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CP Template en

This contingency plan template from [National Society] outlines how the organization will prepare for and respond to risks and hazards in the country. The plan considers potential scenarios, assesses response capacities and resources, and establishes management structures and coordination mechanisms. Key elements include analyzing priority hazards through a risk matrix, setting response objectives and strategies for different sectors, outlining budget and resource management, and protocols for plan activation, communication, and review. The overarching goal is for [National Society] to have a coordinated and effective approach for serving affected populations when contingencies occur.
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0% found this document useful (0 votes)
98 views23 pages

CP Template en

This contingency plan template from [National Society] outlines how the organization will prepare for and respond to risks and hazards in the country. The plan considers potential scenarios, assesses response capacities and resources, and establishes management structures and coordination mechanisms. Key elements include analyzing priority hazards through a risk matrix, setting response objectives and strategies for different sectors, outlining budget and resource management, and protocols for plan activation, communication, and review. The overarching goal is for [National Society] to have a coordinated and effective approach for serving affected populations when contingencies occur.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
You are on page 1/ 23

CONTINGENCY PLAN

TEMPLATE
RISK(S)
(Add National Society logo)

(include a map of the geographical area if relevant)

[The text under each section is to guide a National Society and should be
removed and/or replaced by National Society specific information. To access
further tools click on icons and/or links provided in the template.]

Risk(s) considered: Risks/hazards considered Period covered by the plan: Validity period
Population in the area of intervention: Total population Name/contact of responsible:
Geographical area covered by the plan: Date of validation:

Contingency plan template February 2021 Page 1 of 23


TABLE OF CONTENTS
Introduction.......................................................................................................................................... 3
Context description............................................................................................................................ 3
National Disaster Risk Management framework................................................................................3
National Society mandate and role.................................................................................................... 3
Risk Analysis ...................................................................................................................................... 4
Hazards and threats........................................................................................................................... 4
Risk matrix......................................................................................................................................... 4
Option 1: risk matrix using pre-established definitions....................................................................4
Option 2: compare likelihood and impact of identified hazards/threats...........................................6
Prioritize hazards to plan for........................................................................................................... 6
Scenario setting................................................................................................................................... 7
Elements to consider in scenario setting............................................................................................7
Define vulnerabilities and capacities............................................................................................... 7
Scenario assumptions.................................................................................................................... 8
Scenario triggers and thresholds.................................................................................................... 8
Define your scenario.......................................................................................................................... 9
Response strategy and operational plan......................................................................................... 11
National Society current response capacities ..................................................................................11
Response strategy........................................................................................................................... 12
Objective of the plan..................................................................................................................... 12
Intervention sectors...................................................................................................................... 12
National Society operational response plan.....................................................................................14
Resources Management................................................................................................................... 16
Response plan budget..................................................................................................................... 16
Human resources management....................................................................................................... 17
Finance management...................................................................................................................... 17
Supply chain management............................................................................................................... 17
Response Management Arrangements........................................................................................... 17
Management structure..................................................................................................................... 17
Overall management.................................................................................................................... 17
Emergency Operation Centre....................................................................................................... 18
Activation of the plan and communication........................................................................................ 18
Activation of the plan.................................................................................................................... 18
Communication............................................................................................................................. 19
Coordination..................................................................................................................................... 19
Internal – within Red Cross Red Crescent Movement..................................................................19
External – outside Red Cross Red Crescent Movement..............................................................19
Security............................................................................................................................................ 20
Reporting and monitoring................................................................................................................. 20
Validating, sharing and reviewing..................................................................................................... 20
ANNEXES........................................................................................................................................... 22
Contact list....................................................................................................................................... 22
Standard Operating Procedures....................................................................................................... 22

Contingency plan template February 2021 Page 2 of 23


INTRODUCTION
This Contingency planning template document which is ready to be filled in, is to be used with the IFRC
How to conduct a contingency plan process accompanying support document which will guide you through the
five phases of the contingency planning (CP) process. Prior to starting filling in this template document, your
National Society should proceed with the first phase of the contingency planning process explained in How to
conduct a contingency plan process: PREPARATION PHASE. In this phase, the option of a Movement
Contingency Plan is also considered and adopted if relevant (SMCC toolkit).
This introductory section of your National Society contingency plan refers to STEP 1 of the ANALYSIS PHASE of
the same document. If a National Society has gone through a Preparedness for Effective Response (PER),
Forecast based Financing (FbF) or Business Continuity (BCP) processes, information on the risk analysis,
historical impact, prioritized risks, exposure, vulnerability analysis, impact curves and triggers will be already
available. It is suggested to review this information and use it to simplify analysis phase. The FbF Early Action
Protocol (EAP), the Business Continuity Plan could be part of the National Society contingency plan and
therefore documents need to be considered side by side to avoid contradictions or duplications. At another
level, the CP result could be an integrated result of the PER process.

Context description
Brief geographical, economic, political, social and security country description. List the main risks related to all
hazards (including public health emergencies, technological hazards, etc.)
Every point mentioned in the context description should be useful for your risk analysis. This section needs to
remain brief, clear and related to your specific response context. This is not hazard-specific but should cover
the main country risks. Country context analysis might already exist in your country. Look for it, and/or work
with a university and/or institutions who already have the information (such as UNOCHA – Humanitarian
Response plan or World Factbook).

National Disaster Risk Management framework1


Give an overview of the government national and local structures and mechanisms in charge of disaster
management (preparedness and response). Key actors include, for instance, the National Disaster
Management Office, Civil Protection, Ministry of Health.
List the policies, strategies and plans the government has to prepare for and respond to various types of
disasters. Explain specific coordination and funding mechanisms (for example FbA 2 by DREF) put in place by
the National Society. Define what the position of the National Society is as part of national and local Emergency
Operation Centres (EOC).
Explain: Is the National Society’s role in times of disasters, epidemics or during complex emergencies reflected
in government plans?
Use graphs and visuals to position the National Society in its National Disaster Management Framework. For
further guidance, refer to: Disaster Law database, IDRL guidelines-introduction

National Society mandate and role


Describe National Society vision/mission, strategic priorities or development plan and main structures in place
to achieve its mandate and support its auxiliary role.
What are the National Society main sectors of intervention in response time (considering in addition structures
managed by the National Society such as health facilities)? Specify: What is the National Society’s role in times
of imminent crisis, disasters, epidemics or during complex emergencies?
In this section, it is important to ensure your National Society’s capacities and the resources identified are in
accordance with your mandate and role. Refer to the table on National Society sectors of intervention in the
section Response strategy and operational plan.
If your National Society has started strengthening its Preparedness for Effective Response (PER) mechanism,
key documents about the organization’s role and mandate might have already been analysed. To find further
guidance, refer to: Auxiliary role, IFRC Strategy 2030, Resolution “Time to act: Tackling epidemics and
pandemics together” adopted at the 33rd International Conference

1
To follow the link, you will need to create an account or login on SharePoint. Please try several times if instable connection.
2
Forecast based Action

Contingency plan template February 2021 Page 3 of 23


RISK ANALYSIS3
Refer to STEPS 2 and 3 of the ANALYSIS PHASE of the IFRC How to conduct a contingency planning process
document.

Hazards and threats


The hazards and threats assessment considers the range of potential hazards within the operating environment
of the National Society. This includes natural and man-made hazards, of various scopes and magnitude,
against a continuum of recurring and non-recurring onsets. You can start with considering the impacts of
hazards in the last 10 years. Then the assessment also considers potential hazards with no history along with
complex and compound events that may involve the intersection of two or more hazards. If your National
Society has undertaken this hazards and threats analysis process to establish your National Society Business
Continuity Plan (BCP), your Early Action Protocol, or your PER process, you could also use a similar approach
and/or the already existing results from such an analysis. Information about key hazards/threats, vulnerability
and capacity is usually available from national agencies, research institutions and humanitarian organizations.
You can find further information on international indexes as for instance: INFORM, Global Health Security Index,
International Health Regulations Monitoring & Evaluation, Prevent Epidemics Readiness Score

Within your team and with other participants in the process, list the hazards to consider in your contingency
plan. Considering all hazards, fill up the following table. Consult government and UN country teams’ plans to
ascertain if any particular role has been attributed to your National Society. Consider information available on
past events, how often has it occurred, severity of the impact, as well as new or re-emerging high-threat
infectious diseases and hazards on the increase due to climate change, political instability, resource availability
or urbanization for instance. Do not forget cross-border events which could require coordination with
neighbouring countries.

WHERE WHAT WHEN


Hazard 1 Location, areas, limits Describe the hazard including root When is it most likely to happen
causes, warning signs, reactions, (e.g. is it a seasonal hazard linked
existing mitigation measures to the dry/wet season)?
Hazard 2

Risk matrix4
The risk matrix helps assess the likelihood that an event will happen (probability and/or frequency) and its
impact (on your population, infrastructure, systems). Consider your population 5, infrastructures, environment,
economy and society. There are two templates you can use to assess likelihood and impact, one uses pre-
established definitions and the second compares identified hazards and threats against one another. Option 2
might be easier to use with limited information.
Respond to the following questions for each hazard:
1. In the likelihood column => what are the indicators (elements) which could signify the hazard/event will
occur in the next Y weeks or months (refer to likelihood table definition) ?
2. In the impact/exposure column => How might the situation develop over the next Y weeks or months
(when do you think it might start and how long do you think it might last)? (use the same timeline as the
previous question)

Option 1: risk matrix using pre-established definitions


Based on the hazards list established earlier, use the following table to classify your hazards/threats, consider
occurrence, likely impacts/damages on population, infrastructure, environment, economy and society. The
definitions below can help assess the likelihood and impact of each hazard/threat. They might need to be
adapted to your country/location situation (area of intervention). To define numbers start with the full picture
(i.e. total population) and define overall number as minor (few deaths), moderate (several deaths), or severe
(hundreds of deaths). Do the same with infrastructure, considering the overall number as 100 per cent, so
3
The approach here is based on the IFRC Contingency Planning guidelines (2007 and 2012), elements/tools from examples of National
Society contingency plans and adapted from ACAPS, 2016 “Scenario building”.
4
This has been developed using the IFRC categorization adapted with the Risk matrix of the UN ERP model (p35) – 2015 version.
5
Disaggregate the data by gender and age when possible.

Contingency plan template February 2021 Page 4 of 23


negligible could be below two per cent and no vital infrastructure impacted (hospital, schools, essential access
roads, power grid, airports/ports).

Classify your hazards/threats


SERIOUSNESS (RISK) = Low (1-7) Moderate (8-14) High (15-25)
IMPACT X LIKELIHOOD
CHARACTERISTICS Threats of a low magnitude Threats with damages in Threats with a large potential to cause
with damages in a limited geographical zones, which could multiple damages to infrastructure and
area and low potential of affect vital networks and services, services in exposed communities. Threats
causing damages to people with the possibility of short-term with severe damages which require
or infrastructure. recovery using local resources and external attention and resources to
capacity. manage the emergency situation.

To evaluate the risk, multiply the impact by the likelihood.

Contingency plan template February 2021 Page 5 of 23


Option 2: compare likelihood and impact of identified hazards/threats
Based on the hazards/threats list established earlier, use the following table to classify your hazards/threats
based on their estimated importance compared to each other. The hazards/threats below are given as
examples.

Internal
Critica

Drought
displacement
l
Sever

River burst floods Road accidents


e

Flash floods Epidemics/


IMPACT Armyworm
Mod

ate
er-

Refugees infestation

Landslides Urban fires


Mino

Pollution Forest fires


r
Neglig

Extreme weather
i-ble

Very unlikely Unlikely Possible Likely Very likely

LIKELIHOOD
Prioritized hazards
High: Medium: Low:
1. Drought 7. Armyworm 13. Backwash floods
2. Epidemics 8. Flash floods 14. Extreme weather
3. Internal displacement 9. Forest fires 15. Landslides
4. River burst floods 10. Refugees 16. Pollution
5. Road accidents 11. Urban fires
6. Infestation 12. Waste management

Prioritize hazards to plan for


Going back to the two questions to establish the risk matrix, you can now prioritize hazards your National
Society should plan for, in the table below. The risk matrix above provides information related to likelihood,
impact and risk level. Colour code related to risk levels can be used to visualize the analysis.
Based on the National Society role in responding to emergencies, its capacity and the services it offers to the
population, which risks does the National Society need to consider? List the hazards starting from the one
which will have the highest risk level down to the one with the lower risk level. This table could be read again in
the light of the work to be done under the following section (Scenario setting – Define vulnerabilities and
capacities) which will detail the vulnerabilities and exposure to a specific hazard.

Contingency plan template February 2021 Page 6 of 23


LIKELIHOOD IMPACT RISK LEVEL ROLE AND CAPACITY COMMENTS
NATIONAL SOCIETY
OF

Hazard 1 Number 1 to 5 Number 1 to 5 Number 1 to 25 • •


(likelihood x impact)
Hazard 2
Or combination
of hazards

Hazards/threats ranked as Low will not be further elaborated in your contingency plan. Epidemics that are
ranked 10 or higher should be addressed as a priority if your National Society’s role includes responding to
epidemics and pandemics. For further information related to risk assessment for epidemics, see World Health
Organization. Communicable disease risk assessment: protocol for humanitarian emergencies. Geneva: WHO;
2007. Risks that are potentially very likely but with lower impact can be prioritized depending on the role of your
National Society, available resources and context. Only keep the list of risks your National Society will plan for
in the core body of your CP. Put all definitions and analyses into annexes.
Particular attention should be paid to geographical areas impacted by more than one hazard. This could help
identify people who might be most exposed and at risk to define response options addressing several hazards
at once. It will also optimize the use of the available resources (always too limited when the country faces
several hazards). If you have risk maps you can add them in this section or in an annex.

SCENARIO SETTING
Elements to consider in scenario setting
Define vulnerabilities and capacities
The risk of disaster is linked to a population’s vulnerability to particular hazards/threats and related dimensions
compared to its capacity to manage it. Further tools and explanation on capacities and vulnerabilities analysis
could be find on Enhanced Vulnerability and Capacity Assessment website.
This section helps deepen the risk analysis in your country/zone of intervention.
1. What is the vulnerability of the population, infrastructure and economy to each priority hazard?
2. What are the community, civil society members, local and national authority’s capacities to prepare for,
respond to and recover from the impact of the hazard(s) the population is exposed to?
3. Identify the humanitarian context in the area(s) of intervention. What are the capacities and gaps (to be
included in vulnerabilities) of the disaster response?
Be as precise as possible with numbers and indicators, as this will help in defining your thresholds in the
scenario. Here we are speaking about levels where you will consider moving from one scenario setting to
another. To summarize the information you can use the table below:
  VULNERABILITIES CAPACITIES EXAMPLES OF INDICATORS
Physical /   • Quality of the means of communication
material/ • Presence of public infrastructure and shelters
economic • Presence/accessibility to evacuation routes in the event of a
What productive disaster
resources, skills, • Quality of dwelling construction
natural capital • Situation of people, infrastructure, housing, production capacities
exist? and other tangible human assets located in hazard-prone areas.
• Family income level
• Unemployment rates
• Levels of extreme poverty
Social /   Organizational:
human / • Existence of early warning systems
organizational • Existence of response plans, systems and skilled teams
What are the • Presence of development projects, NGOs
relations and • Existence and functionality of community organizations, social
organization groups, etc.
among people? • Potential impact on human resources
Social / human:
• Level of community access to basic services such as potable
water, sanitation and health services
• Level of social cohesion toward the presence of different ethnic
groups, family disintegration, etc.
• Access to education
• Existence of most vulnerable groups: disabled, children, single

Contingency plan template February 2021 Page 7 of 23


  VULNERABILITIES CAPACITIES EXAMPLES OF INDICATORS
mothers and elderly – access to services?
Institutional • Presence of assistance/relief entities such as local institutions
What are the (government, local community actors.), fire department, police, civil
humanitarian defence, etc.
capacities and • Human resources dedicated to disaster response
gaps in the area of • Financial resources dedicated to preparedness and disaster
intervention? response
• Awareness and commitment of local authorities to disaster
reduction
• Legislation, plans and instructions for local/national disaster
management
• Access to vulnerable populations in disaster situations
• Readiness and quality of mechanisms for receiving external and
international assistance

Under physical/material include all information related to infrastructure. Depending on your context, it might be
good to have this table split into detailing:
 The communities and/or region/city/department capacities which balance their vulnerabilities (and
therefore reduce the impact of the disaster) and on which the National Society will have to build its
response (in the operational plan) to ensure that the support provided by the Red Cross Red Crescent
comes to complement/reinforce the existing capacities at community level and not overwhelm them.
 The “stakeholders analysis” table. Using similar headings as in the cash in emergency toolkit
stakeholders analysis could help your National Society to do this exercise.
 For National Societies with a developed EAP6 this section will correspond to the exposed elements and
their vulnerability factors, where an analysis of exposure is presented to determine who and what is
located in the area where the hazard might occur. This will help to determine who and what is likely to
be impacted.
This table serves the analysis: keep only key data in the main body of the contingency plan document. Make
your plan visual, using illustrations, graphs, tables, etc.

Scenario assumptions
The description of the situation and exposure lead to assumptions about future scenarios. Assumptions are the
directions a hazard/threat (or a combination) can take (e.g. increase, decrease). The following categories can
be used to define assumptions. The following examples can be adapted to suit your situation.
ASSUMPTION CATEGORIES EXAMPLES OF ASSUMPTIONS
Evolution of current variables Increased flooding, severe aftershocks, spread of epidemics, escalating
conflict, economic collapse, no significant change in situation
Evolution of possible future variables Increased influx of refugees, political stalemate, eruption of conflict over
resources, successful international intervention
Evolution of the population’s capacity to cope with Decrease of purchasing power, loss of assets, decreased access to
the crisis resources, lack of access to humanitarian aid
Evolution of ability of national/international actors Roads and bridges washed out, conflict preventing access to affected
to respond to needs areas, failed negotiation with insurgents for access to communities

For further information on defining assumptions follow the link here: ACAPS - Summary Brief on Scenario
Development.

Scenario triggers and thresholds


Based on assumptions, your National Society will determine triggers and thresholds that will respectively
indicate the different phases (alert, early actions, response…) and the magnitude of the event (moderate to
critical). Using the results of the risk matrix, your National Society should define values for the different
scenarios (most likely, worst case). The triggers and thresholds will guide the transition from the different
scenarios. For National Societies with developed EAPs the trigger will have been already pre-agreed based on
historical impact analysis, exposure analysis, vulnerability analysis and meteorological models. This information
can be used to show what magnitudes of the event has caused disastrous humanitarian impacts in the past,
helping the National Societies to define triggers (to move through the different phases and anticipate the
degree of emergency).

As per example of values, for a flooding situation in a determined location thresholds could be:
 Below 500 targeted population = moderate – local

6
Emergency Action Protocol

Contingency plan template February 2021 Page 8 of 23


response IMPORTANT: This is just an example The figures
 Between 500 to 5,000 targeted population = severe – should match the real situation in the location and
HQ support your National Society capacities to respond.
 Above 5,000 targeted population = critical – call for
international support
The triggers in that flooding case could be many:
 Monsoon season is coming => review your contingency plan/actions.
 Meteorological agencies release a seasonal forecast for higher than normal monsoon activity => Identify higher risk
areas, work with branches in those areas.
 Meteorological service issues an alert bulletin => start community early warning / early action (in coordination with
local authorities) – such as alert, evacuation, etc.
 Rain gauges alert levels have been reached => needs assessments….
For outbreaks, your Ministry of Health can advise on alert/epidemic thresholds. National Societies in high-risk
countries can identify triggers to activate immediate response actions. Ideally, these triggers should be part of
the national response plan for epidemics. However, a National Society can also use its internal trigger system
to advocate for immediate action among their partners, and act independently if appropriate to verify a potential
outbreak. Amongst the triggers, it is important to consider verified outbreaks in neighbouring countries.
For weather-related hazards, triggers could be based on weather and climate forecasts ( best source would be
national/regional meteorological services) combined with potential estimate of impact (go back to your risk
analysis to define the levels of best, most likely and worst case scenarios). In that type of scenario, the
threshold is the degree of predicted loss and damage (human, livelihoods, infrastructure, environment, etc.),
combined with the trigger - the degree of humanitarian impact of an extreme event that would initiate action.
Forecasts should be analysed considering their type, reliability, lead times, and sources of data to allow the
National Society to decide which one to use. Note that this information does not need to be analysed or
calculated by the National Society, but can be obtained by working with hydro-meteorological services,
research institutions, experts etc.
All your defined triggers and thresholds will serve to feed the scenario table below. They could also be reported
in your Standard Operating Procedures (SOPs) (refer to template in annex). If your scenario triggers and
thresholds are included in the scenario table and SOPs, this section can be removed from your CP.
Check if triggers and analysis already exist in your country/align with existing triggers (including other partners’
data). It might be easier to start setting the scene (scenario) before defining your triggers.

Define your scenario


For each scenario describe what happens and what damages and/or losses it causes, then which needs will
appear in consequence of those damages/losses. There should be enough details to transition directly to the
next section which describes the objectives of the plan. The scenario could consider a combination of hazards.
It is proposed to consider best, most likely and worst case scenarios. However it could be enough to look only
at the most likely and worst case scenario. Look at which scenarios have been developed by national/local
authorities and institutions.
Example: Scenario: a medium intensity tropical cyclone affects such and such regions, causing this type of
damage here, here and there. The National Society’ mandate in the National Disaster Management strategy is
to provide support in the areas of such and such. The affected population will face lack of (e.g. potable water).
Add expected number of people or households facing those needs (might be different depending on the type of
needs).

SITUATIONS BEST MOST LIKELY WORST


DESCRIPTION OF THE EVENT - Describe the crisis. Be short and succinct, but include threats, vulnerabilities and assumptions
Triggers/thresholds determining onset of
crisis
Potential duration of crisis (or lead time7)
Description
Geographical areas of concern
Underlying causes
Secondary risk in relation to the scenario
CASUALTY – Determine the numbers which will characterize your different scenarios
Death

7
The time from when a forecast is issued until the occurrence of the event that is forecasted to happen. E.g. a forecast issued on Monday for a storm
to make landfall on Friday has a 4-day lead time.

Contingency plan template February 2021 Page 9 of 23


SITUATIONS BEST MOST LIKELY WORST
Injury/illness
Missing
AFFECTED POPULATION – Determine the number of people affected?
Local
Foreign
Migrants
POTENTIAL IMPACT ON – Which level of impact will characterize your different scenario?
Housing
Properties
Access to food
Livelihood/business
Agriculture
Fisheries
Health infrastructures8
Public infrastructures9
Access to water
OPERATIONAL CONSTRAINTS – What will be the operational constraints for each scenario?
Roads
Bridges
Communications
Power
IMPACTS ON RESPONSE CAPACITIES10 How far could hazards/threats impact National Society ability to respond?
Staff/volunteers availability
Infrastructures impacted
Damage on installations/material
Security matters
Others

8
Also consider health facilities and services operated by the National Society.
9
Any infrastructures which serve the basic needs of the population or could serve as a refuge (shelter).
10
If any work has been done on Business Continuity Planning, link the results here.

Contingency plan template February 2021 Page 10 of 23


RESPONSE STRATEGY AND OPERATIONAL PLAN
Refer to the DEVELOPMENT PHASE steps and actions of the IFRC How to conduct a contingency planning
process document.

National Society current response capacities


Describe National Society capacities: physical (stock, fleet, warehousing, health facilities, ambulance service,
blood bank, etc.), human resources (staff, volunteers), financial, information management, communication.
Outline stock prepositioning strategy for the stock management aspects. Make sure your National Society
response strengths and areas of improvement vis-à-vis your mandate are well identified.
The National Society Preparedness for Effective Response (PER) approach can help review the operational
response capacity of your National Society. The illustration below provides an overview of all areas and
components of the PER mechanism. On the left hand side you will find a subset of components which can be
used to quickly review the operational capacity of the National Society. If the PER process is in progress, it can
still provide a summary of which components are working well and which need improvement, highlighting some
specific strengths and gaps. FbF projects have normally also a capacity strengthening component to get the
National Society “FbF ready”. How this connects to PER and contingency planning is discussed in this
guidance note.

Early action mechanisms


Emergency needs assessment
Continuity of operations during an
emergency
Affected population selection
Emergency Operation Centre
National Society technical sectors:
 Community-based DP and DRR
 Evacuation
 Health in emergency
 First aid
 Water and sanitation
 Food security
 Livelihood security and safety nets
 Search and rescue
 Shelter, household items, settlements
 Management of dead bodies to facilitate their
identification
 Restoring Family Links (RFL)
 Transition to recovery
 Chemical, biological, radiological and nuclear
(CBRN) emergency preparedness
 Community-based health and first aid (CBHFA)

Logistics and transport


Finance and Human resources
IT and telecommunications
Information Management

Contingency plan template February 2021 Page 11 of 23


Response strategy
Objective of the plan
The objective: the National Society will support X number of households affected by the hazard 1 / 2…(or
combination of hazards) in regions Y and Z, by providing this and that over a period of X months.
Ideally your National Society should first detail which scenario has been chosen to develop the operational plan
(the most likely scenario most of the time). Detail here that the objective and plan will be adjusted based on the
outcome of the emergency needs assessment once the hazard has hit.
NB: you can choose a small percentage of the total number of expected affected households and also select
only a few of the expected affected regions. It should match the National Society capacities, not the impact of
the disaster. Otherwise it will be unrealistic, it will not be achieved and it will lead to a great deal of frustration. If
the plan is disseminated outside the Red Cross Red Crescent, it could lead to high expectations which will not
be met by the National Society. Also limit the number of sectors of intervention to what the National Society can
really manage. Here it is really important also to coordinate with other actors in the field and always target the
sectors of intervention where the National Society will bring the best value.
You can define several objectives and sub-objectives but keep them limited to make sure they are realistic and
achievable (maximum three to five).

If the National Society is undergoing and FbF process it will have already identified some the early actions to
prevent or reduce impacts on the vulnerable population and start preparing for an effective response.

Intervention sectors11
Here, the role of the National Society is key, including its capacity (e.g. number of branches/volunteers) but
also the types of services and projects (e.g. ambulance service, health facilities, blood bank) it offers.
Define the main intervention sectors of the National Society with target numbers (as per objectives set above).
Determine as well the cross-cutting issues. You can use a graph or table as it best suits you.
The areas of intervention below are given to guide you in identifying your areas of intervention. This needs to
reflect your current intervention capacities to respond to the particular scenario identified in the analysis phase.

SECTORS OF INTERVENTION MOST LIKELY SCENARIO WORST CASE SCENARIO RESPONSIBLE


Early warning / Early Action
Community early warning Detail capacity/resources used idem
Volunteers’ mobilisation
EOC set-up
…. For each sectors below identify
early actions needed
First response
Search and rescue
First aid
Emergency evacuation
Emergency assessments
Emergency relief aid
Restoring family links
Health facilities
Health community centre
Hospitals

Shelter and household goods/Non-food items (NFIs)
Emergency shelter management
(evacuation centre)
Emergency shelter support (tools, cash and
vouchers assistance)
NFIs
Fuel for dwellings
Build back better technical support
Livelihood and basic needs
Short-term distribution12
Long-term distribution
Development of productive assets
Supplementary/curative feeding, nutrition
Agriculture
11
This table is extracted from Contingency Plan Guideline 2007 – adapted to current activities (from EPoA 2019).
12
Includes food, livestock, cash for work.

Contingency plan template February 2021 Page 12 of 23


SECTORS OF INTERVENTION MOST LIKELY SCENARIO WORST CASE SCENARIO RESPONSIBLE
Nutritional monitoring
Health
Treatment/case management
Community based environmental
management, fogging, source reduction and
larvicide, bed net distributions
Community-based surveillance, border
screening, contact tracing, testing13
Vaccination campaigns
Infection prevention and control
Psychosocial support (PSS)
Risk Communication and Community
Engagement (RCCE)
Dead body management
Water, sanitation and hygiene
Distribution, storage, processing
Distribution of water and hygiene NFIs
Rehabilitation/development of alternative
sources
Sanitation access and use
Disposal of garbage
Personal hygiene
Insect and rodent control

13
Early detection is the key to controlling outbreaks quickly. Surveillance, rapid outbreak investigation and early response all play key roles in limiting
the impact of outbreaks. National Societies can play a significant role in supporting the detection of public health events and ensuring this leads to an
early response.

Contingency plan template February 2021 Page 13 of 23


National Society operational response plan
What are the main activities your National Society will implement to achieve the objective(s)?

The sequencing is aiming to help your National Society not to forget any critical activity depending on timing. You can refer to the same technical sectors as the ones
used to identify your capacities. Refer to the table of vulnerabilities and capacities and suggested list below. Do not forget your logistics, finance, human resources,
Information Management and ICT support. NB: This operational plan should be developed for your most likely and worst case scenario as the response will be
proportional to the intensity of the impact. If the National Society has an EAP for this same hazard it should make sure that the activities of the EAP are also
described in the sequencing and that considerations are given to the resources that are committed to the implementation of the EAP (e.g. volunteers, staff, vehicles ,
etc.).
Your operational plan should be the product of the analysis of the following A well prepared operational plan will serve your National Society to develop its
factors: Emergency Plan of Action for a specific scenario (feeding your resources
 Population needs (and capacities, as mentioned above) mobilization needs). Further guidance is available on National Society guidance
 National Society capacities and expertise for EPoA.
 Intervention of other actors This operational plan, when it is well developed, could also serve as the basis
 Operational constraints (access etc.) of your reporting system, from resources mobilization to final operation
reporting.

ACTIONS TO BE TAKEN
ACTIVITY 1 MONTH TO 3 TARGETS LEAD RESPONSIBLE
EARLY ACTIONS FIRST WEEK UP TO FIRST
OVER 3 MONTHS
(During warning) (24h – 72h to 1 week) MONTH MONTHS

Structure and management


Activity 1 - Activity 2 - …. Timing and early Action 1 Consolidated Name and position of
List all activities to manage and allow actions depend on Action 2 targets to be lead responsible
decision making. type of hazard Detail actions to reach overall reached
activity

Operational planning and support (including subheadings for each technical sector and support unit)
Use headers and activities as per table Branch X, Y, Z
above on National Society intervention National Society HQ,
sectors or use examples from: Department
Emergency Plan of Action template-2019 ICRC – IFRC - PNS

Information and reporting

Resources mobilization
For more information, refer to

Contingency plan template February 2021 Page 14 of 23


ACTIONS TO BE TAKEN
ACTIVITY 1 MONTH TO 3 TARGETS LEAD RESPONSIBLE
EARLY ACTIONS FIRST WEEK UP TO FIRST
OVER 3 MONTHS
(During warning) (24h – 72h to 1 week) MONTH MONTHS

Resource Development Handbook

Surge capacity (national, regional and global, depending on the need)


How your National Society will mobilize
surge capacity. Refer to IFRC
Emergency Response Framework-2017

Movement coordination and humanitarian diplomacy


Principles and rules for Red Cross and
Red Crescent humanitarian assistance

Contingency plan template February 2021 Page 15 of 23


RESOURCES MANAGEMENT
Response plan budget
Use the same headers as in your operational plan (complete the table as necessary), then per activities identified, list the resources you need to implement them.
Depending on your National Society’s normal method of budget monitoring, you can also split some expenses by type. Include all needs (human resources, fleet,
transportation, equipment, IT, material, stocks, storage, etc.). For National Societies with an approved EAP 14 remember that contingency planning activities reflected
in the EAP (that will be implemented under the early action phase) will be funded by the Forecast based Action by the DREF. For the worst case scenario it might be
useful to develop a budget that is adjusted to the IFRC EPoA budget template, to facilitate the DREF or Emergency Appeal request process.

MOST LIKELY SCENARIO WORST CASE SCENARIO


TARGETS
RESOURCES MOBILIZATION RESOURCES MOBILIZATION
EXISTING
ACTIVITY COMMENTS
WORST RESOURCES
MOST BUDGET (LOCAL BUDGET (CHF / BUDGET (LOCAL BUDGET (CHF /
CASE
LIKELY SC. CURRENCY) EUR / USD) CURRENCY) EUR / USD)
SC.

Activity 1
actions
Early

Activity 2        

Activity 1        
First week

Activity 2        

Activity 1        
Up to a
month

Activity 2        

…..
…..

14
Approved here refers to having been reviewed and approved by the Forecast based Action by the DREF Validation Committee.

Contingency plan template February 2021 Page 16 of 23


Human resources management
Drafting this section should be done with the National Society human resources department and/or staff and
volunteers with accurate knowledge.
In this section list staff/volunteers needed for the expected emergency response for this contingency plan
and recent training initiatives that will allow them to perform. This information may be summarized here or if
in more detail, it may be included as an annex to the contingency plan.
Look at mobilization of staff and volunteers (this could also be a specific SOP) and your recruitment
procedures in/for emergencies. Review how you will request for human resource surge support.
When developing a contingency plan, always consider staff health and safety measures. Protecting staff and
volunteers during response in particular has important implications in the preparedness phase. It is essential
to look at the well-being of your staff and volunteers (Psychosocial support (PSS) during and after
emergency time – refer to PSS for staff and volunteers, Volunteering in emergency), protection (Personal
Protective Equipment – PPE - Volunteer protection and safety) and security (refer to Safety and security
management and Volunteers stay safe). The National Society will also look at adequate insurance coverage
for both accident and liability for all staff and volunteers mobilized for the operation (IFRC insurance
guidance). You might need to check the labour laws related to tasks which can be undertaken by volunteers
and under which conditions (e.g. professional training, number of volunteering hours permitted).
It is highly important to have an up-to-date volunteer database including skills and competencies, a code of
conduct, visibility, communication, recognition, feedback, etc. For more information refer to: Psychological
first Aid, Staff and Volunteer Management, The legal framework for volunteering in emergencies.

Finance management
Drafting this section should be done with the National Society finance department and/or staff and volunteers
with accurate knowledge. In an emergency, financial procedures have to be faster than in non-emergency
times. Your National Society needs specific finance SOPs in an emergency to ensure timely finance
resources but also accountable finance reporting.
Describe in a narrative how the National Society undertakes resource mobilization for emergency response.
Your emergency finance management procedures should be added in an annex as SOPs.
Refer to Preparedness plans and budgets and Resource Mobilization.

Supply chain management


Drafting this section should be done with the National Society supply chain/logistics department and/or staff
and volunteers with accurate knowledge. In an emergency, logistics procedures have to be faster than in
non-emergency times. Your National Society needs specific logistics and assets management SOPs in an
emergency.
The response strategy and operational plan should be translated into a list of products (relief items – food,
non-food and medical items-, equipment, vehicles, etc) and services (transportation, storage, importation,
quality certification, etc) that will need to be sourced on time to ensure a successful implementation. A
strategy should be defined in the contingency plan to quickly and efficiently get each of those products and
services. Pre-agreements with suppliers, a strategy to request and accept in-kind donations (nationally and
internationally) and a buffer stock of pre-positioned relief items are key elements to reduce the lead time
required to launch a tender and purchase them.
This might need to be further developed in your SOPs and required preparedness activities like for example
market assessment, definition of product specifications with programme managers, partnerships with other
organisations that could offer logistics capacity. Include stocks and logistics requirements in the annex
including the staff and volunteers required to manage the supply chain and operate the different logistics
activities within it.
For more guidance refer to Logistic Briefing pack or Logistics PER benchmarks.

Contingency plan template February 2021 Page 17 of 23


RESPONSE MANAGEMENT ARRANGEMENTS
Management structure
Overall management
It is important to envisage a back-up role for each position to ensure follow-up and consistency in the
response management. This could be represented by an organogram and a table to define roles and
responsibilities. It is important to highlight decision-making and the reporting line (which could be further
defined in your communication section).
NB: Your response management structure could be different from your non-response structure.
This section might already be in the EOC functioning manual. If this is the case, the National Society needs
only write here “refer to section XYZ of the EOC functioning manual” rather than repeating it in the
contingency plan.
In your role and responsibilities table, it is advisable to add a column on key competencies and skills for the
position to ensure the person in charge of a specific task has the skills and abilities to conduct his/her duties.
NAME DESCRIPTION OF THE ROLE AND COMPETENCIES AND BACK-UP
RESPONSIBILITIES SKILLS RESPONSIBLE
Head of operation
Mrs XXX  Ensure the overall running of the Leadership, communication Mr YYY
operation skills…
 Coordinate deployment of emergency
response units…
DM coordinator

Health coordinator

 Ensure that all levels of staff/volunteers have been incorporated in the table: at headquarters,
subsidiaries and local response teams.
 Ensure the role of sectors/departments’ managers (health, WASH…) within the EOC is clear.
 Ensure there is alignment with the EAP section on Early Action implementation process.
 Ensure that support areas (resource mobilization, communication, finance, security, volunteering,
etc.) have roles and responsibilities assigned to staff/volunteers.
 Include replacement and level of authority per staff/volunteers assigned.
 Ensure participation and coordination with government-led EOCs.

Emergency Operation Centre


Describe the EOC organization in narrative. Highlight important information such as, but not limited to, the
following:
1. Physical location: Indicate the specific location of the EOC, including detailed address and preferably
with map location.
2. Contact information: Indicate the contact details and other relevant information for the key personnel
listed at the EOC.
NB:
 Your EOC should not be exposed to hazard and should be accessible to all key/authorized response
staff/volunteers
 Usually the EOC is operational 24h/7days – so you need to consider shifting staff/volunteers
(organizing human resource shifts to cover positions 24/7 and/or relocating to a secondary/backup
location). This should be included in your EOC Standard Operating Procedures- SOPs).
For more information please refer to EOC Manual, Organization and Functioning, 2008 and EOC PER
benchmarks.

Contingency plan template February 2021 Page 18 of 23


Activation of the plan and communication
Activation of the plan
Explain what will trigger the activation of early warning activities and the early actions (before the crisis hits),
and what will trigger the activation of the response activities. Be precise! NB: here your triggers could be
different from your scenario triggers and thresholds.
Also discuss who, among the National Society staff, is responsible for officially declaring that the CP is
activated and will give the instructions for implementation to the operational teams. This could be
represented in a flowchart or in a table, depending what best suits your National Society.
Example (change as appropriate):
The activation of the response mechanism will happen on the following alerts:
 Institutional emergency declaration (issued by the National Society)
 Alert or emergency declaration from the government (as per your National Disaster Management
System)
 Local emergency declaration

Communication
Develop a communication flowchart and process (with explanations) including communication holder name
and contact.
Under this section the planner should draw a flowchart of the communication line from the team deployed in
the field to the branch operation centre and then up to the national headquarters/Emergency Operation
Centre15. This could also go into your SOPs. The flowchart should include time period and applicable
response tools. Write a narrative to further describe the important components of the flowchart.
Describe how contact with the media and any external communication (with targeted communities, local
authorities, donors and humanitarian and non-humanitarian actors) will be handled. The National Society
should identify an individual and/or a team to be in charge of sharing information with media/external actors.
This person/these persons should have the necessary expertise to handle this communication. In addition,
standard messages or talking points could be developed, and training provided to key team members on
how to communicate these points effectively. This might include SOPs on communication (internal and
external) for staff and volunteers.
You can look at your communication strategy including:
 Reputational risk
 Working with the media for external communication
 Key messages for external audiences
 Bank of key contacts and working relationships with media houses.
To develop key messages related to specific hazards you can look at https://whatnow.preparecenter.org
platform.
In addition, look at your Risk Communication and Community Engagement (RCCE) or Community
Engagement and Accountability (CEA) strategy with:
 RCCE
 Working with the media to support RCCE
 Managing and responding to community feedback including rumours, stakeholder engagement

Coordination
This section should be put together with Movement partners (for internal) and other partners (for external)
with the role of each clearly stated. Refer to your national/regional IASC cluster system for external
coordination matters.

Internal – within Red Cross Red Crescent Movement


In this section, your National Society will work on its coordination arrangements within the Movement.
How does the National Society coordinate with its Red Cross Red Crescent partners to receive international
support for disaster management? How does it mobilize surge capacities?
Additionally, if the hazard/scenario requires new agreements for the coordination structures, this should be
outlined and addressed later in the implementation phase of the CP process.
15
This could take different names depending on your National Society structure.

Contingency plan template February 2021 Page 19 of 23


Refer to the key coordination documents and approaches Principles and rules for Red Cross and Red
Crescent Humanitarian Assistance, Emergency Response Framework, SMCC16 Initiative, Coordination with
the Movement and Activation of regional and international support.

External – outside Red Cross Red Crescent Movement


In this section, your National Society will work on its coordination mechanisms with external partners.
List the coordination mechanisms your National Society is involved in to coordinate the implementation of
your plan with the other actors (like national task forces etc.) and the list of pre-disaster agreements your
National Society might have with key partners such as government (local/national), some UN agencies or
NGOs, private sector, technical experts, e.g. technical laboratories.
Refer to Coordination with authorities, Coordination with External Agencies and NGOs, Civil Military
Relations, Coordination with local community level responders, Cooperation with private sector, Legal issues
related to partnering with external humanitarian actors 17.

PARTNERS GEOGRAPHICAL AREA INTERVENTION SECTOR


OF INTERVENTION

Security
Define your National Society security and safety measures for the pre-set scenario. Outline any specific
security measures to be put in place and taken into consideration (for safety of staff and volunteers when
implementing this plan). If necessary, explain how you will ensure safety for the targeted population and
community members.
Describe how you will inform staff/volunteers about safety and security measures (this could be part of your
security SOPs).
Link with your BCP plan and incident report. Refer to BCP guidelines, ICRC, Safer Access, a guide for all
National Societies, 2013, Safety and security management , ICRC, Safe Access: An Introduction, 2014 and
ICRC, Safer Access in my daily work, 2017.

Reporting and monitoring


Define existing mechanisms which will ensure that the National Society monitors, assesses and reports what
will be achieved in response time, but also reports on your preparedness for institutional readiness (your CP
process preparedness activities – refer to the IMPLEMENTATION PHASE of the IFRC How to conduct a
contingency planning process document.
Defining your reporting requirements (templates) concerning response will save your National Society a
great deal of time. It is important your National Society staff and volunteers know what these reporting
requirements are, so they can collect the right information in a timely manner. As part of your SOP develop
and/or harmonize your reporting formats. An example of a format can be found by following this link
Emergency Plan of Action format and there is more guidance on reporting on this link: Emergency Appeal -
EPoA & reporting guidance. You can also refer to Operations Monitoring, Evaluations and Learning PER
benchmarks.
Similarly defining guidelines and working norms for response time in advance will increase your National
Society accountability and ease the work of your staff and volunteers. General and more specific guidance is
found on the following web links:
 SPHERE standards - 2018
 Quality & accountability for Project Management
 Minimum standards for protection gender and inclusion in emergencies (PGI)
 Green Response Approach

Do not forget accountability to targeted communities – use the Community Engagement and Accountability
approach. Feedback Starter kit - CEA and ICRC, Accountability to Affected People Institutional framework,
2019.
16
SMCC: Strengthening Movement Coordination and Cooperation.
17
To access this link, you need to log in on FedNet (and/or create an account).

Contingency plan template February 2021 Page 20 of 23


Validating, sharing and reviewing
Refer to the REVIEW PHASE steps and related tools in Annex 3 of the IFRC How to conduct a contingency
planning process document.
This is often forgotten in a National Society contingency plan, but the validation, sharing and review
processes need to be clarified to allow the plan to be applicable. This allows in-country and international
partners to better respond to the National Society needs for support and respect National Society
sovereignty.
The validation, sharing and reviewing process is particularly important with the branch level to ensure
headquarters and branches are well connected with each other in response time.

VALIDATION REVIEWING SHARING


 Explicitly illustrate the manner  Agree on how frequent the  Define with whom the CP
or approval system for this contingency plan should be should be shared (internally,
contingency plan (who should reviewed, tested and branches, HQ, Movement
review, who should updated. and external partners).
approve…)  If yearly hazards (monsoon,  Determine who is allowed
 Include simulations and table drought) establish yearly and responsible to share the
top exercises as possible revision process. CP.
process.  Set regular discussions and
 If it is a branch level CP, sharing meetings if
ensure HQ approves the plan. necessary.

Contingency plan template February 2021 Page 21 of 23


ANNEXES
Contact list
The contact list must be updated on a regular basis (every trimester at least)

NATIONAL SOCIETY FOCAL POINT TEAM MEMBERS BACK-UP FOCAL POINT


UNIT/DEPARTMENT (INCLUDE PHONE NUMBERS)
Disaster response area of Name: Name:
responsibility E-mail: E-mail:
Example: Office phone number: Office phone number:
Emergency response focal point Mobile phone number: Mobile phone number:

Standard Operating Procedures


The following is a proposed format for Standard Operating Procedures.

Date: Valid until: To be reviewed: By:


Date:
Purpose Roles, responsibilities, activities and tasks needed to mobilize volunteers in
the event of an emergency response: assessment
Responsible officers

Responsible unit

Trigger for activation of


SOP
Safety and security Describe issues that may arise and include measures to ensure safety and By:
security of personnel and equipment
Date:
Operational activities Detail the actions to be taken in each phase of response: X 
 Be precise
and tasks X 
 Be short
 Articulate in chronological order X 
X 

The following is a list of the main type of protocols to be developed (if not already existing) and/or
updated/adapted as needed. This is followed by a key protocols list to support your contingency plan
implementation.

MAIN TYPE OF PROTOCOL AIM CHECK WHEN


READY

Response management and Within the National Society, determine the management and decision- 
decision-making making model for the emergency.

Roles and responsibilities Identify the principal tasks and responsibilities of the key people and
within the National Society. areas within the National Society

Operational coordination Under the leadership of the National Society, determine zones and areas
for intervention for the different members of the Movement

Donor relations Determine the division of roles and leadership among the National
Society, PNS, Secretariat and ICRC relating to external donors such as
ECHO, USAID, etc.

Contingency plan template February 2021 Page 22 of 23


This list is to serve as an example only. Your National Society should list its protocols necessary to respond
that fits their working context.

EXAMPLES OF KEY AIM CHECK


PROTOCOLS WHEN READY

Declaration of level of alert Following established indicators, declare the different institutional alert 
levels and define the steps to follow with the people responsible.

Activation of response Carry out the strategic, political or high level decision-making process which 
determines urgent measures for resolving the needs generated by the
disaster.

Activation of the contingency Implement the actions in the contingency plan, making and directing
plan decisions at all levels of the response.

Activation of Emergency Establish an EOC where all the information should converge to ensure
Operation Centre informed decision-making and coordination.

Carry out an evaluation Define the steps, tasks, objectives, and responsibilities for the Damage
(ENA/DANA) Assessment and Needs Analysis.

Volunteers and staff Define how and who is responsible to mobilize/manage staff and
mobilization/management volunteers.

Chain of command and Structure the chain of command according to levels of alert and define the
responsibilities roles and responsibilities of the executive and operative officers.

Security management Define indicators to determine security levels according to the risks and
detail the steps and measures to be taken according to the established
security level.

Activation of special Facilitate the administrative support for the priority intervention sectors
procedures (finance/ logistics) required for an appropriate, effective, and efficient response.

Information Management and Determine which information should be shared, when, with whom, key
media messages for media, reporting format. etc.

Contingency plan template February 2021 Page 23 of 23

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