IR Assignment Compilation
IR Assignment Compilation
Section : ‘A’
Roll Number: 01
"IR encompasses much more than relations among nation states and international organizations
and groups. It includes variety of international relationships at different levels, above and below
the state level in the international system." - Palmer and Perkins
IR is relatively a new field of study which basically originated post WWI era (1918's) slowly amd
gradually.
Later on IR became an academic discipline in 1919 when the university of Wales established
department of IR .
At the beginning it was considered as the branch of political science which provided frameworks
for understanding the world and its up going issues. IR covered political and social issues at the
beginnings to bring the states in contact.
Economic organizations as World Bank IMF, BRICS, ASEAN played important part in managing
international relations. Gradually Ir covered the area of national power, national interest, security
studies, war and diplomacy, nuclear proliferation, foreign polices and now it covers not only these
area but also environmental issues, globalization law, history, human rights.
IR covers each and every issues related to states in global level.
Peace of westphalia 1648, emergence of nation state, colonization, world wars, decolonization etc
are the factors for the emergence of IR as a subject.
NATURE OF IR:
In conservative view nature of IR is only limited to the official relations with the states but in broad
view IR not only deals with official relations among the states but also all the matters that affects
the relations among the states.
Eg: Any propaganda of state, non-government
organizations,policies of other states can effect the relationships between states.
Nation acts a a primary actor and key concept of IR as international politics is primarily the process
of interaction among nations. It focuses on national interest by the protection of physcial, political
and cultural identity against encroachment by other nation-states . Ir secures national interest
Conflict acts as the condition of national politics as the national interests of all the states is neither
compatible nor as fully be fulfilled and this incompatibility causes the conflict at international levels
and the process of accomodation, adjustment, reconciliation and corporation creates the
compatibility among states which is part of international politics and relations.
This interaction among foreign nations is done through their foreign policies which defines own's
goals of national interest as well as means to be used to secure them.
Hence IR revolves around nation interest, interest, foreign policies, power, resources, means,
conflict resolution etc.
IR is dynamic and its nature changes with time and situations.
SCOPE OF IR:
Just like other fields of physics, chemistry in IR we study about International Society which is the
scope of IR. Scope of IR is endless according to time and society.
Main points included in scope of IR:
1. Evolution ans structure of international society
2. The actions on the international scenes
3. The pattern of their behavior and the driving forces behind their actions
4. Problem of international planning
While reviewing the scope of IR before world war and after world war to recent days we can see
how dynamic it is. Before 1st world war IR initially dealed only with the study of diplomatic history
and gradually it was confined to the study of contemporary foreign affairs and later on emphasis
was laid on the study of International law.
After 1st world war it began to study within the framework of international law and league of
nation was established to maintain peace . Hence from here IR included international organizations
and institutions as a scope.
After 2nd world war drastic changes occured in the scope of IR after the emergence of USA and
USSR as two superpowers.
After this IR was replaced on scientific study instead of traditional
Approach. Scope expanded to military policy and behavior of political leaders of the country.
1.4 Recent trends in contemporary International Relations and the significance of diplomacy in
foreign policy
Nations are in the race to become economic powerhouse as they know that it is the key to
becoming global leader . Here are following economic trends that are found at the present global
senario :
(a) Economic disequilibrium : Gaps between rich and poor countries . Moving from inequitable to
inhuman .
(b) Globalization and liberalization : Expansion and intesification of linkages and flow of people,
service , goods, capital , ideas and cultures across borders .
(c) Technology gap : High income and low income countries have this gap .
(d) Regional integration : Three trends : growing free trade areas , enlarging economic integration
and more economic agreements .
(e) Search for renewable source of energy : Looking for alternative energy sources .
(f) International trade : Countries uses various trade instruments of foreign policy .
Aristotelian ' political being ' started to behave in a surprising and unpredictable manner that
gave impetus ( force ) to the following political trends in IR :
(a) Reinventing state sovereignty : Sovereignty not only within the border but also beyond state
border due to technological advancement .
(b) " War on terror " as a pressing global issue : Unequivocal voice against the act of terror ,
whatever it's forms and manifestation may be .
(c) Politically multi-polar world : Bi-polar world is old phenomena , new states are emerging as
political clout ( influence , cuff ) . China , Brazil , Indonesia , Russia are playing active role in
the world politics .
(d) Surging wave of democracy in the world : Dictators are surrendering before people’s free
will and desire for popular ruling . No alternative of democracy in world .
(e) New diplomacy gaining more weight age : Public opinions within and outside countries are
gaining proper attentions from doers of diplomacy .
Social issues are gaining focused attention from the members of international community . It
would be rational to enlist following international social trends as the major factors influencing
International Relations :
(a) Renewed attention towards environmental problems : Climate change , pollution , industrial
wastages , emission of carbons , depleting ozone layer are looming large as global problems ,
etc .
(b) Emergence of religious fundamentalism : In the name of stopping hegemony or high-
handedness of western bullies , seed of " Jihad " , " Fatah " are sworn that has given birth to
religious fanatics .
(c) Threat of cultural amalgamation ( mixture or combination ) : Western cultures supported by
machination are shadowing the bright aspects of eastern cultural saga or heritage under the
banner of " global culture " .
(d) Ethnic cleansing and civilization war or conflict : Violence over ethnic minority and conflict
among different groups to protect and promote their own ethical or racial identity are
shifting the nature of conflict
Observing the above three trends of contemporary IRs , one can sum up that the dawn
of twenty first century is demanding rational mind , honest heart and responsible shoulders of
international community toward off negative international trends and enhance positive trends for
the well being of this planet dwellers.
General objectives that guide the activities and relationship of one state in it’s interactions with
other states is foreign policy . The significance of diplomacy in foreign policy is given below :
• The main significance of diplomacy is to ensure peaceful relations between countries . This might
include negotiation trade deals , discussing mutual problems , implementation new policies and
tackling disputes .
Content
Method of Bop
Conclusion
1. Balance of Power
Buffer state
Domestic methods
3. Significance of BOP
Though critics call BOP classical phrase with
obsolete and out dated context, one can explore
numerous relevance and significance of BOP. Its
advocates have identified following merits of
BOP:
1. Ensures peace: In the absence of collective
security, it ensures peace in the world. One
power and its hegemony is checked by
another power that averts aggression or war.
2. Discourages war: As a state doesn’t hope to
win the war, it won’t initiate war because its power
is in equilibrium with a potential victim.
1) interdependency
Interdependency analyzes not only one - side but also mutual
dependency dependence relationship. Regarding the
relationship between periphery and center, this means that
not only the first is dependent on the second but also that
both are dependent on each other.
2) Dependency
3.1 Idealism
Concept of Idealism in IR
In general concept, idealism is the metaphysical view that associates realities to
ideas in the mind rather than to mankind subjects. Plato is the father of Idealism
the mentioned ideal in his famous work, ‘Republica’.The concept of idealism
was developed in 19th century.
Idealism stands for improving the course of international relations by
eliminating war, hunger, inequality, tyranny, force, suppression and violence
from international relations. Idealism accepts the possibility of creating a world
free from these evils by depending upon reason, science and education.
The Idealist Approach holds that old, ineffective and harmful modes of behavior
i.e., war, use of force and violence should be abandoned in favor of new ways
and means as determined by knowledge, reason, compassion and self-restraint.
Criticisms of Idealism
It has also been criticized on the fact that it “minimizes considerations of power,
and assumes that norms of right behavior can substitute for national capabilities
and material interests and that it neglects political prudence.” (Goldsmith &
Krasner, 2003)
This means that the fact that the theory of Idealism refuses to acknowledge
power as a key component of international relations, it will always be lacking in
effect. Some people have argued the only way to achieve total peace and
cooperation is through realism.
Conclusion
Idealism mainly focus on ideas, philosophy, truth, peace etc. But in real life pure
idealism doesn’t exist. We can follow idealism, realism, constructivism all of
these ‘ism’ with limited way for development of country. In international
relation and diplomacy all ‘ism’ are important with idealism.
***
Information regarding the diplomacy of early peoples is based on sparse evidence. There are traces
of Egyptian diplomacy dating to the 14th century BCE, but none has been found in western Africa
before the 9th century CE. The inscriptions on the walls of abandoned Mayan cities indicate that
exchanges of envoys were frequent, though almost nothing is known of the substance or style of
Mayan and other pre-Columbian Central American diplomacy. In South America the dispatch of
envoys by the expanding Inca empire appears to have been a prelude to conquest rather than an
exercise in bargaining between sovereigns.
The greatest knowledge of early diplomacy comes from the Middle East, the Mediterranean, China,
and India. Records of treaties between Mesopotamian city-states date from about 2850 BCE.
Thereafter, Akkadian (Babylonian) became the first diplomatic language, serving as the international
tongue of the Middle East until it was replaced by Aramaic. A diplomatic correspondence from the
14th century BCE existed between the Egyptian court and a Hittite king on cuneiform tablets in
Akkadian—the language of neither. The oldest treaties of which full texts survive, from about 1280
BCE, were between Ramses II of Egypt and Hittite leaders. There is significant evidence of Assyrian
diplomacy in the 7th century and, chiefly in the Bible, of the relations of Jewish tribes with each
other and other peoples.
CHINA
The first records of Chinese and Indian diplomacy date from the 1st millennium BCE. By the 8th
century BCE the Chinese had leagues, missions, and an organized system of polite discourse between
their many “warring states,” including resident envoys who served as hostages to the good
behaviour of those who sent them. The sophistication of this tradition, which emphasized the
practical virtues of ethical behaviour in relations between states (no doubt in reaction to actual
amorality), is well documented in the Chinese classics. Its essence is perhaps best captured by the
advice of Zhuangzi to “diplomats” at the beginning of the 3rd century BCE. He advised them that
This tradition of equal diplomatic dealings between contending states within China was ended by the
country’s unification under the Qin emperor in 221 BCE and the consolidation of unity under the Han
dynasty in 206 BCE. Under the Han and succeeding dynasties, China emerged as the largest, most
populous, technologically most-advanced, and best-governed society in the world. The arguments of
earlier Chinese philosophers, such as Mencius, prevailed; the best way for a state to exercise
influence abroad, they had said, was to develop a moral society worthy of emulation by admiring
foreigners and to wait confidently for them to come to China to learn.
Once each succeeding Chinese dynasty had consolidated its rule at home and established its borders
with the non-Chinese world, its foreign relations with the outside world were typically limited to the
defense of China’s borders against foreign attacks or incursions, the reception of emissaries from
neighbouring states seeking to ingratiate themselves and to trade with the Chinese state, and the
control of foreign merchants in specific ports designated for foreign trade. With rare exceptions
(e.g., official missions to study and collect Buddhist scriptures in India in the 5th and 7th centuries
and the famous voyages of discovery of the Ming admiral Zheng He in the early 15th century),
Chinese leaders and diplomats waited at home for foreigners to pay their respects rather than
venturing abroad themselves. This “tributary system” lasted until European colonialism
overwhelmed it and introduced to Asia the European concepts of sovereignty, suzerainty, spheres of
influence, and other diplomatic norms, traditions, and practices.
India
Ancient India was home to an equally sophisticated but very different diplomatic tradition. This
tradition was systematized and described in the Artha-shastra (one of the oldest books in secular
Sanskrit literature) by Kautilya, a clever and reputedly unscrupulous scholar-statesman who helped
the young Chandragupta to overthrow Macedonian rule in northern India and to establish the
Mauryan dynasty at the end of the 4th century BCE. The ruthlessly realistic state system codified in
the Artha-shastra insisted that foreign relations be determined by self-interest rather than by ethical
considerations. It graded state power with respect to five factors and emphasized espionage,
diplomatic maneuver, and contention by 12 categories of states within a complex geopolitical
matrix. It also posited four expedients of statecraft (conciliation, seduction, subversion, and
coercion) and six forms of state policy (peace, war, nonalignment, alliances, shows of force, and
double-dealing). To execute policies derived from these strategic geometries, ancient India fielded
three categories of diplomats (plenipotentiaries, envoys entrusted with a single issue or mission, and
royal messengers); a type of consular agent (similar to the Greek proxenos), who was charged with
managing commercial relations and transactions; and two kinds of spies (those charged with the
collection of intelligence and those entrusted with subversion and other forms of covert action).
Detailed rules regulated diplomatic immunities and privileges, the inauguration and termination of
diplomatic missions, and the selection and duties of envoys. Thus, Kautilya describes the “duties of
an envoy” as “sending information to his king, ensuring maintenance of the terms of a treaty,
upholding his king’s honour, acquiring allies, instigating dissension among the friends of his enemy,
conveying secret agents and troops [into enemy territory], suborning the kinsmen of the enemy to
his own king’s side, acquiring clandestinely gems and other valuable material for his own king,
ascertaining secret information and showing valour in liberating hostages [held by the enemy].” He
further stipulates that no envoys should ever be harmed, and, even if they deliver an “unpleasant”
message, they should not be detained.
The region within which this system operated was separated from its neighbours by deserts, seas,
and the Himalayas. India had very little political connection to the affairs of other regions of the
world until Alexander the Great conquered its northern regions in 326 BCE. The subsequent
establishment of the native Mauryan empire ushered in a new era in Indian diplomatic history that
was marked by efforts to extend both Indian religious doctrines (i.e., Buddhism) and political
influence beyond South Asia. The Mauryan emperor Ashoka was particularly active, receiving several
emissaries from the Macedonian-ruled kingdoms and dispatching numerous Brahman-led missions
of his own to West, Central, and Southeast Asia. Such contacts continued for centuries until the
ascendancy of the Rajput kingdoms (8th to 13th century CE) again isolated northern India from the
rest of the world. Outside the Chola dynasty and other Dravidian kingdoms of South India, which
continued diplomatic and cultural exchanges with Southeast Asia and China and preserved the text
and memories of the Artha-shastra, India’s distinctive mode of diplomatic reasoning and early
traditions were forgotten and replaced by those of its Muslim and British conquerors.
Greece
The tradition that ultimately inspired the birth of modern diplomacy in post-Renaissance Europe and
that led to the present world system of international relations began in ancient Greece. The earliest
evidence of Greek diplomacy can be found in its literature, notably in Homer’s Iliad and Odyssey.
Otherwise, the first traces of interstate relations concern the Olympic Games of 776 BCE. In the 6th
century BCE the amphictyonic leagues maintained interstate assemblies with extraterritorial rights
and permanent secretariats. Sparta was actively forming alliances in the mid-6th century BCE, and by
500 BCE it had created the Peloponnesian League. In the 5th century BCE, Athens led the Delian
League during the Greco-Persian Wars.
Greek diplomacy took many forms. Heralds, references to whom can be found in prehistory, were
the first diplomats and were protected by the gods with an immunity that other envoys lacked. Their
protector was Hermes, the messenger of the gods, who became associated with all diplomacy. The
herald of Zeus, Hermes was noted for persuasiveness and eloquence but also for knavery, shiftiness,
and dishonesty, imparting to diplomacy a reputation that its practitioners still try to live down.
Because heralds were inviolable, they were the favoured channels of contact in wartime. They
preceded envoys to arrange for safe passage. Whereas heralds traveled alone, envoys journeyed in
small groups, to ensure each other’s loyalty. They usually were at least 50 years old and were
politically prominent figures. Because they were expected to sway foreign assemblies, envoys were
chosen for their oratorical skills. Although such missions were frequent, Greek diplomacy was
episodic rather than continuous. Unlike modern ambassadors, heralds and envoys were short-term
visitors in the city-states whose policies they sought to influence.
In marked contrast to diplomatic relations, commercial and other apolitical relations between city-
states were conducted on a continuous basis. Greek consular agents, or proxeni, were citizens of the
city in which they resided, not of the city-state that employed them. Like envoys, they had a
secondary task of gathering information, but their primary responsibility was trade. Although
proxeni initially represented one Greek city-state in another, eventually they became far-flung; in his
famed work History, Herodotus indicates that there were Greek consuls in Egypt in about 550 BCE.
The Greeks developed archives, a diplomatic vocabulary, principles of international conduct that
anticipated international law, and many other elements of modern diplomacy. Their envoys and
entourages enjoyed diplomatic immunity for their official correspondence and personal property.
Truces, neutrality, commercial conventions, conferences, treaties, and alliances were common. In
one 25-year period of the 4th century BCE, for example, there were eight Greco-Persian congresses,
where even the smallest states had the right to be heard.
Rome
Rome inherited what the Greeks devised and adapted it to the task of imperial administration. As
Rome expanded, it often negotiated with representatives of conquered areas, to which it granted
partial self-government by way of a treaty. Treaties were made with other states under Greek
international law. During the Roman Republic the Senate conducted foreign policy, though a
department for foreign affairs was established. Later, under the Empire, the emperor was the
ultimate decision maker in foreign affairs. Envoys were received with ceremony and magnificence,
and they and their aides were granted immunity.
Roman envoys were sent abroad with written instructions from their government. Sometimes a
messenger, or nuntius, was sent, usually to towns. For larger responsibilities a legatio (embassy) of
10 or 12 legati (ambassadors) was organized under a president. The legati, who were leading citizens
chosen for their skill at oratory, were inviolable. Rome also created sophisticated archives, which
were staffed by trained archivists. Paleographic techniques were developed to decipher and
authenticate ancient documents. Other archivists specialized in diplomatic precedents and
procedures, which became formalized. For centuries these archive-based activities were the major
preoccupation of diplomacy in and around the Roman Empire.
Roman law, which stressed the sanctity of contracts, became the basis of treaties. Late in the
Republican era, the laws applied by the Romans to foreigners and to foreign envoys were merged
with the Greek concept of natural law, an ideal code applying to all people, to create a “law of
nations.” The sanctity of treaties and the law of nations were absorbed by the Roman Catholic
Church and preserved in the centuries after the Western Roman Empire collapsed, and a foundation
was thus provided for the more-sophisticated doctrines of international law that began to emerge
along with the European nation-state a millennium later.
Byzantium
Byzantium produced the first professional diplomats. They were issued written instructions and were
enjoined to be polite, to entertain as lavishly as funds permitted, and to sell Byzantine wares to
lower their costs and encourage trade. From the 12th century their role as gatherers of information
about conditions in their host states became increasingly vital to the survival of the Byzantine state.
As its strength waned, timely intelligence from Byzantine diplomats enabled the emperors to play
foreign nations off against each other. Byzantium’s use of diplomats as licensed spies and its
employment of the information they gathered to devise skillful and subtle policies to compensate
for a lack of real power inspired neighbouring peoples (e.g., Arabs, Persians, and Turks) as well as
others farther away in Rome and the Italian city-states. After the Byzantine Empire’s collapse, major
elements of its diplomatic tradition lived on in the Ottoman Empire and in Renaissance Italy.
When diplomacy was confined to nearby states and meetings of rulers were easily arranged, a
visiting messenger such as the nuncius sufficed. However, as trade revived, negotiations at a
distance became increasingly common. Envoys no longer could refer the details of negotiations to
their masters on a timely basis. They therefore needed the discretionary authority to decide matters
on their own. To meet this need, in the 12th century the concept of a procurator with plena potens
(full powers) was revived from Roman civil law. This plenipotentiary could negotiate and conclude an
agreement, but, unlike a nuncius, he could not represent his principal ceremonially. As a result, one
emissary was often given both offices.
Venice
At the end of the 12th century, the term ambassador appeared, initially in Italy. Derived from the
medieval Latin ambactiare, meaning “to go on a mission,” the term was used to describe various
envoys, some of whom were not agents of sovereigns. Common in both Italy and France in the 13th
century, it first appeared in English in 1374 in Troilus and Criseyde by Geoffrey Chaucer. By the late
15th century, the envoys of secular rulers were commonly called ambassadors, though the papacy
continued to send legates and nuncii. Each ambassador carried a letter of credence, though he could
not commit his principal unless granted plenipotentiary authority.
The Crusades and the revival of trade increased Europe’s contact with the eastern Mediterranean
and West Asia. Venice’s location afforded that leading Italian city-state early ties with
Constantinople, from which it absorbed major elements of the Byzantine diplomatic system. On the
basis of Byzantine precedents, Venice gave its envoys written instructions, a practice otherwise
unknown in the West, and established a systematic archive. (The Venetian archives contain a registry
of all diplomatic documents from 883.) Venice later developed an extensive diplomacy on the
Byzantine model, which emphasized the reporting of conditions in the host country. Initially,
returning Venetian envoys presented their relazione (final report) orally, but, beginning in the 15th
century, such reports were presented in writing. Other Italian city-states, followed by France and
Spain, copied Venetian diplomatic methods and style.
The Renaissance to 1815
The development of Italian diplomacy
It is unclear which Italian city-state had the first permanent envoy. In the late Middle Ages and early
Renaissance period, most embassies were temporary, lasting from three months to two years. As
early as the late 14th and early 15th centuries, however, Venice, Milan, and Mantua sent resident
envoys to each other, to the popes, and to the Holy Roman emperors. At this time, envoys generally
did not travel with their wives (who were assumed to be indiscreet), but their missions usually
employed cooks for purposes of hospitality and to avoid being poisoned. Resident embassies
became the norm in Italy in the late 15th century, and after 1500 the practice spread northward. A
permanent Milanese envoy to the French court of Louis XI arrived in 1463 and was later joined by a
Venetian representative. Ambassadors served a variety of roles, including reporting events to their
government and negotiating with their hosts. In addition, they absorbed the role of commercial
consuls, who were not then diplomatic agents.
Italy’s early economic revival, geographic location, and small size fostered the creation of a European
state system in microcosm. As the peninsula was fully organized into states, wars were frequent, and
the maintenance of an equilibrium (“balance of power”) necessitated constant diplomatic
interaction. Whereas meetings of rulers aroused expectations and were considered risky,
unobtrusive diplomacy by resident envoys was deemed safer and more effective. Thus, the system
of permanent agents took root, with members of the upper middle class or younger sons of great
families serving as envoys.
Rome became the centre of Italian diplomacy and of intrigue, information gathering, and spying.
Popes received ambassadors but did not send them. The papal court had the first organized
diplomatic corps: the popes addressed the envoys jointly, seated them as a group for ceremonies,
and established rules for their collective governance.
As resident missions became the norm, ceremonial and social occasions came to dominate the
relations between diplomats and their hosts, especially because the dignity of the sovereign being
represented was at stake. Papal envoys took precedence over those of temporal rulers. Beyond that
there was little agreement on the relative status of envoys, and there was frequent strife. Pope
Julius II established a list of precedence in 1504, but this did not solve the problem. Spain did not
accept inferiority to France; power fluctuated among the states; papal power declined; and the
Protestant revolt complicated matters—not least regarding the pope’s own position. By the 16th
century the title of ambassador was being used only for envoys of crowned heads and the republic
of Venice. Latin remained the international language of diplomacy.
The French invasion of 1494 confronted the Italian states with intervention by a power greater than
any within their own state system. They were driven to substitute subtle diplomacy and expedient, if
short-lived, compromise for the force they lacked. This tendency, plus their enthusiasm for
diplomatic nuances and the 16th-century writings of Niccolò Machiavelli, gave Italian diplomacy a
reputation for being devious. But it was no more so than that of other states, and Machiavelli,
himself a Florentine diplomat, argued that an envoy needed integrity, reliability, and honesty, along
with tact and skill in the use of occasional equivocation and selective abridgment of aspects of the
truth unfavourable to his cause—views seconded since by virtually every authority.
From the 6th century, both legates and (lesser-ranking) nuncii (messengers) carried letters of
credence to assure the rulers to whom they were accredited of the extent of their authority as
agents of the pope, a practice later adopted for lay envoys. A nuncius (English: nuncio) was a
messenger who represented and acted legally for the pope; nuncii could negotiate draft agreements
but could not commit the pope without referral. In time, the terms legate and nuncius came to be
used for the diplomatic representatives of secular rulers as well as the pope. By the 12th century the
secular use of nuncii as diplomatic agents was commonplace.
When diplomacy was confined to nearby states and meetings of rulers were easily arranged, a
visiting messenger such as the nuncius sufficed. However, as trade revived, negotiations at a
distance became increasingly common. Envoys no longer could refer the details of negotiations to
their masters on a timely basis. They therefore needed the discretionary authority to decide matters
on their own. To meet this need, in the 12th century the concept of a procurator with plena potens
(full powers) was revived from Roman civil law. This plenipotentiary could negotiate and conclude an
agreement, but, unlike a nuncius, he could not represent his principal ceremonially. As a result, one
emissary was often given both offices.
Venice
At the end of the 12th century, the term ambassador appeared, initially in Italy. Derived from the
medieval Latin ambactiare, meaning “to go on a mission,” the term was used to describe various
envoys, some of whom were not agents of sovereigns. Common in both Italy and France in the 13th
century, it first appeared in English in 1374 in Troilus and Criseyde by Geoffrey Chaucer. By the late
15th century, the envoys of secular rulers were commonly called ambassadors, though the papacy
continued to send legates and nuncii. Each ambassador carried a letter of credence, though he could
not commit his principal unless granted plenipotentiary authority.
The Crusades and the revival of trade increased Europe’s contact with the eastern Mediterranean
and West Asia. Venice’s location afforded that leading Italian city-state early ties with
Constantinople, from which it absorbed major elements of the Byzantine diplomatic system. On the
basis of Byzantine precedents, Venice gave its envoys written instructions, a practice otherwise
unknown in the West, and established a systematic archive. (The Venetian archives contain a registry
of all diplomatic documents from 883.) Venice later developed an extensive diplomacy on the
Byzantine model, which emphasized the reporting of conditions in the host country. Initially,
returning Venetian envoys presented their relazione (final report) orally, but, beginning in the 15th
century, such reports were presented in writing. Other Italian city-states, followed by France and
Spain, copied Venetian diplomatic methods and style.
Italy’s early economic revival, geographic location, and small size fostered the creation of a European
state system in microcosm. As the peninsula was fully organized into states, wars were frequent, and
the maintenance of an equilibrium (“balance of power”) necessitated constant diplomatic
interaction. Whereas meetings of rulers aroused expectations and were considered risky,
unobtrusive diplomacy by resident envoys was deemed safer and more effective. Thus, the system
of permanent agents took root, with members of the upper middle 1class or younger sons of great
families serving as envoys.
1 Md Nazid prawez
Rome became the centre of Italian diplomacy and of intrigue, information gathering, and spying.
Popes received ambassadors but did not send them. The papal court had the first organized
diplomatic corps: the popes addressed the envoys jointly, seated them as a group for ceremonies,
and established rules for their collective governance.
As resident missions became the norm, ceremonial and social occasions came to dominate the
relations between diplomats and their hosts, especially because the dignity of the sovereign being
represented was at stake. Papal envoys took precedence over those of temporal rulers. Beyond that
there was little agreement on the relative status of envoys, and there was frequent strife. Pope
Julius II established a list of precedence in 1504, but this did not solve the problem. Spain did not
accept inferiority to France; power fluctuated among the states; papal power declined; and the
Protestant revolt complicated matters—not least regarding the pope’s own position. By the 16th
century the title of ambassador was being used only for envoys of crowned heads and the republic
of Venice. Latin remained the international language of diplomacy.
The French invasion of 1494 confronted the Italian states with intervention by a power greater than
any within their own state system. They were driven to substitute subtle diplomacy and expedient, if
short-lived, compromise for the force they lacked. This tendency, plus their enthusiasm for
diplomatic nuances and the 16th-century writings of Niccolò Machiavelli, gave Italian diplomacy a
reputation for being devious. But it was no more so than that of other states, and Machiavelli,
himself a Florentine diplomat, argued that an envoy needed integrity, reliability, and honesty, along
with tact and skill in the use of occasional equivocation and selective abridgment of aspects of the
truth unfavourable to his cause—views seconded since by virtually every authority.
Types of diplomacy
INTRODUCTION:
Diplomacy comprises spoken or written speech acts by
representatives of states (such as leaders and diplomats) intended to influence
events in the international system. Diplomacy is the main instrument of foreign
policy which represents the broader goals and strategies that guide a states
interactions with the rest of the world. International treaties, agreements,
alliances, and other manifestations of international relations are usually the
result of diplomatic negotiations and processes.
As diplomacy is a genre of social science, there is no formulaic basis for
categorizing diplomacy in a uniform way. However, practices of eastern and
western diplomacy exercised till now help us conclude that there are basically
two types of diplomacy;
1. Old diplomacy
It originated from 16th century and continued up to 1919 (end of
first world war)
This diplomacy was much practiced in Europe and so it was more
Euro centric in nature.
States were the sole actors of diplomatic dealings.
Bilateral relation between the states was the major concern of
diplomacy.
Diplomacy was primarily concerned with political issues.
Maintaining peace or status quo was the core concern of
diplomacy.
2. New diplomacy
After the end of first world war, democratic governance became
the vital throughout the world. As a result, diplomacy also
changed its content and color in line with the democratic polity.
Openness, multilateralism and internationalization became the
keynotes in diplomatic interactions.
Growing significance of public opinion compelled the diplomats to
work in the line with feels and pulses of their citizens.
Along with politics, socio-economic aspects are the crucial
agendas in the diplomatic affairs.
1. Net diplomacy
Net diplomacy describes new method and modes
of conducting diplomacy with the help of the internet and
ICTs (information and communication technology).
Diplomacy conducted via: websites direct email, streaming
videos, electronic publication etc. it also known as e-
diplomacy cyber diplomacy , digital diplomacy and virtual
diplomacy. It is more focused on content rather than
hierarchy as protocol. In this type of diplomacy diplomats
can’t sign treaties or agreement. This type of diplomacy is
more transparent and accountable. It connotes between
government and people which brings peoples wills at
center. It is cheaper. The main bases of net diplomacy are
as follows;
Information gathering
Communication and negotiation
Virtual embassies and conferences
Rising of new diplomatic actors
2.Economic Diplomacy
Economic diplomacy is an act of using diplomatic skills with the
economic tools to advance a country’s economic, political and strategic goals.
Economic diplomacy includes building international coalitions to help countries
to recover from financial crisis. Economic diplomacy deals with the nexus
between power and wealth in international affairs. Economic diplomacy is a
process of mainstreaming economic dimension into foreign policy perspective
with the objective of further promotion of economic interests with
cooperation of the outside world through well-informed negotiation.
Hence , economic diplomacy is the overall diplomatic activities to promote and
protect economic national interests of the state in the foreign arena.
Some of the major scope of economic diplomacy are;
Attracting foreign policy
Promoting tourism
Enhancing export
Promoting comparative and competitive edge of national economy
4. Political diplomacy
Bilateral and multilateral political issues are dealt
through political diplomacy that include high level political visits, regular
channel of diplomatic communication, state and goodwill visits and
many more.
Some of the major aspects of political diplomacy are;
Garnering international support
Advocating for international peace and security
Enhancing bilateral and multilateral cooperation for multipurpose
Furthering national interests
5. Military diplomacy
Military diplomacy refers to the process of promoting
and protecting the military interests of the state in the foreign arena
through diplomatic manner. Moreover it is a vital means of maintaining
international peace and cooperation.
Some of the major activities related to military diplomacy are;
Organizing international army games\sports
Joint training for military personnel
Disseminating information regarding military activities
Exchanging military assistance
High level military visits
These patterns of diplomatic dealings enhance bilateral and
multilateral relations by dispelling the misgivings amd mistrust
among the members of international community.
5.1. History of the Law of Diplomatic Intercourse:
The history of diplomacy is an old as human civilization. It was originated in the ancient
period and came into present day world through systematic evolution. The states used to
send their envoys in each other's state. Even in prehistoric period, the practice of diplomacy
could be found in real and matured form. However, the ancient form of diplomacy was
evolved along with the origin and evolution of state but since a longtime no any systematic
code could be made to regulate diplomatic practices.
The Greek, Roman, Byzantine and renaissance Italy made the most notable
contribution in the evolution of diplomacy. The rulers or the kings used to send
their envoys and tried to maintain the relation including the signing of treaty,
conduction dialogue or conveying the message. The Romans started to appoint the
diplomats from the senate. This practice ultimately established the trend to settle
permanent diplomatic mission and institutional development of diplomacy
initiated in the world. The ancient Indian Civilization has equal contribution in its
origin and development.
But the origin of systematic and organized diplomacy dates back to the Congress
of Vienna- 1815. The Congress of Vienna, the Regalement of 19 March, 1815 and
the subsequent regulation of Aix-la- Chapelle 1818 ultimately established the
diplomatic service and representation of the powers on and agreed basis. The
Congress also developed the norms and immunities of the diplomats along with
their classification. The Conventions on Diplomatic Relations and the Convention
on Consular Officers adopted by the American Nations at Havana (Cuba) in 1928
brought some more legal backgrounds regarding diplomatic relations. All these
attempts because the prelude to the Vienna Convention on Diplomatic Relation-
1961 which made comprehensive agreement relating to almost all aspect of
diplomatic practices. Hence, the major legal efforts which have contributed in the
development of diplomatic intercourse are given below:
a) Treaty of Westphalia-1648
Conclusion
The above mention treaties have significant role in the development of
diplomatic intercourse. In spite of all these, diplomacy is still conducted largely
on the basis of intricate code that has evolved over many centuries. The
unwritten rules are equally important in the regulation of diplomatic activities.
Introduction:
Diplomacy is a critical element in the current scenario of
International Relations. With French origin, the term diplomacy can
be described as an art of representing the state. It is an applied
form of foreign policy and the practicality of foreign policy. Another
way that diplomacy is described is “the art of telling lies on the
behalf of the nation or state”. Overall, it can be said that it is a
promotion of national interest with other countries in a peaceful
and civilized manner.
The Congress of Vienna of 1815 is the first organization to codify
customary rules of International law on the ranks of diplomatic
representatives. The commission prepared draft articles and
submitted them to General Assembly and then it was adopted
through a conference in 1961.
Functions:
Article 3(1) of the Vienna Convention of Diplomatic Relations, 1961
mentions the functions of diplomatic agents. They are discussed
below:
➔ Representing the sending State in the receiving state;
➔ Protecting in the receiving State the interests of the sending
State and its nationals, within the limits permitted by international
law;
➔ Negotiating with the Government of the receiving State;
➔ Ascertaining by all lawful means conditions and
developments in the receiving State, and reporting thereon to the
Government of the sending State;
➔ Promoting friendly relations between the sending State and
the receiving State, and developing their economic, cultural, and
scientific relations.
The functions of a diplomatic agent can be further simplified below:
Representation
Diplomatic agents are representatives of the state. They are
responsible for the representation of the policies and beliefs of the
state by which they are dispatched through the state they are
accredited.
Protection
Protection is another critical function of diplomatic agents. They
have to protect the rights and interests of the sending state and
also of the nationals within the limits allowed by the municipal law
of the respective state.
Negotiation
Negotiating is the most critical function of a diplomatic agent.
Generally, the head of the diplomatic mission negotiates on various
aspects on the behalf of the sending state with the state to which
they are accredited to maintain a friendly relationship. They are
required to communicate the outcome of the negotiation to the
sending state frequently.
Observation
Diplomatic agents are also required to observe several events and
happenings which take place to analyze the impact that they may
have on the state. After making such observations of the events,
they are required to make periodical reports to the government
sending state.
Promotion of Friendly Relations
Diplomats are required to promote friendly relations between the
sending state and the receiving state. They also have the function
to develop the social, cultural, and economic relations between the
two states.
Jurisdiction:
Despite the privileges and diplomatic immunity, the Vienna
Convention of Diplomatic Relations 1961 has the following
jurisdiction for the diplomats:
➔ The diplomatic agents must respect the laws and regulations
of the receiving state.
➔ Diplomatic agents cannot interfere in the internal affairs of
the host country (Article 41).
➔ They are not allowed to use the premises other than the
official activities (Article 41).
➔ Diplomatic agents shall not practice any activity in the host
country for their benefit (Article 42).
➔ Diplomatic agents shall have immunity from the local
jurisdiction of the receiving state, i.e immunity from criminal
jurisdiction and also immunity from its civil and administrative
jurisdiction except done exceptional cases (Article 31).
Conclusion
Hence, diplomacy can be summed up as the management of
International Relations through negotiation. The above-mentioned
points and excerpts from the Vienna Convention of Diplomatic
Relations can be taken as a basis to understand the functions and
jurisdiction of diplomatic agents.
Diplomats are those who dwell abroad on behalf of the nation from which they have been
deployed. They serve as a conduit between the nation that sends them and the organization
that accredits them. As a result, they engage in diplomacy, which is defined in international
law as the process by which States create or maintain mutual ties and carry out legal or
political transactions in accordance with their foreign policies.
A diplomatic act may be carried out by the head of state, the government, the minister of
foreign affairs, or by diplomatic personnel.
States have been sending and receiving diplomatic agents since the dawn of time. 'Doots'
were once sent from one Rajya to another. They were neither permanently transferred to
another Rajya nor was the practice standard in ancient times. Beginning in the seventeenth
century, diplomatic representatives were sent on a permanent basis.
By the second part of the seventeenth century, permanent legation had become a common
institution, and diplomats were given certain rights and obligations that were nearly identical
in character.
The customary principles of international law governing the ranks of diplomatic
representatives were first codified at the Congress of Vienna in 1815. Once 1815, the
institution of diplomacy continued to grow, and the International Law Commission was
tasked with codifying the laws governing diplomatic agents after the United Nations was
founded.
The draft article was created by the Commission and presented to the General Assembly. The
Vienna Convention on Diplomatic Relations was established by the Assembly after it called a
conference in 1961.
Diplomats are protected by diplomatic immunity under international law from receiving
states using their legal authority. Among the oldest and most well-known international law
norms are those governing diplomatic immunities and privileges.
Regarding the justification for granting immunity to diplomatic agents, some international
jurists have contrasting opinions. Three significant theories that resulted from their
perspectives are as follows:
Extra-territorial Theory: The fictitious theory is another name for the
extraterritorial notion. This idea holds that diplomatic agents always fall within the
sending State's territorial jurisdiction rather than that of the State to which they are
accredited. When a diplomat acts extraterritorially, it means that even if they are
physically on the territory of the nation to which they are accredited, they are still
considered to be on that territory for all intents and purposes.
Representational Theory: In this theory, diplomats are viewed as the sovereign of
the sending State's personal representative. As a result, they enjoy the same level of
privileges and rights as the leader of the sending State.
Functional Theory: According to this theory, due of the nature of their jobs,
diplomats are granted immunity. The tasks that diplomats must complete are not
simple. In other words, they carry out their jobs in a routine or unique manner. To
efficiently carry out the assignments given to them, they are given exemptions from
the state's legal and other restrictions.
The 1961 Vienna Convention on Diplomatic Relations outlines the many privileges and
rights accorded to diplomatic agents. These are what they are:
This does not imply that the diplomats' immunity is unqualified. In extraordinary
circumstances, the receiving State may be able to imprison or arrest the diplomatic agent. For
example, if a diplomat commits a violent act that disturbs the order and quiet of the receiving
State to the point where it is necessary to confine him in order to prevent such incidents, or if
a diplomat is found intoxicated and in public with a loaded gun.
According to article 1 of the Vienna Convention, the mission staff is also granted immunity
in addition to the head of mission. According to paragraph 2 of Article 37 of the Vienna
Convention, administrative and technical staff personnel who are not citizens or lawful
permanent residents of the receiving State are still entitled to the advantages and immunities
listed in Articles 29 to 35.
Administrative and technical staffs are thus only entitled to personal inviolability (Article
29), inviolability of residence (Article 30(1)), immunity from criminal jurisdiction (Article
31(1)), exemption from some taxes and duties (Article 34), and immunity from civil and
administrative jurisdiction [Article 31(1)] when carrying out their official duties.
The service employees are granted immunity under Vienna Convention Article 37, Paragraph
3, even if they are not citizens or legal residents of the receiving State. It grants immunity for
actions taken in the course of performing their duties, exempts them from taxes and duties on
remuneration received, and exempts them from social security requirements.
"Immunities and privileges to the family members of the diplomatic agents having diplomatic
ranks may be given, if first they are not nationals or permanent residents of the receiving
State and second, so long as they form the part of household, i.e., they live under one roof,"
the Vienna Convention on Diplomatic Relations' Article 37 Paragraph 1 states.
Therefore, as he is not a member of the family, the son of a diplomat will not be granted any
protection if he is enrolled in any university in the receiving State and just visits his parents
on the weekends.
Inviolability from being a witness: In any State court to which they are accredited,
whether civil, criminal, or administrative, diplomatic agents are totally protected from
being called as a witness. Additionally, he is not required to testify in front of the
Commissioner. However, they can waive their immunity and appear in any court.
According to Article 31(2), "a diplomatic agent is not required to offer testimony as a
witness."
Immunity from taxes and customs duties: Diplomatic agents are immune from all
national, local, and regional dues and taxes, according to Article 34 of the Vienna
Convention. This right was initially granted to the agents prior to the convention out
of courtesy, but the convention has included it with a more specific definition.
Freedom of movement and travel: Diplomatic agents are allowed to move and
travel on the territory of the receiving State within the terms of Article 26 of the
Vienna Convention, subject to international law and the norms established by the
receiving State regarding the security zone.
Right to worship: Diplomatic agents have the freedom to practice any religion they
choose inside the walls of the mission or their apartment under Article 3(1) of the
Vienna Convention. However, they have no authority to preach their religion in the
receiving State and are not permitted to encourage any citizens of the receiving State
to participate in the worship.
Immunity from the Local Jurisdiction: Agents of foreign governments are exempt
from the jurisdiction of domestic courts. The immunity covers both civil and criminal
jurisdiction.
A diplomatic agent is exempt from the criminal jurisdiction of the receiving State, according
to Article 31, Paragraph 1 of the Vienna Convention. Therefore, the receiving State lacks the
authority to charge and penalize diplomatic personnel. The idea of international law that
states that diplomatic agents are immune from civil and administrative jurisdiction is also
widely accepted.
Conclusion:
Due to the normal nature of their jobs and their status as the head of State's representative,
diplomats are granted immunity to carry out their duties. All of the privileges and protections
accorded to diplomats are not absolute; they are subject to compromise under specific
conditions. The institution of diplomatic representatives has evolved into the main tool used
to conduct relations between States at this time.
The receiving state can notify the sending state that functions of diplomatic agent
has come to an end and is refused to recognize the agent as a member of diplomatic
mission.
The Sending state can notify the receiving state that function of the diplomatic agent
has come to an end, when the receiving state can no longer guarantee their safety or
have unavoidable circumstance.
The receiving stare can terminate the diplomatic agent on the basis of persona non
grata also. For eg: UAE terminates North Korea diplomatic mission and ends visas.
The termination of a diplomatic agent or the head of the mission takes place under Article 9
and Article 43 of the Vienna Convention on Diplomatic Relations, 1961.
Article 9
Classes of heads of consular posts
2. Paragraph 1 of this article in no way restricts the right of any of the Contracting.
Parties
to fix the designation of consular officers other than the heads of consular posts.
1.Consular officers and consular employees shall not be amenable to the jurisdiction of the
judicial or administrative authorities of the receiving State in respect of acts performed in
the exercise of consular functions.
2.The provisions of paragraph 1 of this article shall not, however, apply in respect of a civil
action either:
(a) arising out of a contract concluded by a consular officer or a consular employee in which
he did not contract expressly or impliedly as an agent of the sending State; or
(b) by a third party for damage arising from an accident in the receiving State caused by a
vehicle, vessel and aircraft.
6.2 Diplomacy : Art of Negotiation,who Negotiates ?
New players in the old game
(*) Negotiation
Variable but related definitions have also been offered for
negotiation. Again, Freeman, Jr.,13 provides extensive
definitional work on the subject and its associated aspects.
Amongst the most perplexing in his reservoir is the attitude
ascribed to Soviet negotiators on the concept of
‘negotiability.’ This is the extreme approach that: “What’s
mine is mine, what’s yours is negotiable.”14 This is not
uncommon as part of today’s diplomatic negotiation
strategy. But, obviously, if tenaciously opposed negotiators
showed up at the negotiation table both wielding this model,
the certainty will be a stalemate and status quo. Such an
attitude connotes arbitrary unwillingness to make
compromises. In highly antagonistic disputes between
unforgiving rivals, persistent inflexibility in negotiation is
unhelpful. In cases of open hostility, it could lead to further
escalation. Experience shows that resort to open
confrontation and violence is a means favorable to those
well equipped in the art of warfare and aggression. Some
analysts have noted that at times a carrot and stick
(threats and incentives) approach15 is also usually applied
by the powerful to induce agreement.
Meaning of diplomacy
New Diplomacy
The era of new Diplomacy ushered in early 20th century
and specially after the first world war.
When international conditions changed considerably
and democratic government replaced monarchies.
The trend of new diplomacy is almost entirely different
from the features of old diplomacy.
New diplomacy connotes the twin ideas of replacing the
bilateral alliances of the past with a universal or semi-
universal association of states pledged to compliance
with a set of general principles embodied in
international law, and the abandonment of "power
politics" - that is, the use of force to settle conflicts
between nations.
can wipe out the human race within the flick of the
finger.
More diplomatic interactions among the actors of
Conclusion
Palmer and Perkins envision that future diplomacy may
lead us to the bright destination if its doers move ‘seeing
the horizon ahead and soil below’. Moreover, diplomacy
may remain as the central mechanism to further national
interest and to manage the international affairs ranging
from kitchen to crisis.
When analysing today’s world, one must not forget that while globalization has
done much to reduce distances and increase connectivity, differences,
sometimes substantial, still remain. Not only in political culture, but also in
economic models and social norms. The temptation that may exist to use one
single lens to analyse different realities is, therefore, short-sighted. To be
aware of this complexity can be both alluring, as it challenges us to learn more
about the other, and daunting.
One of the main challenges we face in today’s world is, therefore, to know the
other; to listen, observe and understand—not necessarily to agree, but to be
able to comprehend. Narrowing the gap between reality and perception,
making sure the latter is as close as possible to the former, is, therefore,
essential for all international actors, so that they are fully understood, correctly
analysed and properly assessed. To achieve this, a joint effort is required. The
observer needs to fight off its potential pre-conceived ideas or bias. The
observed party needs to be aware that those might still exist. World history is
full of examples that illustrate the complexity of this exercise. Moreover,
today’s international stage is a powerful reminder of how difficult this task is.
With this evolution, there came great responsibility. What may be viewed by
some as interference may be thought of by others as a direct consequence of
transparency, information and joint accountability to values and principles
enshrined in international documents signed by all. What others may think of
as a tool to diminish certain feats and conquests should be taken up by others
as an opportunity to showcase the implementation of a commitment to
development in all of its dimensions.
All of this has made globalization possible. It enabled trade to flourish, barriers
to be taken down and knowledge to be shared. It brought countries and
peoples closer. Its benefits in terms of economic development, poverty
alleviation or technological advancements are beyond anything the world that
had ever seen before. And, all of this was made possible because there were
common rules and a shared desire to develop others when and where needed.
The World Trade Organization is a perfect example of this. Its creation
represented a fundamental stepping stone for the current rules-based
international order. And, the current debate on its reform signifies that there is
joint understanding that this track record needs to be kept and updated to fit
into today’s world.
4) Global Challenges
Climate change is the most evident and pressing of these. As there is only one
planet and no “Plan B”, there can be no other approach to deal with the effects
of climate change other than a cooperative and multilateral one. With the Paris
Agreement at the core and a common understanding of what needs to be
done, namely achieving carbon neutrality, the world must invest in new and
green technologies, phase out old and polluting ones, and thereby reap the
social and economic benefits that will undoubtedly arise from a green
transition. In an age where countries are faced with the erosion of their coast
lines, the desertification of their land or a loss of biodiversity that threatens
agriculture and biological balance, climate change is a challenge that summons
us all. It is, therefore, one where nationalism plays no part, as the gains of the
one will be the gains of all, and the loss of the few will be felt throughout the
globe.
Building a post-pandemic world will, therefore, require that all these lessons
are correctly understood and incorporated into the way countries speak and
act on the international stage.