Classify Instr Manual
Classify Instr Manual
Editors:
Lori Robare, University of Oregon
Steven Arakawa, Yale University
Paul Frank, Library of Congress
Bruce Trumble, Harvard University
Developed by the
ALCTS/CCS-PCC Task Force on
Library of Congress Classification Training
Lori Robare, University of Oregon, Chair
Steven Arakawa, Yale University
Lois Mai Chan, University of Kentucky
Paul Frank, Library of Congress
Mark McKnight, University of North Texas
Caroline Miller, University of California, Los Angeles
Scott Opasik, Indiana University
Mary Kay Pietris, Library of Congress
Bruce Trumble, Harvard University
Rebecca Uhl, Arizona State University
ALCTS and the Program for Cooperative Cataloging (PCC) developed this
course jointly to provide additional training opportunities for the larger
library community, including both PCC and non-PCC participants. The
workshop focuses on the application of Library of Congress Classification
numbers to bibliographic records. It is useful for general audiences and for
member institutions of the PCC BIBCO and SACO Programs. Institutions
interested in contributing new or changed numbers to the Library of
Congress Classification system are invited to read about PCC SACO
membership on the web page: http://www.loc.gov/catdir/pcc/saco/saco.html
Table of Contents
Foreword
Introduction for Instructors
Appendices:
A: Excerpt from QH540 Ecology
B: Shelflisting Tables
B.1 Cutter Table (G 63)
B.2 Dates Table (G 140)
B.3 Translation Table (G 150)
B.4 Biography Table (G 320, F 275)
C: Tables from Schedules
C.1: P-PZ40
C.2: N6 and N7
D: Additional Exercises
E: Additional Resources
E.1 Bibliography
E.2 Other Classification Schemes
E.3 Historical Data
F: Answers to Exercises
G: Workshop Evaluation Form
Fundamentals of LC Classification 1
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Instructor Manual
Foreword
The Association for Library Collections and Technical Services (ALCTS) and the
Program for Cooperative Cataloging (PCC) have joined forces to develop a program
designed to teach skills in using Library of Congress Classification. This joint initiative
is a logical outgrowth of the missions of both organizations. As reflected in their
respective strategic plans, each has a strong commitment to training and continuing
education.
The partnership to create training programs in basic cataloging skills began with a
workshop on subject cataloging using Library of Congress Subject Headings. This was
followed by a workshop on name and title authority work. In 2004, a task force was
appointed to develop a new workshop on Library of Congress Classification. The task
force was charged with: identifying the potential audience for the material; evaluating
existing materials; determining the comprehensiveness of course materials; developing an
outline of topics to be covered in the course; and writing and editing the training
materials. The task force was also assigned to present one session of the training
materials at the Annual Conference of the American Library Association in June 2006
and to present the entire suite of materials at an ALCTS preconference at the 2007 ALA
Annual Conference in Washington, D.C.
The task force has used as its models the course Basic Subject Cataloging Using LCSH
and the courses of the Serials Cataloging Cooperative Training Program (SCCTP), both
of which provide standardized training materials and skilled professionals to deliver
training to catalogers in the field. This model relies on library associations, networks,
and institutions to sponsor the workshops and use the materials developed.
Lori Robare
Chair, ALCTS/CCS-PCC Task Force on Library of Congress Classification Training
Fundamentals of LC Classification 2
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Instructor Manual
This workshop is based upon the SCCTP model, yet there are some differences from
SCCTP courses. This workshop is less modular and does not lend itself to rearrangement
of sessions as easily. Sessions build upon concepts introduced in earlier sessions.
Instructors are free to do some tailoring of the workshop for specific audiences but in
order to avoid gaps, instructors should use caution in rearranging or omitting material.
Sessions 3, 5-11, and 13 include exercises. Time is allotted in the schedule for
completion and discussion of exercises, but instructors may wish to vary the approach
depending upon the audience and time constraints. Participants may do the exercises
individually or in small groups and come together to review results with the instructor, or
the entire group may work through and discuss the exercises together. Two
supplementary exercises for session 8 (Schedule P: Language and Literature) are
provided in the Appendix, to give attendees more practice working with literary author
tables. It is unlikely that there will be sufficient time to complete these within the time
constraints of a two-day workshop, but attendees can complete them on their own.
The workshop is designed to cover basic skills: to give attendees a solid foundation in the
principles and practices of the Library of Congress Classification, an introduction to the
most important tools, and practice in working with tables and creating complete call
numbers. Many topics were deliberately left out of the curriculum in order to cover the
basics without overwhelming attendees and to allow time for active participation through
exercises. Examples and exercises have been chosen to emphasize routine practices, not
exceptions or especially complex issues.
Advertising for the workshop should make clear to potential attendees that this is a basic
course. (Of course, it is often the case that experienced catalogers attend “basic”
workshops in order to fill in gaps in their understanding.)
Instructors have each PowerPoint slide, along with the notes, printed one slide per page.
Attendees have the slides only, printed two slides per page.
Fundamentals of LC Classification 3
Instructor Manual
Fundamentals of LC Classification 4
Instructor Manual
o Exercises: Three exercises, one done mid-way through the session and
two at the end. The first focuses on editions; the second two on
congresses and serials.
• Sessions 10-11, Schedules H and N: Each of these sessions focuses on a
particular schedule and provides guidance in classifying and working with tables.
o Exercises: Excerpts from tables are provided and attendees are asked to
supply or complete call numbers for various titles using the tables. It is
important to walk attendees through the process for each exercise, ideally
by working on the first title as a group, because it may not be immediately
clear how the different excerpts from tables relate to each other.
• Session 12, Local Policy Decisions: Discussion of local options related to choice
of classification number (alternative numbers, classify or not) and shelflisting
decisions (work marks, additions to call numbers). This session can be used to
engage attendees in discussion about their own practices if desired.
• Session 13, SACO: Subject Authority Cooperative Program: Introduction to
the process of proposing a new class number through SACO. Describes both
paper and electronic means of submitting proposals, but focuses on using the
online proposal system through Classification Web.
o Exercise: Attendees walk through the process of creating a classification
number proposal using the electronic submission method.
• Answer slides: Answer slides for all sessions are provided in a single file rather
than integrated into each session. Many of the exercises are done at the mid-point
of a session, and this method of providing answer slides allows the slide
numbering for instructors and trainees to remain in synch. Plan ahead for opening
the Answer slides file and switching to it at appropriate points using <Alt-Tab>.
The answer slides with notes are printed in the instructor’s manual following
Session 13. Answer slides are reproduced two per page (without notes) in
Appendix F.
Appendices:
• Appendix A: Excerpt from QH540 Ecology
• Appendix B: Shelflisting Tables (Cutter Table, Dates Table, Translation Table,
Biography Table, Regions and Countries Table)
• Appendix C: Tables from Schedules (P-PZ40, N6, N7)
• Appendix D: Additional Exercises (including P-PZ tables used and answers)
• Appendix E: Bibliography; Other Classification Schemes; Historical Data
• Appendix F: Answers to Exercises
• Appendix G: Workshop Evaluation Form
Day One:
Fundamentals of LC Classification 5
Instructor Manual
10:15-10:30 Break
10:30-11:00 Tools for LC Classification
11:00-12:00 Elements of LC Call Numbers
12:00-1:15 Lunch
1:15-2:45 Principles of LC Classification and Assigning Numbers
2:45-3:00 Break
3:00-3:30 Tables
3:30-5:00 Schedule P
Day Two:
Fundamentals of LC Classification 6
Instructor Manual Introduction
Fundamentals of Library of
Congress Classification
[NOTE: Goals for the workshop are listed on the next slide]
[NOTE: Instructors may wish to note that the course is designed to cover basic
skills. Experienced catalogers will find much that is familiar to them already.
In order to focus on basic skills in areas most often used by generalists, some
topics were deliberately left out of the curriculum; for example, the workshop
does not cover classification of law, music, or cartographic materials.]
Overview of Classification
Session 1
What is classification?
Classification in general
The placing of subjects into categories
Provides a system for organizing,
categorizing knowledge
Roots of current classification systems go
back to Aristotle’s classical theory of
categories
Aristotle: things are placed into the same category based on what they have in
common – category is like an abstract container with things either inside or
outside the container.
Classification of books
If you were organizing a collection of books,
how might you arrange them?
Author’s last name
Title
Subject “Public orderings”
Size
Color
Hardback vs. paperback
Publisher
7
Many people organize their personal libraries – some approaches listed here.
Classification in libraries
Use of a systematic scheme for the
arrangement of books and other materials
Purpose:
Bring related items together in a useful sequence
from the general to the specific
Provide a shelving location that patrons use to
locate materials
Enable patrons to browse collections on a topic,
either in person or online
Call number labels on books are what many people think of when thinking of
classification – we’ll talk more about all of the elements that go into the call
number in a later session.
Basic terminology
Classify:
To categorize, in order to arrange books on the
shelves according to subject, using a classification
system
Classification schedules:
The books (or files) that contain class numbers
Notation:
The system of symbols used to represent the classes
in a classification system
13
14
1st bullet: we’re not covering the formulation of subject headings in this
workshop, and this is certainly not a necessary step in classification. In
practical terms, however, many catalogers follow this sequence of steps and
assign subject headings before classifying an item. Copy catalogers may often
work with copy that has subject headings but requires classification.
15
Now we’ll talk briefly about types of classification schemes and some of the most common
schemes in U.S. libraries.
[NOTE: this slide and the next are meant to raise awareness of other approaches to
classification. Depending on the audience, the instructor may wish to spend little (or no) time
on these concepts. Detail provided in the notes is primarily for the instructor’s benefit and not
necessarily intended to be covered in depth with the attendees.]
ANIMATION: click for each bullet
1st bullet: Most classification schemes are hierarchical, creating categories from general to
specific. [Colon Classification is an exception – mentioned later.]
2nd bullet: Enumerative classification systems (such as LCC) often include lengthy lists of
compound and complex subjects. Terms for aspects such as place, period, and form appear
repeatedly throughout the schedules.
3rd bullet: Dewey Decimal Classification is one example of an analytico-synthetic scheme.
4th bullet: Colon Classification is an example of a faceted scheme -- we’ll see an example of a
Colon Classification number in slide 23. Many people are hearing about faceted displays in
new interfaces to library catalogs – these typically make use of subject subdivisions to allow
users to narrow a search by form, geographic treatment, or chronological period. Faceted
classification is quite different.
[NOTE: a classification scheme can fit more than one of these types – for example, LCC is
hierarchical and very enumerative. DDC is hierarchical and enumerative (though much less
so than LCC) and has analytico-synthetic features.]
[NOTE: see Arlene Taylor’s The Organization of Information, p. 176-181, for an excellent
explanation of these concepts.]
We’ll focus on LCC for the rest of the workshop, but first note that there are a
number of different classification schemes used in libraries.
DC DDC 944.361033
729 T58c
.T76 LCC
1996
17
LCC and Dewey are the most commonly used schemes in U.S. libraries. Here
is an example of a call number for the same work in both Dewey and LCC.
(pronunciation tip: Richelieu Æ Ree shell you)
Why might a library choose one over the other? This is likely a decision that
was made long ago in your library, but it can be useful to know the general
features of each scheme in case you are asked this question by staff or patrons,
or in case your library considers using another classification for all or part of
its collection.
Library of Congress
Classification (LCC)
Designed to arrange LC’s collections
Widely used in academic libraries
Enumerative – more is spelled out in the
schedules
Larger – over 40 separate volumes
Economical notation (shorter numbers)
19
Just a few points about features of LCC in comparison to DDC – much more
later
Considerations in choosing a
classification scheme
Focus of the collection to be classified
General or specialized?
Maintenance of the schedules
Revised to accommodate new subjects?
Do revisions require reclassification?
Cost
Availability of catalog copy using the scheme
Cost of the schedules, print and/or electronic
Personnel issues
Professional/paraprofessional staff, students,
volunteers? 20
Is classification necessary?
Importance of classified shelving for browsing
It can be difficult to determine which books are
most relevant solely from info in catalog records
Focused browsing within books organized by
subject enables in-depth research
Enables discovery by serendipity or recognition
Why classify:
Material in closed stacks?
Remote electronic resources?
“Call number = shelf location”
23
http://www.lib.ncsu.edu/catalog/
But notice that there are many hits in other classes as well: H – Social
sciences, T – Technology, S – Agriculture. We’ll take a look at S Agriculture.
ANIMATION: click to bring in arrow to “S”
Here we see a list of subclasses in S that have hits for the keywords “global
warming”, along with a list of scope terms for the subclass.
We also see a list of titles classed in S, ranked by relevance.
Now we see hits related to global warming and forestry. Narrowing a broad
search in this way, by LCC classification, can help identify different aspects of
a topic and focus a search very effectively.
We could change the default sort (“sort by” box in top right corner) to a call
number sort, which would make it possible to further refine the search.
If we had taken a different path by beginning in another of the top level classes
(such as Q – Science or H – Social science) we would have seen a similar
breakdown by topics specific to that discipline.
http://wncln.wncln.org/
http://www.columbia.edu/cu/libraries/inside/projects/metadata/classify/
If you went to the library’s subject browse for e-journals and selected
“Ethnology” as your subject, you’d see a list of e-journals like this, retrieved
because the LC Classification numbers provided in catalog records fell within
the LC range GN 301.0000 – GN 674.9990 as shown on the previous screen.
In the LCC Outline, this is the range for Ethnology. Social and cultural
anthropology. In CUL’s system, this range has been mapped to the term
Ethnology (with the broader term Anthropology, then broader term Social
Sciences).
Summary
Classification provides a system for
organizing and categorizing knowledge
A number of different systems can be used
for classification in libraries
Classification of information resources is
important:
As a shelving/location device
For collocation of resources
To facilitate discovery of resources, whether
physical or electronic
32
Session 2
Purpose
Developed by the Library of Congress
for organizing its own collections
Adopted by other libraries, particularly
academic and research libraries
Initially a shelf-location device
A useful retrieval tool in online systems
Limited use as a tool for organizing web
resources
3
The Library of Congress Classification (LCC) is the system used by the Library of
Congress for organizing its own collections. First articulated more than one hundred
years ago, it has been updated continuously ever since.
Brief history
The Library of Congress established in 1800
when the American legislature was preparing to
move from Philadelphia to the new capital city of
Washington, D.C.
Section five of "An Act to Make Further Provision
for the Removal and Accommodation of the
Government of the United States," signed by
President John Adams on April 24, 1800,
provided a sum of $5,000 "for the purchase of
such books as may be necessary for the use of
Congress and the said city of Washington, and
for fitting up a suitable apartment for containing
them.“
(John Y. Cole, ed., The Library of Congress in Perspective: A Volume Based on
the Reports of the 1976 Librarian's Task Force and Advisory Groups, 1978)
In the legislation that authorized the move of the nation’s capital to Washington, DC,
signed by President John Adams on April 24, 1800, a sum of $5,000 was provided
"for the purchase of such books as may be necessary for the use of Congress and the
said city of Washington, and for fitting up a suitable apartment for containing
them."[1]
[1]John Y. Cole, ed., The Library of Congress in Perspective: A Volume Based on the
Reports of the 1976 Librarian's Task Force and Advisory Groups (New York: R.R.
Bowker, 1978), 5.
Early on, books at LC were organized by size and, within each size group, by
accession number. The first catalog was issued by the Library in 1802, and the
second, which shows the same arrangement, in 1804.
The first recorded change in the arrangement of the collection appears in the Library's
third catalog, issued in 1808, which shows added categories for special bibliographic
forms such as legal documents and executive papers.[1]
On the night of August 24, 1814, during the War of 1812, British soldiers set fire to
the Capitol, and most of the Library of Congress’s collection was destroyed.
Some time after, Thomas Jefferson offered to sell Congress his personal library;
subsequently, in 1815, the Congress voted $23,950 to purchase Jefferson’s personal
library of 6,487 books. The books arrived already classified by Jefferson’s own
system.
The Library adopted this system and used it with some modifications until the end of
the nineteenth century.
By the 1890s the Library's collection had grown from seven thousand books to nearly
one million, and it became obvious that the Jeffersonian system was no longer
adequate.
The move to the new library building in 1897 made this fact painfully apparent.
Contemplation of a new classification scheme for the Library began in the same year,
and the decision for its development was made in 1900. A provisional outline was
drawn up in 1901.
James C. M. Hanson, Head of the Catalogue Division, and Charles Martel, the newly
appointed Chief Classifier, were responsible for developing the new scheme
Hanson and Martel concluded that the new classification should be based on Cutter's
Expansive Classification as a guide for the order of classes, but that considerable
changes in notation would be necessary.
This slide shows the first outline of LCC devised by Hanson in 1899.
Current outline
A -- GENERAL WORKS
B -- PHILOSOPHY. PSYCHOLOGY. RELIGION
C -- AUXILIARY SCIENCES OF HISTORY
D -- HISTORY (GENERAL) AND HISTORY OF EUROPE
E -- HISTORY: AMERICA
F -- HISTORY: AMERICA
G -- GEOGRAPHY. ANTHROPOLOGY. RECREATION
H -- SOCIAL SCIENCES
J -- POLITICAL SCIENCE
K -- LAW
L -- EDUCATION
M -- MUSIC
N -- FINE ARTS
P -- LANGUAGE AND LITERATURE
Q -- SCIENCE
R -- MEDICINE
S -- AGRICULTURE
T -- TECHNOLOGY
U -- MILITARY SCIENCE
V -- NAVAL SCIENCE
Z -- BIBLIOGRAPHY. LIBRARY SCIENCE. INFORMATION
RESOURCES (GENERAL)
One difference between the two outlines is that the letters I, O, W, X, and Y are not
used as main class notation in the current version. I and O were not used perhaps
because these letters could be easily confused with the numerals 1 and 0. The letter
W, as well as subclass symbols QS-QZ, was permanently excluded from LCC for use
by the National Library of Medicine Classification. (In the NLM Classification, Class
W covers Medicine and Related Subjects, and Classes QS-QZ represent preclinical
sciences.)
11
Class Z (Bibliography and Library Science) was chosen to be the first schedule to be
developed because it covered the bibliographical works necessary as the groundwork
for further classification development. The next schedules, E-F (American history and
geography), were developed because of their particular subject relevance. (E-F were
actually published first, in 1901, followed by Z in 1902.)
For more information on the order of publication of LCC schedules, as well as some
interesting historical background, refer attendees to Appendix E3.
12
From the beginning, individual schedules of LCC have been developed and
maintained by subject experts. Such experts continue to be responsible, or consulted
about the need, for additions and changes. Unlike most other classification systems,
LCC was not the product of one mastermind. Indeed, it has been called “a
coordinated series of special classes.”
Currently, PCC libraries also contribute to the revision and updating of LCC
schedules.
Until the early 1990s, LCC schedules existed mainly as a print product. Maintenance
and revision remained basically manual tasks that proved to be extremely labor-
intensive and time-consuming. For several reasons, the conversion to electronic form
was an especially important development for LCC. That it greatly improves internal
operating efficiency goes without saying. For one, it enables much more efficient
production of the print schedules, which continue to be produced. More important, it
facilitates revision, not only of whole schedules but also of tables and indexes.
The USMARC (now called MARC 21) Classification Format was used in the
conversion.
Outline of LC
Classification
Session 3
To serve Congress with its need for an extensive collection in history and the
social sciences, these disciplines received multiple classes and subclasses (as
opposed to all the sciences in Q and technology in T, for example)
History -- C, D, E, F, G
Social Sciences -- H, J, K, L
Subclasses (1)
Represent branches of the disciplines
Denoted by double or triple capital letters
S – Agriculture
SB – Plant culture
SD – Forestry
SF – Animal culture
SH – Aquaculture. Fisheries. Angling
SK – Hunting sports
Main classes are further divided into subclasses, which represent branches of
the disciplines
Most subclasses are denoted by double capital letter, as shown here for S
Agriculture.
Subclasses (2)
Schedules D and K use triple letters
DAW – History of Central Europe
KBP – Islamic law
KFA – Law of U.S. States, Alabama to Arkansas
Schedules E and F use only single letters
E-F History: America
E – United States (General)
F – United States local history. Canada. Latin America
Class Z formerly used the single letter Z. Now we also have Subclass ZA,
Information Resources (General).
Structure of LC Classification
Basic arrangement is by discipline
Various aspects of a subject are
generally not grouped together, but are
classed with the discipline
Agriculture:
technical aspects in S (Agriculture)
agricultural economics in HD (sub-class of
Economics)
2nd bullet: LCC separates books on the same subject by discipline: for
example, books on the subject of global warming might be classed in QC if
treated from the scientific perspective (meteorology/climatology); in H if
treated from an economic perspective; in S if treated from an agricultural
perspective (effect on crops); in RA if treated from a medical perspective
(effect on health), etc.
Now let’s go back to the outline itself and discuss what happens in the
subclasses.
3rd bullet: There are many unused numbers and letters within the schedules to
allow for expansion of knowledge. This is a reflection of the “hospitality” of
the schedules.
12
Within QH Biology, these ranges of numbers are for some of the major subject
divisions.
We’re going to look at the schedule using Ecology, QH540-549.5.
QH Biology (General)
Ecology
Class here works on general ecology and general animal ecology. For
works on ecology of individual animals and groups of animals, see the
animal
For human ecology see GF1+
For ecology of a particular topographic area see QH101+
For plant ecology see QK900+
Cf. BL65.E36 Ecology and religion
Cf. HX550.E25 Communism and ecology
Cf. QH546 Ecological genetics
540 Periodicals, societies, congresses, serial publications
540.3 Collected works (nonserial)
540.4 Dictionaries and encyclopedias
540.5 Philosophy
540.6 Nomenclature, terminology, notation, abbreviations
540.7 Classification
All schedules look very similar to this, although each have their own
peculiarities.
[NOTE: point out the key areas and elements in the display as you go
(subclass, notes, numbers, and captions) to be sure attendees are clear on
where everything is.]
QH Biology (General)
Ecology
History
540.8 General works
540.83.A-Z By region or country, A-Z
Biography see QH26+
541 General works, treatises, and textbooks
541.13 Popular works
541.14 Juvenile works
541.142 Handbooks, tables, formulas, etc.
541.145 Addresses, essays, lectures
541.15.A-Z Special aspects of the subject as a whole, A-Z:
541.15.A9 Autoradiographic techniques
541.15.B54 Biological assay
541.15.B56 Biological diversity
For local, see QH84.1+
For physiographic divisions see QH84.8+
Cf. QH75+ Biological diversity conservation
Cf. QH541.15.S64 Species diversity
Cf. QK46.5.D58 Plant diversity
541.15.B84 Buffer zones
541.15.C44 Chemical ecology
15
3rd bullet: there were no parenthesized numbers in the excerpt of QH540 that
we just saw, but an example is coming up soon.
“Prefer” notes were used in the past for explanatory “see” notes, but these
have been discontinued.
QE GEOLOGY
Reptiles
861 General works, treatises, and textbooks
Dinosaurs
Class here works on dinosaurs in general
For works on specific orders of dinosaurs
see QE862.A-Z
861.2 Periodicals, societies, congresses
861.3 Dictionaries
861.35 Computer network resources
Including the Internet
861.4 General works
861.5 Juvenile works
the schedule(s)
Former number removed or, often, parenthesized
QE GEOLOGY
Reptiles
862.A-Z Other systematic divisions, A-Z
862.C5 Chelonia. Testudinata
862.C7 Cotylosauria
862.C8 Crocodylia
(862.D4) Dicynodontia see QE862.T5
Notes, cont.
“Including” notes
Provides examples of the topics covered by
a particular caption
Confer notes
Designated by the abbreviation “Cf.”
20
QK BOTANY
83 Plant lore
Cf. GR780-790 Folklore
National plants. Official plants
Including state, provincial, etc. plants
84.8 General works
By region or country
85 United States
85.3.A-Z Other regions or countries, A-Z
-----------------------------------------------------------------------------
97.5 Identification
For geographic treatment see QK108-474.5
Illustrates:
•Confer
•Including
•Explanatory see (“For”) note
Physical format
Each print schedule contains
Preface
Broad outline with subclasses
Detailed outline with 2 or 3 levels of
hierarchy
Schedule (the actual class numbers)
Tables
Index
22
Science (General) Q
Mathematics QA
Astronomy QB
Physics QC
Chemistry QD
Geology QE
23
OUTLINE
Q1-390 Science (General)
Q1-295 General
Q300-390 Cybernetics
Q350-390 Information theory
Now we’ll discuss the general arrangement within each subclass and subject
division. This general pattern is also followed for some “special aspects of the
discipline as a whole” (e.g., Philosophy; example coming up in slide 31).
Form divisions generally precede all other divisions, but exceptions do occur.
Divisions usually appear in this order; “Congresses” may be included with
“Periodicals, societies, etc.” (so may some of the others).
Periodicals, societies, etc., may also each have their own number, sometimes
with further geographic or language subdivisions.
28
Philosophy
Used primarily in main classes and
subclasses
Generally not found below the level of subclass
Often a single number, though may be
expanded to many numbers
History
The history of a topic is often broken down into
specific time periods, e.g.,
1945-1971
1971-2000
2000-
Dates refer to the period of time covered in the work
being classified
Some spans written as “Through [date]” when start is
undefined
Often combined with breakdown by region or country
32
History examples
Example 1, subdivision by place:
QH Natural history (General)
14.3 Philosophy
History
15 General works
21.A-Z By region or country, A-Z
Biography
Biography numbers are generally provided under
disciplines, subclasses, and broad subjects
Separate numbers for collective & individual
QE Geology
Biography
21 Collective
22.A-Z Individual, A-Z
e.g.
22.D25 Dana, James Dwight
22.L8 Lyell, Charles
22.S77 Steno, Nicolaus
35
General works
“General works” -- comprehensive works covering a
topic
May also be listed as “Treatises” or “General”
Always found when there are any subtopics under a topic
Earlier schedules also included “General special” or
“Special aspects of the subject as a whole”
No new numbers of this type are being established
Other divisions in this category include “Popular
works,” “Juvenile works,” “Addresses, essays,
lectures”
36
39
Why might it make sense to separate recent material from older material?
Next slide has an example.
Remember these class numbers are not for the history of accounting and
bookkeeping, but for general works on accounting and bookkeeping (often
“how-to”).
41
42
Logical arrangement
QE GEOLOGY
840.5-882 Chordata
840.5 Cephalochordata. Tunicata. Hemichordata.
Enteropneusta. Pterobranchia.
Graptolinthina
841-882 Vertebrates
841 General works, treatises, and textbooks
842 Juvenile works
845 Fossil footprints
846 Fossil teeth
847 Amniotes
851-853 Fishes
861-862 Reptiles
867-868 Amphibians. Batrachia
871-875 Birds
881-882 Mammals
Classes* are arranged logically, from primitive (i.e., they appeared earlier in
time) animals (or plants, in QK) to advanced animals, which appeared more
recently.
Below the level of class, orders and families are arranged alphabetically. (next
slide)
QE GEOLOGY
881-882 Mammals
881 General works, treatises, and textbooks
882.A-Z Systematic divisions, A-Z
882.C15 Carnivora
882.C5 Cetacea
882.C8 Chiroptera
882.C84 Cimolesta
882.C9 Creodonta
882.D4 Deltatheridia
882.D45 Desmostylia
882.D6 Docodonta
882.E2 Edentata. Xenarthra
882.E86 Eupantotheria
882.H47 Herbivora
882.I5 Insectivora
Geographic divisions
Topics may be subdivided geographically in
two ways:
Alphabetical arrangement under one number, e.g.,
“By region or country, A-Z”
It is common to assign a separate number or numbers to
the U.S.
A span of numbers, with preferred order:
New World -- Northern Hemisphere, followed by
Southern Hemisphere
Old World -- Northern Hemisphere, followed by Southern
Hemisphere; west to east
Pacific Islands, Arctic & Antarctic regions last
Further subdivision within each region either naturally or
alphabetically
46
Simplest example.
Mention that there is a table (SCM G 300) that gives guidance on what to do
for each country in the A-Z arrangement (covered in an upcoming session).
[NOTE: instructor could give an example of a Cutter number for the city in
which the workshop is held.]
TG BRIDGE ENGINEERING
Tables
Tables are used extensively in LCC
Allow for subarrangement of similar topics
without the need to print the same
information repeatedly
Some tables apply to very limited topics,
some are used throughout the system
Lots of help with tables throughout the
workshop
53
Exercises 1 & 2
Using the QH540 Ecology schedule from Appendix A, select a classification number for
the following topics:
1. A dictionary of ecology
5. A textbook on ecology
Fundamentals of LC Classification 1
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Instructor Manual Session 3
Exercises
Outline: Exercise 2
LC Class # RA576+
Where would you class a book on the impact of air pollution on public health in…
2. Virginia
3. Richmond, Virginia
4. France
5. Central America
6. Paris, France
Fundamentals of LC Classification 2
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Instructor Manual Session 4
Tools for LC Classification
Session 4
3rd bullet: LCC is being revised continuously. Numbers are added or revised
weekly. Additions and changes are communicated to users through Weekly
Lists of updates posted on the LC web page as they are approved.
For the print version, a new edition of a particular schedule is issued when
there are sufficient changes and available personnel to prepare the new edition.
Classification Web
Full-text display of all LCC
schedules
LCSH, with links to schedules
Correlations between class
numbers and LCSH
Automatic calculation of table
numbers
Available by subscription
“Quick Start Tutorial” for help
with searching and other
features
6
5th bullet: At the end of this session, we take a brief look at the Tutorial and
some of the ClassWeb features (not in-depth training!!)
[NOTE: if you are training a group of attendees who do not have access to
ClassWeb at their home institutions, you can omit the slides at the end of this
session. It’s still useful to give this brief overview of ClassWeb here.]
Now we’ll talk about the tools that help catalogers understand and assign LC
classification in accordance with LC policies and practices.
Manuals
Subject Cataloging Manual: Classification
guidelines for assigning LC classification numbers
following LC policy and standards
Subject Cataloging Manual: Shelflisting
guidelines for formulating the unique book number
portion of call numbers
Available in electronic form (Cataloger’s
Desktop) or loose-leaf print versions
We will reference these tools often during the
workshop
10
SCM: Classification
1st ed., 1992 (with 1995
update)
Instruction sheets
prefaced with “F”
Useful for guidance on:
Choosing a class number
Understanding use of form
captions
Classifying special topics or
categories of material
(folklore, genealogy, literary
authors, etc.)
SCM: Shelflisting
2nd ed., 1995 (out of print,
available through Cataloger’s
Desktop only)
Instruction sheets prefaced with
“G”
Includes tables used throughout
the LCC schedules
Including “By region or
country, A-Z”
Useful for guidance on:
Completing the call number
Cutter numbers
3rd bullet: the regions and countries Cutter table (G 300) is only one of the
general tables in the manual – also includes the translation and biography
tables (discussed more fully in the Principles/Assigning Numbers session)
4th bullet: there is much more in the Shelflisting Manual than shown here –
also has guidance on interpreting the class schedules, filing rules, shelflisting
practices for special types of material, etc.
15
Outline
Detailed outline of LCC
Helps classifiers
understand the system
and locate appropriate
schedules
Available in print from
CDS (7th ed., 2003)
Available online:
www.loc.gov/catdir/cpso/lcco/
16
The outline contains more than just the captions of the subclasses, but less than
the full text of the schedules.
[NOTE: instructors may wish to have a print copy of the Outline available for
the workshop; ask workshop hosts if they can provide it.]
http://www.loc.gov/catdir/cpso/lcco/
The main page of the online version, showing the main classes.
Files of the individual class outlines are available in PDF (Adobe Acrobat
Reader required; available for download from this page) or in WordPerfect 8
format.
20
4th & 5th sub-bullets: emphasize that class numbers in LCSH entries are
created at the time the heading is established. No effort is made to maintain
the currency of the numbers as the classification develops.
Authority records
Subject authority records
contain the same information as LCSH entries
Name authority records
Literary authors have specific LC Class numbers
Many appear in name authority records
LC Class number appears in 053 field
Caution: as noted for class numbers in LCSH,
not kept up-to-date. Use as a starting point
only!
22
[NOTE: 053s are also being added to name authority records for composers
now. These are for biography and criticism only, not for works by the
composer.
Example, on authority record for Franz Liszt:
053 #0 $a ML410.L7 $c Biography ]
Auxiliary tools
Useful for:
Learning more about LC Classification
Keeping up with changes
Proposing new or revised class numbers
25
LC’s Cataloging
and Acquisitions
web site
http://www.loc.gov/aba
LC’s Cataloging and Acquisitions web site has a wealth of information and
news about cataloging, organized by category.
Resources related to classification are easily accessible here.
One of the most important resources is right at the top of the list: the Weekly
Lists [shown in next slide]
This is where you find weekly lists of additions and changes to the LC
Classification schedules.
The entire hierarchy of the proposal is included in the weekly list now.
(Former practice, before November 2006, was to print only the caption and
anchor point.)
Weekly lists are now available as RSS feeds – details are on the Cataloging
and Acquisitions web site (slide 26).
29
This edition is based on the 4th edition of Immroth’s Guide to the Library of
Congress Classification (1990, also by Chan), updated to reflect many
developments in the 1990s. Given that it was published in 1999, catalogers
should be aware that A Guide to the Library of Congress Classification may
not always reflect current LC practice.
http://www.loc.gov/catdir/pcc/saco.saco.html
The final session in this workshop explains how to propose new class numbers
or changes to existing numbers. The SACO home page has a wealth of
information on this topic. This is the top of the screen – to see pertinent
information about classification in particular, scroll down [shown in next
slide].
http://catalog.loc.gov/
The Library of Congress’ online catalog can be a very useful resource for
identifying possible class numbers for a topic or for exploring the types of
resources LC has classed under a particular number.
To use LC’s catalog effectively, you need to be aware of some caveats. It is
not a substitute for learning to use the classification schedules. Never use
class numbers from LC catalog records without checking the numbers in the
class schedules. The records in the online catalog span over a century and
many of them do not exemplify policies and practices currently in use.
LC Authorities: http://authorities.loc.gov
Here we see the authority record for Chimpanzees as pets, including the class
number (SF459.C47) that we saw on the Weekly List (slide 28).
36
[NOTE: if you are training a group of attendees who do not have access to
ClassWeb at their home institutions, you can omit most of these slides.
However, you should still go over the information in slide 40 that explains the
ClassWeb features [H R B L S]. Examples of ClassWeb displays are used
throughout the workshop and it’s useful for people to know what these mean.]
You can begin with a class number and browse the schedules – when you
select “Browse Classification Schedules” you get the input box shown here.
Type in a class number and click “Go” (or hit Enter)
The Cf. notes are hot links to the class numbers referenced.
The tutorial also explains the [H R B L D S] letters we see in ClassWeb
displays [next slide]
Checkers. Draughts.
Clicking the “B” next to the caption takes you to a list of library catalogs you
can search by call number – ClassWeb comes with a default list and you can
add others (University of Oregon added here to top of list by UO staff
member)
We see books that have been classed under this number in LC’s catalog (this is
the same type of search we did earlier, when beginning from LC’s catalog
home page, but here we went directly from the ClassWeb display).
There are many other useful features in ClassWeb, some of which we’ll
highlight in the workshop. Anyone can explore the features from the URL
given in the slide (no subscription required for the tutorial).
Search options are explained in this part of the tutorial -- we won’t go over
them here. We do go over some of the basics (caption vs. keyword searching)
in a later session (Principles/Assigning Numbers).
Summary
Have essential tools at hand
Ensure that you have up to date
versions of schedules and manuals
Make use of auxiliary tools to increase
skill and efficiency
44
There are many ways to access the tools. Often they are found in more than
one location or format – LCC schedules are found in print and in electronic
format via ClassWeb; LCSH is found in print, in electronic format via
ClassWeb and LC Authorities.
Session 5
Intro: This session describes the elements that make up a call number and how
they are determined.
There are many factors that come into play as a cataloger decides where to
classify an item. That decision process will be covered in the next session
(Principles of LC Classification and Assigning Numbers).
In this session, we’ll talk about what you do once you’ve made the decision
about where to class your item – how you complete the call number – so you’ll
have an idea of what the entire process is like.
We introduce the basic concepts in this session and go into more detail about
specialized practices in other sessions.
A call number consists of two main parts: a class number and a book number.
The class number reflects the subject matter of the work being cataloged. It is
alphanumeric and is taken or derived from the classification schedules.
The book number (or item number, or author number) distinguishes among
items classed under the same number and organizes works on a subject,
generally in alphabetical order by main entry (author or title).
Since 1982, call numbers for monographs also include the date of publication.
Overview: example 1
Animals in translation : using the mysteries of
autism to decode animal behavior / Temple
Grandin and Catherine Johnson, 2005.
Overview: example 2
Essential Brittany / by Lindsay Hunt,
1997.
Some class numbers contain Cutters that reflect subject matter, a geographic
area, or a name.
[NOTE: in case anyone asks – the Cutter number for Brittany (.B848) comes
from the classification schedule (range of B841-.B9173 is for the history of
Brittany, .B848 is Description and travel) . Some Cutters for places are based
on G 300 Regions and Countries Table. The Cutter table is not used to
formulate these (an attendee asked why the Cutter for Brittany was not .B75 as
it would be if derived from the the Cutter table).]
Cutter numbers
Named for Charles Ammi Cutter
developed several tables using letters and numbers to
achieve an alphabetical arrangement
Capital letter followed by Arabic numerals
Cutter numbers may be based on:
Personal or corporate names
Geographic names
Topics
Titles
Cutters used as book numbers generally correspond
to main entry (name or title)
The first Cutter in a call number is preceded by a
decimal 6
Now we’ll take a closer look at the parts of the call number – first the class
number.
[NOTE: this was covered in the Outline session, quick review]
A single letter denotes a main class and most subclasses are designated by
double letters.
Classes E and F do not use double letters.
Triple-letter combinations have been used only for some subclasses in D and
K.
[If more detail is wanted:
D only uses three letters for DAW (History of Central Europe) and DJK
(above)
K frequently uses the third letter. In KE (Law of Canada) and KF (Law of the
United States) the third letter represents province or state names
mnemonically, for example, KFL, Law of Louisiana.]
(Could give example of state or province where workshop is held)
Decimals MAY represent a subtopic of the whole number, as is the case with
the two numbers shown here, but this is not always the case.
Horse racing
SF357 Individual running races, A-Z
SF357.3 Quarter racing. Periodicals
10
Book numbers
Used to arrange material in a given class
generally by main entry (primary access point)
Usually begin with a Cutter number
single capital letter, followed by Arabic numerals
G73 for Grandin H84 for Hunt
preceded by decimal, if this is the first Cutter
Arabic numerals represent remainder of
name or title, derived from Cutter table
Table is in SCM: Shelflisting G 63
also in appendix for this workshop
11
12
Partial view of table, does not show r, s-t, u-y for initial vowels or t, u, w-z for
initial letter S
For expansion
for the letter: a-d e-h i-l m-o p-s t-v
use number: 3 4 5 6 7 9
13
Partial view, does not show letters y for other initial consonants or w-z for
expansion
These slides also do not show the portion of the table for initial letters Qu and
Qa-Qt
“For expansion” : adding another digit
Can show how the Cutter for Grandin was determined using the table -- G73
Also show what you would find in the table for Hunt -- H86 – and note that it
is different from the Cutter assigned in the example given (Essential Brittany,
by Lindsay Hunt, Cutter for Hunt is H84). Note that the table is a guide only –
it may be helpful in determining the book numbers, but it is just one piece of
the process.
Shelflisting
The process of determining the book number
is called shelflisting
Shelflist:
a file of cards or bibliographic records arranged in
the same order as the corresponding materials on
the shelves
Shelflisting:
to arrange materials within a subject, normally by
author; to determine the book number
14
We’ll go over the basic process of shelflisting in this session; more detail on
special situations or types of material follows in later sessions.
15
First, just practice using the table to come up with a Cutter number
Have attendees follow along looking at the Cutter tables
16
In the examples just given, we built the Cutter number entirely using the
numbers given in the table. However, the goal is to fit your item into the
arrangement already in the shelflist.
First, find the filing position in the shelflist.
In many cases, Cutters must be adjusted to file correctly and to allow room for
later entries.
Numbers can be expanded decimally – there is no limit.
20
Given that you may need to “adjust” the Cutter to fit your item into its place in
the filing order – how do you do that?
Cutter numbers are treated as decimals, so .B66 files after .B583, .B7 files
after .B66, etc.
This makes it possible to insert new numbers into the existing arrangement at
any point by adding additional digits to a number and maintain the order.
ANIMATION: click to bring in text box
A zero is not used at the end of a Cutter because it adds no filing value and
takes up space.
1 is avoided because to file something before it requires a zero, which can look
like a capital O.
Generally speaking, when shelflisting, try to avoid blocking a future work.
[NOTE: spoiler alert: the next three slides pose questions we’ll work through
together – the answers are already printed in the manual, so people may want
to just watch the screen if they want to try and figure out the answer]
.S395
.S396
.S3965
.S39995
.S4
21
Many letters are not included in the Cutter table. For example, when Cuttering
for the name “Gladwell”, we find that the second letter “L” is not included in
the table for letters after initial consonants.
In such cases, you will likely assign the next higher or lower number, adjusting
as necessary to fit within the numbers already assigned in the shelflist.
When we look at the shelflist in this case, we see that Gladwell needs to come
after Gelatt and before Glaser
ANIMATION: click to bring in arrow
click again to bring in text box
[NOTE: Work shelflisted is Gladwell, Malcom. Blink : the power of thinking
without thinking. BF448 = Psychology -- Consciousness. Cognition --
Thought and thinking -- Decision making]
24
1st bullet: Choose a number toward the center of the available span when
Cuttering for the first numeral in a class. The middle of the range is used for
the first numeral Cuttered because no matter what number you have, there is
an infinite number of possible larger and smaller numbers. LC staff are
instructed to use .A15 automatically for the first entry beginning with a date.
Reserved Cutters .A12-.A19 use a numerical sort, not an ASCII sort.
Note: If entries already in the shelflist have been assigned “document
numbers” (.A5 for the corporate heading United States. Dept. of… ) Cutter
numerals to file directly after those entries. Examples:
UF523
.A5 U.S. Ordnance Dept.
1918a Handbook of ordnance data … 1918.
UF523
.A53 1880’s American arms … 1981.
1981
Exercise 1
25
26
Now that you’ve had some practice applying the Cutter table, let’s talk more
about what can go into a call number.
Class number is shown in blue.
The next slides demonstrate guidance in how to subarrange such numbers.
29
30
2nd bullet: Call numbers for maps in class G may in some cases contain three
Cutters – very specialized practices in G, not covered in this basic workshop
FYI: a Cutter for a geographic area (local areas), a subject letter number
representing the subject focus of the map (such as .P2 for a road map), and a
Cutter for main entry.
31
[NOTE: TX557 -- Dietary studies, food values, experiments, tests, etc. for
vegetables, cereals, fruits, etc.]
34
If the question comes up: can I use a topical Cutter that is not in the schedules without
proposing it?
Here are some considerations:
Cutters should be established in the schedule if not preceded by “e.g.”
Some libraries create their own topical Cutters based on what makes sense in their own
catalog.
Disadvantages to creating your own topical Cutter without proposing it include:
•LC may later establish a topical Cutter for that topic that is different from the one you used
•Most catalogers using your record as copy would assume the Cutter has been established,
unless you code your call number as a non-LC call number
•Different libraries could use different terminology for the topic, so different Cutters could be
used for the same concept
•Keeping track of Cutters assigned locally can be challenging
Cutter numbers .A1, .A15, and .A2 have been assigned special meanings here.
What if you had a general work:
ANIMATION: click to bring in arrow
and you needed to assign a Cutter for an author named Abell? According to
the Cutter table this would be .A23, but you would need to assign a Cutter
greater than A3 because .A2 has a specific meaning.
ANIMATION: click again to bring in text box “For general works…”
Also, notice that you cannot follow the general practice for Cuttering for
numerals (using A12-19) in this situation. Entries beginning with numerals
need to appear before entries beginning with the letter A, so space should be
left for numerals.
ANIMATION: click to bring in “For reserved Cutters…” text box
When you assign one of the reserved Cutters (for a periodical or a congress or
a directory, for example), you add a second Cutter based on main entry.
We’ve talked about class numbers and book numbers, and how Cutter numbers
are used in each.
These are some additional elements you may see in call numbers.
Date of publication is added in most cases, but the others will be added only in
certain situations. We’ll see examples of these throughout the workshop, but
will address the general practice for adding dates now.
38
Note that the practice of adding dates to the call numbers of monographic
works applies to cataloging performed since 1982, not items published since
1982. A title cataloged today for a 1975 imprint would include a date in the
call number.
This is just a partial view of the list – there are many more examples of types
of dates and what to use in G140.
More on use of dates (conference dates, work letters, etc.) in a later session
RC RC RC569 RC569.5
569.5 569.5 .5 .S56B36
.S56 .S56B36 .S56B36 1988
B36 1988 1988
1988
40
Once you’ve created your call number, what might you want to do with it?
Get it into a bibliographic record
Print a label
Display it in your catalog
MARC 21 Coding
In a bibliographic record, the LC call number
appears in field 050
Subfield codes:
$a Classification number
$b Item number
41
FYI: other subfields are defined in the MARC 21 format but are not commonly
used in general cataloging so not covered here ($3, $6, $8)
42
Both of the examples in the previous slide had indicators “00” – held by LC,
assigned by LC.
MARC 21 Coding
Reminder: classification number portion of
the call number may include a Cutter
050 00 $a QL751 $b .G73 2005
050 00 $a DC611.B848 $b H84 1997
2st bullet:
ANIMATION: click to bring in arrows
In addition, sometimes the Cutter in the item number portion is actually part of
the class number, when two Cutters are needed to express a topic.
44
[FYI: 4th bullet: exception is if 050 field contains a word or phrase – LAW,
NOT IN LC – in such cases, 090 is retained in master record]
BIBCO usage
LC call number is assigned in 050 field
050 #4
1st indicator blank (no information provided about
existence in LC collection)
2nd indicator 4 (assigned by agency other than LC)
When/if a BIBCO record is used by LC, the
indicators are changed to “00”
For more information:
http://www.loc.gov/catdir/pcc/bibco/classfaq.html
45
[FYI, only a classification number is required, not a full call number, though
many BIBCO participants supply full call numbers.]
Exercise 2
46
1. Apply the Cutter table to the following names or words, and write the Cutter number
in the space provided.
2. For the names Blades and Dwyer, the second letter is not given specifically in the
table and it is more difficult to create a good Cutter. What might you do?
• Library of Congress practice in this situation is to “move left and add 8;” in other
words, for the second letter of the name, select the number from the Cutter Table
that corresponds to the letter to the left of the second letter in the name, and then
add the numeral 8 as the expansion; it also is possible to:
• Use the earlier number from the table and expansion
• Use the later number from the table and expansion
• Use something in between
• Remember that the existing arrangement in the shelflist must always be taken into
account before formulating Cutter numbers
In making your choice, consider the shelflist below. Other entries already in the shelflist
are given in bold type. Also think about other words that might later need to fit in (some
possibilities given in italics):
Fundamentals of LC Classification 1
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Instructor Manual Session 5
Exercises
Elements of LC Call Numbers Exercise 2: Identify the coding errors
Find the errors in the MARC coding of these call numbers. Write the call number with
the correct coding.
Fundamentals of LC Classification 2
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Instructor Manual Session 6
Principles of Classification and
Assigning Class Numbers
Session 6
General principles
Class works according to their subject matter
Intro: first we’ll talk about the general principles outlined in F 10.
2nd bullet: Specific instructions in the shelflist take precedence. Also, there is an
important exception for serials that will be covered in the next session, Special Types
of Material
[NOTE: SCM F 210 Periodicals, section 4 says: Unless there are other specific
provisions printed in the schedule, class all serial publications, including periodicals,
numbered monographic series, and topical serial society publications in this number
(i.e., the class number for periodicals at the head of an important topic).]
Exceptions
Instructions in schedules take precedence
Clear precedent in shelflist takes
precedence
Instructions for proposing new numbers will be covered in the session on the SACO
Program.
First bullet: Often “author’s intent” may be swayed by the academic degree held by
the author.
Example:
How to use social norms marketing to prevent driving
after drinking / Jeffrey W. Linkenbach. 2006.
Class in:
HE5620.D7 Drunk driving. Drinking and traffic accidents
10
An exact match is not always possible since the classification system and the subject
heading system have different conventions.
Class numbers may be more or less specific than subject headings
In some cases, it requires several subject headings collectively to designate what the
classification expresses in a single caption.
Exercise 1
12
Exercise 1: attendees have the exercise at the end of this session in the manual. The
complete class listing of QH540 Ecology (Appendix A) should be consulted when
completing the exercise.
The goal of the exercise is to supply the class number for the titles given, using the
most specific number available.
Finding a number
General principles
Choose the most specific number possible
Locate the item with related materials
Some strategies
Classification Web
Other bibliographic records
LCSH, authority records
Schedules
13
Intro: Next we’ll talk about some strategies for finding an appropriate class number,
keeping in mind the general principles.
There can be more than one appropriate number for a given item. In such cases,
compare similar items for consistency.
14
Keyword
Word or phrase anywhere
Searches notes, multiple captions
15
The next few slides illustrate and compare these two options.
Caption Search
In order to use the caption search effectively, you need to know the schedules well
and be able to predict the exact terms that are used in captions. This is not an
especially good approach for beginners because it’s easy to miss relevant numbers. In
this case, it worked fine.
[NOTE: Food safety would have appeared at the top of the results list if there were
any hits.]
This search retrieves two hits, one in the TX schedule, one in TP. Both have the
caption “Safety measures”. We’ll click on the first number to go to TX911.2.S24.
Keyword search retrieves words anywhere in the schedules – in the full hierarchy for
the term, in notes, etc.
If we went back to the search results screen and selected the TP373.5 number, we’d
see that TP373.5 is for safety measures relating to food processing.
Class/Subject Correlations
Here we’re looking for the class number correlation with the subject heading
“Sociology--Dictionaries--German.”
When keying a subject heading, hyphens between elements are optional
The numbers in parentheses indicate the number of LC records in the database with
that class number where “Sociology--Dictionaries--German” is the first heading.
ANIMATION: click to bring in arrow
In this case it would appear that HM17 is probably the number to use.
ANIMATION: click to bring in text box
But, numbers should always be checked for currency.
The underlined call numbers are hot links to the classification schedules. We’ll take a
look at HM17.
25
26
Here’s an example of a situation in which searching LC’s catalog can be very helpful.
If you were cataloging a book on identity theft and thinking about where to classify it,
where would you start?
Searching “identify theft” in ClassWeb turns up no results, by caption or keyword.
When you search the subject “Identity theft” in LC’s catalog, you get over 100 hits
(including heading with subdivisions for form, place, narrower topic).
Here are a few of the results, showing several different class numbers.
27
Some subject headings in LCSH, and their associated authority records, include
suggested class numbers.
Class numbers are added at the time of creation. No attempt is made to keep them up
to date.
A heading may have more than one suggested class number, for different aspects of
the topic.
Sometimes a range of numbers is suggested, as we see here: GE195-199.
This is a display of the subject authority record in the OCLC Connexion Browser.
The 053 field is repeatable.
When numbers are given in both subfield a and subfield b, a range of numbers is
indicated.
Catalogers working with specialized collections become quite familiar with the
schedule(s) used.
Generalist catalogers may find it difficult to gain this type of familiarity with multiple
schedules.
Example of using the index to locate a number for this work, Strategic marketing : an
applied perspective, with the subject heading Marketing--Management.
We see that the range of numbers beginning with HF5410 is for the topic of
Marketing.
We also see other numbers for different aspects of marketing.
While there is not an entry for marketing management, the index indicates that
HF5410+ is a good place to begin looking in the schedules.
HF COMMERCE
Business
Marketing
5410 Periodicals. Societies. Serials
5411 Congresses
-----------------------------------------------------------
5415 General works
By region or country
5415.1 United States
54415.12 Other regions or countries, A-Z
-------------------------------------------------------------------
Marketing management
5415.13 General works
5415.135 Decision making
Product management
5415.15 General works
5415.152 Bundling
When we go to HF5410 and browse the subtopics, we see the subtopic “Marketing
management”. The general works number under this subtopic, HF5415.13, is a good
fit for the book.
[NOTE: lines indicate where some portions of the schedule have been omitted.]
35
Intro: now that we’ve considered different strategies for finding a class number, we’ll
talk about assigning numbers in the context of the general principles of LC
classification.
36
37
General special is sometimes qualified by the phrase Special aspects of the subject as
a whole.
This work on the relationship between human evolution and life on other planets
represents a concept deemed too new or unique to warrant its own number.
40
Special numbers for societies are for works about the society, e.g. news of the society,
membership lists, etc.
Publications by a society dealing with topics of interest to the society are classed for
the topic.
This screen shows examples of form numbers under the subject Business education.
If you had a congress on Business education, you would class it at HF1102.
If you had a directory of programs of business education in the U.S., where would you
class it? HF1131 – by country, United States, General works. We would use the
General works number because there is no form number for directories.
The Collected works form number is now obsolete; collected works should now be
classed in HF1106, the General works number.
42
A work on the diet of athletes in China would be classed under TX361.A8. The place
is not reflected in the class number.
44
However, if the coverage of the earlier time spans serves only to introduce the
principle time period covered, class for the period emphasized.
Here we see the beginning range of class numbers for fashion design in France by
period.
This work covers fashion in France from 1700-1900 (18th and 19th centuries), so the
number for the earlier century (18th) is used – GT860.
[NOTE: Instructor may want to emphasize that 18th century refers to 1701-1800, and
19th century refers to 1801-1900.]
Commerce—Business—Personnel management.
Employment management—By topic—Promotions
49
No dominant topic
Class under first topic mentioned in the work
Chemistry of arsenic, antimony, and bismuth. 1998.
QD Chemistry
181 Special elements, A-Z
.A7 Cutter for Arsenic
50
51
52
Practice
This practice exercise is intended for group discussion (not a written exercise).
Summary
Remember the general principles
outlined in SCM F 10
There are many strategies used to find
a number, using many different tools
Keep the focus of the work in mind
when determining an appropriate class
number
54
Fundamentals of LC Classification 1
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Instructor Manual Session 7
Tables
Tables
Session 7
Tables
Tables are used extensively in LCC
Some tables apply to very limited topics,
some are used throughout the system
In this session:
Overview of the types of tables
Tables of general application
Later sessions: tables used in H, N, P
2
This session covers the use of tables in LCC. Often when you assign a class
number, you need to apply a table.
We’ll give an overview of the types of tables found in LCC, but in this session
we’ll focus specifically on the use of tables that apply throughout the
schedules.
Later sessions will include explanation of the tables in schedules H, N, and P,
with lots of practice.
Industrial directories
11.95 General works
By region or country
United States
12 General works
12.3.A-Z By region or state, A-Z
Under each state:
.x General works
.x2A-Z Local, A-Z
This is the first time attendees see the notation .x, .x2A-Z, etc.
It is important to mention here the meaning of this shorthand notation used in
LCC.
It will be referred to later in this session as “the call number up to here,” but it
should be mentioned here as an introduction to the later slides. It is an
important concept that will reappear throughout the remainder of the sessions.
1st bullet: “regions” here means regions larger than a country or crossing national
boundaries.
10
Second bullet: it is a good idea to point out here that a work on a region within a US
state or a Canadian province will be Cuttered for the state or the province, not for the
region within the state or province. A work on a region larger than a US state or
Canadian province also would not be a candidate for this table (remind attendees that
“regions” in this case means regions larger than a US state or a Canadian province, the
first order political divisions).
Translation table
.x Original work
.x12 Polyglot (3 or more languages)
.x13 English translation
.x14 French translation
.x15 German translation
.x16 Italian translation
.x17 Russian translation
.x18 Spanish translation
12
The expansion is added to the first Cutter if there is only one Cutter, or to the second
Cutter if there are two Cutters.
13
4th bullet: Continue the old practice only when there is a well established pattern in
the shelflist.
14
1st example: the digits 13 at the end of the Cutter number indicate that this is a
translation into English.
2nd example: When there are two Cutters, the two-digit translation expansion is
appended to the second Cutter.
17
The Biography table is found in both the Shelflisting Manual (G 320) and the
Classification Manual (F 275).
Remind attendees that “.x” = the Cutter you start with “the call number up to
here” or “the call number up to this point” – in this case, the class number plus
the Cutter for the biographee.
ANIMATION: click to bring in text box & arrow
There are provisions in the table for Collected works, selected works,
autobiography, speeches, and for individual biography.
Picture the resulting shelf arrangement – use of this table gathers works by the
biographee in a particular order, followed by works about the person, arranged
by main entry.
Second Cutters A2-A5 are used for the works by the biographee. Individual
biography and criticism must fit within the range of A6-Z.
Note that there is no provision for separate works in the biography table.
The suggested range is necessary because you cannot use a Cutter number below A6.
If you had an individual biography with the main entry “Adams” you might use this
guide and class it within the A6-699 range, assuming that fits with your shelflist.
[NOTE: The Translation Table may be used for the .xA6-Z range of the Biography
Table, but not with the .xA2-.xA5 area.]
20
Though we are focusing on the use of the Biography table in this session, here is some
context for the choice of classification number for biographies. This is explained in
the Classification manual, F 275.
21
No biography number?
If no biography number is provided:
Class biographies of individuals closely
associated with a particular topic in the
General works number for the topic
22
When the first Cutter represents a topical or geographical aspect and the biographee’s
name is represented by the second Cutter, do not use the biography table. Use instead
a series of Cutter numbers to interfile works by and about the person according to the
main entry.
If biography numbers have not been established under subdisciplines, but there is a
biography number under the broader discipline, use the biography number.
Individual biography
GN21.B45 Y68 2005
Young, Virginia Heyer.
Ruth Benedict : beyond relativity, beyond pattern. 2005.
SUBJECTS:
Benedict, Ruth, 1887-1948.
Women anthropologists--United States--Biography.
Autobiography
GN21.F6 A3 2004
Fox, Robin, 1934-
Participant observer : memoir of a transatlantic life. 2004.
SUBJECTS: Fox, Robin, 1934-
Anthropologists--England--Biography.
Anthropologists--United States--Biography.
Selected works
GN21.M25 A25 1993
Malinowski, Bronislaw,1884-1942.
The early writings of Bronislaw Malinowski / edited by Robert J.
Thornton and Peter Skalník
SUBJECTS: Malinowski, Bronislaw, 1884-1942.
Ethnology.
Exercise 1
Supply the complete call number for the titles below. Use the LC Cutter table where
necessary.
Cutter for Jane Goodall: .G58
Fundamentals of LC Classification 1
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Instructor Manual Session 7
Exercise
Greene, Meg. Jane Goodall : a biography. 2005.
SUBJECTS:
Goodall, Jane, 1934-
Primatologists--England--Biography.
Fundamentals of LC Classification 2
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Instructor Manual Session 8
Schedule P:
Language and Literature
Schedule P:
Language and Literature
Session 8
Overview
General: background, features, outline,
and tables
Languages
Literature
General
Individual
History and criticism
Individual authors
Background
Began development in 1909; completed
in 1948
Includes 19 subclasses
Published in thirteen different schedules
and tables
Features of Schedule P
General pattern: language and literature
in the same subclass
EXCEPTION: Literatures in major Western
European languages are represented by
subclasses
Extensive use of tables
Classification of literature: languages
and forms take precedence over topic
4
Although the language and literature subclasses PC-PF do address the literary
aspect of some languages, the literature aspect is not developed in great detail.
For the major European languages, there is no literature development in PC-
PF. The literature schedules for Romance, English, American, and Germanic
literature are reserved for the subclasses PQ-PT.
Note that there is also a subclass for general literature, which we will discuss
in more detail later in the session.
The P-PZ tables are divided into several broad categories: language, literature,
authors, and works. Here is a selection of tables for languages.
Table P-PZ5
Table for languages (46 nos.)
….
10.5 Script
Grammar
11 General works
12 General special
Textbooks
13.A2 History and criticism
13.A3-Z Textbooks
….
11
PB1813.D68 2002
12
13
For many languages, sections that were once derived from external tables
have been shifted into the schedules. The numbers for Spanish dictionaries
formerly derived from the P-PZ1 tables are now integrated into the PC
schedule. It’s important to remember that in most cases separate numbers are
assigned for dictionaries with definitions in the home language and
dictionaries with definitions in other languages, since you don’t want to assign
the number for a monolingual dictionary to a bilingual dictionary.
Although for the classification of literature the language and form take
precedence over the topic, this is not the case with subject dictionaries. Class a
subject dictionary to the subject, not to the language.
Exercise 1
Schedule P
Exercise 1:
P-PZ1b (German language)
Answers are given in slides in a separate file. Manuals also have answers
printed in the appendix.
16
PN addresses topics in general literature. However, as you can see from this
ClassWeb screenshot, PN also includes subject divisions that are not general
literature such as Journalism and Performing Arts.
In case you’re wondering why you don’t see a subject division for Poetry, it
can be found in the Literature (General) range under PN1010-1551. The range
for Prose PN3311-3503 includes fiction.
18
Literature: Subarrangement
Under each individual literature:
History and criticism
Collections or anthologies of more than
one author
Individual authors
Non-national (local) literature
19
20
The tables for literature are another major category. Here are some examples.
Note that different tables are applied for the literature of a language, for
individual authors in a given language, and individual works in a given
language.
As is the case with the language tables, the ClassWeb Enhanced and Hierarchy
browsers will provide the table derived numbers in the schedules if the tables
are a range of numbers. If the Standard Browser or the LC printed schedules
are used, the number must be constructed from the appropriate table.
However, if a table is based on a Cutter number, as is the case with P-PZ40,
the number is not supplied in the ClassWeb Enhanced/Hierarchy browsers.
Example 1:
History and criticism
The Cambridge history of Spanish literature.
21
22
Note the word “modified” after the table reference – more on that in a minute.
Table P-PZ20
Table for literature (194 nos.)
History
10 Early works
Modern treatises
11 General works
12 Textbooks
23
PQ7111.H57 1996
24
There are two ways to determine the derived number from the table. You can
add the table number to a base number. The base number in this case is the
initial range number minus one; the last digit of the base number is always 0.
That’s what we did here. Or you can remove the last 2 digits of either number
in the range and replace with the table number 11. In either case you will end
up with PQ7111.
There is no specified Cutter range for the main entry, so you can construct
your number from the LC Cutter table and adjust the number to be consistent
with your shelflist.
ANIMATION: click to bring in box
Example: Collections
The best winners of the Booker Prize. 1991.
PR1105 .B47 1991
Hierarchy: English literature--Collections of
English literature--General collections--Collections
published after 1801
Individual authors
Works by a literary author and about that
author are arranged in a single group
Individual authors are grouped by period
under each national literature
Example: American literature
PS700-893 Colonial period
PS991-3390 19th century
PS3500-3549 1900-1960
PS3550-3576 1961-2000
PS3600-3626 2001-
26
Periods reflect the time period during which the author was productive – not
when he/she was born.
28
2nd bullet: translations and critical studies of individual works are classed with
the original works. Collective criticism of several works is classed with the
language of the group of works studied. General criticism and biography of the
author is classed in the one number that best represents the total literary output
of the author.
29
1st bullet: from SCM F 632: Class a literary author with the country of
citizenship, if the literature of his or her language provides for arrangement of
authors by country. If the author was a citizen of several countries, prefer the
country in which the author's most productive years were spent or under the
country usually associated with the author by scholars in the field. If no
preference can be determined, make an arbitrary selection of a country….Note:
Once a decision has been made to class an author with a particular country,
this number will usually continue to be used. Do not change the number unless
the original choice was clearly in error.
2nd bullet: For living authors about whom little information is known, select a
country based on available information (i.e. birthplace, parentage, residences,
place of publication of the work(s) being cataloged).
We’ll discuss how to deal with these ranges of numbers, but first more
information on how class numbers for literary authors are determined.
31
32
In this example, PS3511 = early 20th century American author beginning with
“F”
Note that Faulkner is not listed here (PR3511.A86)
Take a look at the captions for the authors listed – do you notice anything?
Most of the captions are “see” references to another number. (explanation of
current policy on next slide)
When the Cutter is based on an author’s last name, the schedules do not
establish each author Cutter. Some author numbers are listed, primarily as
references to different numbers, or in some rare cases because they have
been expanded with a table application. Here are listed the conditions for
printing a literary author number in the schedules.
Name change may be due to a change in marital status, etc., or to a change in
cataloging rules.
William Faulkner is not listed under PS3511 because his number does not
require a reference or a table expansion.
34
works
35
36
37
Let’s start by considering one of the most common types of literary authors
you will encounter, a modern author with a single Cutter number.
Classification
38
39
The Cutter for the author must first be determined to fit within the alphabetical
sequence of previously established author Cutters.
You can skip this step if other literary works by Bukowski are already
represented in your shelflist; in that case, you would just assign the number
that has been “established” for Bukowski.
If you are cataloging for PCC, the author number in the 050 of your record
must match the author number in the 053 of the national authority record for
Charles Bukowski.
Once the author Cutter number has been determined, the cataloger needs to
consult the P-PZ40 table to complete the call number.
P-PZ40
40
Here is a compressed view of the P-PZ40 table, indicating the main categories.
Note that the range A199-A59 is applied to collected or selected works in
translation and not to translations of individual works.
The applicable caption in this case is Separate works. By title. This means that
the cataloger needs to construct a Cutter number for the title of the work
within the range A61-Z458.
Before we apply the number range to the separate work At terror street and
agony way, let’s clarify what the table means by Collected works, Selected
works, and Separate works.
P-PZ40: Works
P-PZ40 revised in 2005
Collected works/Selections: apply for
collections of works that were previously
published in book form or never published in
the author’s lifetime
Collected works is now used for either
complete collected works or collected works
in a particular genre
Separate works: use also for collections
published in book form while the author is still
living
41
42
Just as the author Cutter must fit into the sequence of author Cutters under
PS3552, so the Cutter for the work must fit into the sequence under the
number for Bukowski, PS3552.U4. Bukowski was fairly prolific, and he
published more than one title beginning with A.
Keep in mind that the P-PZ40 table restricts separate works to the range of
numbers between A61-Z458. That’s why the previous title could not be
assigned A5.
44
The range for the second Cutter from Z4581 through Z999 has been reserved
for several categories of biography and criticism.
Note that the captions for Dictionaries, Autobiography, and Letters have the
additional instruction “By date.” This means that different works falling into
any of these categories are differentiated by date and not by adding digits to
the Cutter. This represents a fairly recent change in practice, and you may see
LC records for autobiography and letters where extra digits have been added to
the form Cutter.
P-PZ40: Correspondence
Beerspit night and cursing : the correspondence
of Charles Bukowski and Sheri Martinelli,
1960-1967 / edited by Steven Moore. 2001.
45
Applying P-PZ40:
Correspondence
PS American literature
3552 Individual authors, last name B
.U4 Author Cutter constructed
from 2nd letter of last name
Z48 Z48 for correspondence (from
table)
2000 Date of publication
46
P-PZ40: Biography
Drinking with Bukowski : recollections of the
poet laureate of Skid Row / edited by Daniel
Weizmann. 2000.
Although the numbers for forms such as autobiography are invariant, this is
not the case with biography and criticism. If you check back to your P-PZ40
table, you see that there is a range Z5-Z999. How did the cataloger arrive at
Z627 for this book?
The cataloger needs to slide the book number between two previously
cataloged titles.
Note that with biography/criticism, the book number is mapped to the main
entry rather than to the title of the book, unless the title is the main entry.
There is no published table for mapping numbers in the range Z5-Z999 to
letters in the alphabet; the P-PZ40 table in your handouts includes LC’s in-
house table for mapping this range.
While 20th and 21st century authors are generally assigned a single Cutter,
authors from the 19th century and earlier are sometimes assigned an extensive
range of numbers.
As you recall from the brief history of LCC, most of the schedules were
conceived in the early 20th century. The schedule for PR was initially
published in 1915, when the great authors of the 19th century still loomed
large, and literary warrant required a wide range of numbers to organize the
publications by and about the most popular 19th century authors.
Over the past 100 years, some of these authors may have declined significantly
in popularity and fame, but this is probably not the case with Charles Dickens.
Although the ClassWeb view on the previous slide did not show this, the
Charles Dickens number range as a whole is subarranged by Table P-PZ31
modified, as indicated by this view from the Standard ClassWeb browser.
Individual works by Dickens are assigned whole numbers and are further
subarranged by Table P-PZ41.
Here we see that the work David Copperfield has the class number PR4558.
ANIMATION: click to bring in red circle & arrow
The Cutter to the main entry would need to be adjusted, if necessary, to fit the
shelflist.
SUBJECTS (selected):
Dickens, Charles, 1812-1870--Knowledge--
America.
Dickens, Charles, 1812-1870--Travel--United
States.
53
For criticism in general, you will need to apply table P-PZ31, since Dickens is
a 49 number author. This is a very large table which is displayed here in
compressed form. If you use the ClassWeb Enhanced or Hierarchy browser,
the entire range of numbers derived from the table will be supplied in the
schedule. If you use the Standard browser, the printed schedule, or
SuperLCCs, you will have to derive the number from the table.
For criticism and interpretation, there is a range of numbers (37.3-42)
ANIMATION: click to bring in red circle & arrow
To apply the table, add the number to the base class number, and then use the
table Cutter as the topical (first Cutter). Complete the call number by
constructing a second Cutter for the main entry and adding the publication
date.
58
As we have seen with the two Charles’s, Dickens and Bukowski, the schedules
rely on different tables to subarrange the class numbers, or in the case of
Bukowski, the Cutter number. Dickens, you recall, was subarranged by Table
P-PZ31, while Bukowski was subarranged by Table P-PZ40.
Emily Dickinson’s single number is subarranged by table P-PZ39; Jane
Austen’s numbers are subarranged by table P-PZ33. Shakespeare’s class
number range as a whole is not assigned by table, but tables are applied to
individual numbers.
General reminders
Language and literature are not always together
PN includes a number of popular non-literary topics
(journalism, show business)
Most 20/21st century literary authors
Are not in the published schedules
59
Exercise
(Literature)
Appendix D includes two additional exercises for working with the literary
author tables. Given time constraints, it is generally not feasible to do these as
part of a two-day workshop. Attendees can complete them on their own;
answers with explanations are included in the appendix. Encourage attendees
to email you later with any questions about these exercises.
Works on the German language are classed in the span PF3073-PF3693; Table P-PZ1b
modified is applied; the number or span of numbers chosen from the table is added to the
base number PF3000. Here is the outline of Table P-PZ1b:
Here is an expansion of the span P-PZ1b 75-88, History of the language, from Table P-
PZ1b:
Fundamentals of LC Classification 1
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Instructor Manual Session 8
Exercises
Here is an expansion of the span P-PZ1b 498-499, Translating, from Table P-PZ1b:
Here is an expansion of the span P-PZ1b 108-123 from Table P-PZ1b. This span is
contained within the span P-PZ1b 99-400, Grammar:
Construct the call number (base number is PF3000). Use the LC Cutter table for the book
number; assume no conflict. The trainer will walk you through the first exercise.
Fundamentals of LC Classification 2
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Instructor Manual Session 8
Exercises
Coggle, Improve your German. Chicago, Ill. :
Paul. SERIES: Teach yourself books McGraw-
(Lincolnwood, Ill.) Hill, 2004
Easy German phrase book : over New York :
740 basic phrases for everyday Dover
use. Publications,
c1994.
Fundamentals of LC Classification 3
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Instructor Manual Session 8
Exercises
Schedule P : Exercise 2, P-PZ40 Table (V. S. Pritchett)
Fundamentals of LC Classification 4
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Instructor Manual Session 9
Special Types of Material
Session 9
We’ve covered general principles, including tables, along with notation. They
say the devil is in the details, however, and there are certain details that can
occur across all of the schedules that sometimes succeed in bedeviling
catalogers. We’ve gathered them in this session all for you.
We’ll first consider some elements in call numbers that are used to relate
works (first column) on the shelf; then we’ll consider certain recurrent
publication categories—juvenile materials, and congresses. Finally, we’ll
consider the use of call numbers when the mode of issuance is not
monographic, i.e., serials.
Editions (G 145)
• Unless otherwise indicated in the schedules,
generally keep editions together if the same
class number is appropriate
• To keep editions together under the same
class number, assign the same book number
and differentiate by date and (if necessary) by
work letter
• Do not keep editions together if a different
class number is appropriate
3
Here we have an example of the most common situation, where the later
edition has the same author and title, and the class number has not become
obsolete
In this example, although Rudolf Flesch was the main entry in each of these
editions, you can see that the title changed significantly from the 1947 edition
to the “50th anniversary ed.” in 1996. Of course, it is the cataloger’s
responsibility to decide whether these different titles represent different
expressions of the same work.
What if not just the title changes, but the author as well? If you judge that the
underlying work is the same, you would normally assign the same book
number as long as there is no need to change the classification.
Cutter is not adjusted for the later edition even though the author has changed.
[NOTE: yes, the “K” appears after Krishnan in the 4th ed. and before
Krishnan in the 5th ed.]
2nd bullet: The 1980 edition of Handbook for AACR2 was classed as a general
work on descriptive cataloging.
3rd bullet: When the 1989 edition was published, a specific number for the
Anglo-American Cataloging Rules had been added to the schedules. The new,
more specific number, was assigned to the later edition of the Handbook.
This is not stated explicitly in G 145, but the principle of specificity in
classification normally trumps SCM:Shelflisting procedures for editions.
QD31.2 1970-2000
QD31.3 2001-
9
An even more common reason for a class number change is when a number for
a new imprint range is added to the schedules. Many of these have been
introduced for textbook numbers at the beginning of the new millennium.
Example
• QD31.2 .E22 1996
General chemistry / Darrell D. Ebbing … 5th
ed. Boston : Houghton Mifflin, c1996.
10
The standard practice is to assign the number for the appropriate imprint range
to the later edition, as we see in this example, although this may be trumped by
local policies and procedures.
Although the same Cutter has been assigned in these examples, using the same
book number is not necessary if the classification changes, because using the
same book number will not collocate the editions.
11
Sometimes you need to differentiate editions published in the same year, and
work letters are used for this purpose. Work letters are used both to distinguish
the same work where the call number would otherwise be the same, and to
differentiate different works using the same call number.
Letters are used to distinguish different works published in the same year when
a corporate main entry is used.
Should all the available work letters be used up in the course of a year, the
standard practice is to double the letters, e.g. “bb” <this doesn’t seem to be
documented under G 140>
Related works
• Sometimes the same classification and
book number is used to bring together
different but related works
• Examples:
• Corporate main entry
• Series (Classed together)
14
Intro: Although we use the term “work” letters, sometimes these work letters
are not used to collocate manifestations or expressions of the same
bibliographic work. From this point, we will be considering how LC
sometimes uses call numbers to show the relationship between works that may
be related but are not bibliographically equivalent.
3rd bullet: When a corporate name is used as the main entry, Cutter numbers
do not really differentiate or collocate works with the same class number. This
often doesn’t seem intuitive to catalogers, who will sometimes vary the Cutter
number in an effort to differentiate works.
4th bullet: Monographic examples using corporate name main entry might
include: commercial sales catalogs, catalogs of objects owned by a museum,
and reports of expeditions.
A typical example of a serial entered under a corporate body heading would be
an annual report. (For more on serials with corporate main entries, see the last
slides of this session)
TP937.B46 Benjamin Moore Muresco for wall and ceiling [ca. 1920]
1920 & Co. decoration.
16
Call numbers for analytics of series are another way to bring together related
works, in this case works related by the relatively broad content gathered
under the series heading. Yes, sometimes the relationship among works in a
series is more the publisher’s imagination than a reflection of reality.
Since LC won’t be classing together most series any more, you aren’t likely to
see numbers thus formatted in LC cataloging unless you specialize in music.
However, many libraries will continue to class series together, either because it
cuts down on time spent classifying, or because selectors believe this
arrangement is a convenience for their user community.
2nd bullet: Classification is … Urban sociology. Periodicals. Serials, cuttered
to the series title. The established form of the series is: Research paper
(University of Toronto. Centre for Urban and Community Studies).
3rd bullet: The est. form of the series is: History of American journalism. This
is a multipart (note the date in the call number), although interestingly an ISSN
is provided in the 440 of each record.
Exercise 1
Go over the instructions with attendees. Point out that the main entry for each
title is in bold.
It is wise to work through the first title as a group, so that everyone is clear on
what they need to do. After that, instructors may wish to give attendees time
to complete the exercise on their own, or to continue working through as a
group.
Answers are given in slides in a separate file. Manuals also have answers
printed in the appendix.
Forms of publication
• Subjects have certain characteristic
types of publication and the schedules
usually have numbers at the beginning
of each subject
• Some forms of publication include:
• Juvenile materials
• Congresses (conferences)
• Serials
19
Now let’s consider how the schedules handle some common types of
publications. We’ll consider juvenile materials, conferences, and, finally,
serials.
20
Examples
• PZ7.B1135 $b Tu 2003
Babbitt, Natalie. Tuck everlasting. 2003.
• PZ8.B115 $b Ou 1998
Babbitt, Natalie. Ouch! : a tale from Grimm. 1998.
• PZ8.1 $b .T245 1997
Teeny tiny witch / [illustrated by Stephanie
Peterson]. 1997.
• PS627.C57 $b A15 2000
5 Christmas plays for children. c2000.
21
1st & 2nd bullets: if there is an author main entry, standard Cuttering is used
for the author, but, exceptionally, the book number is an abbreviated title; only
the first letter is upper case.
3rd bullet: on the other hand, if the resource is entered under title, standard
Cuttering is used.
4th bullet: The last example falls into the category of juvenile belletristic
material that does not use PZ; again, standard Cuttering procedures are used.
[NOTE: The author Cutter for Babbitt is different in PZ7 and PZ8 because the
range of entries in the shelflist in each class number is different.]
PZ7 -- General juvenile belles lettres, 1870-
PZ8 -- Fairy tales
PZ8.1 -- Folklore, legends, romance
PS627.C57 – American literature — Collections of American literature—
Drama—Special forms and topics, A-Z—Christmas.
For anything other than belle-lettres, the regular subject classes are applied,
but be on the lookout for a juvenile works or materials number.
Examples
… Lexicography—Dictionaries—English only—
Juvenile, school dictionaries
PE1628.5 .M44 2004
Merriam-Webster's intermediate dictionary.
SUBJECT: English language--Dictionaries, Juvenile.
In the first example, there is a separate number for juvenile English language
dictionaries.
In the second example, there is not a separate number for juvenile Zulu
language dictionaries, so the work is classed with other Zulu language
dictionaries.
Congresses (F 240)
• Use congress numbers to class:
• Collected papers delivered or published for
one or more named or unnamed
congresses, symposia, conferences,
meetings, etc.
• Condensations of these papers
• Reports of proceedings and discussions,
program statements, lists of delegates, etc.
• Combinations of the above
24
Intro: Most of the major topics in the schedules will have a congresses
number near the beginning of the range, grouped with other numbers for form
(e.g. Periodicals, Dictionaries).
Here’s an example applying HC13. Although in this case the main entry is the
name of the conference, this is not a requirement for classifying by the
congress number.
• TL6 .S78
The ... Stapp Automotive Crash and Field
Demonstration Conference : [proceedings] …
an annual publication
27
In most cases, a topic with a Congresses number will also have a number for
Periodicals, so keep in mind that if the the conference papers are issued
serially, the congress rather than the periodical number should be used.
In the example, the Stapp Conference is an annual, but the record is assigned
the Congresses number rather than the Periodicals and societies number. (TL1-
4050: Motor vehicles. Aeronautics. Astronautics)
28
Note that when a number applies to both congresses and periodicals, the
congress can be either a serial or a monograph.
29
However, if the heading does not have a date, use the imprint date. (G 230b)
32
Here is another instance of the use of call numbers to bring together related but
different works. The practice is similar to the practice where, under the same
class number, different works entered under the same corporate name are
gathered.
[NOTE: with the 2001 Amendments to AACR2, entry under title would be
unusual, since rule 21.1B now provides for main entry under the name of the
congress if it is named anywhere on the item. (Previously, the conference name
had to appear prominently.]
Example:
• QA76.9.A25 I555 2001
International Conference on the Theory and
Application of Cryptology and Information Security
(7th : 2001 : Gold Coast, Qld.)
Advances in cryptology--ASIACRYPT 2001 …
33
Serials (F 210)
• Like conferences, there will usually be a class
number or group of numbers at the beginning of
major topics in the schedules for serials
• Caption examples:
Periodicals. Societies. Serials
Periodicals
Periodicals, etc.
Periodicals and societies
Periodicals, societies, congresses, and serial
collections
• No classification schedule has been developed for
newspapers
34
Serials (F 210)
• Unless there are other specific
provisions in the schedule, class all
serial publications, including periodicals,
numbered monographic series, and
topical serial society publications on the
number at the beginning of the topic
35
In some ways, this seems to contradict the principle of specificity, F 10, #2:
“class a work by its specific subject, not by its form under a broader topic,” but
remember that F10 #2 qualifies this by stating “unless instructions to the
contrary are printed in the schedules.” Possible insurance in case the scope of
the serial is broader than it first appears?
[NOTE: slide with examples of specific provisions coming up]
37
Here are two examples where the serial would not be classed at the beginning
of the topic.
1st example: If the schedule provides for the geographic aspect of the topic,
classify a serial with a geographic focus as a general work under the
appropriate topic.
[NOTE: F 210 doesn’t mention this and there is no Periodical annotation in
the schedules in these situations. The SCCTP Serial workshop refers to this
practice, however.]
2nd example: this is an instance of specific provision in the schedules that
would override the general rule to class at the beginning of the topic.
• N1 .A243
American artist (Stamford, Conn.)
American artist. [Stamford, Conn. : Watson-
Guptill Publications, c1940-
Continues: Art instruction.
It’s a fairly common practice to assign the same class and Cutter to a serial
when there is a linear title change and there is no major change in scope.
Some libraries do not classify serials; they simply arrange them by title. One
of the advantages of classification is that for most serial title changes, volumes
issued under the earlier and later titles can be kept together on the shelf.
For non-linear title changes, the Cutter and sometimes the classification
number will be changed.
41
The use of the work letter for serials is particularly common for the subset of
corporate main entry serials where the corporate name is a conference, because
the conference will often publish both a proceedings issue and an abstracts
issue, and the proceedings and abstract are cataloged as separate serials.
Note that subheadings are ignored when establishing the Cutter number, per G
220 #3.
G 220 does not address this, but presumably the usual practice for name
changes would apply in this situation also. A linear title change would use the
same work letter; a non-linear change, assuming the classification and main
entry are the same, would have the same Cutter with a different work letter.
[NOTE: LC used to do separate Cutters for all levels of the corporate name
hierarchy, but it was a lot of work. The decision was made to ignore all
subheadings in creating Cutters for non-jurisdictional corporate names.
The next slide shows the practice for creating Cutters for jurisdictional
corporate names; in this case the main heading and first subheading are taken
into account.]
43
Note that if the main entry is a jurisdiction, the Cutter number is based on the
main element and the first subheading, but all further subheadings are ignored.
(Many examples for states under HJ11; see also HJ10.3 U55 for United States.
General Accounting Office)
Exercises 2 & 3
Supply the call number, based on the original edition. If necessary, construct any new or
additional Cutter based on the LC Cutter table (assume any new book number
constructed from the table does not conflict with a previously assigned number in the
shelflist)
Fundamentals of LC Classification 1
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Instructor Manual Session 9
Exercises
Special Types of Material: Exercise 2
Call number for the 6th conference has already been assigned. Assign call numbers to the
other titles.
Fundamentals of LC Classification 2
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Instructor Manual Session 9
Exercises
Special Types of Material: Exercise 3
Identify call numbers that do not follow standard practice. All titles are serials. The first
call number is correct.
Fundamentals of LC Classification 3
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Instructor Manual Session 10
Schedule H:
Social Sciences
Session 10
Overview of session
Historical overview
Topical layout of Schedule H
Scope notes
Types of tables
Shelflisting
Internal
External
Examples of the application of external tables
Geographic divisions
Subdivisions for industry and trade
Economic history and conditions 2
1st bullet: The first edition of Schedule H was published in 1910, with subsequent
editions published throughout the 20th century. The latest edition was published in
1995.
Scope notes
HA – Statistics
Class here general works on social science statistics
and censuses, including statistical data and methodology.
For applications of statistics in the social sciences, see
the field.
For statistical data alone see HA154-4737
For works on the general theory and methodology of statistics see
QA276-280
SUBJECT:
Social sciences--Statistical methods.
Class number:
HA Statistics
HA31.2 Sampling. Statistical survey
methodology
4
First scope note = Class here general works on social science statistics and censuses,
including statistical data and methodology.
Title:
Analyzing contemporary social issues : a
workbook with student CHIP software.
SUBJECT:
Sociology--Statistical methods.
Class number:
HM Sociology
HM535 Statistical methods
5
Second scope note = For applications of statistics in the social sciences, see the field.
Subclass HM Sociology
HM Sociology
The Numbers HM1-HM299 were used by
the Library of Congress until January
1999. After that date, they were replaced
by a revised subclass HM that begins at
HM401. The numbers HM1-HM299 are
currently used only to class new
continuations of serials that are already
classed in those numbers.
This note appears at the beginning of the second major subclass (Sociology) in
Schedule H. The terminology in the HM subclass was updated to reflect changes in
the discipline of sociology.
(LC Cataloging Newsline. V.7,no.8, June 1999)
Tables are an economical way to represent subdivisions that are applicable to many
schedules or subclasses within a given schedule. Using tables helps keep down the
size of schedules.
We will look at examples of each of these tables.
General information about tables, and about the Regions and Countries Table (G300)
in particular, has been presented in earlier sessions. We’ll look at an example of how
the Regions and Countries Table is applied in Schedule H in the following slides.
4th bullet: The American States and Canadian Provinces Table (G 302) is not used
with the H Schedule. Since the H Schedule has always contained a table of states, the
use of the American States and Canadian Provinces Table is not needed.
[NOTE: H28 is Table of States (Cutter number), there are also tables of states on one
number (H29) and two numbers (H30)]
Other shelflisting tables of general application include: Biography, Artists,
Criticism/Commentaries
SUBJECT:
Social service--Great Britain--Evaluation.
Works on Social service class in the range HV40-HV69.2. Under the caption Social
workers, there is an allowance for geographic subdivision at HV40.8. The caption By
region or country, A-Z is an indication that we can apply the Regions and Countries
Table G 300 to bring out the geographic aspect of the work being classified.
11
This is an excerpt from the Regions and Countries Table, showing the Cutter that
would be used for Great Britain. If a different Cutter has already been assigned in the
shelflist for Great Britain, that Cutter takes precedence over the suggested Cutter
given in the Regions and Countries Table.
As with any Cutter from this table, G7 is only used if it is consistent with the local
shelflist.
Internal tables
Only applicable to a specific span of
numbers
Found within the schedule
Applied with the caption “Under each”
Often used with an external table
Used to subarrange by form,
geography, or specific entry
13
Ask how attendees interpret the notation: .x, .x2, .x3A-.x3Z, and .x4A-.x4Z in this
internal table.
The next slides will give examples of applying .x, .x2, .x3A-.x3Z, and .x4A-.x4Z as in
the “Under each” internal table shown here.
The notation .x, .x2, .x3A-.x3Z, .x4A-.x4Z in the internal table at HD9685.A4-Z is
typical of notation used throughout the LC Classification schedules. Let’s talk about
this notation and use examples to show how it is applied:
.x represents the call number as built up to the application of this table.
For example, if our title is a periodical on electrification in Great Britain, “.x” would
be HD9685.G7
ANIMATION: HD9685.G7 flies in from left.
Remind participants that in the earlier example of the Regions and Countries Table
.G7 is used for Great Britain. We would then Cutter by main entry to complete the call
number. ANIMATION: a complete call no. for a periodical classed in HD9685.G7
flies in from bottom.
Remember that dates are not added to call numbers for periodicals, but corporate entry
for serials requires the addition of a work letter to the main entry Cutter (SCM H 220).
If our title is a report on the restructuring of British Energy, a firm based in Great
Britain, we would append the digit “4” to the .x portion of the call number
ANIMATION: .x = HD9685.G7 + 4 flies in from left, followed by an arrow to
show where the 4 comes from
…and then Cutter by the specific firm described in the work.
The Cutter is based on the firm’s AACR2 entry form (British Energy (Firm)). B75 is a
good choice of Cutter, according to the Cutter Table.
But we must account for the main entry of the work being cataloged in order to allow
for logical filing of works in this class, and we already have begun a second Cutter.
Since we cannot add a third Cutter for main entry, we must append a digit to the
second Cutter for British Energy (Firm) to represent the main entry. In this case, the
main entry is Great Britain. National Audit Office, so a digit based on the letter “G” in
Great Britain (“4” is a good choice) would be appropriate. Finally we add a date of
publication to complete the call number.
ANIMATION: a complete call no. for a report on the restructuring of British
Energy (Firm) flies in from bottom
External tables
Found at the end of the schedule before the
index
Only applicable to a specific span of numbers
Applied when the caption is followed by a
specific table number
Example: Greek (Table H48)
Used to extend classification by geography,
form, time period, or subject
19
20
When a particular external table is authorized for use in a subclass of Schedule H, the
table is indicated at the end of the caption, as above.
These are only five examples of external tables used in Schedule H. There are 78
external tables used in Schedule H, and also additional tables used in specific
subclasses of Schedule H. Working with Schedule H requires a strong understanding
of how these external tables are applied.
We will now look at several examples of the use of external tables in Schedule H.
External tables:
geographic divisions
Most common external table in Class H
Typographically complex
Subject subdivision under places are
often represented by additional internal
tables
Applied with caption heading (Table #)
Example: HA4559 Lebanon (Table H14)
22
External tables:
geographic divisions
H5 Tables of Geographical Divisions
1 America. Western Hemisphere
North America
2 General Works
3-6 United States
7-10 Canada
10.25 Saint Pierre and Miquelon Islands
Latin American
10.5 General Works
11 Mexico
Central America
13 General Works
23
Here is an excerpt from an external table for geographic divisions. It is from Table
H5. Note that this is only an excerpt from the table. But it is this portion of the table
that we will apply as we look at the example that follows.
Publication data:
Baltimore : John Hopkins University Press,
c1986.
SUBJECT:
Labor supply--Mexico.
25
Point out
Mexico is a one number country.
Canada is an example of a 4 number country.
We add the number for Mexico from Table H5 to the base number in the schedule.
The number for Mexico on Table H5 is 11, and the base number in the schedule in
5720. Our number is now HD5731.
Now an additional internal table, Table HD5730/2 needs to be applied to the one
number country number we have identified.
Be sure to point out that Table HD5730/2 needs to be applied because of the “Under
each” instruction in the schedule (underlined above).
The item being classified is a general work on the labor supply in Mexico.
Table HD5730/2 indicates that general works for one number countries are identified
by the Cutter .A6.
The last steps to complete the call number are considered the shelflisting elements,
that is, creating a unique call number that allows the item to be shelved in a
logical, prescribed location.
31
Now that we have looked at an external table used in Class H for geographic division
and followed an example of using that external table, let’s now take a look at another
type of external table used in Class H: this one is for subdivisions for industries and
trades.
Although the subdivisions on this table are different from the geographic divisions on
the table in the previous example, this external table is actually applied in the same
manner.
33
Title:
Rising above the herd : an analysis of the
Western Australian beef & cattle industry /
[Andrew Quin, Ashley Manners].
Publication data:
South Perth : Agriculture Western Australia,
Meat Program (Economics)/New Industries
Program, c2000.
SUBJECT:
Beef industry--Australia--Western Australia. 34
There is one number printed in the schedule for the cattle industry: HD9433. An
external table is indicated in the schedule.
Here is Table H20. Note that the geographical aspect of the work to be classified is
brought out through the application of a table of general application: the Regions and
Countries Table (G300). Remember that the caption “By region or country, A-Z”
indicates that the Regions and Countries Table needs to be applied.
The Region and Countries Table (G 300) will be applied to the base number to
identify a Cutter for Australia.
Because the item being classified is about Western Australia in particular, the .x3A-Z
= Local, A-Z portion of Table H20 will be applied. The Cutter for Australia will be
the first Cutter in the call number; the second Cutter will be based on the local
subdivision for Western Australia, but since we cannot have a third Cutter in a call
number, we will need to modify that second Cutter for Western Australia to identify
the main entry of the work.
The last steps to complete the call number are considered the shelflisting elements,
that is, creating a unique call number that allows the item to be shelved in a
logical, prescribed location.
5) A digit needs to be appended to the Cutter for Western Australia to represent the
main entry of the item being classified
6) Date of publication added to complete the call number
External tables:
economic history and conditions
Tables of subdivisions under regions or
countries (i.e. main numbers represent
geographic areas)
The tables provide form and topical
subdivisions
Used in subclass HC Economic history
and conditions
39
We have already looked at two external tables used in Class H: one for geographic
division, and one for industries and trades.
Now let’s look at one more external table used in Class H: a table of economic history
and conditions. This external table is actually applied in the same manner as the
previous two.
40
Here is an example of an external table for economic history and conditions. This
particular table is Table H17a. We will apply this table in the example that follows.
41
Title:
Environment under fire : imperialism and the
ecological crisis in Central America / Daniel
Faber.
Publication data:
New York : Monthly Review Press, 1993.
SUBJECTS:
Environmental policy--Central America.
Central America--Economic conditions--1979-
42
General works on economic history and conditions in Central America are classed in
HC141. But Table H17a needs to be applied to this number.
The list at HC79.A-Z includes a Cutter .E5 for works on environmental policy and
economic development in general. We can apply this Cutter, according to the
instructions in Table H17a, to the item in hand being classed in HC141 for Central
America.
Note however that Table H17a instructs us to use as a first Cutter Z9, and then begin
the second Cutter with the topical Cutter at HC79.A-Z. This means that we will need
to expand upon that second Cutter to allow for the main entry of the work being
classified, since we cannot have more than two Cutters in a complete call number.
The last steps to complete the call number are considered the shelflisting elements,
that is, creating a unique call number that allows the item to be shelved in a
logical, prescribed location.
4) Because the topical Cutter is now represented on the second Cutter in the call
number, and we cannot add a third Cutter for main entry of the work being
classified, we need to append a digit to the second Cutter to indicate the main
entry of the work; the Cutter Table is used as a guide to identify an appropriate
number, but the alphabetical arrangement in the shelflist always takes precedence
5) Date of publication added to complete the call number
Summary
When working in Schedule H,
remember that there are three types of
tables that may need to be consulted:
Tables of general application
Internal tables
External tables
Often more than one table will need to
be consulted when classing a work
47
This is a very brief summary, based on this presentation, of working with Schedule H.
Working in Schedule H requires an understanding of the three types of tables that
often are applied when determining class numbers.
Ask class: Where would you look to find examples of each type of table?
Exercises
48
Now let’s do some more exercises using the H Schedule and its tables.
Attendees will need to have the LC Cutter Table out.
Go over the instructions with attendees. Point out that the main entry for each title is
in bold. You may want to point out that subject headings are given for all titles and
these should guide attendees as they complete the exercises (exercise 2 includes titles
in Portuguese, but no knowledge of that language is required).
It is wise to work through the first title in each exercise as a group, so that everyone is
clear on what they need to do. After that, instructors may wish to give attendees time
to complete the exercises on their own, or to continue working through as a group.
Answers are given in slides. Manuals also have answers printed in the appendix.
(Each line of the exercise answers flies in to the slide, finishing with the completed
call number in blue)
LC Class # HC79.A-Z:
LC Class # HC110.A-Z:
Supply the call numbers for the items below. The class numbers used will be HC79 or
HC110, and those classes are given to guide you. Select appropriate topical Cutters from
the excerpt of HC79.A-Z given above. Construct Cutters for main entries based on the
LC Cutter table (assume any new book number constructed from the table does not
conflict with a previously assigned number in the shelflist).
Fundamentals of LC Classification 1
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Instructor Manual Session 10
Exercises
Fundamentals of LC Classification 2
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Instructor Manual Session 10
Exercises
Schedule H: Exercise 2
LC Class # HD9200:
Table H20:
Supply the call numbers for the items below. Apply the tables above, as necessary. All of
the items will class in HD9200, and that class is given to guide you. Construct Cutters
for main entries based on the LC Cutter table (assume any new book number constructed
from the table does not conflict with a previously assigned number in the shelflist) and on
any tables of general application used.
Fundamentals of LC Classification 3
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Instructor Manual Session 10
Exercises
Call Number Record. Main entry is in bold.
HD9200 Brazil. Comissão Executiva do Plano da Lavoura Cacaueira.
Assistencia de Economia. Boletim estatístico do cacau: exportacão
brasileira de cacau. Brasília : CEPLAC, COGEP, ASSEC.
SUBJECTS:
Cocoa trade--Brazil--Statistics--Periodicals.
Cacao--Brazil--Statistics--Periodicals.
Fundamentals of LC Classification 4
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Instructor Manual Session 11
Schedule N:
Fine Arts
Session 11
Schedule N: history
The first edition of the N schedule was
published in 1910
The schedule was influenced by the fine arts sections of both the Dewey Decimal
Classification and Cutter’s Expansive Classification. The Catalog of the library of the
Kunstwerke-Museum of Berlin was used for special features and the Library of the
Art Institute of Chicago recommended ideas derived from its modification of the
Dewey Decimal Classification. (From Lois Mai Chan. A guide to the Library of
Congress Classification. 5th ed. 1999.
There are eight subclasses of Class N. Note that, as is often the case, N stands for both
Class N, Fine Arts, and Subclass N, Visual arts.
There may be confusion between the main class N (Fine arts), the subclass N (Visual
arts), and subclass NX (Arts in general).
The next slide shows scope notes from subclass N and subclass NX.
Class N (The discipline): Fine arts represents visual arts AND arts.
Subclass N: covers architecture, decorative, and fine arts, but not arts. The note at the
beginning of subclass N reads: “Including architecture, decorative arts, drawing,
painting, prints, and sculpture.”
NX scope note: “Including works dealing with two or more of the fine arts media, i.e.
literature, performing arts (dance, motion pictures, music, opera, theater) or the visual
arts. Works on any one of these subjects are classified with the subject in classes GV,
M, N, P, TR.”
Be sure to mention that the scope for NX reads: “Including works dealing with TWO
OR MORE of the fine arts…”
A work on just one of these subjects removes the item from consideration for NX.
The next slide shows an example of a work that is appropriately classed in NX.
NX example
NX512.H64 D86 2001
Geoffrey Holder : a life in theater, dance,
and art. c2001.
SUBJECTS:
Holder, Geoffrey, 1930-
Artists--United States--Biography.
Here is a biography for a person who was active in theater, dance, and in art in
general:
•if the person had been active only in theater, a biography would have been classed in
PN;
•if the person had been active only in dance, a biography would have classed in GV,
•and if the person had been active only in fine art, the item most likely would have
classed in subclass N.
2nd bullet: in this case there is a reference under NE2570 referring the cataloger to
TR925-1050 for works on photoengraving.
Remind the audience that we are applying some of the techniques for determining the
number initially presented in the Principles session.
These next few slides attempt to show some approaches for resolving the question of
where to class a work when more than one class seems possible.
Instructions are given in the schedule for alternative numbers, both within the N
schedule and in other schedules, depending on the nature of the work being cataloged.
Alternative call numbers may be suggested in 053 fields on subject authority records.
We have seen an example of the use of an 053 classification number in a subject
authority record in the Principles session. Now we are discussing Class N, so the
assumption is that we know we want to use a number in Class N. But note how the
authority record above contains five separate 053s; the numbers are scattered across
other schedules, with only one 053 in Class NK. This is a good example of a case
where the 053s in the authority record can help narrow the choice of class for a topic
that may be classed in more than one area.
10
Order of precedence
When art materials, especially
reproductions of works of art, can be
classed in several numbers, an order of
precedence is used
This information on the order of precedence is from Lois Mai Chan’s Guide to the
Library of Congress Classification, 5th ed., 1999.
In Class N, the intent is to class works by or about an artist in the class that represents
the medium in which the artist is best known. We’ll look at examples of this in the
next set of slides. So the first decision to make when classing an item in Class N is: is
the item about a specific artist? If so, the item will class in the country number
representing the nationality or country of activity of the artist, and in the special
subarrangement for individual artists under that country number.
If no individual artist is represented in an item, genre classes are second and third on
the order of precedence. And if we can identify a particular nationality or period for a
genre, the item classes with that nationality or period; if no nationality or period is
identifiable, then the item classes with the genre in general.
This arrangement used in Class N is unique. Remember that under the general rules of
classification a topic is given precedence. In Class N, however, special topics are the
last choice on the order of precedence.
14
Individual artists
Works by or about an artist are classed
in the class of persons representing the
medium in which the artist is best
known
15
Lois Mai Chan notes the close relationships between Class N and the other two
classification schemes that influenced its development: Dewey Decimal Classification
and Cutter’s Expansive Classification. The influence of the two other schemes may be
observed in the use of the subclasses for different artistic forms or media (refer to
Slide 3). Because of this division, the pattern in the fine arts differs from the patterns
in literature and philosophy. Not all works by and about an individual artist are
classed in the same place. (Lois Mai Chan’s Guide to the Library of Congress
Classification, 5th ed., 1999)
Classifying works about an artist is easiest when the artist works in only one medium.
Let’s look at an example of that on the next slide.
SUBJECT:
Saarinen, Eero, 1910-1961--Exhibitions.
NA (Architecture)
737 (United States, Special artists, A-Z)
.S28 (Saarinen)
A4 (Exhibitions)
2006
16
Eero Saarinen is best known as an architect, so works by or about Saarinen will class
in NA (Architecture), under Architecture of Special Countries, United States.
Saarinen was a Finnish American whose family emigrated to the United States from
Finland when the architect was thirteen years old. Since his creative life was spent in
the United States, his works class with other American architects.
This is often a difficult concept to understand. The general principle in other classes
we’ve looked at is to keep all works by and about a person together. In class N, that
principle is not applied.
In the previous example for Saarinen, we identified an artist who worked primarily in
one medium– Architecture-- and so was best known for his works in that medium. Of
course, there probably are existing sketches or perhaps even a painting by Saarinen,
but he was best known as an architect, so works by and about him class in subclass
NA, Architecture.
But often an artist is active in more than one medium, and is well known for works in
more than one medium. Picasso is a good example of such an artist. The principle at
work here is: for an artist who works in more than one medium, a work dealing with
the artist’s creation in any one of those media classes with the specific medium. This
means, as we will see in the case of Picasso, that works about him are scattered across
the N Schedule, based on the medium described in the item.
But what happens if we have a general work about Picasso that covers not just one of
the media in which he was active, but instead covers details about more than one, or
perhaps even all, of those media? In this case, the item could class in subclass N, but
often a general item will be found in the subclass representing the medium in which
the artist is best known.
The background notes to memo G 330 (Artists) reads: “Works on individual artists
are classed according to the medium described in the work being cataloged. A single
artist may therefore be classed in several different numbers in the N schedule.
General biographies and criticism of artists who work in several media are classed in
N.” (Excerpt)
Fundamentals of LC Classification 11-17
The next slide shows a general work on Picasso
Instructor Manual Session 11
Schedule N:
Fine Arts
N (Visual arts)
6853 (France, Artists, A-Z)
.P5 (Picasso)
G54 (Gidel)
2002 18
This is a general biography of Picasso. The work discusses the artist’s life and his
artistic production in general, covering most if not all of the media in which he was
active. According to G 330, we class the item in class N. It classes specifically in the
class of persons and nationality number for the artist.
The number 6853 and the Cutter number for Picasso were both derived using tables
that will be discussed later on in the session.
This slide shows a work about a sculpture by Picasso entitled Man with a lamb.
The second Cutter for Man with a lamb is A68 because it has to fit into the range
.xA6-xA79 according to Table 6.
No digit is added to the second Cutter to represent the main entry since the main entry
is represented by the first Cutter. When, as in Table N6, the instruction is to
subarrange by title and date, no expansion is allowed for main entry.
No digit is added to the second Cutter to represent the main entry since the main entry
is represented by the first Cutter. When, as in Table N6, the instruction is to
subarrange by title and date, no expansion is allowed for main entry.
Note that we are now in another schedule, Class T! Artistic photography classes in
TR640-688.
The instructions in the schedule at number 647 say to Cutter by the photographer and
by date of the exhibition.
In the following slides, the use of tables in Class N will demonstrated using examples.
Examples will move from basic cases to more complex situations.
24
The biography table is not used in Class N. Instead there are two internal schedules
for subarranging artists.
There are some limits to the use of the translation table which will be shown in later
examples.
Class N uses its own tables for geographic arrangement but also uses the tables of
general application in some instances. More on this in the examples.
SUBJECT:
Animated films--Japan--Encyclopedias.
NC
1766
.J3
C53
2001
This first example will illustrate the use of a table embedded within the schedule. In
the examples not all subject headings are reproduced in the slides.
This slide shows the appropriate section from the subclass NC, Drawing, Design,
Illustrations.
We know that the first Cutter number will be for Japan since the schedule indicates By
country A-Z. Since the schedule does not refer the cataloger to a table within Class N,
we have to go to the tables of general application in the Subject Cataloging Manual:
Shelflisting. In this case we use G 300, the Regions and Countries Table.
Remind the audience that numbers in G 300 are not used if they conflict with the
shelflist. In such cases the number is adjusted to fit.
This excerpt from the Regions and Countries Table indicates that the Cutter number
for Japan is J3.
NC
1766
.J3 The anime encyclopedia…
Animated films--Japan--Encyclopedias.
29
In the internal tables, .x always refers to a Cutter number. In some cases you need to
expand the existing Cutter number before adding the second.
Let’s look at another example.
ANIMATION: click to bring in box with new citation
(Be sure to mention that the example illustrated in this slide is for a different work:
one for an individual artist. This example is to show the difference between the
application of .x for General and .x2A-.x2Z for an individual artist).
For example, in the case of a specific artist, we would add 2 to J3 for Japan before
adding the second Cutter for the name of the artist. We would then expand this second
Cutter for the main entry (Cavallaro) and add the date to complete the call number.
ANIMATION: click to bring in call number
NC
1766
.J3 The anime encyclopedia…
C53 Animated films--Japan--Encyclopedias.
2001 32
Now we are back to our original work, a general work on Anime. .x in the table at
NC1766 is for General works, so the topical portion of the call number is complete.
We now have to Cutter for main entry in order to supply a book number to distinguish
this work from other works on the same topic.
SUBJECTS:
Andreu, Paul.
Architecture--France--20th century.
NA
1053
.A49
J64
2004
This example illustrates the use of Table N6 to subarrange individual artists when the
Cutter for the artist is the first Cutter.
Europe—Special Countries—France
...
1053.A-.Z Special architects, A-Z
Subarrange by Table N6
Paul Andreu, architect.
Andreu, Paul.
Architecture--France--20th century.
34
This slide shows an excerpt of the NA Subclass with the base number for the Andreu
book.
.A49
J64 (Cutter for the main entry, Jodidio)
2004
37
The call number is now complete with the addition of the date of publication.
SUBJECTS:
Gottlieb, Maurycy, 1856-1879--Criticism and
interpretation.
Art, Jewish--Galicia (Poland and Ukraine)
ND
955
.P63
G6636
2002
This example illustrates the use of Table N7 for subarranging individual artists when
the Cutter for the artist is the second Cutter.
39
In this case the Cutter number for Poland is printed in the schedule. Otherwise, one
would have to determine the Cutter number using Table N5 and another table within
Table N5. A later example will illustrate using tables at the end of the schedules for
determining Cutter numbers for countries.
The Cutter for Poland is .P6-.P63. In this case, we did not refer to the Regions and
Countries Table to identify a Cutter for Poland, since it was printed in the schedule
itself. Table N15 is applied to the range ND955.P6-.P63, resulting in the .x3 portion of
the Cutter (.P63) indicating Special artists, A-Z. Table N15 also instructs us to
subarrange individual artists by Table N7.
It would also be possible in this case to Cutter for the region Galicia instead of for
Poland, since the extent of the region covers more than one political jurisdiction.
However, if Galicia were chosen as the Cutter, it would need to be proposed
editorially to be added to ND955.
42
After Cuttering for Gottlieb, we expand the Cutter for the main entry using the range
x3-x39 from Table N7. The cataloger chose 36 to represent Mendelsohn.
SUBJECTS:
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
NK
4025
.C2
S74
2001
This example illustrates the use of Table N2, one of the tables of regions and
countries, as well as the table of general application, G 302 for American States and
Canadian Provinces.
California pottery …
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
This slide shows the portion of Subclass NK with the range of numbers appropriate
for the work we are cataloging. We need to refer to Table N2 for the number
representing California and then to add that number to NK 4000 to form the base
number.
This slide shows an excerpt from Table N2. Number 25 is the number for American
states. You may wonder why the Local breakdown under States at 25 prohibits cities
from being used under the local number for states. That is because there is a separate
number for cities at 27.A-Z.
Refer to the slide Tables (22) for the schedule excerpt on adding the number to
NK4000.
NK
4025
California pottery …
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
47
We arrived at this number by adding the number 25 from the table to 4000 as
instructed in the schedule (see Tables (22)-(23)).
California pottery …
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
48
Remind the audience that numbers in G 302 are not used if they conflict with the
shelflist. In such cases the number is adjusted to fit.
Alabama.................. A2
Alaska..................... A4
Arizona.................... A6
Arkansas................. A8
California................. C2
...
49
From this excerpt from G 302 we can see that the Cutter for California is C2.
NK
4025
.C2
California pottery …
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
50
.x General works
.x2A-x2Z Local (other than cities), A-Z
California pottery …
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
51
The instructor may want to refer back to the slide Tables (23) to show where this table
was.
NK
4025
.C2 (California, general works)
S74 (Stern)
2001 California pottery …
Pottery, American--California--Catalogs.
Pottery, American--California--20th century--Catalogs.
52
The first Cutter remains .C2 because general works are .x and .x in the table stands for
the Cutter for the State.
Summary
Not all numbers in Class N are as difficult as
these examples
If you have to use multiple tables, just
proceed step-by-step according to
instructions
Don’t forget the tables of general application
Remember the order of precedence used in
Class N
53
3rd bullet: However, the biography table is not used in Class N. Tables N6 and N7 are
used instead.
Exercises
54
Go over the instructions with attendees. Point out that the main entry for each title is
in bold.
It is wise to work through the first title in each exercise as a group, so that everyone is
clear on what they need to do. After that, instructors may wish to give attendees time
to complete the exercises on their own, or to continue working through as a group.
Answers are given in slides in a separate file. Manuals also have answers printed in
the appendix.
In answer slides, each of the lines in the exercise answers flies in to the slide, with the
completed call number in blue flying in at the end.
LC Class # N6537.A-Z:
Table N6:
Complete the call numbers for the items below. Apply the table above, as necessary. The
subject of each of these entries is an American artist, and each item will class in N6537.
That number is given to guide you. Construct Cutters for main entries based on the LC
Cutter table (assume any new book number constructed from the table does not conflict
with a previously assigned number in the shelflist).
SUBJECT:
Anderson, Walter Inglis, 1903-1965--Exhibitions.
SUBJECTS:
Anderson, Walter Inglis, 1903-1965.
Artists--United States--Biography.
Fundamentals of LC Classification 1
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Instructor Manual Session 11
Exercises
SUBJECTS:
Warhol, Andy, 1928-1987--Interviews.
Artists--United States--Interviews.
SUBJECTS:
Warhol, Andy, 1928-1987--Exhibitions.
Warhol, Andy, 1928-1987--Interviews.
Artists--United States--Interviews.
SUBJECT:
Warhol, Andy, 1928-1987--Exhibitions.
Fundamentals of LC Classification 2
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Instructor Manual Session 11
Exercises
Schedule N: Exercise 2
LC Class # NA701-1614:
Table N15:
Fundamentals of LC Classification 3
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Instructor Manual Session 11
Exercises
Table N7:
Complete the call numbers for the items below. Apply the tables above, as necessary.
Every item in this exercise will class in the same number; use the schedule at NA701-
1614 and Table N5 to determine the class. Construct Cutters for main entries based on
the LC Cutter table (assume any new book number constructed from the table does not
conflict with a previously assigned number in the shelflist).
SUBJECTS:
Architecture, Ottoman--Albania.
Architecture, Islamic--Albania.
SUBJECTS:
Architecture--Croatia.
City planning--Croatia.
SUBJECTS:
Building, Wooden--Lithuania.
Vernacular architecture--Lithuania.
Fundamentals of LC Classification 4
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Instructor Manual Session 11
Exercises
SUBJECTS:
Architecture--Lithuania--Vilnius--History.
Church architecture--Lithuania--Vilnius.
SUBJECTS:
Podczaszyński, Karol, 1790-1860--Criticism and interpretation.
Architecture--Lithuania--19th century.
Fundamentals of LC Classification 5
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Instructor Manual Session 12
Local Policy Decisions
Session 12
In this session we will focus on local policy decisions. In contrast to the individual
classification decisions you make when you catalog a specific resource, these are
classification decisions that are intended to be applied under defined circumstances to
narrow or broad ranges of material that may be encountered in cataloging materials
collected by your library. These decisions are generally made by library management.
Some of you may be from small libraries where you are responsible for both
cataloging and management; in that case, you will need to make some of these
decisions. If so, you will need to keep in mind some of the points listed above.
Local policy decisions for classification generally fall into two broad categories –
choice of classification number and shelflisting.
We’ll start by looking at the various choices libraries can make regarding the class
number.
The following slides provide additional detail and examples of these and other
examples of decisions that are sometimes made locally.
Classification options
To classify or not to classify?
LC or local scheme?
Alternative call numbers – form or
subject?
Children’s materials
Series (serial or multipart) classed
separately or together?
Case-by-case deviations
4
Offsite collections are a more recent instance where classification has become an issue
because of a lack of integration with the main print collection. Because items in
remote storage cannot be browsed physically, the need for classification is often
questioned.
The digitization of the catalog allows the kind of comprehensive collection analysis
that would benefit from the classification of offsite print and non-print collections.
Programs going up for accreditation are usually required to include library support in
their analyses, and materials in remote storage should also be considered.
Remote storage demonstrates that classification does not have to mean physical
location; remote storage items are often shelved by size and subarranged by barcode,
but records for the items can still be indexed separately by class number.
LC classification or local
scheme?
Non-print or special print collections are
sometimes assigned local classification
numbers because
LC schedules do not provide classification, e.g.
newspapers, feature films, sound recordings
Specialized collections need to expand certain
areas of LC classification, e.g., computer science,
QA76.76.O63
Donors, faculty, university, community or other
special interests mandate use of local
arrangement
7
In this example, a California science library has added local extensions to QK149,
botany of California, to bring out the major California regions and to allow for more
specificity for localities.
Here’s an example of the local extension. The first number is from the LC record. The
second number allows the cataloger to differentiate the botany of Monterey County
from the general botany of California, and also to bring together or collocate all books
about Monterey County flowers.
10
Here are two examples where university faculty departments use different local
classification schemes instead of or supplementary to LC classification.
In the first example, the LC call number assigned by the catalog department is ignored
and the books are shelved according to a numerical scheme devised by the astronomy
department and perhaps known only to them and the departmental secretary. The
departmental classification number is inserted above the LC classification number.
Perhaps the LC number is used for subarrangement under the broader departmental
classification, or perhaps the subarrangment is by title.
In the second example, the library of the mathematics faculty has a more intuitive
home grown classification with a kind of Cutter number that includes the author main
entry and the first letter of the title.
Subject bibliographies: Z or ?
LC classes all bibliographies in Z with the
exception of law and music
LC includes an alternative class number
Bibliography of astronomy.
050 00 $a Z5151 $b .S38 1982 $a QB43.2
Z or ?
Considerations for making this decision include:
Physical separation of materials:
Subject atlases: G or ?
LC classes all atlases in G
Locally, should subject atlases be classed by form in
G, or with the subject they illustrate?
LC does not provide alternative numbers for atlases
Considerations for making this decision include:
Physical location of materials – will classing these
materials with their form cause an onerous physical
separation from subject materials?
Will the materials circulate or not?
Because atlases usually don’t have an alternate
number, libraries choosing subject over form commit
cataloging staff to provide call numbers 13
Institutions with separate libraries based on LC class, for example, may find it
inconvenient to have all atlases in G because they could be separated from their
subject materials. If atlases or bibliographies are automatically considered reference
materials and non-circulating, this may influence the choice of class number, since
most users do not consider the physical separation of reference materials from the
main collection to be a burden.
G or ? (Example 1)
As with bibliographies, alternative numbers for atlases often make use of General
works, or equivalent, numbers.
G or ? (Example 2)
Atlas of the North American Indian
LC call number: G1106.E1 W3 2000
Children’s materials in PZ
For children’s materials, libraries may decide
to:
Class in Dewey: to familiarize students in teacher
education programs with the classification scheme
used in most school libraries
Reclassify to non-juvenile in order to collocate
juvenile and adult belle-lettres, e.g. Lemony
Snicket to Daniel Handler’s number
16
Local reclassification to PZ
The Underground Railroad for kids … /
Mary Kay Carson.
Primary Subject Heading:
Underground Railroad--Juvenile literature
LC: E450 .C45 2005
LOCAL: PZ9.C37 U5 2005
Classes all juvenile history materials together
BUT uses an obsolete number and extension
developed and used locally
17
The second example* reflects the 2006 policy change. LC now classes all series
separately, including Lecture notes in mathematics. PS: the LC policy change also
ended the practice of tracing series in LC cataloging, but the policy was not applied to
the 2006 record.
entire series
Availability of cataloging copy
Although the recent LC policy change highlights the issue, the decision to class-
together or separately has always been a local decision.
Series can be monographic series (subset of serials – a series with no predetermined
conclusion) or multipart items. If the subject content of the volumes in a series is
diverse, classifying them together results in a loss of specificity in classification. On
the other hand, if the subject content of the volumes is similar, each volume could end
up with the same class number, resulting in a lot more unnecessary and labor-
intensive shelflisting (because each volume would require a unique book number).
Although national series authority records include a default classification decision, the
decision recorded in the authority record is not considered to be a national standard
that libraries are required or expected to follow. However, libraries will often follow
the path of least resistance and accept the default decision. If the library expects to use
cataloging by other libraries, accepting the default usually means fewer situations
where the call number included with the cataloging copy will require reclassification.
On the other hand, if the series is highly specialized, cataloging copy may not be
readily available. If the schedules require a significant amount of specialized
knowledge of the subject to apply, classing together could be a workaround.
20
Local needs will play a part in the decision. Some of the Springer-Verlag Lecture
notes series number in the thousands. One science library will class a big Springer-
Verlag series together because the public services staff know that their users tend to
go to the shelves with a series and volume number citation, or because it was easier to
use the classed-together LC number. Another library collects only selected items in
the series and finds the classed-together number to be too broad, so the library classes
its series volumes separately.
Finally, series decisions can be affected by mode of issuance. A multipart set of an
author’s works may be a more likely candidate for classing together than a
monographic series where each volume has a different author and volumes in the
series are issued indefinitely. Here even reserving shelf space is a consideration.
(Multipart commentaries on each book of the Bible are often classed-together as
well.)
Case-by-case deviations
Classing a serial special issue as an
individual monograph
Broad classification for materials receiving
minimal-level cataloging
Classing to place rather than specific topic
when the topic has no arrangement for place
E.g., Special collection in Southeast Asia classes
to Indonesia rather than to a more specific topic
21
Series classification decisions are somewhere on the borderline between local policy
and individual judgment. The department usually defines broad policy (often factoring
in inertia) but with room for individual judgment and special cases. Here are some
other instances when a department or sometimes the individual cataloger makes ad
hoc policy decisions to deviate from standard LCC practice.
The first example is probably quite familiar.
The second example will sometimes occur when there is no expertise in a particular
language but the cataloging unit is unwilling to class the materials as a collection.
Although one of the basic principles of LCC is to class using the specific number
available, lack of linguistic expertise will sometimes make it a safer decision to class
to the broader topic.
The third example is not technically a deviation, since an exception is allowed when
there is precedence in the shelflist. However, area special collections may choose to
class to place even though the shelflist as a whole gives precedence to topic.
Perhaps you can think of other situations?
Shelflisting decisions
Copy cataloging decisions
Work marks & other additions to call
numbers
Supplements to serials
Serial title changes
Obsolete call numbers
Shared cataloging issues
22
This category covers a wide range of decisions related to shelf placement and
shelflisting, from adding work marks to whether or not to reclassify as class numbers
change.
23
Use of a specially designated local work letter is a compromise many libraries employ
to avoid time spent shelflisting and resolving duplicate call numbers.
Many libraries add an “x” to locally-assigned call numbers; this creates a unique
number and prevents duplication in case LC later uses that call number for another
work. The practice is often extended to shelf ready commercial processing, since the
expense of vendor shelflisting may outweigh the economies of outsourcing.
The downside is that x numbers disrupt the order of the shelflist. For the user,
browsing is harder to do; for the cataloger, inserting new numbers may involve more
complex decisions.
profile
Special circulation conditions (Non-
Circulating)
25
As with the x technique, these additions do not change the classification or call
number as such, but simply add more baggage at the beginning or end. Most of these
additions are made to facilitate shelving and retrieval.
26
27
This examples demonstrates use of local additions to compensate for limitations in the
library’s OPAC profile. For this library system, “folio” designates a height of 39 cm
or higher. The GEOLOGY collection has a sublocation that includes the folio
designation in the OPAC display. The KLINE and SML-Map Collections do not, so
the Folio designation is part of the call number.
Locally, call numbers in some classes have had “(LC)” added to the end of the
number to distinguish numbers using LC classification from a similar local
classification scheme shelved with the same collection.
28
Local decisions apply to the main serial titles as well as to supplements. Here is an
example involving a serial title change.
The number RA644.A25 was used for AIDS prior to 2000. Up to that time, AIDS was
simply another topical Cutter under Miscellaneous Communicable Diseases.
(Example is from OCLC)
In 2000, a new number range was created for AIDS that would shelve books about
AIDS ahead of the old number. There is now a specific number for periodicals about
AIDS, RA643.75.
Revisions to the class schedules require decisions for new cataloging and
retrospectively, for resources cataloged under the now obsolete numbers. Most
libraries follow the precept that the future is longer than the past and try to use the
current classification for their new cataloging. But if the local policy is not to reclass
the older materials to the current classification, and the new item is a reprint edition
with many editions classed under the old number? Is there much benefit in separating
the one reprint edition from all the other editions?
For major revisions to the schedules, such as JX to JZ/KZ, reclassifying older
materials to the current numbers probably cuts down on the assignment of obsolete
numbers in new cataloging, but also commits the copy cataloging units to identify and
correct all records using the obsolete classification for titles received after the
reclassification project. Even if the older materials are not reclassified, the library will
still need to decide whether obsolete numbers on new materials need to be updated to
the current class numbers.
33
Consortial libraries need to consider all the member libraries when considering local
decisions in both choice of class number and shelflisting.
As card catalogs have been digitized, many libraries have ceased to maintain card
shelflists, using the database as the catalog and shelflist of record. With an electronic
“virtual” union shelflist, there are processing advantages to minimizing local
modifications, especially when centralized cataloging is used. Consortia exist to save
money and to facilitate cooperative sharing of resources,* and many libraries have
given up some of their local practices to take advantage of these savings.
*In my library system, most circulation searching is by call number, so using a
standardized form for all copies makes their work more efficient. I’m not sure if this is
a very local perspective. Speculatively: if a standardized call number is used,
replacement copies can be transferred anywhere.
Scaling up a little, we can see similar tensions between local decisions and the
national bibliographic utility, OCLC.
OCLC members are expected to follow national standards when classifying according
to a national/international classification scheme.
This means that OCLC members are expected either to make local modifications and
extensions to LC classification only at the local level and not in records contributed to
the national database, or to clearly tag modified LC class numbers as local if the
numbers are included in the OCLC record.
In practice, local modifications to LC classification are sometimes tagged as standard
classification practice, or are tagged as local but are mistaken for standard practice
when the record is re-used in copy cataloging. It is also the case that what is a national
standard and what is not may not be widely understood or agreed upon, as may be the
case with the classification decisions recorded on series authority records. On the
other hand, are you failing to follow national standards if you use a valid number but
systematically ignore one of the LC principles of classification in order to benefit your
users? (Classing to geographic area rather than to topic for an area collection.)
35
Local modifications are expensive. They slow down workflow for your staff if they
have to make more locally tailored decisions. They may require a higher level of staff
to make the changes properly. Your staff may have to do double data entry to
accommodate local decisions with the national standards and your staff may begin to
confuse local with national standards. Adding a lot of small incremental changes to
the workflow can eventually slow it down to the point that the negative effects on
users as a whole outweigh any benefits of local customization. Deciding what is best
for your users can also take time, especially if you want your decisions to be
evidence-based rather than influenced by the “squeaky wheels.” With local
modifications, sometimes you don’t have any choice. Powers outside the library can
influence what the library can do. Remember that it took the Library of Congress over
a hundred years before it could work up the steam to replace the classification scheme
of its major donor, Thomas Jefferson! Whatever local decisions you make, be sure
they are documented. Good luck to you and may you make the best decisions for your
collection!
SACO:
Subject Authority Cooperative
Program
Session 13
What is SACO?
A component of the Program for Cooperative
Cataloging (PCC)
A means for libraries to propose:
new Library of Congress Subject Headings
new Library of Congress Classification numbers
changes to existing Library of Congress Subject
Headings
changes to existing Library of Congress
Classification numbers
SACO membership
Institutions that participate in other PCC
programs are automatically considered
SACO members
Non-PCC libraries and NACO Funnel
participants can submit SACO
membership applications
Intro.: SACO has differed from other components of the PCC in some
important respects. When SACO began, catalogers at any institution who
wished to prepare and submit LC Classification proposals or LC subject
heading proposals were free to do so. In 2004, SACO became an institution-
based program.
1st bullet: When SACO became an institution-based program in 2004, PCC
participants in the NACO (Name Authority Cooperative Program) were
“grandfathered” into the SACO program.
2nd bullet: Institutions that do not participate in other PCC programs need to
submit an application for SACO-only membership. Also, institutions
participating in a NACO (Name Authority Cooperative Program) Funnel must
submit an application for SACO membership. Participation in a NACO Funnel
does not automatically imply SACO program membership.
SACO membership
No formal training is required
Participants do not gain “independent”
status; all proposals are reviewed at LC
(and may be approved or not)
1st bullet: This fact often comes as a surprise to SACO participants. Although
there are many opportunities to enroll in training classes that address SACO-
related issues, there is no formal training required to participate in the SACO
program. SACO training has been provided by LC staff and by qualified PCC
members during conferences of the American Library Association and other
organizations, but it is not required. SACO participants hone their SACO skills
through experience and through mentoring in the program.
2nd bullet: Unlike other component programs of the PCC, SACO member
institutions never are granted “independent” status. All subject heading
proposals and LC Classification proposals undergo internal review at LC and
are either approved, modified, or rejected, based on the results of the internal
review process.
http://www.loc.gov/catdir/pcc/saco/
ClassTentative/twlc.html
6
10
What background and what type of access must a SACO participant have prior
to submitting an LC Classification proposal?
1) A familiarity with the principles of LC Classification is necessary. These
principles were covered earlier in this workshop.
2) Knowledge of and familiarity with SCM : F (Classification). You have been
introduced to this document as well in this workshop.
3) Access to LC Classification schedules. Remember, Classification Web is
the preferred mode of access.
Resources
SACO home page:
http://www.loc.gov/catdir/pcc/saco/saco.html
Guidelines for completing the LC
Classification form
Tentative and Approved Weekly Lists of LC
Classification proposals
Summary of Decisions from the Weekly
Editorial Meeting
11
The SACO webpage is a wonderful resource. Here you will find: guidelines to
lead you through the LC Classification proposal process, the tentative and
approved weekly lists of LC Classification proposals, and the Summaries of
Decisions from the Weekly Editorial Meeting. A Summary of Decisions from
the Weekly Editorial Meeting list is written by the policy specialists after each
weekly editorial meeting. If a special decision was made regarding any
proposed LC Classification number, often the policy specialist’s comments on
that proposal will appear on this list.
Resources
SACO Participants’ Manual, 2nd ed.
Available on Cataloger’s Desktop, and
As a PDF file on the SACO home page
SCM F 50 Classification Proposals
12
Why submit an LC
Classification proposal?
LC Classification was developed for
LC’s collections
The world of knowledge keeps growing!
Other libraries’ collections and
acquisition policies may differ from LC’s
13
Why submit an LC
Classification proposal?
Cooperative cataloging efforts are
expanding
Terminology within a discipline changes
over time
14
When to submit an LC
Classification proposal
For a new classification number
When the rules of specificity in
classification may not be applied by using
a broader number
To change an existing number
When terminology or a name change calls
for classification modifications
15
1st bullet: This is probably the most common case. The rules of specificity in
LC Classification are very succinct in SCM F 10. It is incorrect to assign a
broader class to an item when a more subject specific class would be
appropriate.
2nd bullet: Often subject terminology changes. This type of change may
prompt a corresponding change in the LC Classification schedules. For
example, a cataloger finds an existing caption Biological chemistry under
Z688.B54. The heading Biological chemistry was once a valid LCSH
heading, but terminology has changed and the current authorized heading is
Biochemistry. Although the subject heading has been changed, the previous
term Biological chemistry was left unchanged as a caption in the Z
Classification schedule. An LC Classification proposal may be submitted to
change the old terminology in the caption at Z688.B54 to the current
terminology.
PR739.D42
English literature--History of English
literature--Drama--By period--20th century--
Special topics, A-Z--Death
16
17
18
19
Sample LC Classification
proposal
Portraiture now
2006
20
Sample LC Classification
proposal
Description
21
(Remember the order of precedence described in the Class N section, and note
that this item is a genre by nationality or period (both, in this case); in other
words, this is the second choice on the order of precedence (Slide 11 of Class
N module))
Sample LC Classification
proposal
Sample LC Classification
proposal
Visual arts--Special subjects of art--Portraits
--Medieval and modern--General works
Now the cataloger is in the Medieval and modern subdivision (note the
hierarchy). Under Medieval and modern there is another hierarchy revealed for
General works, By period, and By country. Because the item in hand is
American portraiture, the cataloger selects the caption By country to show the
complete span at N7592.8-7615.9.
Sample LC Classification
proposal
Visual arts--Special subjects of art--Portraits
--Medieval and modern--By country--America
--United States
Sample LC Classification
proposal
The cataloger remembers that the SACO website gives helpful information on
LC Classification, and starts the proposal process by rereading the guidelines
on the SACO webpage on proposing new LC Classification numbers.
Sample LC Classification
proposal
On the SACO webpage, there is a link to a PDF document that gives step-by-
step instructions on proposing a new LC Classification number using the new
online proposal system implemented in November 2006.
Sample LC Classification
proposal
http://classificationweb.net/Menu
/proposal.html
28
Having read the step-by-step instructions, the cataloger now accesses the
online proposal system at the URL
http://classificationweb.net/Menu/proposal.html. In order to access the online
system, the cataloger’s institution must have a ClassWeb account. This is
because the proposal will actually be made directly in Classification Web, in a
copy of the LC Classification schedules.
Sample LC Classification
proposal
Here is the proposal menu. The cataloger selects Create, Edit and Browse
Classification Proposals.
Sample LC Classification
proposal
In the search box, the cataloger keys in a classification number for a caption in
the same level of hierarchy as the proposed number. In this case, the cataloger
wishes to propose a number for the 21st century, so the class number N7593.3,
representing the 20th century, is selected. Using the 20th century number,
N7593.3, as a pattern, the cataloger then clicks on the “P” at the end of that
caption to bring up a proposal form. (A red arrow flies in to the “P” after the
caption 20th century).
Sample LC Classification
proposal
This the top half of the proposal form that appears after clicking on “P” as
described in the previous slide. Note that this form is based on the existing
class N7593.3 and the caption 20th century. The cataloger will annotate this
form to represent the new number and caption being proposed. Since the
existing number N7593.3 is at the same level of hierarchy as the number and
caption being proposed, very little modification is needed to this form.
Sample LC Classification
proposal
Here is the bottom half of the proposal form. We’ll look at each part of the
form now.
Sample LC Classification
proposal
Since the proposal is being made by a PCC institution, the default message
“Proposal Generated: Coop” will appear at the top of the form.
In the proposed class # box, the cataloger keys in an appropriate number for
the caption being proposed. In this case, the number N7593.4 is available to
represent the caption 21st century. The cataloger keys in that number.
Because the hierarchy of this proposal and the hierarchy of the number used to
generate the proposal are the same, nothing needs to be added to the Hierarchy
box.
In the Caption box, the existing caption 20th century is changed to 21st century.
Because there is no table used for this proposed class, the Table box is left
blank.
Sample LC Classification
proposal
If the cataloger wanted to add a “Class here” note or a Cf. (confer) note to the
proposal, that information would be keyed in the Note box. In this case, no
notes are added to the proposal.
The work generating the proposal and a publication date needs to be keyed in
the Work cat. box.
Any additional comments may be entered in the Cataloger’s comments box.
It is a good idea to cite a pattern that justifies the proposal. The pattern
N7593.3 for the 20th century is an example of a pattern, but a true analogous
pattern would be an instance of 21st century as an approved caption in another
area of Class N.
The Better box is used only by the Coop Team and should be left blank.
It is very important to include an email address so that the cataloger can track
the progress of the proposal. Some emails to the cataloger are automatically
generated; others may come directly from a reviewer on the Coop Team.
Sample LC Classification
proposal
Once the form is completed, the cataloger clicks on the Save button.
ANIMATION: click to bring in red arrow
Sample LC Classification
proposal
A prompt box should appear indicating that the proposal has been saved. The
cataloger then clicks on OK.
ANIMATION: click to bring in red arrow
Sample LC Classification
proposal
The Classification Proposal System reappears. But note that the proposed
number and caption N7593.4 21st century are not visible. The cataloger must
click on the Refresh button of the Classification Proposal System (not the
browser’s refresh button).
ANIMATION: click to bring in red arrow
Sample LC Classification
proposal
Now the proposed number and caption are integrated into the schedule. The
proposed number and caption will appear in green font, indicating that this is a
new proposal. Only the cataloger who proposed the number will be able to
edit it, although it will appear to all users of the Classification Web Proposal
System.
Sample LC Classification
proposal
The cataloger must notify the Coop Team that a proposal has been submitted.
Email is the preferred method of communication.
The proposal will undergo initial review on the Coop Team, and then it will be
posted to an LC Classification Tentative Weekly List. If the Coop Team
member processing the proposal has questions or needs more information from
the cataloger, an email message will be sent directly to the cataloger with the
requests. Often there will be an exchange of email messages at this stage of
the process, before the proposal is forwarded to LC’s Cataloging Policy and
Support Office (CPSO) for further review and assignment to a tentative
weekly list.
Sample LC Classification
proposal
This is the page of the Library of Congress Tentative Weekly List on which
the proposal appears. The proposal is added to a tentative weekly list once
review on the Cooperative Cataloging Team is completed and the proposal is
forwarded to CPSO. A Library of Congress Tentative Weekly List includes
both proposals contributed by Library of Congress catalogers, and proposals
contributed by PCC members. Note that the proposals from PCC members are
annotated with the parenthesized letter (C). All the classification proposals on
this list will be discussed at the weekly editorial meeting, held on Wednesday
mornings in the Cataloging Policy and Support Office at the Library of
Congress.
Since the cataloger included an email address on the proposal form, an email
message will be sent to the cataloger at the time the proposal is posted to a
weekly list.
Sample LC Classification
proposal
Sample LC Classification
proposal
Exercise
This exercise will imitate the workflow we just discussed. In the exercise, you
will make a proposal for a topical Cutter. Since it is not possible to complete
the exercise online, most of the work for this exercise will be done on paper.
With this item described below “in hand,” follow the steps to propose a new topical
Cutter to be printed in the LC Classification schedules. This new topical Cutter should be
at the appropriate level of specificity for the item in hand.
(In many ways, this exercise is more of a walk-through of the LC Classification proposal
workflow, but there are parts of the exercise that require your input.)
War Elephants / John M. Kistler ; foreword by Richard Lair – Westport, Conn. : Praeger,
2006. xv, 333 p. ; 25 cm.
Fundamentals of LC Classification 1
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Instructor Manual Session 13
Exercise
Searching LCSH and comparing similar works on the topic of using animals in the
military and in warfare, an appropriate LCSH authority record containing a span of LC
Classification numbers in an 053 field is identified:
Using Classification Web or the printed LC Classification schedules, a search of the class
number UH87 gives the following results:
Fundamentals of LC Classification 2
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Instructor Manual Session 13
Exercise
Under the caption Use of animals in military service, topical Cutters for two specific
animals have been separately established, Bats and Bottlenose dolphins. Considering the
specificity of the item in hand, establish a new topical Cutter at UH100.5 for Elephants.
The topical Cutter would need to fit alphabetically in the list of Other, A-Z animals.
Using the Cutter table as a guide, determine an appropriate alpha numeric Cutter for
Elephants.
Then follow the steps below to propose the Cutter and the caption you have come up
with.
http://classificationweb.net/Menu/proposal.html
and log in to the system using your institution’s Classification Web username and
password.
Fundamentals of LC Classification 3
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Instructor Manual Session 13
Exercise
Select another caption in this area at the same level of hierarchy to use as a guide and
template for the new proposal. Bottlenose dolphins is at the same level of hierarchy.
Click on the P following the caption Bottlenose dolphins to bring up a copy of that record
that can be modified for the proposed caption Elephants.
Below is the copy of the record for Bottlenose dolphins, and below that is the same
record with all the data removed. This is the template to use for the new proposal.
Fill in that form and observe the red arrows. Those arrows indicate areas that need to be
completed.
Fundamentals of LC Classification 4
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Instructor Manual Session 13
Exercise
Fundamentals of LC Classification 5
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Instructor Manual Session 13
Exercise
Fundamentals of LC Classification 6
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Instructor Manual Session 13
Exercise
Fundamentals of LC Classification 7
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Instructor Manual Session 13
Exercise
At this point, your proposed number and caption have been added to Classification Web.
But remember the proposal is still in an unapproved state. What are the next steps in the
process?
1) You notify the Coop Team that you have submitted an LC Classification
proposal;
2) If the Coop Team reviewer needs to consult with you, that person will email you
before the proposal appears on a Classification Tentative Weekly List;
4) The proposal will be discussed at the weekly Subject Editorial Meeting in the
Cataloging Policy and Support Office at the Library of Congress
5) After the meeting, you will receive another email notification that the proposal
was either approved, modified, or not approved;
Fundamentals of LC Classification 8
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Instructor Manual Exercise Answers
Answers to Exercises
Session 3
QH540.83
3. history of ecology in the U.S.
By country: U__
Instructors may wish to go through the exercises with the entire group, or to
give attendees time on their own to complete them and then go over the
answers together. In any case, it is wise to go through the first one as a group
to be sure everyone understands what to do.
QH541.2
6. book on teaching ecology
Exercise 2: RA576+
They are asked to select the class number for this topic in various geographic
areas. Most of these involve Cuttering by region or state A-Z, or by region or
country A-Z. Again, they need only supply the letter used to begin the
geographic Cutter.
Session 5
Exercise 1
Wycliff, Anderson, Shrimp, and Quality are formulated directly from the
Cutter table, so there is one correct answer for each of these.
Attendees also have a space on their written exercise to formulate a Cutter for
their own name.
ANIMATION:
click to bring in the problem
click again to bring in the answer
repeat!
ANIMATION:
click to bring in the problem
click again to bring in the answer
repeat!
Session 6
Exercise 1
1. Nature’s economy : a history of ecological
ideas
QH540.8
Exercise 1
Tables:
Answers
Session 7
14
Exercise 1
15
Exercise 1
16
Exercise 1
17
Session 8
PF3498.H47 2005
PF3000 Base number
P-PZ1b Translating 498-499
498 General works 498
PF3498 Class number
.H47 Book number (Hervey)
2005 Publication date
19
20
P-PZ1b 108-123
PF3121.E27 1994
PF3000 Base number
121 P-PZ1b Conversation. Phrase
books. 121
PF3121 Class number
.E27 Book number (Easy)
1994 Publication date
22
P-PZ1b 108-123
Session 8
26
Session 9
Exercise 1 (1)
Channing. All about organic chemistry. 1st
ed.1968.
QD251 .C38 <already in the shelflist>
Advanced textbooks--Through 1970.
No dates were added before 1982.
Slide opens with previously shelflisted work and its notes, also citation for first
exercise.
Click 1: Answer
Click 2: Schedule caption, Cutter, and date
Exercise 1 (2)
Channing. Basic organic chemistry. 3rd ed. Macmillan,
1984.
QD251.2 .C43 1984
QD251.2 Advanced textbooks--1971-2000
Title change does not affect Cutter
Exercise 1 (3)
Channing. Basic organic chemistry. 3rd ed.
Hutchinson, 1984.
QD251.2 .C43 1984c
Work letter assigned for the third manifestation
published in 1984.
Exercise 1 (4)
Harrington. Channing’s Essentials of organic chemistry.
5th ed. 2004.
32
Exercise 2 (1)
International Conference on AIDS (1990)
RC607.A26 I56 1990
33
Slide opens with the previously shelflisted work and two citations.
Click 1 Answer
Click 2 Ordinarily conferences with the same subject content are collocated, but if the
class number becomes obsolete between conferences, the new number should be used.
Since a new number is assigned, there is no reason to use the earlier Cutter, since
collocation is not possible
Click 3 Answer.
Click 4 Same subject matter, so same class number is used. In that case, the same
Cutter is used under the class number to collocate all of the conferences. Note that the
date is for the date of the conference, not the date of publication of the conference
papers.
Exercise 2 (2)
34
Exercise 3 (1)
Hartford studies in literature.
PN2 .H37 OK
PN 2 Literature (General)--Periodicals--American
and English
Studies in literature.
PN2 .S78 should be PN2 .H37
Linear title change (Continues Hartford studies in
literature)
University studies in literature.
PN2 .U56 should be PN2 .H37
Linear title change (Continues Studies in literature)
35
Click 1 Answer.
Click 2 From schedule: PN2 Literature (General)--Periodicals--American and
English.
Click 3 Answer.
Click 4. When a serial title changes from title A to title B (a linear title change), and
the subject coverage of the later title is the same, the standard practice is to use the
same call number on the later title that was assigned to the earlier title. (Local
practices may differ)
Click 5 Answer.
Click 6. See the notes. The first note (Continues:Studies in literature) indicates that
the title University studies in literature represents a linear title change. Again, the
same call number is used for the later title that was assigned to the earlier title.
However, note that the second note indicates that at a later date University studies in
literature had another title change, and this time the change was non-linear; the title
change involved a merger with a separate serial.
Exercise 3 (2)
Connecticut studies in literature.
PN2 .C66 OK
PN 2 Literature (General)--Periodicals--American
and English
36
Click 1 Answer
Click 2 Because the content coverage is the same, Connecticut studies in literature has
the same class number as Hartford studies and University studies, but it is a separate
serial. It has no earlier title, so the Cutter reflects the current title.
Click 3 Answer
Click 4 Yearbook numbers are now all obsolete, even though they are not in
parentheses in the schedules. The appropriate periodical number is to be used instead;
PN2 is again the appropriate number. Because this title represents a non-linear title
change, a merger of two distinct titles, the standard practice is to re-Cutter for the new
title.
Schedule H Exercises:
Answers
Session 10
HD9200.B6 B73a
(HD9200 = Cocoa. Chocolate industry)
(.A4-.Z = By region or country, A-Z: follow shelflist precedent, or refer to Regions
and Countries Table)
(B6 = Brazil (from Regions and Countries Table))
(.x = Periodicals)
(B73 = Brazil … (main entry of work: it is a corporate body))
(a = work letter added to main entry Cutter because this is a periodical with a
corporate main entry)
(no date of publication added because this is a periodical!)
HD9200.B6 C33
(HD9200 = Cocoa. Chocolate industry)
(.A4-.Z = By region or country, A-Z: follow shelflist precedent, or refer to Regions
and Countries Table)
(B6 = Brazil (from Regions and Countries Table))
(.x = Periodicals)
(C33 = Cacau … (main entry)
(no date of publication added because this is a periodical!)
Schedule N Exercises:
Answers
Session 11
(Each of the lines in the exercise answers flies in to the slide, with the
completed call number in blue flying in at the end)
N6537.A53 A4 1980
51
N6537.A53 A4 1980
(.A53 = Anderson)
(A4 from Table N6, “Reproductions (Collections). By date”)
(1980 = Date of publication)
52
53
N6537.W37 A4 2003
54
N6537.W37 A4 2003
(.W37 = Warhol)
(A4 from Table N6, “Reproductions (Collections). By date”)
(2003 = Date of publication)
N6537.W37 A4 2003a
(.W37 = Warhol)
(A4 from Table N6, “Reproductions (Collections). By date”)
(2003a = Date of publication) (“By date” in Table N6 allows work letter “a” to be
assigned, even though this is not a photocopy or a facsimile)
The previous work was published in the same year and classes in the same area of the
schedule, so a work letter is added to the date in this work’s call number to make the
number unique.
Important to note that the Translation table cannot be applied here because there is no
uniform title, only a title in Lithuanian and a title in English.
P63 Podczaszyński
+3 Table N7: .x3-.x39 (Biography and
criticism)
+5 Levandauskas (main entry)
1994 Date of publication
Session 13
UH100.5.E44
Elephants
Note to instructor:
This SACO exercise answer presentation starts with the blank template on p. 6 of the
trainees’ exercise handout. It might be a good idea to review the preliminary steps
leading up to this point in the process before proceeding with this presentation, but
since those steps are outlined in the trainees’ handouts, any review here is
reinforcement.
Animation: the slide shows the top half of the proposal form. Be sure to mention that
this is not the complete form. 1) On the first click, a red arrow flies in to highlight the
Single # radio button;
2) On the second click, a red arrow flies in to the Proposed class # box;
3) On the third click, the proposed class number UH100.5.E44 appears in the box;
4) On the fourth click, a red arrow flies in to the Caption box;
5) On the fifth click, the caption Elephants appears in the box
The bottom half of the form is on the next slide.
UH100.5.B67
64
65
Animation:
1) On the first click, a red arrow flies in to highlight the “OK” box;
2) On the second click, the Classification proposal System text box appears;
3) On the third click, a read arrow flies in to highlight the Refresh button on the
Proposal System text box.
66
Animation:
1) On the first click, a read arrow flies in to highlight the proposed number and
caption. Remember to point out that the proposed number and caption will be in green
font.
Hello Coop!
Thanks!
Your name
Animation:
1) On the first click, the generic email address appears in the From: box;
2) On the second click, the email address [email protected] appears in the To: box;
3) On the third click, the subject line “LC Classification proposal UH100.5.E44
submitted” appears in the Subject: box;
4) On the fourth click, the text of the message appears. Remind attendees that there is
no set format required for the message– it is simply to convey to the Coop Team that a
proposal has been made.
Other services
Use of animals in military service
Other, A-Z
UH100.5.E44 (C) Elephants
68
Other services
Use of animals in military service
Other, A-Z
UH100.5.E44 Elephants
69
Thank you!
70
Once the proposal is approved and posted to an Approved Weekly List, the number
and caption are added to the master version of Classification Web.
Suggestion: search the number UH100.5.E44 in Classification Web to show attendees
the approved number and caption.
Appendix A:
Excerpt from QH540 Ecology
Appendix B1:
Cutter Table (G 63)
Appendix B2:
Dates Table (G 140)
Appendix B3:
Translation Table (G 150)
Appendix B4:
Biography Table (G 320, F 275)
The Translation Table can be applied to the .xA6-Z area of the Biography Table. Do not
use the Translation Table with the .xA2-.xA5 area of the Biography Table.
Appendix C1:
Table P-PZ40
As a guide for assigning book numbers in the range .xZ5-.xZ999 of Table P-PZ40,
Library of Congress shelflisters use a table that divides the alphabet into five units, based
on the number range 5-999+:
.xZ5-.xZ599 A-F
.xZ6-.xZ699 G-L
.xZ7-.xZ799 M-R
.xZ8-.xZ899 S-U
.xZ9-.xZ999 V-Z
However, this is only a guide, and any existing alphabetical arrangement in the shelflist
takes precedence over this table.
http://www.library.yale.edu/cataloging/Orbis2Manual/PPZ40example.htm
Appendix C2:
Tables N6 and N7
Table N6
Table N7
Appendix D:
Additional Exercises
These two exercises are provided to give you more practice using the literary author
tables. The tables needed to complete the exercises and the answer sheets are in this
appendix.
Emily Dickinson's author number is PS1541, subarranged by table P-PZ39. Use the table
to complete the call numbers. Use the LC Cutter table where applicable; assume no
conflict. Titles in the Title column in brackets are uniform titles.
Jane Austen has the number range PR4030-4038, subarranged by table P-PZ33. Use the
table to complete the call numbers. Numbers in bold/underlined are already in the
shelflist. Otherwise, assume no conflict. Use the LC Cutter table where applicable. In the
Title column, titles in brackets are uniform titles.
Table P-PZ33
Table P-PZ39
Table P-PZ43
PS1541 .A6 2000 Dickinson, Emily, [Poems. Selections] New York : Modern
<.A6: selections, 1830-1886. The selected poems Library, 2000.
subarranged by of Emily Dickinson.
date>
CAUTION: The last exercise (Tuite. Romantic Austen) is a work of general criticism. If
the book focuses on a specific theme or topic in Austen, you should use PR4038, with a
first Cutter to the topic from the list under the table P-PZ32 17. For example:
Collins, Irene. Jane Austen and the clergy. London : Hambledon Press, 1993.
SUBJECT: Austen, Jane. 1775-1817--Characters--Clergy.
Appendix E1:
Library of Congress Classification
Bibliography
Work Tools: Print Sources
Cataloging Service Bulletin. Washington, D.C.: Library of Congress, 1978- Quarterly. ISSN
0160-8029
Dick, Gerald K. LC Author Numbers. Castle Rock, Colo.: H. Willow Research and Publishing,
1992.
Library of Congress. Cataloging Policy and Support Office. LC Classification Outline. 7th ed.
Washington, D.C.: Cataloging Distribution Service, 2003.
Library of Congress. Geography and Map Division. Map Cataloging Manual. Washington, D.C.:
Cataloging Distribution Service, 1991- Looseleaf; also available on Cataloger’s Desktop.
Library of Congress. Library of Congress Classification. K Tables. Form Division Tables for
Law. 2005 ed. Washington, D.C.: Cataloging Distribution Service, 2005.
MARC 21 Concise Formats. 2006 ed. Washington, D.C.: Cataloging Distribution Service, 2006.
MARC 21 Format for Bibliographic Data. 1999 ed. Washington, D.C.: Cataloging Distribution
Service, 1999. 2 v. (loose-leaf); [1999 ed. with Updates 1-3 interfiled; Updates 4-7
(2003-2006) available separately].
MARC 21 Format for Classification Data: Including Guidelines for Content Designation.
Washington, D.C.: Cataloging Distribution Service, 2000. Looseleaf; includes Updates 1-
4 (through 2003) interfiled; Updates 5-7 (2004-2006) available separately. Also available
on Cataloger’s Desktop.
SACO Participants’ Manual. Washington, D.C.: Cataloging Distribution Service, 2001. Prepared
by Adam L. Schiff for the Program on Cooperative Cataloging. [2nd ed. forthcoming
2007]
Scott, Mona L. Conversion Tables. 3rd ed. Westport, Conn.: Libraries Unlimited, 2006. [LC to
Dewey/Dewey to LC]
Subject Cataloging Manual. Classification. 2nd ed. Washington, D.C.: Cataloging Distribution
Service, 1995. [also available on Cataloger’s Desktop]
Subject Cataloging Manual. Shelflisting. 2nd ed. Washington, D.C.: Cataloging Distribution
Service, 1995. [out of print; a new edition combining Shelflisting and Classification is
forthcoming; current ed. available on Cataloger’s Desktop]
Super LCCS: Gale’s Library of Congress Classification Schedules Combined with Additions and
Changes. 2007 ed. Detroit: Gale Research, 2007.
Online Resources
Web Sites
Library of Congress. Cataloging and Support Office. Classification Web: Quick Start Tutorial
(Dec. 16, 2004). Accessed 3/12/07
http://classificationweb.net/tutorial/
Library of Congress Classification Outline. Accessed 3/12/07
http://www.loc.gov/catdir/cpso/lcco/
Chan, Lois Mai. A Guide to the Library of Congress Classification. 5th ed. Englewood, Colo.:
Libraries Unlimited, 1999.
________. “Exploiting LCSH, LCC, and DDC to Retrieve Networked Resources : Issues and
Challenges.” In Proceedings of the Bicentennial Conference on Bibliographic Control for
the New Millennium, ed. Ann M. Sandberg-Fox, 159-78. Washington, D.C.: Cataloging
Distribution Service, 2001.
Chandler, Adam and Jim LeBlanc. “Exploring the Potential of a Virtual Undergraduate Library
Collection Based on the Hierarchical Interface to LC Classification.” Library Resources
and Technical Services 50 (July 2006): 157-65.
Cole, John Y., ed. The Library of Congress in Perspective: A Volume Based on the Reports of
the 1976 Librarian’s Task Force and Advisory Groups. New York: R.R. Bowker, 1978.
Dittmann, Helena and Jane Hardy. Learn Library of Congress Classification. Library Basics
Series, no. 1. Lanham, Md.: Scarecrow Press, 2000.
Ferris, Anna M. “If They Buy It, Will They Use It: A Case Study on the Use of Classification
Web.” Library Resources and Technical Services 50 (April 2006): 129-37.
Frank, Eibe and Gordon W. Paynter. “Predicting Library of Congress Classifications from
Library of Congress Subject Headings.” Journal of the American Society for Information
Science and Technology 55 (Feb. 1, 2004): 214-27.
Guenther, Rebecca S. “Bringing the Library of Congress Classification into the Computer Age.”
In Knowledge Organization and Change: Proceedings of the Fourth International ISKO
Conference, 15-18 July 1996, Washington, DC, USA, ed. Rebecca Green, 26-32.
Frankfurt/Main: Indeks Verlag, 1996.
Joy, Albert H. and Rick Lugg. “The Books Are Shelf-Ready—Are You? Accepting LC
Classification Call Numbers from OCLC Cataloging Copy.” Library Acquisitions:
Practice and Theory 22 (Spring 1998): 71-89.
LaMontagne, Leo E. American Library Classification with Special Reference to the Library of
Congress. Hamden, CT: Shoe String Press, 1961.
LeBlanc, Jim. “Classification and Shelflisting as Value Added: Some Remarks on the Relative
Worth and Price of Predictability, Serendipity, and Depth of Access.” Library Resources
and Technical Services 39 (1995): 294-302.
Lonergan, D. “Fooling LC: Michael Crichton and Eaters of the Dead.” Behavioral and Social
Sciences Librarian 16, no.2 (1998): 63-72.
________. “General Browsing, Focused Browsing, and Use of Classified Bookstacks.” In The
Oxford Guide to Library Research, 46-64. 3rd ed. New York: Oxford University Press,
2005.
Petroski, Henry. The Book on the Bookshelf. New York: A. Knopf, 1999.
Schimmelpfeng, Richard H. and C. Donald Cook. The Use of the Library of Congress
Classification: Proceedings of the Institute on the Use of the Library of Congress
Classification: New York City, July 7-9, 1966. Chicago: American Library Association,
1968.
Shorten, Jay, Michele Seikel, and Janet H. Ahrberg. “Why Do You Still Use Dewey? Academic
Libraries that Continue with Dewey Decimal Classification.” Library Resources and
Technical Services 49 (April 2005): 123-36.
Stump, Cheryl and Rick Torgerson. “The Basics of LC and Dewey.” Mississippi Libraries 68,
no. 2 (Summer 2004): 43-45.
Williamson, Nancy. The Library of Congress Classification: A Content Analysis of the Schedules
in Preparation for their Conversion into Machine Readable Form. Washington, D.C.:
Library of Congress, Cataloging Distribution Service, 1995.
Zhao, Lisa. “Save Space for Newcomers—Analyzing Problems in Book Number Assignments
under the LCC System.” Cataloging & Classification Quarterly 38 (2004): 105-119.
Algier, Aimee. “The Dynamic Caribbean: A Challenge for the Library of Congress.” Cataloging
& Classification Quarterly 32 (2002): 29-38.
Caster, Lillie D. The Classifier’s Guide to LC Class H: Subdivision Techniques for the Social
Sciences. New York: Neal-Schuman, 1986.
Clack, Doris H. Black Literature Resources: Analysis and Organization. Books in Library and
Information Science, 18. New York: M. Dekker, 1978.
Dilevko, Juris and Keren Dali. “Improving Collection Development and Reference Services for
Interdisciplinary Fields through Analysis of Citation Patterns: An Example Using
Tourism Studies.” College & Research Libraries 65 (May 2004): 216-41 [Using LCC for
collection analysis]
Ensor, Pat L. “Web Organization: Use of the Library of Congress Classification.” Technicalities
16 (Mar. 1996): 11-12.
Guides to Library of Congress Subject Headings and Classification on Peace and International
Conflict Resolution. Washington, D.C.: U.S. Institute of Peace, 1990.
Guthrie, Lawrence Simpson. “Monastic Cataloging and Classification and the Beginnings of
“Class B” at the Library of Congress.” Cataloging & Classification Quarterly 35 (2003):
447-65.
Hickey, David and Shelley Arlen. “Falling through the Cracks: Just How Much ‘History’ is
History?” Library Collections, Acquisitions, and Technical Services 26 (Summer 2002):
97-106. [Use of LC classification for collection analysis]
Inter, Sheila S. and Elizabeth Futas. “The Role and Impact of Library of Congress Classification
on the Assessment of Women’s Studies Collections.” Library Acquisitions 20 (Fall
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Johnston, George F. “The Literature of Classical Antiquity and the PA Schedule.” Cataloging &
Classification Quarterly 17 (1993): 69-85.
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Library Journal 91 (Spring 1999): 305-11.
Martínez Arellano, Felipe and Roberto Abell Bennet. Manejo y aplicación de las tablas para el
derecho latinoamericano en el sistema de clasificación L.C. México, D.F.: Universidad
Nacional Autónoma de México, 2002.
McKnight, Mark. Music Classification Systems. Music Library Association Basic Manual Series,
no. 1. Lanham, Md.: Scarecrow Press, 2002.
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Music OCLC Users Group. Newsletter. Greeley, Colo.: Music OCLC Users Group, 1977-
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Nero, Lorraine M. “Classifying the Popular Music of Trinidad and Tobago.” Cataloging &
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Ogbonyomi, Andrew Leo. “The Treatment of African Documents by the Library of Congress
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(Oct. 1994): 117-25.
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Judaica Librarianship 10 (Spring 1999/Winter 2000): 31-40.
Shelton, Judith M. “Library of Congress’ Class L: Education, Table L7—An Expansion for
Local Use.” Cataloging & Classification Quarterly 32 (2001): 31-42.
________. “Greek Folk Literature, Poetry, Folk Songs and the Library of Congress PA
(Supplement) Schedule.” Cataloging & Classification Quarterly 28 (1999): 53-68.
Smiraglia, Richard P. Shelflisting Music: Guidelines for Use with the Library of Congress
Classification, M. MLA Technical Reports, no. 9. Philadelphia: Music Library
Association, 1981.
________. Music Cataloging: The Bibliographic Control of Printed and Recorded Music in
Music Libraries. Englewood, Colo.: Libraries Unlimited, 1989.
Studwell, William E. “What’s the Number: An Unabashed Guide to the Library of Congress
Classification for the Social Sciences.” Behavioral and Social Sciences Librarian 13
(1994): 39-48.
Weitz, Jay. Music Coding and Tagging: MARC 21 Content Designation for Scores and Sound
Recordings. 2nd ed. Belle Plaine, Minn.: Soldier Creek Press, 2001.
Zhou Jian-Zhong. “A New Subclass for Library of Congress, QF: Computer Science.”
Cataloging & Classification Quarterly 26 (1998): 37-44.
Appendix E2:
Other Classification Schemes
Main classes:
Example: 613.712083
(For a work on exercise for weight loss in children)
http://www.nlm.nih.gov/pubs/factsheets/nlmclassif.html
• Covers the field of medicine and related sciences only
• Uses classes QS-QZ and W-WZ, classes permanently excluded from the LC
Classification schedules
• Follow the principles of LC Classification
Appendix E3:
Historical Data
Order of publication of LCC schedules
Although it often is assumed that the Library of Congress Classification schedules were
developed and published in a comprehensive and logical order, that actually is not the
case. With very few exceptions, the individual schedules were published “when they
were done.” The development and the publication of the schedules were not dictated by
an overarching plan. The schedules were developed and published when time allowed,
and when the appropriate subject specialist staff members were able to complete the
work. There were general guidelines for the development of the schedules, but because
the materials being classed varied, the schedules were not necessarily uniform. Some
schedules, like BL-BX, were published “after application to some 105,000 volumes over
a 10-year period.” This was to ensure that the classification scheme “worked” before it
was published!
Each of the individual schedules was drafted by LC subject specialists who consulted
bibliographies, treatises, comprehensive histories, and existing classification schemes in
initially determining the scope and content of an individual class and its subclasses.
Charles Martel was the overall supervisor for the development of Library of Congress
Classification.
Class Z (Bibliography and Library Science) was chosen to be the first schedule to be
developed because it covered the bibliographical works necessary for the reclassification
project. The next schedules, E-F (American history and geography), were developed
because of their particular subject relevance. (E-F were actually published first, in 1901,
followed by Z in 1902).
Subclass KF (Law of the United States) was published in 1969. This was the first step
towards the development of a universal law classification system. Other subclasses in
Class K were published as they were completed. Development in Class K continues, with
subclass KB (Religious law in general. Comparative religious law. Jurisprudence)
published in 2005.
(For more information, see Jolande Goldberg’s article on the development of a universal
law classification (listed in the bibliography, Appendix E)).
It also is interesting to note that Class H (Social Sciences) was first published in 1910,
with a second edition in 1920, and a third in 1949. The first edition preceded the events
of World War I, while the second edition followed those events, and the third edition
appeared at the end of World War II. A Second World War supplement came out in 1947.
One can imagine many of the changes in each edition, and in the supplement, as a
reflection of world events.
Answers to Exercises
Session 3
QH540.83
3. history of ecology in the U.S.
By country: U__
QH541.2
6. book on teaching ecology
Exercise 2: RA576+
Session 5
Exercise 1
Session 6
Exercise 1
1. Nature’s economy : a history of ecological
ideas
QH540.8
Exercise 1
Tables:
Answers
Session 7
14
Exercise 1
15
Exercise 1
16
Exercise 1
17
Session 8
PF3498.H47 2005
PF3000 Base number
P-PZ1b Translating 498-499
498 General works 498
PF3498 Class number
.H47 Book number (Hervey)
2005 Publication date
19
20
PF3121.E27 1994
PF3000 Base number
121 P-PZ1b Conversation. Phrase
books. 121
PF3121 Class number
.E27 Book number (Easy)
1994 Publication date
22
Session 8
26
Session 9
Exercise 1 (1)
Channing. All about organic chemistry. 1st
ed.1968.
QD251 .C38 <already in the shelflist>
Advanced textbooks--Through 1970.
No dates were added before 1982.
Exercise 1 (2)
Channing. Basic organic chemistry. 3rd ed. Macmillan,
1984.
QD251.2 .C43 1984
QD251.2 Advanced textbooks--1971-2000
Title change does not affect Cutter
Exercise 1 (3)
Channing. Basic organic chemistry. 3rd ed.
Hutchinson, 1984.
QD251.2 .C43 1984c
Work letter assigned for the third manifestation
published in 1984.
Exercise 1 (4)
Harrington. Channing’s Essentials of organic chemistry.
5th ed. 2004.
32
Exercise 2 (1)
International Conference on AIDS (1990)
RC607.A26 I56 1990
33
Exercise 2 (2)
34
Exercise 3 (1)
Hartford studies in literature.
PN2 .H37 OK
PN 2 Literature (General)--Periodicals--American
and English
Studies in literature.
PN2 .S78 should be PN2 .H37
Linear title change (Continues Hartford studies in
literature)
University studies in literature.
PN2 .U56 should be PN2 .H37
Linear title change (Continues Studies in literature)
35
Exercise 3 (2)
Connecticut studies in literature.
PN2 .C66 OK
PN 2 Literature (General)--Periodicals--American
and English
36
Schedule H Exercises:
Answers
Session 10
Schedule N Exercises:
Answers
Session 11
N6537.A53 A4 1980
51
52
53
N6537.W37 A4 2003
54
P63 Podczaszyński
+3 Table N7: .x3-.x39 (Biography and
criticism)
+5 Levandauskas (main entry)
1994 Date of publication
Session 13
UH100.5.E44
Elephants
UH100.5.B67
64
65
66
Hello Coop!
Thanks!
Your name
Other services
Use of animals in military service
Other, A-Z
UH100.5.E44 (C) Elephants
68
Other services
Use of animals in military service
Other, A-Z
UH100.5.E44 Elephants
69
Thank you!
70
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