Chapter III
Chapter III
Chapter Three
Embankment Dam Engineering
2.1. Introduction
Embankment dams are built of soil or rock‐fill or both. As soil and rock‐fill are non‐rigid
materials, the embankment dams are called non‐rigid dams. The embankment dams are
broadly classified as:
1. Earth dams (mainly constructed from earth or soil)
2. Rock fill dams (mainly constructed from rock fill or pieces of rocks)
3. Composite dams (these are constructed from both soil and rock fill )
Earth dams can be constructed on almost all type of foundations, provided suitable
measures are taken. They are more suitable than gravity dams if strong foundation at a
reasonable depth is not available at the site for the construction of gravity dams. It is
cheaper than gravity dams if the soil in abundant quantity is available near the site. Rock
fill dams require somewhat stronger foundation as compared to earth dams, but need not
to be strong as gravity dams.
2.2.1 Classification of Earth Dams
Earth dams can be divided into the three types based on the selection of the materials:
A. Homogenous Earth dams: usually composed only one material which is either
semi‐ impervious or impervious to limit seepage.
Modified Homogenous section: as pure homogenous section has the problem of sliding
and piping, the base is quite wide. Hence, it is usual practice to include an internal
drainage system in the form of horizontal drainage blanket, rock toe or a combination.
The internal drainage system keeps the phreatic line (saturation line) with in the body of the
dam and reduces the pore water pressure.
Figure 2.2.1: ‐ Earth Dams (a) homogenous section (b) with horizontal drainage blanket
B. Zoned earth dam: ‐ it composes more than one type of soil. It has a central
and (C) with rock toe
impervious core flanked by shells of pervious material u/s and d/s side. A
transition filter is usually required b/n core and shell to prevent piping.
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The central core is used to check seepage and is constructed from clay, silty clay
or clayey silt. The pervious shell is used for stability and is constructed from sand,
gravel, or mixture of these. The transition filter is used to prevent the migration of
materials from the core to the shell. The d/s transition filter is useful during steady
seepage conditions and the u/s filter is useful during sudden drawdown
conditions.
surrounded by pervious shell. The difference b/n zoned and diaphragm dam is the
thickness of the core. If the thickness of the core at any elevation is less than the
height of the embankment above that elevation, the dam is generally considered to
be diaphragm type.
Selection of the optimum type of embankments for a specific location is determined
largely by the nature and availability of different fill materials in sufficient quantity.
2.2.2 Cause of Failures of Embankment Dams
Embankment dams, may fail due to improper design, faulty constructions, lack of
maintenance, etc. Generally, causes of failure are grouped into three classes: Hydraulic
failure, Seepage failure, and Structural failure.
a Hydraulic failures: About 40% of earth dam failures have been attributed to these
b. Piping through the foundation: ‐ it occurs when the rate pressure drop resulting
v. Presence of roots
from seepage through the foundation exceeds the resistance of the soil particles.
The particle tends to move and piping occurs due to removal of the finer
particles from the region just downstream of the toe of the embankment. It
occurs when there are pockets of loose soil in the foundation.
c. Conduit Leakage: ‐ cracks may develop in conduits provided for outlet due to
Figure 2‐2.3: Piping failure through the dam and foundation
d. Sloughing of d/s toe: ‐ sloughing is the process in which the soil mass fails
foundation settlement. Hence leakage may occur through this crack.
down after saturation. It occurs under reservoir full condition when the d/s
portion of the dam becomes saturated and continuously remains in the same
state, causing softening and weakening of the soil mass. It usually occurs when
Structural failure: ‐ about 25% of the dam failures have been attributed to structural
the phreatic line cuts the d/s dam face.
c
failures. Structural failures are generally caused by shear failures, causing slides. It
includes the following:
I. Slides in embankment II. Foundation slides
III. Liquefaction soil IV. Failures by spreading
V. Failures due to earthquakes VI. Holes caused by animals
2.2.3 Earth Dam Design features
The preliminary section of an earth dam should be selected to prevent failures that can be
caused by Hydraulic, Seepage and Structural. If it fails by one of them, the section should
be revised.
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Figure 2.2.4: ‐Definition Sketch for wind Setup (S) and fetch length (F)
3. U/S and D/S slopes of the dam: ‐ The slopes depend on the type of the material,
foundation condition, height of the dam, and others. There is general rule for
slopes but stability determines its final value.
Table 2‐1: ‐Tentative value of slopes recommended by Terzaghi for preliminary section
4. Core thickness: ‐ The thickness of the core should be enough to keep the phreatic
Zoned Section Sand or gravel shells with RCC core 2.5:1 2:1
line within it. It may have a top width of not less than 4m for easy of construction.
The side slopes of the core in any case should not be greater than (x‐0.5:1) on the
upstream and (y‐0.5:1) on the downstream, where x: 1 is the upstream slope of the
shell and y: 1 is the d/s slope of the shell. The minimum u/s and d/s slopes of the
5. Foundation seepage control: ‐ seepage flows and pressure within the foundation
core are usually 1.5:1 and 1:1 respectively.
6. Downstream Drainage: ‐ it is required for all types of earth dams. The drainage
off is sufficient to effect the required degree of control
system consists of materials more pervious than the embankment material so that
the water seeping through the embankment is easily drained out. The type of
drainage systems includes the following: a) Drainage of the dam
i. Horizontal drainage blanket
ii. Rock toe
iii. Chimney drain
b) Drainage of the foundation
i. Toe drain
ii. Relief walls iii. Vertical sand drains
7. Upstream face protection: several options are available for protection of the
upstream face against wave erosion, ranging from traditional stone pitching with
grouted joints through concrete facing slabs to the use of concrete block work,
rock armoring and riprap.
The amount of seepage can be easily computed from the flow net, which consists of two
sets of curves, known as ‘Equipotential line’ and ‘stream lines’, mutually perpendicular
to each other. For homogeneous embankments dam, discharge per unit width (q) of the
dam passing through a flow net is described as:
q = k *H * N f / Nd
Where: H is the head differential.
Nf is number of stream lines.
Nd id number of equipotential lines
2.2.4 Determination of Phreatic Lines
It is absolutely essential to determine the position of the phreatic line, as its position will
enable to determine the following:
i. The divide line between the dry (or moist) and submerged soil.
ii. The top stream line and hence, helps us in drawing the flow net.
iii. To ensure that the phreatic line doesn’t cut the downstream face of the dam,
which is extremely necessary for preventing softening of the dam.
A. Homogeneous dam section with horizontal filter
It has been found that the seepage line is pushed down by the filter and it is very nearly
parabolic except near its junction with u/s face. Since the u/s face of the dam (i.e. GB)
becomes an equipotential line when fully covered with water, the seepage line shall be
perpendicular to the face near its junction point B.
Figure 2.2.6 phreatic line for homogenous dam section with horizontal filter
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The center point (C) of FD will then be the vertex of the parabola. From equation (a):
when x = 0, y= S. Hence the vertical ordinate FJ at F will be equal to S. Knowing the
points A, C, and J and working out a few more points from the equation, the parabola can
be easily drawn and corrected for the curve BI, so as to get the seepage line BIJC. The
surface FC at which the seepage flow emerges is known as the discharge face and it
always remains wet.
The amount of seepage can also be calculated easily from the equation of the seepage line
as derived below. Darcy’s law is defined as, q = KiA. When steady conditions have
reached, the discharge crossing any vertical plane across the dam section (unit width) will
be the same. Hence, the value i and A can be taken for any point on the seepage line
In this case, the phreatic line cuts the d/s faces at point J above the toe. Cassagrande has
shown that the phreatic line concides with the base parabola provided the slope of the d/s
face is flat. The focus (F) of the parabola is located at the toe of the dam. The base
parabola BIJC will cut the downstream slope at J and extend beyond the dam toe up to
the point C i.e. the vertex of the parabola.
Figure 2.2.7 phreatic line for homogeneous dam section without filter
The seepage line will, however, emerge out at K, meeting the downstream face
tangentially. The portion KF is known as discharge face and always saturated. Because
the phreatic line cannot go outside the limit of the dam, the base parabola needs an exit
correction. The correction JK (say ∆a) by which the parabola is to be shifted downward
can be determined as follows from the table below. Casagrande has shown that the exit
correction ∆a depends up on the slope α of the discharge face:
Δa α in Δa
1
α in degrees
a+Δa degrees a+Δa
o
30o 0.36 135 0.14
o o
60 0.32 150 0.10
o o
90 0.26 180 0.0
o
120 0.18
Figure 2.2.9 Flow net for homogenous earth dam having horizontal drain
2.2.6 Slope Stability Analysis
After selecting the preliminary section, it should be checked against the following to
satisfy the safety criteria
a. Checking against seepage and pore water pressure
b. Checking the d/s slope for steady‐seepage condition
c. Checking u/s slope for sudden drawdown condition
d. Checking u/s and d/s slope during construction period.
Three considerations govern the design of an earth embankment:
1. side slopes must be stable;
2. Dimensions must be sufficient to control seepage;
3. Base width must be long enough to distribute weight of dam over sufficient area
to prevent overstress in the foundation.
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An earthen embankment usually fails because of the sliding of a large soil mass along a
curved surface. The method used for examining the stability of slopes of earthen
embankments is called the Swedish Slip Circle Method or Slice Method. It assumes the
condition of plain strain with failure along a cylindrical arc. The location of the Centre of
the possible failure arc is assumed. The earth mass is divided into a number of vertical
segments called slices as shown in Figure 2.2.8, O is the center and R is the radius of the
possible failure.
Hence, for analysis using Swedish circle method, there are only four forces remain; W, C,
R and UB. UB is due to pore water pressure and will be zero, if the soil is dry.
Let the weight, W be resolved in to normal, N and tangential, T component. As the
normal passes through the center, the direction of N is first marked in the normal
direction. A perpendicular is drawn from the tip of the vector W to the normal direction
to determine N and T. Thus,
N =W cos θ and T= W sin θ, where θ is the angle which the normal makes with
the vertical
N‐UB =R cos φ‐‐‐‐‐‐‐‐‐‐‐ (a) where R is the reaction at the base of the slice
Resolving all the forces in the normal direction:
T‐C = [(N‐UB)
Substituting the value of R from eqn (a) in to (b):
T‐C = (N‐UB)
/cos φ] sin φ
Hence, the tangent component of the force (actuating) is balanced by the frictional
resistance and cohesion resistance (resisting).
∑W sinθ
Procedure for the determination of the factor of safety of the trial slip surface
1. Take a trial slip surface and divide the wedge above the slip surface in to 8 to 15
vertical slices;
2. Determine the weight of each slice, W=(b*Z)*γ, where: b=width of the slice,
Z=middle ordinate of the slice, and γ= unit weight of the soil;
3. Measure the angle θ which the normal makes with the vertical and compute the
normal, N and tangential, T component. N =W cos θ and T= W sin θ
4. Determine the pore water pressure (u) at the base of the slice from the flow net
and compute the force UB due to pore water pressure. UB= u*ΔL =u*b secθ
5. Determine the cohesive force, C=c* b secθ
6. Determine the factor of safety for the trail slip surface:
Fs = tanφ∑(W cosθ−ubsecθ)+∑cbsecθ
∑W sinθ
7. Repeat the above procedure for a number of trial surfaces. The trial surface which
gives the minimum factor of safety is the most critical circle. The minimum factor
of safety should be greater than the specified safe value of the soil.
2.2.6 Location of the Most Critical Circle
For determining the stability of the proposed side slope of an earth dam it is necessary to
find the least factor of safety which may occur on any of the possible surfaces of slippage
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or slip circles. Slip circle which yields the least factor of safety is the most critical and
hence it is known as critical surface slippage or critical slip circle. For locating the
critical surface of slippage, it is necessary to try several different surfaces of slippage as
one trial are gives the value of factor of safety for that arc only.
In order to reduce the number of trials, Fellenius has suggested a method of drawing a
line, representing the locus of the critical slip circle. The determination of this line PQ is
shown in Figure 2‐10. To draw Fellenius line PQ, point Q is located at a depth H below
the toe of slope and at a distance of 4.5H from it, where H is the total height of the dam.
The point P is obtained with the help of directional angles α1 and α2.
(a) (b)
Figure 2‐12:‐ Locus of critical circle (a) for d/s slope, (b) for u/s slope
α4
V41
Phreatic line
h4 V42
N4
W4 τ4
Consider slice number 4 in the above Figure, the weight of the slice is defined as:
W4 =γdry *V41 +γsat *V42
α4 read from the scaled drawing of the earth fill dam. And tangential component of W4 is
defined as, whish is shear stress developed at failure plane:
T4 =W4 sinα4
The pore pressure for slice 4 is represented by the piezometric head h 4. Hence, pore water
pressure is:
U w4 =γwh4
Shear strength developed for the slice is quantified from two soil parameters, apparent
cohesion c and angle of shearing resistance ф. Shear strength at failure plane is defined
as:
τ4 =cL4 +(W4 cosα4 −γwh4L4)tanφ
b
Where; L4 is
cosα 4
The factor of safety of slide 4 is :
T4 cL4 +(W cosα4 −γwh4L4 ) tanφ
FS4 = = τ4 W4 sinα 4
The factor of safety for the entire circle is then given by the equation:
FS =∑ci L i +∑(Wi cosαi −γwhi Li )tanφ
∑Wi sinαi