The Organisation of Command
As we know, politics and the study of political regimes is concerned with the exercise
of power, irrespective of why and how that power is exercised. We use the term state
to denote the existence of political power within a given territory. Long time back
Harold J. Laski, a noted British political scientist, has defined state as consisting of a
“relatively small number of persons who issue and execute orders, which affect a larger
number in whom they are themselves included: it is of the essence of character, that
within its allotted territory, all citizens are legally bound by those orders.”
Thus the state, as an association, is different from other associations in its purposes,
which are far wider and encompassing in scope than other associations, which is all-
inclusive and has awesome powers over the various components of the society. While
in a society one can move from one association to another or get out of it, it is extremely
difficult to get out of the state that one belongs to and most important, the state has the
monopoly of power and coercive force to secure compliance to its decisions, but at the
same time must secure the loyalty of the majority of its citizens to comply with its
citizens. As long as the majority of its citizens comply, the state can function with a
minimum use of force, but if the majority do not comply, then the state cannot even
exist.
The Formal Organs of Command
Despite their differences, all political regimes have similar formal command structure,
the executive branch is at the top, administration or bureaucracy subordinates it: the
legislature makes laws; and the judiciary applies the laws and settles disputes about the
law. They are also similar in the way that their relationships are arranged by a
Constitution—a written (in some cases unwritten also) set of rules that prescribes the
limits of power, the manner in which power will be used, and the responsibilities and
freedom of the citizens.
The Governing Elite
The study of command structure and the institutions and agencies operating within it is
not limited only to those officially appointed or elected. In many political regimes, the
decision makers, the officials are also part of the governing elite, which, “generally
consists of people with greater income or knowledge and skills, or status and political
influence, including those who occupy decision-making positions.” Industrial leaders,
managers, intellectuals, political leaders, religious leaders, representatives of major
interests and other groups and associations, doctors, lawyers, engineers—they all make
up elite. It must be remembered that in the study of political regimes, we always try to
link the command structure—the government with the elite.
19.4 TYPES OF POLITICAL REGIMES
Political regimes in modern times can be classified as: democratic regimes, totalitarian
regimes and authoritarian regimes.
52
19.4.1 Democratic Regimes
In a democratic society individuals are assumed to be free. Clearly defined and demarcated
“limitations” and “responsibilities” are the two key features to recount the essence of
a democratic regime. Limitations, both procedural (the manner in which the political
power is exercised) and substantial (rights, liberties, various structures etc.) serve as
checks on the powers and authority of the state. While limitations negate the state to
interfere in the activities of the individuals, responsibility demands certain definite and
positive actions on the part of the state and its involvement in various activities with a
view to further individuals’ well-being. All democratic regimes have a Constitution—
short or detailed, written or conventions-based. The Constitution establishes in various
ways the responsibility and accountability of the public functionaries to the citizens. It
clearly spells out the limitations and responsibility of the individuals’ rights, organisation
and structure of government, specific roles and powers which are assigned to the three
major organs of the government: executive, legislature and judiciary. Some Constitutions
make a mention of political parties, army and other consultative bodies too.
The nature of executive in a democracy can be either a presidential or parliamentary or
it may be a combination of the two. In a parliamentary form of democracy, legislature
enjoys supreme power to make laws, control the finances, and make appointment and
dismissal of the head of the government (Prime Minister and his Ministers). However,
in practice, the cabinet and the PM (and bureaucratic agencies) have emerged as quasi
–independent policy making bodies. The parliamentary regime is cabinet government,
whereby the leadership of the majority and its leader (Prime Minister) commands supreme
political power. The cabinet has acquired the totality of the executive power. The
cabinet also qualifies for the accountability, but for that the following five conditions
must be fulfilled as prescribed by Macridis.
1) The political parties must be well-disciplined; their members in Parliament must
vote as one. Cross-voting should be the exception.
2) The parties must be few in number, ideally only two. Parliamentary regimes with
more than two political parties cannot provide for a strong and stable cabinet
government since there will be no clear majority to support it.
3) The right of dissolution of parliament and holding a new election is explicitly and
unequivocally given to the Prime Minister with no strings attached.
4) It is generally expected that the winning party will have a majority and not a mere
plurality of the popular vote. If over a period of time a mere voters’ plurality is
translated into a comfortable parliamentary majority, the strength of the command
structure may become weakened. People will dispute its right to act as if it represented
the majority. This has been the case, increasingly, both in England and in the
Federal Republic of Germany.
5) Finally it is expected that neither one of the major parties will retain a majority over
a long period of time. In most parliamentary regimes the major parties, or party
blocs, alternate in office.
53
In the Presidential types of democracy the president is the head of the state as well as
the government. The Constitution of the US (the most notable example of Presidential
system of democracy), mentions the President of USA as the Commander-in-chief,
foreign policy negotiator, manager-in-Chief, party leader, spokesman of the public interest,
and broker of ideas and policies in the civil society. The President heads the
executive branch whith his own office, and is arranged by a personal staff, the White
office.
The nature and patterns of political regime in France (Fifth Republic, 1958) can be
described as semi-presidential and semi parliamentary regime. The French
president holds the supreme executive power in reality. Also there is a cabinet led by
him who conducts the policy of the nation and is responsible for it before the
parliament.
Participation and elections, two very fundamental premises of democracy, give the
people at large the instruments to determine the major policy guidelines and choose
their representatives accordingly; and enable to evaluate/judge, and on the basis of
performance of their representatives, decide whether to vote for them or not in the
general elections. General public participate in the state activities only by means of
letter-writing to the government or to the press, forming clubs, and voting in the elections.
A political party on the other hand is an association that activates and mobilises the
people; represents their interests, and provides a ground for a political leadership. The
functions of all political parties in the democratic regime have been summed up by
Macridis in the following manner:
1) They represent the views of societal groups and forces and organise and structure
participation and representation.
2) They advocate policies. Policies are embodied in the party programme, fora, or
manifesto
3) Democratic parties have concrete and often limited objectives as opposed to the
populist or utopian parties, which advocate a radical transformation of the society.
At the most, democratic parties aim to reform, not to transform.
4) In their activities, they tried to both belies the citizenry and to aggregate interests
and demands.
5) Most democratic parties aim at capturing and controlling the government, but in a
number of democratising regimes this is never possible because they can never win
the required majority. It is only by forming coalitions with parties they are able to
participate in the government or influence it directly.
6) They provide training for future leaders; they recruit men and women who are
interested in politics and can rise to positions of leadership.
In all democratic regimes the citizens have several rights and interests. In fact no other
feature than the presence of citizens’ rights and interests, distinguishes the democratic
regimes from the non-democratic ones.
54
19.4.2 Totalitarian Regimes
The essence of totalitarian regimes lies in the ideology. Ideology offers a set of
comprehensive propositions about the problems of society. General public is tightly
organised in the name of the ideology, with the goal of disseminating it and imposing
it. All totalitarian regimes are based on the single-party system. The totalitarian regimes
can be classified as the communist totalitarian regimes like erstwhile Soviet Union, and
other Eastern European countries and the Balkans (except Greece), Cuba, Vietnam,
Mongolia, Ethiopia, Angola and Mozambique, Nicaragua, etc. and the non-communist
totalitarian regimes like Nazi Germany and Fascist Italy.
Totalitarian and authoritarian regimes share many common characteristics. In both
authoritarian and totalitarian regimes political power is concentrated and the command
structure is not subject to the limitations and rules of responsibility that we find in
democratic regimes, the political leadership manipulates and controls consent, very little
or no attention is paid to the individual rights—usage of various methods to subordinate
and control interests and interests association, utilisation of force (police and other para-
military force) to ensure the control of public media.
Despite the above similarities some differences should also be understood between the
totalitarian and authoritarian regimes. Firstly, in totalitarian regimes the leadership
develops new institutions to bring societal forces under their control like economy, the
family, churches, universities and schools, and other cultural associations. In authoritarian
regimes, though controls and restrictions are also imposed, they hardly attempt to reshape
and restructure the society and the individual actors.
Secondly, the totalitarian governments tend to be highly ideological in the goals they
set forth, while authoritarian regimes do not develop the same all-encompassing official
ideology. With the use of ideology and the party, the totalitarian regime strives to
organise consent and to develop a broad consensus. A positive communication network
is built with people at large. Authoritative states do not attempt to build a consensus.
The emphasis is laid on obedience.
Thirdly, though both authoritarian and totalitarian regimes endeavour to institutionalise
the political organisations, totalitarian regimes often succeed in legitimising the authority.
Since institutionalisation is related to the levels of modernisation, authoritative states are
backward in the society and the economy than the totalitarian states.
19.4.3 Authoritarian Regimes
Nearly half of the political regimes in the world are based on authoritarianism. They can
be classified as personal regimes (Saudi Arabia), single-party regimes or outright personal
tyrannies, states and bureaucratic and military regimes. Before going into the nature of
the authoritarian regimes, let us first try to find out some causes as to why a society gets
transformed into an authoritarian regime.
Firstly, authoritarianism can be related to the nature of formation of a nation-state.
Sometimes, centralised control and repressive mechanisms tend to evolve with the view
55
to deal with the dissidents-ethnic, regional economic tribal and religious groups. In
some states, especially when they are insecure or weak, the rulers of the day show a
tendency to get authoritarian of course in the name of acquiring strength to deal with
the external forces and provide security to the nation.
Secondly the particular political culture of the country too plays a role in the emergence
of authoritarianism. Macridis opines that authoritarianism has developed in countries
where there has been the absence of the following values:
i) Where there is a highly unbalanced relationship between the civil society and the
state.
ii) Where the middle classes are weak and unable to form associational representative
parties or networks that limit the state.
iii) Where there is a hidden or inherent tendency toward statism or, to put the same idea
negatively, where restraints against the state are few and weak.
Thirdly, authoritarian regimes emerge when fast economic modernisation takes place. In
the process of modernisation, the traditional patterns of economic and social life get
disturbed and the aspirations and demands of the people are also heightened. Authoritarian
rule is often looked-for in order to curb social conflicts and tensions.
Features of Authoritarian Regimes
The following, according to Amos Perlmutter, are some of the important characteristics
of the authoritarian regimes.
1) The military is highly significant and influential in such states.
2) The level of popular participation is very low.
3) Rights especially political rights are either non-existent or nominal.
4) There is normally absence of any ideology to mobilise the masses.
5) While trying to subordinate societal and interest groups, authoritarian regimes do
not undertake restructuring of the society.
Types of the Authoritarian Regimes
There are four types of authoritarian regimes: (A) Tyrannies, (B) Dynastic regimes,
(C) Military regimes, and (D) Single-party regimes.
i) Tyrannies
In tyrannies, the political power is acquired and wielded by a tyrant in a personal and
absolute manner. The instruments of coercion are carefully developed through the police
and the army, to include prevention, repression and surveillance and intimidation. Though
usual services like maintenance of law and order, public health, transportation etc are
delivered in such regimes, the status of the army gets reduced as the personal guards
of the tyrant. In some cases, his guard consists of relatives or, more likely associates
56
who owe allegiance. Thus the tyrant is associated by such organisations as the army,
police, the intelligence services who later develop their own practices and become
somewhat autonomous in their functioning. Some political regimes in Latin America
and Africa since World War II, like Batista in Cuba, Somoza in Nicaragua, “Papa Doc”
Duvalier in Haiti, Emperor Bokassa in Central Africa, Idi Amin Dada in Uganda are
some of the examples of this type of political regime.
ii) Dynastic regimes
Dynastic regimes are different both from the monarchies and the tyrannies in the sense
that power is not acquired on the basis of force. In dynastic regimes political power is
shared by the king’s family. The Sultan of Brunei, after achieving independence, appointed
his family member to various posts. In dynastic regimes the power of the king is
tempered by immemorial customs, conventions, understandings and religious standards.
There is no distinction between the wealth of kingdom and the personal wealth of the
king. In other words, the wealth of the nation is the whim of the king. Another feature
of the dynastic ruler is the lack of people’s participation and representative institutions.
There are some countries like Morocco, which have evolved some form of parliamentary
government with the king actually manipulating the legislature and other bodies dealing
with decision-making. The dynastic kingdoms represent a peculiar combination of
traditionalism and wealth. But a change in the traditional values or a sudden fall in
income may destroy the source that gives dynastic rulers their support. Some
traditional Dynastic regimes like Nepal are in recent times turning into constitutional
monarchies.
iii) Military Regimes
Military government is the most common form of contemporary authoritarianism. The
reasons for military intervention into politics are two fold: Firstly, a strong and genuine
affinity between the officer corps, the governing elite, and the public at large about the
political norms, values and institutions of the political regime. The acceptance of civilian
rule and its institutions is internalised in the officer corps. Army intervention is considered
improper and unacceptable by everybody concerned: the government, the people, and,
most importantly, the officers themselves. Secondly, civilian governance has developed
roots that are so deep and legitimised that the prospects of a successful army intervention
appears very dim even to those among the military who may entertain the thought of
a military takeover (Roy C. Macridis, p.226). Especially in the developing countries
military intervention takes place in special circumstances like breakdown of political
process, counter-revolution, military aid, breakdown in succession.
Military rule can be either direct or indirect through military control, arbitration and
veto. Indirect military control ranging from arbitration to army veto is prevalent in some
pseudo-democratic countries where despite the constitution, regular elections, democratic
power structures, and other democratic processes, the military dictator controls and
influences the decision-making process. In this category of political regimes can be
mentioned countries like Argentina, Brazil, Peru, Bolivia, Uruguay, Guatemala, Colombia
etc.
57
iv) Single-Party Authoritarian Regime
Single party authoritarian regimes whether military or civilian exist in Syria, Iraq (before
the US military attack leading to Gulf War II in April 2003), Tunisia, Tanzania, Egypt,
Kenya and Mexico, where there is a rule of dominant party. In such regimes the single
political party is the only one of the organisations the regime establishes or allows in
order to maintain its rule and gain supports. Single parties are just support agencies to
the government. They provide only limited channels of popular participation; they are
manipulated by the power-holders to provide a countervailing force against other groups
or potential centres of power; after a period of flow, usually associated with a mobilising
phase to achieve national independence. Such regimes have failed to institutionalise
themselves in contrast to single parties in totalitarian regimes.
19.5 EVALUATION OF POLITICAL REGIMES
Thus we have seen that modern political regimes can be classified into three main
categories for the purpose of understanding and analysis: democratic regimes, authoritarian
and totalitarian regimes. On the basis of the above can be drawn some conclusions
regarding the strength and weaknesses of particular regimes. Firstly let us talk about
which regime is more durable and stable. There is nothing to affirm that democratic
regimes last longer than the authoritarian or totalitarian regimes. The communist
totalitarian regimes and authoritarian regimes show discernible durability. The Soviet
Union continued in existence for almost seventy years before it collapsed in early
1990s. China and Cuba are other examples to substantiate the above point. The period
of existence of the totalitarian regimes is much longer than that of some of the democratic
regimes like German Weimar Republic (12 years), Portugal or Spain (10-12 years). The
history of Algeria and Mexico also establish the durability of the authoritarian regimes,
but sooner or later they all eventually collapse.
Second issue is related to the question of adaptability. Every regime, like all other
institutions, must adapt itself to new realities of the society and make use of the openings.
Democratic regimes are found to be more adaptable as compared to the other two types.
Totalitarian and authoritarian regimes are less adaptable to the new conditions and
circumstances as both of them have a system of concentrated power-structure,
homogeneous and cohesive political power, and rigid official ideology.
Third parameter of comparison and evaluation can be the process of legitimisation in
a particular regime. Legitimisation means acceptance by the governed of the authority
of those who govern. It involves the process of participation, socialisation, representation,
political parties, and elections. The level of legitimisation is higher in the democratic
regime than the other two. In authoritarian regimes legitimisation is distorted as there
are uncertain consent and support. In such regimes, sole emphasis is on maintaining law
and order and hence no alternative voice is allowed. In totalitarian regimes, legitimisation
is the product of an ideology—communist or fascist. Roy C. Macridis says, “But we
have no way of testing legitimacy in totalitarian and authoritarian regimes except when
they collapse. If they do not, compliance should not be presumed to indicate acceptance
and legitimacy”.
58
Maintenance of civil order is another parameter of evaluation. Totalitarian and
authoritarian regimes perform far better than democracies in maintaining law and order.
In countries like Egypt and Algeria, or Chile either there are no strikes, demonstrations
etc or they are peaceful. In democracies, though demonstrations are peaceful, yet often
they resort to violence. Thus, as Macridis says, “authoritarian/ totalitarian regimes seem
to bask in the serenity of an orderly society while democracies seem to be constantly
on the brink of anarchy”. However, if we go in deeper analysis it is observed that while
in the democratic regimes there is more organised and collective violence, in authoritarian
or totalitarian regimes there is far more public violence in the form of coercive and
repressive practices by the state and its apparatus. It is worth recalling views of Harry
Eckstein, who argues, “But the persistent coercive repression of large social collectivities
surely denotes political failure of some sort; if it is reasonable to expect polities to
reduce private conflict, it is also reasonable to expect them not merely to displace it onto
the public level”.
The extent to which the governmental agencies reach the societal forces is another
consideration for evaluation. In democracies, the societal forces maintain their autonomy
and independence of thought and action. In totalitarian communist governments and
also in a number of authoritarian regimes, the economy, cultural and religious associations
are immune to governmental penetration. The democratic regimes are more responsive
to the demands of the public than the authoritarian and totalitarian ones and hence they
get greater support from the public.
19.6 POLITICAL REGIMES: SIMILARITIES AND
DISSIMILARITIES
There are points of convergence and divergence in the modern political regimes. Firstly,
in all three, the role and position of legislature has been incapacitated. Legislations are
enacted mainly on the initiative of the executive. The executive solely controls the
army, budget, and foreign policy. While in democracies it is just a platform for debates
and discussion, in the authoritarian and totalitarian regimes, even this role is missing.
Secondly, there has been a growth in the role, power and position of the executive in
all types of political regimes. The executive branch has grown in number and its scope
of activity has expanded. Thirdly, states in all regimes have become welfare states with
increasing role and intervention in the individual’s life. However there can be difference
in degrees. Fourthly, the role and influence of the military has grown, including the
democracies.
The differences between the democratic and authoritarian or totalitarian regimes lie in
the style in which the relationship between the society and state is structured. In
communist totalitarian states, the emphasis was on engaging societal forces into the
state and makes them conform. In democracies, the emphasis is always on separating
society from state. Coming to specific differences in matters of institutional trends we
find that in all democratic countries (whether unitary or federal) there is decentralisation
of decision making. Local and regional autonomy is emphasised. In those states where
the economy is nationalised, there is devolution of powers to the provincial units and
59