Supercritical Fluid
Extraction
By
Nicole Adams
and
Morgan Campbell
Outline
History and Background
Theory
Advantages
Disadvantages
Applications
Conclusions
History
First reported as high-pressure gas chromatography (HPGC) before
HPLC in 1962.
1966 first use of supercritical CO2 as mobile phase
Used a UV absorption detector with a quartz cell equipped with a gas-
liquid separator
1968- used a SFC system with a mechanical backpressure regulator
that could control pressure independent of flow rate. Basic prototype
of modern packed column SFC.
1970- development allowed pressure programming, gave a gradient.
Overshadowed by development of HPLC in late 60’s and 70’s.
1980’s led to commercialization of SFC instruments
◦ Open tubular columns-more like GC
◦ Packed columns-more like LC.
◦ Developed chiral separations
1990’s- use of SFC as preparative separation
2000’s- demands for ”green chemistry” has led to more interest in SFE
◦ Advances in column and mobile phase chemistry allowed separations of more
polar molecules
1
Supercritical Fluid
Critical point represents the pressure and temperature conditions
under which phase such as liquid and gas cease to exist.
2
Supercritical Fluid Characteristics
Has density and solvent power similar to
that of a liquid solvent but the viscosity
and diffusivity of the same order of
magnitude as gases
SCF moves like a gas and dissolves
substrates similar to a liquid
2,3
Supercritical Fluid Extraction
The separation of chemicals which are mixed with a
supercritical fluid to form a mobile phase which is
subjected to pressures and temperatures near or above
the critical point for the purpose of enhancing the mobile
phase solvating power.
Typically, CO2 is used as the supercritical fluid. CO2 is
first in vapor form then compressed into a liquid prior to
becoming supercritical, where extraction occurs.
Supercritical CO2:
Critical temperature = 30.9˚C
Critical pressure = 73.8 bar
Critical density = 0.467 gm/ml
2
Modifiers
Co-solvents that are added to CO2 to enhance
extraction efficiency
Usually 1 to 10% of methanol or ethanol is
added to expand the extraction range to
include more polar lipids
Organic modifiers can increase the
complexity of the experimental model that
determines SCF extraction parameters
2,4
SFE Apparatus
The necessary apparatus for a SFE setup is simple. Figure depicts the basic
elements of a SFE instrument, which is composed of a reservoir of supercritical
fluid, a pressure tuning injection unit, two pumps (to take the components in the
mobile phase in and to send them out of the extraction cell), and a collection
chamber.
5
Static Mode
Equilibrium state between the solute and the solvent is achieved
before any sample is taken out to analyze the solubility.
Static method carries out the equilibrium process in many ways
that include recirculation of the solvent, agitation by the
magnetic stirrer, or simply trapping the solvent in the
equilibrium cell for some time
In the static extraction experiment, there are two distinct steps
in the process:
1. The mobile phase fills the extraction cell and interacts with the sample.
2. The second pump is opened and the extracted substances are taken
out at once.
3,5
Dynamic extraction mode
In dynamic extraction, the second pump
sending the materials out to the collection
chamber is always open during the extraction
process.
Thus, the mobile phase reaches the
extraction cell and extracts components in
order to take them out consistently.
5
Characteristics of SCF
Density: the ratio of the mass of an object to
its volume
Solubility: the maximum amount of a
substance that will dissolve in a given amount
of solvent at a given temperature to form a
stable solution
Viscosity: the resistance of a liquid to flow
Diffusivity: the ability of a molecule to mix
with a substance by random molecular
motion
Theory-Density
Determines the intermolecular forces for packing of
molecules in the solvent around the molecules of solute.
This behavior determines solvation.
Retention behavior is also related to the density of the mobile
phase, which is provided by the Equations of state (EOS)
EOS are relationships that connect the pressure, volume, and
the temperature of a given mass of a fluid.
Where M is the molecular weight, R the universal gas
constant, and Z the compressibility factor. Z = Z(P,T), which
is given by the EOS
3,4
Equation of State
Thereare multiple EOS equations that are very complex. Usually pressure
programs help determine what equation is the best fit for the experimental
parameters. An example is the Peng-Robinson EOS
but the volumetric mass must be calculated numerically.
Therefore,the easiest way to derive Z as a numerical solution based on this
EOS is from the equation
Where ω is the acentric factor, which can be found in tables
2, 4
Solubility
Solvent power of a SCF depends on its structure, polarity and its density
Solubility parameter
of a dense gas can be
estimated by:
Where ρ/ρliq is the ratio of the density of the dense gas to that of the
liquid at its boiling point.
Solubility increases with higher temperatures because of higher vapor
pressures but this is offset because ρ decreases with increased
temperatures and lower ρ values decrease solubility
Initial stages of SCF extraction are governed by the distribution
coefficients of the solute between the dense fluid-phase and the
sample matrix
◦ therefore controlled by solubility
4
Viscosity
Low viscosity enables easy penetration of the SCF in porous solids
Viscosity of CO2 is about one order of magnitude smaller than
those of typical liquid organic solvents
Critical viscosity can be determined by:
Where M is molecular weight, ηc is in micropoise, Pc in atm,
Tc in K, and Vc in ml/mol
Viscosity of a SCF essentially depends on its density which is a
function of the pressure and the temperature
4,6
Viscosity and Density
Viscosity of carbon dioxide as a function of its density at different temperatures.
This confirms that viscosity of a fluid , subcritical, critical or supercritical depends
essentially on its density but depends little on the temperature alone.
4
Diffusivity
SC CO2 has values that are more typical of gases
than those of the liquid state
Increased diffusivity of an SCF as compared to
those of liquid, results in high mass transfer rates
Self-diffusion coefficient of SC CO2 is 1-2 orders
of magnitude greater than those of dissolved
substances in the usual solvents
Later stages of SCF extraction are governed by
diffusion-controlled process
◦ therefore controlled by mass transfer
3, 7
Diffusion Coefficients
7
Sample Matrix Influences
Particle size and shape
Surface area and porosity
Moisture content
Changes in morphology
Sample size
Extractable levels
2
Advantages
“Green Chemistry”
Can use MS, FID, UV (particularly PDA in packed columns), ESLD
Can use gradients of CO , modifiers, density, pressure,
2
temperature
With modifiers, can analyze a wide range of analytes
Can be used for analytical and preparative separations
All three parameters-pressure, temperature, modifier content-
can independently or cooperatively control retention
CO is cheap, non-toxic, non-flammable, transmits in the UV,
2
readily available, and a gas at room temperature
Much less use of organic solvents-good for EPA and
storage/disposal of such solvents
CO use as a solvent protects lipid samples against oxidative
2
degradation.
1-2, 8-10
Disadvantages
Cost-both of equipment and training to operate machine
Programming required to optimize results
Equipment must be able to handle very high
pressures/temperatures
Cannot use refractive index detection because of high back
pressure required by SFE
Polar analytes are comparatively difficult to separate than non-
polar analytes unless a modifier is used, making the process
less “green”
Due to temperature/pressure/”green” requirement limits, CO 2 is
the only really practical supercritical fluid solvent
SFE is not generally selective enough to isolate specific analytes
from the matrix without further clean-up/resolution from co-
extracted species
1-2, 8-10
Applications
Chiral separations most successful application in SFE
(including analyte and preparative separations, has been
around longest)
Extraction of caffeine from coffee beans, tea leaves
Metals recovery from solids/liquids
Food toxicology and ecotoxicology
Solvent removal and new drug delivery formulations (used as
an anti-solvent)
Natural pesticides
De-nicotinization of tobacco
Food preservatives
Herbal medicines
Isolation of natural products
2, 8-10
Applications (1)
Supercritical CO2 extraction of Eucalyptus leaves
oil
Advantages:
◦ Extracted a wide range of components-not only
volatile oils but high molecular weight compounds.
◦ 1,8-cineole (primary desired extract) content was
46.19%
◦ Extraction only took 60 minutes, compared to Soxhlet
(8 hours) or hydrodistillation (5 hours)
◦ Did not have degradation of water sensitive
compounds in oil due to partial hydrolysis
◦ No solvent residue present in finished product
8
Applications (2)
SFECO2 extraction of bioactive compounds from
microalgae and volatile oils from aromatic plants
Advantages:
It is possible to obtain pure oil fraction on the second column while trapping
waxes on first column
Extraction of bioactive compounds and volatile oils done without use of organic
solvents
Microalga had 72g/kg hydrocarbons extracted without contamination by
chlorophyll
These hydrocarbons can replace paraffinic and natural waxes in production of
masks for cosmetic industry-free of toxic solvents
70% of carotenoid content extracted, used as food colorant
Composition of extracted volatile oils from pennyroyal yielded 80% pulegone
(used as flavoring agent, in perfumery, and aromatherapy. Similar to
peppermint and camphor) and 9% menthone (related to menthol),
Extraction of compounds from Satureja montana L. (winter savory) had 15 fold
higher amounts of thymoquinone (vs. extraction done with hydrodistillation).
Thymoquinone has anticancer, antioxidant and anti-inflammatory properties, as
well as a neuroprotective effect against Alzheimer’s disease.
9
Application (3)
SFE of heavy metals from sand and sewage sludge
Advantages:
◦ Lack of solvents = environmentally acceptable
◦ Morphology and structure matrix is retained
◦ Use of a chelating agent (Acetyl acetonate -dissolves in
CO2) allowed removal of Cu, Cr, Ni, Pb and Zn
◦ In comparison with traditional methods (BCR, Tessier,
etc) it is much faster
◦ Avoids analytical difficulties that are encountered with
sequential extraction methods
◦ Uses less harsh conditions than SbWE
◦ One extraction removes 30-50% metals present
10
Conclusions
SFE is a relatively “green” process, little to no solvent in
final products
CO can be recycled and reused
2
In comparison to hydrodistilation and Soxhlet extraction,
SFE takes less time to extract desired compounds with less
use of organic solvents.
Adjustments of pressure/temperature/modifiers can help
select for specific analytes
To more fully develop SFE as a general use tool; it needs to
be cheaper, be able to be more automated, have general
lab instrumentation interface
International Symposium on Supercritical Fluids (ISSF) held
every three years-next held in San Francisco in May 2015
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