Chapter 22 – Project Management
Ian Sommerville,
Software Engineering, 10th Edition
Pearson Education, Addison-Wesley
Note: These are a slightly modified version of Chapter 22 slides available from the
author’s site http://iansommerville.com/software-engineering-book/
Chapter 22 Project management 1
Topics covered
Risk management
Managing people
Teamwork
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Software project management
Concerned with activities involved in ensuring
that software is delivered on time and on
schedule and in accordance with the
requirements of the organizations developing
and procuring the software
Project management is needed because software
development is always subject to budget and schedule
constraints that are set by the organization developing the
software
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Success criteria
Deliver the software to the customer at the agreed time
Keep overall costs within budget
Deliver software that meets the customer’s expectations
Maintain a coherent and well-functioning development
team
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Software management distinctions
The product is intangible
Software cannot be seen or touched. Software project managers
cannot see progress by simply looking at the artefact that is
being constructed.
Many software projects are 'one-off' projects
Large software projects are usually different in some ways from
previous projects. Even managers who have lots of previous
experience may find it difficult to anticipate problems.
Software processes are variable and organization
specific
We still cannot reliably predict when a particular software
process is likely to lead to development problems
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Factors influencing project management
Company size
Software customers
Software size
Software type
Organizational culture
Software development processes
These factors mean that project managers in different
organizations may work in quite different ways
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Universal management activities
Project planning
Project managers are responsible for planning, estimating and
scheduling project development and assigning people to tasks
Risk management
Project managers assess the risks that may affect a project,
monitor these risks and take action when problems arise
People management
Project managers have to choose people for their team and
establish ways of working that leads to effective team
performance
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Management activities
Reporting
Project managers are usually responsible for reporting on the
progress of a project to customers and to the managers of the
company developing the software
Proposal writing
The first stage in a software project may involve writing a
proposal to win a contract to carry out an item of work. The
proposal describes the objectives of the project and how it will
be carried out
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Project Triangle
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Risk management
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Risk management
Risk management is concerned with identifying risks and
drawing up plans to minimise their effect on a project
Software risk management is important because of the
inherent uncertainties in software development
These uncertainties stem from loosely defined requirements,
requirements changes due to changes in customer needs,
difficulties in estimating the time and resources required for
software development, and differences in individual skills
You have to anticipate risks, understand the impact of
these risks on the project, the product and the business,
and take steps to avoid these risks
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Risk classification
There are two dimensions of risk classification
The type of risk (technical, organizational, etc.)
What is affected by the risk
Project risks affect schedule or resources
Product risks affect the quality or performance of the
software being developed
Business risks affect the organization developing or
procuring the software
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Examples of project, product, and business
risks
Risk Affects Description
Staff turnover Project Experienced staff will leave the project before it
is finished.
Management change Project There will be a change of organizational
management with different priorities.
Hardware unavailability Project Hardware that is essential for the project will not
be delivered on schedule.
Requirements change Project and product There will be a larger number of changes to the
requirements than anticipated.
Specification delays Project and product Specifications of essential interfaces are not
available on schedule.
Size underestimate Project and product The size of the system has been underestimated.
CASE tool Product CASE tools, which support the project, do not
underperformance perform as anticipated.
Technology change Business The underlying technology on which the system
is built is superseded by new technology.
Product competition Business A competitive product is marketed before the
system is completed.
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The risk management process
Risk identification
Identify project, product and business risks
Risk analysis
Assess the likelihood and consequences of these risks
Risk planning
Draw up plans to avoid or minimise the effects of the risk
Risk monitoring
Monitor the risks throughout the project
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The risk management process
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Risk identification
May be a team activities or based on the individual
project manager’s experience
A checklist of common risks may be used to identify risks
in a project
Technology risks
Organizational risks
People risks
Requirements risks
Estimation risks
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Examples of different risk types
Risk type Possible risks
Estimation The time required to develop the software is underestimated. (12)
The rate of defect repair is underestimated. (13)
The size of the software is underestimated. (14)
Organizational The organization is restructured so that different management are responsible
for the project. (6)
Organizational financial problems force reductions in the project budget. (7)
People It is impossible to recruit staff with the skills required. (3)
Key staff are ill and unavailable at critical times. (4)
Required training for staff is not available. (5)
Requirements Changes to requirements that require major design rework are proposed. (10)
Customers fail to understand the impact of requirements changes. (11)
Technology The database used in the system cannot process as many transactions per
second as expected. (1)
Reusable software components contain defects that mean they cannot be
reused as planned. (2)
Tools The code generated by software code generation tools is inefficient. (8)
Software tools cannot work together in an integrated way. (9)
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Risk analysis
Assess probability and seriousness of each risk
Probability may be very low, low, moderate, high or very
high
Risk consequences might be catastrophic, serious,
tolerable or insignificant
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Risk types and examples
Risk Probability Effects
Organizational financial problems force reductions in the Low Catastrophic
project budget (7).
It is impossible to recruit staff with the skills required for the High Catastrophic
project (3).
Key staff are ill at critical times in the project (4). Moderate Serious
Faults in reusable software components have to be repaired Moderate Serious
before these components are reused. (2).
Changes to requirements that require major design rework Moderate Serious
are proposed (10).
The organization is restructured so that different High Serious
management are responsible for the project (6).
The database used in the system cannot process as many Moderate Serious
transactions per second as expected (1).
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Risk types and examples
Risk Probability Effects
The time required to develop the software is High Serious
underestimated (12).
Software tools cannot be integrated (9). High Tolerable
Customers fail to understand the impact of requirements Moderate Tolerable
changes (11).
Required training for staff is not available (5). Moderate Tolerable
The rate of defect repair is underestimated (13). Moderate Tolerable
The size of the software is underestimated (14). High Tolerable
Code generated by code generation tools is inefficient (8). Moderate Insignificant
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Risk planning
Consider each risk and develop a strategy to manage
that risk
Avoidance strategies
The probability that the risk will arise is reduced
Minimization strategies
The impact of the risk on the project or product will be reduced
Contingency plans
If the risk arises, contingency plans are plans to deal with that
risk
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What-if questions
What if several engineers are ill at the same time?
What if an economic downturn leads to budget cuts of
20% for the project?
What if the performance of open-source software is
inadequate and the only expert on that open source
software leaves?
What if the company that supplies and maintains
software components goes out of business?
What if the customer fails to deliver the revised
requirements as predicted?
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Strategies to help manage risk
Risk Strategy
Organizational financial Prepare a briefing document for senior management
problems showing how the project is making a very important
contribution to the goals of the business and presenting
reasons why cuts to the project budget would not be cost-
effective.
Recruitment problems Alert customer to potential difficulties and the possibility of
delays; investigate buying-in components.
Staff illness Reorganize team so that there is more overlap of work and
people therefore understand each other’s jobs.
Defective components Replace potentially defective components with bought-in
components of known reliability.
Requirements changes Derive traceability information to assess requirements
change impact; maximize information hiding in the design.
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Strategies to help manage risk
Risk Strategy
Organizational Prepare a briefing document for senior management
restructuring showing how the project is making a very important
contribution to the goals of the business.
Database Investigate the possibility of buying a higher-performance
performance database.
Underestimated Investigate buying-in components; investigate use of a
development time program generator.
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Risk monitoring
Assess each identified risks regularly to decide whether
or not it is becoming less or more probable
Also assess whether the effects of the risk have changed
Each key risk should be discussed at management
progress meetings
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Risk indicators
Risk type Potential indicators
Estimation Failure to meet agreed schedule; failure to clear reported defects.
Organizational Organizational gossip; lack of action by senior management.
People Poor staff morale; poor relationships amongst team members; high staff
turnover.
Requirements Many requirements change requests; customer complaints.
Technology Late delivery of hardware or support software; many reported
technology problems.
Tools Reluctance by team members to use tools; complaints about CASE
tools; demands for higher-powered workstations.
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Managing people
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Managing people
People are an organization’s most important assets
The tasks of a manager are essentially people-oriented.
Unless there is some understanding of people,
management will be unsuccessful.
Poor people management is an important contributor to
project failure
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People management factors
Consistency
Team members should all be treated in a comparable way
without favourites or discrimination
Respect
Different team members have different skills and these
differences should be respected
Inclusion
Involve all team members and make sure that people’s views
are considered
Honesty
You should always be honest about what is going well and what
is going badly in a project
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Motivating people
An important role of a manager is to motivate the people
working on a project
Motivation means organizing the work and the working
environment to encourage people to work effectively
If people are not motivated, they will not be interested in the
work they are doing. They will work slowly, be more likely to
make mistakes and will not contribute to the broader goals of the
team or the organization.
Motivation is a complex issue but it appears that their are
different types of motivation based on:
Basic needs (e.g. food, sleep, etc.);
Personal needs (e.g. respect, self-esteem);
Social needs (e.g. to be accepted as part of a group).
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Need satisfaction
In software development groups, basic physiological and
safety needs are not an issue.
Social
Provide communal facilities
Allow informal communications, e.g. via social networking
Esteem
Recognition of achievements
Appropriate rewards
Self-realization
Training - people want to learn more
Responsibility
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Personality types
The needs hierarchy is almost certainly an over-
simplification of motivation in practice
Motivation should also take into account different
personality types:
Task-oriented people, who are motivated by the work they do in
software engineering
Interaction-oriented people, who are motivated by the presence
and actions of co-workers
Self-oriented people, who are principally motivated by personal
success and recognition
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Personality types
Task-oriented
The motivation for doing the work is the work itself
Self-oriented
The work is a means to an end which is the achievement of
individual goals - e.g. to get rich, play tennis, travel, etc.
Interaction-oriented
The principal motivation is the presence and actions of
co-workers. People go to work because they like to go to
work.
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Motivation balance
Individual motivations are made up of elements
of each class
The balance can change depending on personal
circumstances and external events
However, people are not just motivated by personal
factors but also by being part of a group and culture
People go to work because they are motivated by the
people that they work with
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Teamwork
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Teamwork
Most software engineering is a group activity
The development schedule for most non-trivial software projects
is such that they cannot be completed by one person working
alone
A good group is cohesive and has a team spirit. The people
involved are motivated by the success of the group as well as by
their own personal goals.
Group interaction is a key determinant of group
performance
Flexibility in group composition is limited
Managers must do the best they can with available people
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Group cohesiveness
In a cohesive group, members consider the group to be
more important than any individual in it
The advantages of a cohesive group are:
Group quality standards can be developed by the group
members
Team members learn from each other and get to know each
other’s work; Inhibitions caused by ignorance are reduced
Knowledge is shared. Continuity can be maintained if a group
member leaves.
Refactoring and continual improvement is encouraged.
Group members work collectively to deliver high quality results
and fix problems, irrespective of the individuals who originally
created the design or program.
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Team spirit
Alice, an experienced project manager, understands the importance of creating a
cohesive group. As they are developing a new product, she takes the opportunity of
involving all group members in the product specification and design by getting them to
discuss possible technology with elderly members of their families. She also encourages
them to bring these family members to meet other members of the development group.
Alice also arranges monthly lunches for everyone in the group. These lunches are an
opportunity for all team members to meet informally, talk around issues of concern, and
get to know each other. At the lunch, Alice tells the group what she knows about
organizational news, policies, strategies, and so forth. Each team member then briefly
summarizes what they have been doing and the group discusses a general topic, such as
new product ideas from elderly relatives.
Every few months, Alice organizes an ‘away day’ for the group where the team spends
two days on ‘technology updating’. Each team member prepares an update on a relevant
technology and presents it to the group. This is an off-site meeting in a good hotel and
plenty of time is scheduled for discussion and social interaction.
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The effectiveness of a team
The people in the group
You need a mix of people in a project group as software
development involves diverse activities such as negotiating with
clients, programming, testing and documentation
The group organization
A group should be organized so that individuals can contribute to
the best of their abilities and tasks can be completed as
expected
Technical and managerial communications
Good communications between group members, and between
the software engineering team and other project stakeholders, is
essential
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Selecting group members
A manager or team leader’s job is to create a cohesive
group and organize their group so that they can work
together effectively
This involves creating a group with the right balance of
technical skills and personalities, and organizing that
group so that the members work together effectively
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Assembling a team
May not be possible to appoint the ideal people to work on
a project
Project budget may not allow for the use of highly-paid staff
Staff with the appropriate experience may not be available
An organization may wish to develop employee skills on a
software project
Managers have to work within these constraints especially
when there are shortages of trained staff
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Group composition
Group composed of members who share the
same motivation can be problematic
Task-oriented - everyone wants to do their own thing;
Self-oriented - everyone wants to be the boss;
Interaction-oriented - too much chatting, not enough work.
An effective group has a balance of all types
This can be difficult to achieve software engineers are
often task-oriented
Interaction-oriented people are very important as they
can detect and defuse tensions that arise
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Group composition
In creating a group for assistive technology development, Alice is aware of the
importance of selecting members with complementary personalities. When interviewing
potential group members, she tried to assess whether they were task-oriented, self-
oriented, or interaction-oriented. She felt that she was primarily a self-oriented type
because she considered the project to be a way of getting noticed by senior
management and possibly promoted. She therefore looked for one or perhaps two
interaction-oriented personalities, with task-oriented individuals to complete the team.
The final assessment that she arrived at was:
Alice—self-oriented
Brian—task-oriented
Bob—task-oriented
Carol—interaction-oriented
Dorothy—self-oriented
Ed—interaction-oriented
Fred—task-oriented
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Group organization
The way that a group is organized affects the decisions
that are made by that group, the ways that information is
exchanged and the interactions between the
development group and external project stakeholders.
Key questions include:
• Should the project manager be the technical leader of the group?
• Who will be involved in making critical technical decisions, and how
will these be made?
• How will interactions with external stakeholders and senior company
management be handled?
• How can groups integrate people who are not co-located?
• How can knowledge be shared across the group?
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Group organization
Small software engineering groups are usually organized
informally without a rigid structure
For large projects, there may be a hierarchical structure
where different groups are responsible for different sub-
projects
Agile development is always based around an informal
group on the principle that formal structure inhibits
information exchange
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Informal groups
The group acts as a whole and comes to a consensus
on decisions affecting the system
The group leader serves as the external interface of the
group but does not allocate specific work items
Rather, work is discussed by the group as a whole and
tasks are allocated according to ability and experience
This approach is successful for groups where all
members are experienced and competent
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Group communications
Good communications are essential for effective group
working
Information must be exchanged on the status of work,
design decisions and changes to previous decisions
Good communications also strengthens group cohesion
as it promotes understanding
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Group communications
Group size
The larger the group, the harder it is for people to communicate
with other group members
Group structure
Communication is better in informally structured groups than in
hierarchically structured groups
Group composition
Communication is better when there are different personality types
in a group and when groups are mixed rather than single sex
The physical work environment
Good workplace organization can help encourage communications
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Key points
Good project management is essential if software engineering
projects are to be developed on schedule and within budget
Software management is distinct from other engineering
management. Software is intangible. Projects may be novel or
innovative with no body of experience to guide their management.
Software processes are not as mature as traditional engineering
processes.
Risk management involves identifying and assessing project risks to
establish the probability that they will occur and the consequences
for the project if that risk does arise. You should make plans to
avoid, manage or deal with likely risks if or when they arise.
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Key points
People management involves choosing the right people to work on
a project and organizing the team and its working environment
People are motivated by interaction with other people, the
recognition of management and their peers, and by being given
opportunities for personal development
Software development groups should be fairly small and cohesive.
The key factors that influence the effectiveness of a group are the
people in that group, the way that it is organized and the
communication between group members.
Communications within a group are influenced by factors such as
the status of group members, the size of the group, the gender
composition of the group, personalities and available
communication channels
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11/27/2018 Chapter 23 Project Planning 53