with other individuals
or groups, who might be advantaged in relevant dimensions of the comparison terms.
Relative deprivation theory thus argues that the subjective differences between
individuals or groups may lead to perceptions of disadvantage, and this analysis
of the inter-individual or intergroup relations may cause attrition or even conflict.
The first time the concept of relative deprivation was used came by the hands
of Stouffer, Suchman, DeVinney, Star and Williams (1949) to describe, at post hoc,
differences in satisfaction between elements of the United States Army during the
Second World War. In this study, the authors found that, sometimes, there was no
need for objective inequities to exist for individuals to feel deprived. However, over
the years, the notion of relative deprivation lost support and value as an explana-
tory social psychological concept and it was only in the 1990s that it was brought
up again in an attempt to understand social movement participation (for a detailed
overview see Walker & Smith, 2002).
In the development of the relative deprivation literature, a theoretical distinction
has been made between deprivation at the individual level and deprivation at the
group level. Regarding deprivation at the group level, relative deprivation theory
benefits from the conceptualizations of social identity theory and self-categorization
theory (Tajfel & Turner, 1986; Turner et al., 1987), when it assumes that feelings
of relative deprivation will have different characteristics and consequences if they
are felt on behalf of personal identities (egoistic deprivation) or social identities
(fraternal deprivation).
Theories on intergroup relations and emotions: A theoretical overview 13
The chances of people responding collectively to their group’s fate will be maxi-
mized when their group identity is salient (context), when they identify strongly
with the group (commitment) and when collective group behavior is ideologically
consistent with group norms (content). (p. 229)
Although we have now described, briefly, some of the preconditions for relative dep-
rivation to occur, we should still describe how these subjective feelings of dissatisfaction
may shape intergroup relations and conflict. In this line, we consider relative depriva-
tion theory as a complementary analysis of intergroup relations within the framework
of the social identity perspective and, therefore, we will now try to describe in more
detail the conceptualizations of social identity theory regarding intergroup relations.
Social identity theory, before coming into existence, drew its principles from
the “gestaltic” tradition of research, which had shown that individuals overestimate
the perception of objects or physical stimuli with attached value to them, due to
a basic process of categorization of these same objects or stimuli into meaningful
categories (for a detailed revision see Amâncio, 2002 and Valentim, 2003).
clear: to maintain or enhance their self-esteem, members of social groups will base
their comparisons with relevant outgroups with which they can make a favorable
comparison on behalf of the ingroup.
The basic premise, then, is that, through a process of social categorization
leading to social identity and social comparison with relevant outgroups, members
of the ingroup would achieve positive intergroup distinctiveness, and a positive
self-evaluation in terms of that social identity.
Therefore, stemming from this principle, it is important to bear in mind the
conditions in which intergroup differentiation will occur. First, individuals must feel
subjectively identified with their ingroup. The mere categorization of the individual
made by others may not be relevant for this internalized identity and, henceforth,
if the individual does not want to be or feel part of the group, this distinction will
not occur. Secondly, the differentiation must occur only when attributes which
distinguish the groups are relevant and have evaluative significance. Third, group
members do not compare themselves with every available outgroup. Instead, they
choose relevant outgroups with whom to compare and differentiate positively.
Finally, the third principle of social identity theory relates to the possibility
that groups to which one belongs may not satisfy the motivational principle of
maintaining a positive self-esteem and intergroup differentiation. Therefore, when
social identity is unsatisfactory, members of the group may act in terms of different
strategies to avoid this negatively evaluated social identity.
For Tajfel and Turner (1979) the character of intergroup attitudes and action is
predicted by an interaction between the need for positive social identity and group
members’ collective definition, perception and understanding of the social structure
of intergroup relationships. (…) Groups would adopt quite different strategies to
achieve positive social identity (and ingroup bias or ‘social competition’ is only one
of these strategies) as a function of an interaction between their status position
(high or low), their beliefs about the nature of group boundaries, the intensity of
ingroup identification and their collective ideologies of status, power and wealth.
(Turner, 1999, p. 9)
Following this reasoning, social identity theory assumes that group members
may use different strategies when a negative comparison with a relevant outgroup is
inevitable. In this line, a typology of the different strategies individuals might use
when confronted with a negative social identity was created, and rests its bases on
three socio-structural factors: perceptions of the permeability of group boundaries
(i.e. to what extent can one leave the group and enter another group), the groups’
status legitimacy and their status stability (Ellemers, 1993; Tajfel, 1978).
The first strategy that individuals can use to address their negatively evaluated
social identity is named “individual mobility”, which is more focused on individual
behavior aimed at achieving a more positive situation for the individual, but not
for the entire group. This strategy can only happen when the group boundaries are
perceived to be permeable and when there is the possibility for an upward change
in the social status of the individual (Tajfel & Turner, 1979).
Secondly, individuals can recur to what is called “social creativity”, by redefining
or changing the elements which are causing the negative comparative situation. In
this line, it is not necessary that the intergroup conditions are changed, but that the
differentiation is made differently. This is a group strategy which can take three differ-
ent forms. When possible and legitimate, groups may change the relevant dimensions
in which they are compared negatively to relevant outgroups. Otherwise, groups may
change the value assigned to the dimensions which, in first place, set the group in a
downward comparison, thus creating a new positive definition of the attributes or
dimensions at stake. Another possibility is that devalued groups change the outgroup
with which they compare themselves and select a new outgroup for the comparison
to bring about positive differentiation (Derks, Van Laar, & Ellemers, 2007).
Finally, the third strategy is “social conflict” instigated by the ingroup via direct
competition with the relevant outgroup. This strategy can only happen when the
status differences between the groups are seen as unstable and illegitimate and the
group boundaries are impermeable. It may bring about more tension in the inter-
group relations, but it may also create an environment of social change, by which
the ingroup is finally acknowledged its positive differentiation and change in status.
Summarizing, for social identity theory, the key factors influencing behavioral
shifts along the individual-social identity continuum towards the more collectivist
pole were the group’s impermeable boundaries and the social change belief-system,
and these conditions would be the determinants of collective reactions of ingroup
members in a disadvantaged position (Tajfel & Turner, 1979).
Although the authors assume that there is a qualitative psychological differ-
ence between individual and group behavior, they do not specify the processes by
which this differentiation may occur and, in an attempt to overcome this lack of
explanation, Turner (1981) moves on to create the self-categorization theory.
SELF-CATEGORIZATION THEORY
Following the rationale presented above, Turner (1999) thus assumes that there
is a depersonalization effect of the self when self-categorization in terms of a salient
social identity occurs. Social identity thus becomes the social categorical self and,
when a given social identity is made salient, self-perception becomes depersonal-
ized, leading individuals to see themselves as interchangeable representatives of
the relevant social category at stake.
At this point, Turner and colleagues (1987) introduce an important redefinition
of the link between personal identity and social identities present in social identity
theory. In opposition to the conceptualization in social identity theory of a continuum
in which there are two extreme poles (individual and social) of categorization, self-
categorization theory postulates that these different self-conceptions are distinct levels
of self-categorization, which function antagonistically in relation to each other. In
other words, the different levels of self-categorization function oppositely in relation
to each other and the salience of one level of self-categorization undermines the
effects of other levels of inclusion, by which intra-class similarities and inter-class
differences come to existence. Thus, the functional antagonism between the different
levels of inclusion implies that, when a social category is made salient, the perception
of intragroup differences and intergroup similarities will be suppressed.
Additionally, given the new conceptualization of self-categorization in terms of
salience of different levels of self-definition, Turner and colleagues (1987) introduce
a hierarchical self-categorization system.
This system presents three major categories, by which individuals can self-categorize:
the less inclusive, more subordinate level of self-categorization is the one in which
individuals categorize themselves as distinct persons. The intermediate level of inclu-
siveness refers to ingroup-outgroup comparisons in which accentuation of ingroup
similarities and outgroup differences occur. Finally, the human being category is the
superordinate, most inclusive level of self-categorization by which the commonalities
of the human species are contrasted with other forms of life (Turner et al., 1987).
Moreover, Turner and colleagues (1987) postulate that the variation in the
salience of the different levels of self-categorization results from an interaction
between the relative accessibility of a particular category in a given context (i.e.,
comparative fit) and the fit between the category specificities and the social real-
ity existent (i.e., normative fit). The relative accessibility of a given categorization
will be dependent on the relevance and active selection of the different potential
categories which are present in a given context. It has been postulated that this
accessibility is affected by the degree to which individuals identify themselves (or
not) with the relevant category or group. In turn, the fit or match between the
specific category and the social context in which a given self-categorization will be
salient, is dependent on two aspects of fit, namely comparative fit and normative
fit (Oakes, 1987; for a detailed description see Turner, 1999).
To summarize, self-categorization can be “seen as a dynamic, context-dependent
process, determined by comparative relations within a given context” (Turner, 1999, p. 13).
The main ideas of the theory postulate that: 1) individuals will represent
themselves and others using different levels of self-categorization, based on their
prior experiences, motives and the social context in which comparisons occur; 2)
self-perception in terms of a salient social identity leads to depersonalization; and
3) it is depersonalization that causes intergroup behavior.
Although the social identity framework, in which the social identity and self-
categorization theories fall under, is undoubtedly a very prolific and rich approach
to the conceptualization of intergroup relations, it does not come without certain
limitations and even contradictions.
For many years, after the conceptualization of social identity theory and self-
categorization theory, it was assumed that intergroup relations were marked by
intergroup differentiation and intragroup similarity effects. As such, individu-
als would conform to their ingroup’s norms and beliefs and search for a positive
Theories on intergroup relations and emotions: A theoretical overview 19
distinction between their group and other relevant outgroups. However, since the
1970s (for example Doise, 1976), some “bizarre” results raised the possibility that
differentiation and similarity could co-occur simultaneously.
The self-categorization theory assumed that through a process of self-cate-
gorization and self-stereotyping, individuals would depersonalize and become
interchangeable members of their ingroup. Nonetheless, the research conducted
by Deschamps (1984) about the possibility of co-variation between individual and
collective differentiation, marks an important step in redefining certain aspects
of the social identity approach, by assuming that inter-individual differentiation
and intergroup differentiation can co-exist.
In his studies, Deschamps (1984) found that individuals who identify strongly with
a group may also assume inter-individual differences within the group. Moreover,
studies on the Primus Inter Pares effect (Codol, 1975) and the Black sheep effect
(Marques, 1990; Marques & Paez, 1994) also showed that, along with outgroup
homogenization, intragroup differentiation occurs in many social contexts (for a
detailed revision see Valentim, 2003).
Turner (1999) answers to these criticisms by stating that, in these cases, there
is a redefinition of the ingroup in terms of subgroups. Hence, depending on the
relevant social context, members of the ingroup could then be re-categorized as
outgroup members, who are deviant of the normative beliefs of the ingroup. Their
posterior inclusion in the ingroup, would depend on the existence of a more relevant
outgroup, which would cause the similarities between the subgroups to be again
accentuated, and creating the possibility of a new higher level self-categorization
encompassing the deviant subgroup and the ingroup.
Although this explanation by Turner (1999) may seem valid at face value, it
is important to refer that self-categorization theory always defines a functional
antagonism, by which an individual self-definition cannot emerge when a collec-
tive self-definition is salient. Therefore, we should see these new lines of research
not as opposite or contradictory to the social identity framework, but rather as
complementary efforts to understand phenomena that were not hypothesized
within social identity and self-categorization theories.
Another important limitation ascribed to social identity theory relates to
the generalizations made from experiments using the minimal group paradigm.
Although in both social identity theory and self-categorization theory, the authors
assume that the classification and content of social categories have evaluative sig-
nificance, they do not formulate thoroughly this classification or content.
In an attempt to make sense of the social world and the power relations exist-
ent within it, Deschamps (1982) proposes an analysis of social identities in which
the differences in groups’ status should be taken into consideration when studying
We can thus conclude that throughout the years, many theoretical developments
have increased our understanding of the dynamics of intergroup relations and many
phenomena, which, at first, were considered abnormal, are now well-described and
have been incorporated within the social identity framework.
Nevertheless, up until now, the literature review has focused mainly on cogni-
tive, motivational and perceptual explanations for intergroup relations and conflict.
One may wonder if there are no emotional processes guiding the lives of groups.
Although the main focuses of the different theories presented above do not explic-
itly state this, we would argue that emotions have a central role in understanding
intergroup relations and the way individuals relate with each other in social life.
Given this, we will now turn our focus of analysis into theories of emotions and
their potential role and functions on the field of intergroup relations.
appraisal theories is motivational relevance (e.g. Frijda, 1986; Lazarus, 1991). This
dimension refers both to a dispositional component (i.e. what individuals find
important for themselves) and a situational component which makes events or
stimuli become relevant to individuals. This is precisely what Frijda (2001) refers
to as the laws of social meaning and concern within the study of emotion, meaning
that the appraisal process and its consequences are adaptive and help individuals
to attain their goals and needs.
Whenever a situation or stimulus elicits a given aggregate of specific appraisals,
the subjective emotional experience will be processed in terms of specific forms
of bodily arousal and action tendencies. It is then important to recognize that the
distinct dimensions of the subjective emotional experience (feelings) are influenced
by the appraisals leading to them. In addition, these same feelings can influence
both the appraisals that first elicited the emotional situation and also the action
tendencies associated with it.
This argument is made more clearly by Frijda (2001) who views emotions as
changes in states of action readiness.
State of action readiness is a central notion in emotion. All emotions – all states,
that is, that one would want to call ‘emotions’ – involve some change in action rea-
diness (…) Several emotions can be unambiguously defined in terms of a particular
form of action readiness; they can be defined in terms of some action tendency or
some form of activation or lack thereof. (Frijda, 2001, p. 59-60)
5 An important note here relates to the idea that individuals can also evaluate positively outgroups and perceive them
to have positive characteristics. This positive prejudice is, nonetheless, usually kept on a secondary level of analysis, since
negative prejudices are the ones which may have worst consequences for intergroup relations.
From this perspective, intergroup emotions involve the impulse, desire, or tendency
to take action aimed at bringing groups closer together, moving them further apart,
changing or justifying a status hierarchy, eliminating a competitor, or nurturing an ally
– all in the service of maintaining the ingroup. (Mackie, Silver, & Smith, 2004, p. 228)
In other words, when individuals’ group membership and thus social identity
is made salient in a given context, appraisals of the situation in terms of social
identities will occur and lead to collective-based action tendencies. Therefore,
Theories on intergroup relations and emotions: A theoretical overview 27
reactions may arise due to socio-economic or even social status changes within
society is also an important line of development that will shed a light into the
dynamics of emotions and intergroup relations.
Related to the previous point is also the fact that certain group memberships
may change throughout time. For example, age categorizations change across the
lifespan and, associated with these, different forms of perceiving yourself and the age
group to which you belong to may affect the way in which you interact with other
individuals that belong (or not) to different age groups. Thus, understanding how
social identities naturally change across time is also important to understand the
consequences of distinct emotional reactions depending on such group memberships
and the degree of identification with these groups. Given that age categorization is
a special kind of group membership, analyzing such topics in a longitudinal way
may also prove very enriching for understanding new forms of discrimination.
Finally, we believe it is important to discuss the practical implications of the
study of emotions for intergroup relations. Drawing from the literature previously
presented, we have seen that different emotions may shape different social inter-
actions between individuals. However, little is known regarding the possibility of
using emotions to prevent and reduce discrimination in different contexts.
We further recommend researchers to refine and complement their analysis of
emotions at the intergroup level, through the inclusion of more emotional experiences
in their conceptualization of intergroup relations and different methodologies, such
as interviews, focus groups, physiological measures and behavioral approaches. While
most of the research focuses on self-reported assessments of emotions, these may be
influenced by factors such as social desirability or other perceptive biases of emotional
reactions. Thus, we believe the field will be enriched by further insights into the full
determinants of group-based emotions, their antecedents and distinct consequences
if other ways of addressing and analyzing emotions are developed in the future.
We believe these suggestions underline the richness and usefulness of the theoretical
conceptualizations and findings reported throughout this manuscript and that is why
they should be considered in future endeavors within the domain of intergroup relations.
CONCLUDING REMARKS
Throughout this manuscript we have presented some of the most influential and
fertile theories within the field of intergroup relations. We have followed a rationale
by which we introduced new insights and conceptualizations of intergroup rela-
tions, conflict and emotion developed over the years, and which have contributed
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